United States v. James Austin

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 99-3887
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* Eastern District of Arkansas.
James Zantrese Austin, also known *
as Dirty, also known as Little James, *
*
Appellant. *
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Submitted: May 9, 2000
Filed: June 28, 2000
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Before BOWMAN, LOKEN, and BYE, Circuit Judges.
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BOWMAN, Circuit Judge.
James Austin pleaded guilty to drug charges pursuant to an agreement with the
government. At his sentencing hearing, the District Court pronounced that it would
apply a two-level enhancement for Austin's leadership role in a criminal enterprise
called the Oak Street Posse. See U.S.S.G. § 3B1.1. After the hearing, but before the
District Court filed its formal judgment and sentence, the government filed a motion.
Styled "Motion for Reconsideration of Sentence," the document asked the Court to
increase the § 3B1.1 enhancement from two to four levels. The District Court
nevertheless entered a sentence and judgment consistent with its oral pronouncement.
The government subsequently filed a "Supplemental Motion for Reconsideration and
for Hearing," also seeking a change in the sentence. Austin filed a response including
a motion seeking imposition of no § 3B1.1 enhancement and also requesting a hearing.
The District Court, fifteen days after entry of the formal sentence and judgment, ruled
on the motions by entering an order imposing a recalculated sentence. The amended
sentence, based on a change in the § 3B1.1 enhancement from two to three levels,
extended Austin's term of incarceration by 16 months, from 172 to 188.
Austin then filed his notice of appeal, which specifies that he appeals both his
original and revised sentences. For the reasons discussed below, we hold that we do
not have jurisdiction over his untimely appeal of his original sentence. His appeal from
the revised sentence, however, is timely, and we conclude that the District Court was
without jurisdiction to alter Austin's sentence. We therefore vacate the order purporting
to do so, and remand the case for reimposition of the original sentence.
A timely notice of appeal is mandatory and jurisdictional. See United States v.
Petty, 82 F.3d 809, 810 (8th Cir. 1996) (per curiam). We raise the issue sua sponte
even if the parties appear to concede jurisdiction. See United States v. Duke, 50 F.3d
571, 574 (8th Cir.), cert. denied, 516 U.S. 885 (1995). The federal rules accord Austin
ten days from "the entry of either the judgment or the order being appealed," Fed. R.
App. P. 4(b)(1)(A)(i), to file a notice of appeal. Austin's notice, filed nearly a month
after the original sentence and judgment was entered, is patently late as to that
judgment.
Austin apparently believed that the period for filing a notice of appeal did not
begin until the District Court ruled on the parties' post-sentencing motions. Cf. United
States v. Ibarra, 502 U.S. 1 (1991) (per curiam) (holding that motion to reconsider
order suppressing evidence made order non-final and thus appeal after reconsideration
was timely). While the federal rules provide for a renewed appeals period after a ruling
on some post-judgment motions, see Fed. R. App. P. 4(b)(3)(A), a motion for
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"reconsideration" is not listed among them. We therefore must determine whether
Austin's appeal is timely for some other reason.
We begin by examining the motions for reconsideration. The parties did not cite
any federal rule or any other authority suggesting the District Court even had the power
to amend Austin's sentence. A federal statute actually prohibits such amendment. See
18 U.S.C. § 3582(c) (1994 & Supp. IV 1998) ("The court may not modify a term of
imprisonment once it has been imposed . . . ."). While the statute contains exceptions,
only one is even arguably applicable here: "[T]he court may modify an imposed term
of imprisonment to the extent otherwise expressly permitted by . . . Rule 35 of the
Federal Rules of Criminal Procedure . . . ." Id. § 3582(c)(1)(B).
Rule 35, in turn, only has one potentially applicable provision, which allows that
"[t]he court, acting within 7 days after the imposition of sentence, may correct a
sentence that was imposed as a result of arithmetical, technical, or other clear error."
