Curry, Carlos v. Advocate Bethany

UNPUBLISHED ORDER
Not to be cited per Circuit Rule 53
United States Court of Appeals
For the Seventh Circuit
Chicago, Illinois 60604
Submitted November 1, 2006*
Decided November 2, 2006
Before
Hon. ILANA DIAMOND ROVNER, Circuit Judge
Hon. DIANE P. WOOD, Circuit Judge
Hon. TERENCE T. EVANS, Circuit Judge
No. 05-3967
CARLOS M. CURRY, Appeal from the United States
Plaintiff-Appellant, District Court for the Northern
District of Illinois, Eastern
v. Division
ADVOCATE BETHANY HOSPITAL, et al., No. 04 C 7229
Defendants-Appellees.
James B. Zagel,
Judge.
ORDER
Carlos Curry filed a complaint seeking damages for the wrongful death of his
mother, Deborah Curry, alleging violations of 42 U.S.C. §§ 13955dd, 1983, 1985,
and 1986, and state law. Because Carlos is a prisoner, the district court examined
the complaint sua sponte under 28 U.S.C. § 1915(e)(2)(B)(ii) and dismissed the
federal-law claims for failure to state a claim. The state-law claims were dismissed
without prejudice for lack of jurisdiction. He appeals. We affirm.
*
The defendants were not served with process in the district court and are
not participating in this appeal. After an examination of the appellant's brief and
the record, we have concluded that oral argument is unnecessary. Thus, the appeal
is submitted on the appellant's brief and the record. See Fed. R. App. P. 34(a)(2).
No. 05-3967 Page 2
The facts according to the complaint, which we accept as true, are as follows.
On August 7, 2002, Deborah suffered an acute asthma attack. She called 911 and
paramedics brought her to Advocate Bethany Hospital’s emergency room. Doctors
intubated her. Following intubation, she suffered cardiac arrest and was
resuscitated but never regained consciousness. She was treated at the hospital for
approximately three weeks, during which time she was mistakenly injected with
insulin even though she was not diabetic.
Carlos consented to the removal of his mother’s life support on August 23,
2002, after which—contrary to doctors’ expectations—his mother continued
breathing unassisted. On August 28th his mother was transferred to a nursing
home. Two days later, doctors at the nursing home determined that she was
suffering from pneumonia. Doctors at Advocate Bethany asked that she be
returned to their care, but Carlos refused and she was taken instead to Holy Cross
hospital for treatment of the pneumonia. In September 2002 doctors at Holy Cross
told Carlos that his mother had suffered a heart attack and a stroke back on August
7th because Advocate Bethany’s emergency room doctors had misdiagnosed and
improperly treated her condition. Deborah died in February 2003. According to the
death certificate attached to the complaint, the immediate cause of death was
hypertensive heart disease.
On February 25, 2005, Carlos filed his civil complaint against Advocate
Bethany Hospital and seven physicians seeking $480 million in compensatory and
punitive damages for the wrongful death of his mother. The complaint alleged that
the emergency room doctors’ failure to correctly diagnose and treat his mother’s
asthma attack violated the Emergency Medical Treatment and Active Labor Act
(EMTALA), 42 U.S.C. § 13955dd, and that a second EMTALA violation occurred
when the defendants transferred his mother to a nursing home without stabilizing
her. The complaint also alleged that doctors had individually and through a
conspiracy violated his mother’s constitutional rights under the Fifth, Eighth, and
Fourteenth Amendments in violation of 42 U.S.C. §§ 1983, 1985 and 1986. Finally,
the complaint alleged battery and medical malpractice claims under Illinois tort
law.
The district court dismissed the EMTALA claims because it concluded that
Deborah received “the full panoply of emergency care” as required by the statute.
The district court also held that the EMTALA claims were untimely because Carlos
filed his complaint more than two years after the alleged violations occurred. It
dismissed the § 1983 claim because no defendant was acting under color of state
law, and it dismissed the § 1985 and § 1986 claims because they were refuted by the
medical records upon which those claims were based and which Carlos had supplied
to the court.
No. 05-3967 Page 3
With all federal-law claims dismissed, the district court determined that it
did not have jurisdiction over the remaining state-law claims because the complaint
failed to establish diversity jurisdiction under 28 U.S.C. § 1332. The district court
noted that even if it had jurisdiction, it would have to dismiss the malpractice
claim; under Illinois law a malpractice complaint must be supported by an affidavit
from a health professional certifying that, in the professional’s opinion, “there is a
reasonable and meritorious cause for the filing of such action,” and Carlos had not
provided that affidavit. The state-law claims were dismissed without prejudice.
