United States v. Anthony Williams

NONPRECEDENTIAL DISPOSITION
To be cited only in accordance with Fed. R. App. P. 32.1
United States Court of Appeals
For the Seventh Circuit
Chicago, Illinois 60604
Argued October 6, 2016
Decided January 11, 2017
Before
DIANE P. WOOD, Chief Judge
FRANK H. EASTERBROOK, Circuit Judge
DANIEL A. MANION, Circuit Judge
No. 16-1392
UNITED STATES OF AMERICA, Appeal from the United States District
Plaintiff-Appellee, Court for the Eastern District of Wisconsin.
v. No. 2:14-cr-00160
ANTHONY H. WILLIAMS, Charles N. Clevert, Jr.,
Defendant-Appellant. Judge.
ORDER
Anthony Williams pleaded guilty to armed bank robbery, 18 U.S.C. § 2113(a), (d),
and brandishing a firearm during the robbery, 18 U.S.C. § 924(c)(1)(A)(ii). On the
government’s motion under U.S.S.G. § 5K1.1, the district court imposed a below-
guidelines sentence on the robbery count to reward Williams for cooperating in the
prosecution of his getaway driver. In this direct appeal from his sentence, Williams
principally contends that the district court erred by resolving the § 5K1.1 motion
without taking into account his assistance in an unrelated homicide investigation. He
also contends that his sentence rests on an adverse finding about his credibility which
lacks evidentiary support. We reject both contentions.
No. 16-1392 Page 2
Williams robbed a bank at gunpoint and absconded with more than $8,000. Days
later he used $400 of the proceeds to buy a rifle through a straw purchase, even though
he still possessed the handgun used in the robbery. After Williams was caught, he
cooperated with investigators and, during a “debriefing,” identified his getaway driver.
He also discussed an unrelated homicide that remained under investigation.
The getaway driver was indicted and pleaded guilty, but the district court
concluded that a sentence of probation, not imprisonment, was warranted for the driver
because of mitigating circumstances. Meanwhile, in preparation for his own sentencing,
Williams spoke with a probation officer and rationalized the bank robbery as a way to
raise cash for overdue bills. For that crime the probation officer calculated a guidelines
imprisonment range of 46 to 57 months, and because the § 924(c)(1) count carried a
consecutive, statutory minimum of 7 years, the overall imprisonment range was 130 to
141 months. The district court accepted these calculations.
The government based its § 5K1.1 motion exclusively on Williams’s debriefing
statements about the getaway driver and about his own role in the bank robbery. The
government recommended shaving “25%” from the overall range, which, the
prosecutor said, would result in total imprisonment of 96 to 102 months. (In fact, a 25%
reduction would have yielded a range of 97 to 106 months. And since the government’s
motion was premised on § 5K1.1 alone, not 18 U.S.C. § 3553(e), that motion did not
authorize the district court to disregard the 7-year statutory minimum on the § 924(c)(1)
count. See Melendez v. United States, 518 U.S. 120, 124 (1996); United States v. McMutuary,
217 F.3d 477, 486–87 (7th Cir. 2000). Effectively, the government proposed a prison term
of 12 to 18 months for the bank robbery.) Williams agreed that a 25% reduction would
compensate him for debriefing about the bank robbery. But he asserted that a further
reduction under the government’s § 5K1.1 motion was warranted because he had
shared information about the still-unresolved homicide. Williams conceded, though,
that his information was insubstantial.
The district court granted the § 5K1.1 motion and accepted the government’s
proposed 25% reduction—but only grudgingly. The court characterized that decrease as
“extremely generous” given Williams’s limited assistance as compared to cooperating
defendants in other criminal cases. The court noted that Williams had helped to
prosecute only the getaway driver whose circumstances warranted dispensing with
imprisonment in favor of probation. As for the homicide, the court agreed with the
parties that Williams had not substantially assisted the investigation of that crime and
declined to evaluate his information in ruling on the § 5K1.1 motion. But the court
No. 16-1392 Page 3
added that Williams still could argue, when addressing the sentencing factors in 18
U.S.C. § 3553(a), that his effort to help was a ground in mitigation warranting a lower
sentence.