Fed. R. Crim. P. 35(c). Thus, more than seven days after the imposition of Austin's
sentence, the District Court had no jurisdiction to alter it, even if the sentence was
legally erroneous. See United States v. Abreu-Cabrera, 64 F.3d 67, 73 (2nd Cir. 1995)
(collecting cases); see also United States v. Lopez, 26 F.3d 512, 515-18 (5th Cir. 1994)
(per curiam) (explaining developments leading to promulgation of Rule 35(c) as
codification of and limit on courts' inherent power to reconsider sentences).
While a timely Rule 35(c) motion arguably makes the original sentence non-final,
any justification for a renewed appeal period could not extend past the District Court's
seven-day authority to grant a Rule 35(c) motion. A closer case would present several
nice questions, such as whether the oral pronouncement or formal entry of sentence
started the seven-day period, see Andrew P. Rittenberg, Comment, "Imposing" a
Sentence Under Rule 35(c), 65 U. Chi. L. Rev. 285, 295-303 (1998) (discussing circuit
split on this issue), or whether a motion under Rule 35(c) makes the original sentence
non-final at all, see United States v. Barraan-Mendoza, 174 F.3d 1024, 1031-1032 (9th
Cir. 1999) (Graber, J., dissenting) (arguing that it does not). But even if we applied the
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most favorable rule for Austin, that the period for filing a notice of appeal was extended
by seven days beginning upon formal entry of judgment, see United States v. Morillo,
8 F.3d 864, 869 (1st Cir. 1993), Austin's notice of appeal would still be too late. To
reach this conclusion, we do consider and reject the view of United States v. Corey,
999 F.2d 493, 494-96 (10th Cir.), cert. denied, 510 U.S. 1001 (1993), that a timely
Rule 35(c) motion creates a new ten-day appeals period beginning whenever the court
acts on the motion. The text of Rule 35(c) plainly commands the court to act within
seven days, and thus after seven days the motion is effectively denied and any doubt
concerning the finality of the sentence is ended. See Morillo, 8 F.3d at 869; see also
United States v. Carmouche, 138 F.3d 1014, 1022-23 (5th Cir. 1998) (Duhe, J.,
specially concurring) (suggesting that Fifth Circuit en banc abandon rule beginning
appeals period whenever court decides Rule 35(c) motion). We need not, and do not,
decide more than to reject Corey.
Austin's appeal from his original sentence must be dismissed as untimely.
Normally, when a criminal defendant's notice of appeal is fewer than thirty days late,
as here, we remand to the district court to consider findings of excusable neglect. See
Petty, 82 F.3d at 810 (discussing Fed. R. App. P. 4(b)). That is unnecessary in this
case, because we ultimately remand for reimposition of the original sentence, see, e.g.,
Lopez, 26 F.3d at 523 (so ordering), which will result in a new final judgment, from
which either party may file a timely notice of appeal.
By contrast, we do have jurisdiction over Austin's appeal from his revised
sentence. The notice of appeal timely followed the District Court's post-judgment order
imposing a revised sentence, which is a separate final judgment. As we have stated,
the District Court was without authority to enter such an amended sentence and the
order imposing it must be vacated. Moreover, because the order amending Austin's
sentence was entered without jurisdiction itself, it cannot give us jurisdiction over the
original sentence.
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Austin does not articulate the precise argument that the District Court lacked
jurisdiction to change the original sentence. He asserts instead that the District Court
abused its discretion because it should have held a hearing and made certain findings
before altering the sentence. While Austin does not specify the correct legal theory,
he has sufficiently resisted the resentencing in the District Court and before this Court
to allow us to reach the issue. More importantly, because the District Court's error was
jurisdictional in nature, it cannot be waived. See United States v. Morrison, 204 F.3d
1091, 1093 (11th Cir. 2000).
We do not consider Austin's other arguments. To the extent they apply to the
first sentence, we have no jurisdiction to consider them because that appeal is untimely.
To the extent they apply to the revised sentence, they are moot because that sentence
was imposed without jurisdiction. We vacate the order of the District Court amending
Austin's sentence and remand for reimposition of the original sentence.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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