Allen Ware v. Marvin Morrison

United States Court of Appeals
FOR THE EIGH TH CIRCUIT
___________
No. 01-1463
___________
Allen B. Ware, *
*
Appellee, *
*
v. *
* Appeal from the United States
Marvin D. Morrison, Warden, FCI - * District Court for the
Forrest City; Glen E. Trammel, * Eastern District of Arkansas.
Warden, Bureau of Prisons, FPC *
Nellis, Nevada; Jinny Van Buren, Ms., *
Associate Warden, FCI - Forrest City, *
*
Appellants. *
___________
Submitted: October 2, 2001
Filed:
___________
Before BOWMAN, HEANEY, and BYE, Circuit Judges.
___________
BOWMAN, Circuit Judge.
Allen B. Ware, a federal prisoner, brought this Bivens suit against federal prison
officials Marvin Morrison, Glen Trammel, and Jinny Van Buren. 1 Ware claims that his
due-process rights were violated by the temporary suspension of visiting privileges for
his wife and two other women. Ware seeks damages from the defendants as well as
injunctive relief. The defendants appeal from the denial of their motion to dismiss or
for summary judgment on the basis of qualified immunity. In addition to denying their
motion for qualified immunity, the District Court, pending the final outcome of the case,
partially granted Ware's request for an injunction by requiring the defendants to give
Ware visitation privileges with his wife. Defendants also appeal this grant of a
preliminary injunction. We reverse the District Court's denial of qualified immunity to
the prison officials and vacate the injunction.
I.
Certain facts material to Ware's suit are not in dispute. In M arch 1999 while
incarcerated at Federal Prison Camp-Fort Nellis (FPC-Nellis), Ware was found in
possession of contraband. Immediately preceding this incident, Ware had a series of
visitors, one of whom was his wife. The misuse of extra prison-visitation passes had
facilitated some of these visits. After Ware was found with contraband, disciplinary
procedures were invoked pursuant to Bureau of Prison regulations, including an
incident report and investigation. See 28 C.F.R. § 541.14 (2001). Further, Ware
received written notice of the charges and attended a hearing before the Unit Discipline
Committee, which subsequently referred the charge along with recommendations to the
Discipline Hearing Officer (DHO). The DHO made written findings in a report dated
March 23, 1999. The DHO sanctioned Ware with loss of good-time credits and a
disciplinary transfer. The DHO did not limit Ware's visitation privileges.
1
See Bivens v. Six Unknown Named Agents of the Fed. Bureau of Narcotics,
403 U.S. 388 (1971).
-2-
On April 8, 1999, FPC-Nellis Warden Trammel concluded that, for the safety
of the institution and to avoid security threats, Ware's visitation privileges should be
suspended with respect to his wife and two other women who apparently were also
involved in helping Ware obtain contraband goods. In a letter to Ware's wife, a copy
of which was placed in Ware's file, Warden Trammel notified her that she could not
visit her husband for eighteen months. Later, after Ware was transferred to the Federal
Corrections Institution at Forrest City, its warden, defendant Morrison, kept the
suspension of Ware's visitation privileges in place for the same period of time. Ware
alleges that the defendants' actions violated his constitutional rights under the Due
Process Clause. Defendants maintain that actions restricting Ware's ability to receive
particular visitors did not violate his rights under clearly established law or otherwise.
II.
We first address the denial of the defendants' motion for summary judgment on
the grounds of qualified immunity. We review the District Court's order denying
summary judgment de novo. See Sexton v. Martin, 210 F.3d 905, 909 (8th Cir. 2000);
Cornell v. Woods, 69 F.3d 1383, 1390 (8th Cir. 1995). Following the most recent
Supreme Court decision on qualified immunity, we undertake a two-step inquiry. See
Saucier v. Katz, 121 S. Ct. 2151, 2155 (2001). First, we must inquire whether the
facts alleged, when taken in the light most favorable to the party asserting the injury,
show that the defendant officials violated a constitutional right. See id. at 2156. If we
determine that the plaintiff has shown a violation of a constitutional right, we then must
inquire whether the constitutional right was clearly established. See id.
Ware argues that he has met the first prong of the qualified-immunity inquiry
because his Fifth Amendment due-process rights were violated when Warden Trammel
suspended his visitation privileges without a hearing. We must determine whether
Ware, while serving time in federal prison, has a constitutional right to visitation.
Government actions affecting the conditions of prison confinement implicate a
-3-
prisoner's constitutional rights only where the actions impose an atypical and significant
hardship on the inmate in relation to the ordinary incidents of prison life. Sandin v.
Conner, 515 U.S. 472, 483-84 (1995).
Ware's loss of visitation privileges is within the ordinary incidents of confinement
and cannot be considered an atypical and significant hardship. See Ky. Dep't of Corr.
v. Thompson, 490 U.S. 454, 460-61 (1989) (holding that an inmate's interest in
visitation does not rise to a liberty interest protected under the Due Process Clause);
Harmon v. Auger, 768 F.2d 270, 272 (8th Cir. 1985) (holding that a prisoner does not
have a liberty interest in contact visits). The discipline imposed upon Ware simply
does not fall outside the expected parameters of incarceration. See Key v. McKinney,
176 F.3d 1083, 1086-87 (8th Cir. 1999) (rejecting due-process claim challenging the
use of shackles for punishment because discipline by prison officials for a variety of
misconduct falls within the expected parameters of incarceration).