During his allocution Williams continued to insist that he had robbed the bank
because he needed cash quickly to pay overdue bills, and that he had purchased the
rifle for protection. The district court rejected these explanations. The court initially
remarked that during the debriefing Williams had not been fully candid about his
motives, prompting defense counsel to object that the government had not accused
Williams of lying during the debriefing. The judge replied that, although he remained
skeptical that Williams had been “thoroughly forthcoming” with the investigators, he
was convinced that Williams, while claiming to be desperate for money, had used
robbery proceeds “to get another weapon which even if he needed personal security
was not essential.” The court sentenced Williams to a total of 102 months in prison—18
months for the bank robbery plus 84 months for the gun crime.
We start with Williams’s contention that the district court erred by ruling on the
government’s § 5K1.1 motion without simultaneously evaluating his effort to help the
homicide investigation. At oral argument Williams disavowed any suggestion that the
district court undervalued his assistance in this prosecution, which satisfies us that our
jurisdiction is secure. See United States v. Spann, 682 F.3d 565, 566 n.1 (7th Cir. 2012)
(reserving question whether appellate jurisdiction would extend to claim that
sentencing court undervalued defendant’s cooperation in granting § 5K1.1 motion in
case in which bottom of guidelines imprisonment range was not set by statutory
minimum). Williams makes only a procedural claim, though not a valid one.
We reject Williams’s assertion that a sentencing court must consider extraneous
matters when ruling on a § 5K1.1 motion. Such motions, by definition, are filed by the
government when it seeks to reward a defendant’s cooperation. See United States v.
Santoyo, 146 F.3d 519, 523 (7th Cir. 1998) (explaining that § 5K1.1 authorizes reduction
for substantial assistance only on government’s motion); United States v. Valencia, 913
F.2d 378, 386 (7th Cir. 1990) (same). But that does not mean that cooperating defendants
are at the government’s mercy. After United States v. Booker, 543 U.S. 220 (2005),
sentencing courts must evaluate all nonfrivolous grounds offered in mitigation when
applying the factors in 18 U.S.C. § 3553(a), and that includes a defendant’s cooperation.
United States v. Leiskunas, 656 F.3d 732, 737 (7th Cir. 2011); United States v. Knox, 573 F.3d
441, 453 (7th Cir. 2009); United States v. Blue, 453 F.3d 948, 954 (7th Cir. 2006). In this case
the district court understood its discretion to further reduce Williams’s sentence
No. 16-1392 Page 4
despite—as he conceded—the insignificance of his information about the homicide. The
district court evaluated that information and concluded that a steeper discount wasn’t
warranted. Williams’s complaint about timing—that the court should have weighed the
homicide information as part of its § 5K1.1 assessment instead of when applying the
§ 3553(a) factors—is without merit. See United States v. Guyton, 636 F.3d 316, 319 n.2
(7th Cir. 2011) (explaining that post-Booker amendment to U.S.S.G. § 1B1.1 provides that
sentencing court should “consider departures under the Guidelines themselves” before
evaluating “other applicable factors under 18 U.S.C. § 3553(a)”).
What remains is Williams’s contention that the district court, without an
evidentiary foundation, faulted him for lying when debriefing with investigators.
Sentencing courts may not rely upon unfounded allegations , United States v. Modjewski,
783 F.3d 645, 652 (7th Cir.), cert. denied, 136 S. Ct. 183 (2015); United States v. Bradley, 628
F.3d 394, 400 (7th Cir. 2010), but Williams has not persuaded us that the district court
misunderstood the timing of his dissembling, see United States v. Musgraves, 831 F.3d
454, 469 (7th Cir. 2016) (noting that defendant has burden of establishing sentencing
court’s reliance on inaccurate information); United States v. Smith, 562 F.3d 866, 874 (7th
Cir. 2009) (same). Although the court misspoke initially and said that Williams had
been untruthful with the investigators, the court corrected itself after Williams objected.
The court clarified its finding that the defendant had lied to the probation officer and
also during allocution in insisting that overdue bills and a need for self-protection had
motivated him to rob the bank and buy a rifle with part of the stolen currency. And that
finding is not clearly erroneous.
AFFIRMED.