Brian Bourne v. Cindi Curtin

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 12a0009p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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BRIAN BOURNE,
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Petitioner-Appellant,
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No. 09-2131
v.
,
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CINDI CURTIN, Warden,
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Respondent-Appellee.
Appeal from the United States District Court
for the Eastern District of Michigan at Detroit.
No. 07-15247—Paul D. Borman, District Judge.
Decided and Filed: January 11, 2012
Before: SILER and KETHLEDGE, Circuit Judges; ADAMS, District Judge.*
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COUNSEL
ON BRIEF: James Sterling Lawrence, Royal Oak, Michigan, for Appellant. Andrea
M. Christensen, OFFICE OF THE MICHIGAN ATTORNEY GENERAL, Lansing,
Michigan, for Appellee.
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OPINION
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KETHLEDGE, Circuit Judge. Brian Bourne filed a habeas petition challenging
his murder conviction. He argues that the state trial court erred by failing to consult the
parties before denying a jury request to re-hear trial testimony. And he claims his
counsel was ineffective for failing to raise the issue on direct appeal. We affirm the
denial of Bourne’s petition.
*
The Honorable John R. Adams, United States District Judge for the Northern District of Ohio,
sitting by designation.
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I.
In 2002 the State of Michigan tried Bourne for the stabbing death of a police
officer after a traffic stop. During deliberations, the jury sent a note to the judge asking
to re-hear testimony from five witnesses. Without consulting with counsel, the judge
denied the request and told the jury to rely on its collective memory. Once the parties
reconvened in the courtroom for the verdict, defense counsel told the judge that he had
learned of the jury’s request and that he would have objected to the court’s decision to
deny it. The foreperson then announced a guilty verdict.
Bourne raised four issues on direct appeal, none of which was the trial court’s
failure to consult with the parties before denying the jury’s request. The state court of
appeals affirmed. The state supreme court denied leave to appeal. Bourne then filed a
motion for relief from the judgment in the trial court. He raised several new issues,
including the effectiveness of his trial and appellate counsel and the trial court’s failure
to consult counsel before denying the jury’s request. The trial court said that there is a
presumption that Bourne’s counsel were effective and that it is “well established that
appellate counsel need not raise all possible claims of error on appeal.” The court then
held that Bourne failed to show good cause for “failure to previously raise the issues in
question” and denied relief. The court of appeals and supreme court both affirmed in
one-sentence orders, holding that Bourne failed show an “entitlement to relief under
MCR 6.508(D).”
Bourne filed a habeas petition in the district court. The district court held that
Bourne procedurally defaulted all of his grounds for relief, except for his ineffective-
assistance argument, because he did not raise them on direct appeal. The court rejected
his ineffective-assistance argument on the merits. Bourne then sought a certificate of
appealability from this Court. We granted the certificate to hear Bourne’s arguments
that he is entitled to habeas relief because the trial court denied the jury’s request without
consulting the parties and because Bourne’s appellate counsel was ineffective for failing
to raise this argument on direct appeal.
No. 09-2131 Bourne v. Curtin Page 3
II.
We need not decide whether Bourne procedurally defaulted his challenge to the
trial court’s failure to alert the parties to the jury’s request, because we can resolve
Bourne’s argument on the merits. See Mahdi v. Bagley, 522 F.3d 631, 635 (6th Cir.
2008). His argument, which we consider de novo, is that the trial court’s ex parte jury
communication violated the Supreme Court’s holding that criminal defendants have a
constitutional “right to personal presence at all critical stages of the trial and the right to
counsel.” See Rushen v. Spain, 464 U.S. 114, 119 (1983); Illinois v. Allen, 397 U.S. 337,
338 (1970).
But violations of these rights are generally “subject to harmless-error analysis.”
Rushen, 464 U.S. at 119 n.2. Bourne makes no argument that he suffered actual harm
from the trial court’s failure to consult the parties. That is likely because any objection
to the trial court’s decision to deny the jury’s request would have been meritless:
Michigan trial courts have the authority to deny juries’ unreasonable requests to review
evidence during deliberations. See People v. Carter, 612 N.W.2d 144, 146 (Mich.
2000); see also M.C.R. §§ 6.414 Staff Comment, 2.513(P). And the trial court had good
reason to conclude that this jury’s request—to re-hear the testimony of five witnesses
after deliberating for barely more than an hour—was unreasonable. See R. 7, Attach. 8,
at 158–59.