The district court invited Carlos, within sixty days, to submit the physician’s
affidavit, a motion to reconsider, and a proposed amended complaint with proper
allegations of diversity jurisdiction.
Carlos filed a motion to reconsider within sixty days. The motion did not
address diversity jurisdiction, reasserting instead that the district court had
jurisdiction because his EMTALA claims were meritorious. Carlos requested that
the court allow him until August 1, 2005, to obtain the physician’s affidavit. On
August 1st, Carlos filed a motion for appointment of counsel in which he stated that
his efforts to obtain a physician’s affidavit on his own had been unsuccessful. On
September 8, 2005, the district court denied Carlos’s motion to reconsider because it
did not show a manifest error of law or fact or present newly discovered evidence.
The district court dismissed all other pending motions as moot.
We review a § 1915(e)(2)(B)(ii) dismissal de novo and accept as true the
well-pleaded allegations contained in the complaint. De Walt v. Carter, 224 F.3d
607, 611-12 (7th Cir. 2000). Even applying the liberal standard applicable in pro se
cases, see Haines v. Kerner, 404 U.S. 519, 520 (1972) (per curiam), we agree with
the district court that the complaint has failed to state a claim under federal law.
The “crux” of the complaint, Carlos says, are his claims under EMTALA. EMTALA
was enacted to address the problem of “patient dumping,” see Johnson v. Univ. of
Chi. Hosps., 982 F.2d 230, 233 n.7 (7th Cir. 1993), where hospitals transferred
indigent patients from one hospital to the next while their emergency medical
conditions worsened. See Harry v. Marchant, 291 F.3d 767, 770 (11th Cir. 2002).
EMTALA requires hospitals receiving federal funds to screen for an emergency
medical condition any patient who comes to the hospital; if an emergency condition
exists, the patient may not be transferred to another hospital or discharged until he
or she has received stabilizing treatment. 42 U.S.C. § 1395dd; see Johnson, 982
F.2d at 232-33.
A plaintiff can plead himself out of court by pleading facts that undermine
the allegations in his complaint. Henderson v. Sheahan, 196 F.3d 839, 846 (7th Cir.
1999). Carlos has done that with respect to his EMTALA claims. Exhibits attached
to the complaint are treated as part thereof in accordance with Fed. R. Civ. Pro. 10.
No. 05-3967 Page 4
These exhibits and Curry’s own statements in the complaint establish that
Advocate Bethany Hospital screened Deborah and initiated treatment within
minutes of her arrival at the ER. Specifically, twenty-five minutes after her arrival
in the ER, as her blood oxygen level continued to decrease, doctors intubated her.
Despite promptly receiving the oxygen, Deborah went into cardiac arrest. The
doctors then resuscitated her and kept her on life support for three weeks, until
Carlos removed her to the nursing home. Thus, the hospital screened Deborah and
stabilized her in accordance with EMTALA. See Thomas v. Christ Hosp. & Med.
Ctr., 328 F.3d 890, 893 (7th Cir. 2003); Johnson, 982 F.2d at 232-33. That the
treatment provided was ineffective—that it may even have involved a misdiagnosis
or malpractice—does not violate EMTALA so long as she was stabilized. EMTALA
is not a federal malpractice statute. See, e.g., St. Anthony Hosp. v. Dep’t of Health
& Human Servs., 309 F.3d 680, 694 (10th Cir. 2002); Bryant v. Adventist Health
System/West, 289 F.3d 1162, 1169-70 (9th Cir. 2002); Harry, 291 F.3d at 770.
In a separate argument, Carlos contends that Advocate Bethany neglected to
alert the nursing home that she had suffered a stroke and contracted pneumonia
while in the hospital’s care. Therefore, he argues, his mother was transferred to
the nursing home without being “stabilized” for these two conditions that arose
during her inpatient care at Advocate Bethany. There is a split of authority over
whether EMTALA’s stabilization requirement applies to conditions that arise after
an individual is admitted for inpatient care. Compare Bryant, 289 F.3d at 1168-69
(no), and Bryan v. Rectors & Visitors of the Univ. of Va., 95 F.3d 349, 352 (4th
Cir.1996) (no), with Lopez-Soto v. Hawayek, 175 F.3d 170, 173-74 (1st Cir. 1999)
(yes), and Thornton v. Sw. Detroit Hosp., 895 F.2d 1131, 1135 (6th Cir. 1990) (yes,
in dicta).