In a case strikingly similar to this one, Caraballo-Sandoval v. Honsted, 35 F.3d
521, 524 (11th Cir. 1994) (per curiam), a prisoner's visitation privileges with his wife
were suspended due to suspicion that the wife was passing contraband to the prisoner.
The Eleventh Circuit affirmed the dismissal of the suit, holding that the prison officials
were entitled to qualified immunity and that the decision to curtail visitation privileges
was discretionary and did not implicate the prisoner's constitutional right to due
process. Id. at 525. We agree with the Eleventh Circuit in Caraballo-Sandoval and we
hold that Ware had no constitutionally protected interest implicated by the suspension
of his visitation privileges.
Ware attempts to carve a protected niche for himself by arguing that Warden
Trammel ordered the suspension of his privileges for punitive reasons. He further
argues that because he was given a hearing and punished by the DHO for his
involvement in smuggling contraband into the prison, the imposition of this extra
punishment without a hearing violated his due-process rights.
-4-
Ware's argument, however, is beside the point, for the question of whether the
suspension of W are's visitation privileges was for punitive reasons is immaterial. Only
sanctions that impose atypical and significant hardships upon a prisoner in relation to
the ordinary restraints and incidents of prison life implicate the Due Process Clause.
Sandin, 515 U.S. at 483-84. The suspension of Ware's visitation privileges with
respect to his wife and two other women does not impose upon W are an atypical and
significant hardship. Accordingly, the suspension of these visitation privileges without
affording Ware a hearing would not infringe Ware's due-process rights even if in fact
the warden had ordered the suspension as punishment for Ware's involvement with his
visitors in smuggling forbidden goods into the prison.
Because the suspension of Ware's visitation privileges did not violate Ware's
due-process rights, the District Court's entry of the injunction requiring defendants to
allow Ware to have visits with his wife was an abuse of discretion. See Shen v. Leo A.
Daly Co., 222 F.3d 472, 477 (8th Cir. 2000) (standard of review). The injunction must
be vacated.
The order of the District Court denying the defendants' motion for summary
judgment on the grounds of qualified immunity is reversed, the injunction entered by
the District Court is vacated, and the case is remanded with directions that judgment
be entered for the defendants and the case be dismissed.
HEANEY, Circuit Judge, concurring.
I concur in the result, but write separately to clarify the warden’s responsibilities
and to note that the wardens may have acted outside the scope of their authority.
First, I note that Ware had a right not to have further punishment imposed upon
him by the wardens after the Disciplinary Hearing Officer (DHO) issued sanctions
-5-
against him for smuggling contraband 2 into the prison camp. See 28 C.F.R. § 541.19
(2001) (stating that a warden may not “increase any valid sanction imposed.”). The
regulations make clear that the Unit Discipline Committee (UDC) or the DHO, not the
warden, has the authority to impose sanctions for violations of prison rules. See
generally 28 C.F.R. §§ 541.13-.19. The warden may ask the DHO or UDC for a
rehearing after the issuance of a decision, but the warden may not increase the
sanctions imposed upon the prisoner. See 28 C.F.R. § 541.19. Although a warden may
suspend visitation privileges for security reasons, he or she may not do so as an
additional form of punishment. Compare 28 C.F.R. § 540.40 with 28 C.F.R. § 541.19.
The question becomes, then, whether W are states a claim that the wardens
violated his Fifth Amendment rights by suspending his visitation privileges for punitive
reasons. Citing Sandin, the majority advances that because a limitation on visitation
privileges does not impose an atypical and significant hardship on Ware, he does not
assert a violation of a liberty interest protected by the Due Process Clause. See Sandin
v. Conner, 515 U.S. 472, 483-84 (1995) (noting that although prison regulations were
violated, a prisoner in a maximum security prison who was put in solitary confinement
for thirty days did not assert a due process violation because the confinement was not
an atypical or significant hardship under the circumstances).
I reluctantly agree w ith the majority’s reasoning. Ware alleges a violation of
prison procedures, but after Sandin, it appears he has no remedy. Therefore, I concur
2
The contraband consisted of all the elements of a “surf and turf” dinner: “five
freshly cut steaks, one four-pound box of frozen shrimp, four one-pound packages of
linguine, one 375 ml bottle of Cuervo Tequila, one 375 ml bottle of Hennessy Cognac,
and one 375 ml bottle of Azile Passion Fruit Cognac.” Ware v. Morrison, No:
2:99CV00210JFF, slip op. at 1 n.1 (E.D. Ark. 2000) (Proposed Findings and
Recommendation).
-6-
that Ware’s Fifth Amendment claim should be dismissed under Federal Rule of Civil
Procedure 12(b)(6).
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
-7-