Bourne insists that he need not show any harm, however, because the Supreme
Court has said that courts commit “constitutional error without any showing of
prejudice” when they prevent defense counsel “from assisting the accused during a
critical stage of the proceeding.” See United States v. Cronic, 466 U.S. 648, 659 n.25
(1984); see also Bell v. Cone, 535 U.S. 685, 696–98 (2002). Bourne contends that
communication between the jury and the judge in this case was a critical stage, citing
this Circuit’s holding in French v. Jones, 332 F.3d 430 (6th Cir. 2003), for support.
There, the court held that a trial court’s delivery, without counsel, of supplemental jury
instructions was a critical stage and per se harmful. Id. at 434, 436; cf. Shields v. United
States, 273 U.S. 583, 587–89 (1927) (holding that judge’s ex parte communication
No. 09-2131 Bourne v. Curtin Page 4
telling a jury it needed to reach a verdict was reversible error without any discussion of
harmlessness). Bourne contends the ex parte communication here was no different.
But not all communications between a judge and jury are critical
stages—meaning a stage at which there is a “reasonable probability that [a defendant’s]
case could suffer significant consequences from his total denial of counsel.” Van v.
Jones, 475 F.3d 292, 313 (6th Cir. 2007). In Rushen, for example, the Supreme Court
said that “the prejudicial effect of a failure” to “disclose the communication [with a
juror]” can “normally” be resolved in a post-trial hearing. 464 U.S. at 119. And in
Rogers v. United States the Supreme Court held that a trial court’s ex parte response to
a jury’s question about permissible verdicts was reversible only after extensively
analyzing whether the error was harmless. 422 U.S. 35, 40 (1975). Courts have
therefore drawn a boundary around the types of judge-jury communications that
represent critical stages: “Cases in which this court has found denial of counsel at a
critical stage invariably involved a court instructing the jury about the substantive
elements of an offense or giving a deadlocked jury further instructions about how to
proceed.” Valentine v. United States, 488 F.3d 325, 335 (6th Cir. 2007); United States
v. Mohsen, 587 F.3d 1028, 1031–32 (9th Cir. 2009); United States v. Toliver, 330 F.3d
607, 614 (3d Cir. 2003). Left outside the boundary are cases like this one, in which the
jury asks to review material it had already received during the trial. See, e.g., Hudson
v. Jones, 351 F.3d 212, 218 (6th Cir. 2003) (the original jury instructions); Tolliver, 330
F.3d at 617 (excerpt from trial transcript). Thus Bourne is incorrect to argue that the
communication in this case was per se harmful.
Bourne alternatively argues that his appellate counsel was constitutionally
ineffective for failing to challenge, on direct appeal, the trial court’s ex parte
communication with the jury. The state trial court addressed this issue on the merits, so
Bourne must make the “difficult” showing that the state court unreasonably applied the
Supreme Court’s “highly deferential” test for ineffective assistance. Harrington v.
Richter, 131 S. Ct. 770, 788 (2011); see also Strickland v. Washington, 466 U.S. 668(1984). His task is more challenging still because it is “difficult” to demonstrate that
No. 09-2131 Bourne v. Curtin Page 5
appellate counsel is incompetent simply for failing to raise a particular issue. Smith v.
Robbins, 528 U.S. 259, 288 (2000). Bourne must show that the issue his appellate
counsel failed to raise was “clearly stronger” than the issues his counsel did raise,
id.—and that the state court lacked a reasonable basis for believing otherwise.
Although the arguments that Bourne’s appellate counsel raised were ill-fated, the
state court reasonably concluded that the jury-communication argument was not “clearly
stronger.” As described above, Bourne’s counsel could have reasonably believed that
the trial court’s ex parte denial of the jury’s request was subject to review for harmless
error. See also People v. France, 461 N.W.2d 621, 630–632 (Mich. 1990) (holding that
judges’ ex parte communications with juries can be harmless under state law as well).
And Bourne’s appellate counsel could have reasonably believed that he could not prove
that the error was harmful since the trial court had good reason to deny the jury’s
request, notwithstanding any objection from defense counsel. Thus, the state court
reasonably concluded that Bourne failed to demonstrate his appellate counsel’s
deficiency.
Finally, Bourne argues that the district court should have held an evidentiary
hearing so that he could demonstrate his appellate counsel’s ineffectiveness. He argues
that an evidentiary hearing would reveal whether his counsel’s decision not to raise the
jury-communication issue was strategic. Because the state court considered Bourne’s
ineffectiveness argument on the merits, however, Bourne is stuck with “the record that
was before the state court.” Cullen v. Pinholster, 131 S. Ct. 1388, 1398 (2011). Bourne
is not entitled to an evidentiary hearing. Id. at 1400.
The district court’s judgment is affirmed.