Even if we assume that EMTALA applies to conditions that arise during
inpatient care (and we assume further that the doctors at Advocate Bethany knew
of both the pneumonia and stroke conditions, though the complaint says otherwise),
the district court correctly held that the EMTALA claims should be dismissed for
the additional reason that they are untimely. EMTALA requires that an action
must be brought within two years of the date of the alleged violation. 42 U.S.C.
§ 1395dd(d)(2)(C). The latest date on which any potential EMTALA violation
occurred is August 28, 2002, the date Advocate Bethany transferred Deborah to a
nursing home. But the complaint was not filed until February 25, 2005, more than
five months too late. Expiration of a statute of limitations is an affirmative defense,
but “when the existence of a valid affirmative defense is so plain from the face of the
complaint that the suit can be regarded as frivolous, the district judge need not wait
for an answer before dismissing the suit.” Walker v. Thompson, 288 F.3d 1005,
1009-10 (7th Cir. 2002).
No. 05-3967 Page 5
Carlos contends that equitable estoppel excuses his untimeliness because
Advocate Bethany’s doctors conspired to cover-up their malpractice. Equitable
estoppel is only appropriate if Carlos was lulled into inaction by the defendants’
fraudulent conduct upon which he actually and reasonably relied. See Smith v.
Potter, 445 F.3d 1000, 1010 (7th Cir. 2006). Carlos negates any possibility that he
relied on the defendants’ cover-up by informing us in his complaint that in
September 2002, within a few weeks of Deborah leaving Advocate Bethany hospital,
three doctors at Holy Cross hospital informed Carlos that Deborah’s cardiac arrest
and stroke were caused when Advocate Bethany doctors misdiagnosed and
improperly treated her asthma attack. Because Carlos tells us that he uncovered in
less than a month the facts that the defendants conspired to cover-up, his equitable
estoppel argument is unfounded.
Carlos’s other federal-law claims also fail. We affirm the district court’s
dismissal of Carlos’s § 1985 claim, although we rely on a different reason. See
Greeno v. Daley, 414 F.3d 645, 657 (7th Cir. 2005); Ciarpaglini v. Saini, 352 F.3d
328, 331 (7th Cir. 2003). The only conceivably applicable subsection is § 1985(3)
which requires that a plaintiff allege, among other things, that the defendants
intended to harm Deborah out of racial or other class-based animus. Griffin v.
Breckenridge, 403 U.S. 88, 102 (1971); see also Grimes v. Smith, 776 F.2d 1359,
1363-65 (7th Cir. 1985). Although intent may be alleged generally under Fed. R.
Civ. P. 9(a), the complaint here makes no claim that the defendants intentionally
harmed Deborah for reasons of racial or class-based hostility. For this reason,
Carlos fails to state a claim under § 1985(3). See Kyle v. Morton High Sch., 144
F.3d 448, 457 (7th Cir. 1998) (per curiam). Because the complaint fails to state a
§ 1985(3) claim, it necessarily fails to state a § 1986 claim. See Grimes, 776 F.2d at
1363 n.4. Lastly, Carlos fails to state a claim under § 1983 because all defendants,
being private individuals and a private hospital, have not acted under color of law.
See Case v. Milewski, 327 F.3d 564, 566 (7th Cir. 2003). The district court properly
dismissed the pendant state-law tort claims without prejudice because the federal
claims were dismissed at screening. See 28 U.S.C. § 1367(c); see also East-Miller v.
Lake County Highway Dep’t., 421 F.3d 558, 564-65 (7th Cir. 2005).
Carlos makes two additional arguments on appeal. First, he argues that the
district court should have granted his motion for appointment of counsel to help
him acquire the physician’s affidavit. The denial of counsel was not an abuse of the
district court’s discretion because an attorney is not necessary to secure such an
affidavit. Second, Carlos correctly points out that he filed his motion to reconsider
on May 26th and not on August 1st as suggested in the district court’s order of
September 8, 2005. But this was a harmless error because the district court denied
the motion not for untimeliness but on the merits: it identified no manifest error of
law or fact, a determination that was not an abuse of discretion.
No. 05-3967 Page 6
For the reasons stated above, the decision of the district court to dismiss
Carlos’s claims is AFFIRMED.