United States v. Wayne Lee Lussier

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 04-2199
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the
* District of Minnesota.
Wayne Lee Lussier, *
*
Appellant. *
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Submitted: November 17, 2004
Filed: February 17, 2005
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Before SMITH, BEAM, and BENTON, Circuit Judges.
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SMITH, Circuit Judge.
Wayne Lee Lussier ("Lussier") was convicted in the United States District
Court for the District of Minnesota1 after trial by jury on the charge of felon in
possession of a firearm. During voir dire, the district court declined to declare a
mistrial after a potential juror stated that he personally knew Brian Holthusen
("Holthusen"), Lussier's witness, and described him as "a neighborhood nuisance."
The district court also declined to grant an offense level reduction pursuant to
U.S.S.G. § 2K2.1(b)(2), but did depart downward pursuant to U.S.S.G. § 2K2.0.
1
The Honorable Ann D. Montgomery, United States District Judge for the
District of Minnesota.
Lussier was sentenced to 15 months imprisonment. Lussier now appeals the denial
of a mistrial and the denial of the § 2K2.1(b)(2) downward departure. We affirm.
II. Background
Lussier and Holthusen went scouting for hunting land on the Red Lake Indian
Reservation. Lussier drove his truck during the trip and Holthusen brought along a
rifle that he owned in case he saw a deer. Holthusen placed the rifle behind the seat
in Lussier's truck and wrapped it in a snowmobile suit. At no time during their trip did
Lussier handle the rifle. After they returned to the reservation, Lussier dropped
Holthusen off at Holthusen's mother's house and told him that he was going to get
cigarettes and would return. After dropping off Holthusen, Lussier did not go for
cigarettes but instead went to the home of Connie Sumner ("Sumner"). Sumner,
Lussier's former girlfriend, had obtained an order of protection against Lussier.
Sumner was home when Lussier arrived and called the police to report his presence.
After surveilling Sumner's car, Lussier knocked on her door. Sumner did not answer.
She observed Lussier return to the driver's side of his truck. Through the window in
the back of the truck, Sumner saw a rifle barrel moving to the passenger side of the
vehicle. Lussier then got out of his truck and again knocked on Sumner's door.2
The Red Lake Police Department sent an officer to Sumner's home in response
to her calls. After the officer arrived, he identified Lussier and informed him that he
was in violation of a court order and was under arrest. Lussier responded that "he was
going to get something out of his vehicle first." At that point, the officer looked
toward the truck and noticed a rifle on the seat in plain view. The officer seized the
rifle. Lussier was charged in a one-count indictment with being a felon in possession
of a firearm.
2
Sumner called the police at least twice more during this time.
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Trial in this matter commenced in Fergus Falls, Minnesota. During voir dire,
the district court asked if any of the prospective jurors were familiar with the
anticipated trial witnesses. One prospective juror, Kevin Johnson ("Johnson"),
responded that he was familiar with Holthusen, Lussier's only witness. When the
prospective juror was asked by the district court for specifics, the following colloquy
ensued:
The Court: Let's see. Number 36 is Mr. Johnson. Tell me about your yes
answer there.
The Juror: We have a hunting cabin north of Red Lake. We've had –
Brian has been in our place before. He's been a neighborhood nuisance.
The Court: Okay. I don't want you to say a whole lot more beyond that,
so – and so you know that individual personally and you would have a
problem with the credibility[?]
The Juror: Yeah.
The Court: Okay. Thank you. I'm going to excuse you at this point.
Number 36, Mr. Johnson is excused.
Prior to the conclusion of jury selection, Lussier moved to strike the jury panel based
on Johnson's comments regarding Holthusen. The district court took the matter under
advisement. After the jury was sworn, the district court indicated that it had checked
to see if it was possible to obtain a new pool of jurors and learned that no additional
potential "jurors would be available for some period of time which would [have]
require[d] a significant continuance of the trial." The district court then offered the
following three alternatives to address Lussier's concern that the jury pool had been
tainted by Johnson's statements:
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I'm willing to ask each of the 14 jurors individually if they recall the
response made by juror Kevin Johnson and whether or not they will
exclude it from their consideration. And we can go through the 14 jurors
individually and you can make the call as to whether you think that
unfairly highlights or draws attention to it. Alternative number two is for
me to instruct them as a group that anything that was said by any
member of the prospective panel is not to be considered as evidence or
in any way impacting upon their decision and they're to exclude it from
their consideration of the issues in this case, and I would do that
immediately if you thought that was helpful. The third alternative is for
me to, in my standard boilerplate instructions when I talk to them about
you should consider any matters which happen outside the courtroom
should have no bearing on this, include outside the courtroom as well as
matters which occurred during jury selection should not be considered,
and I could do that either at the conclusion of the case or immediately.
After reiterating his request for a mistrial, which was denied, Lussier requested
that the district court give a curative instruction in its final instructions to the jury.
Accordingly, the district court instructed the jury that "nothing that I have said during
the course of this trial or anything that might have been said during the jury selection
process is evidence in this case." The jury found Lussier guilty.
Prior to sentencing, Lussier argued that pursuant to U.S.S.G. § 2K2.1(b)(2), he
was entitled to a reduction of his offense level from level 14 to level 6 on the grounds
that he possessed the firearm for lawful sporting purposes. The government opposed
the reduction, arguing that "the circumstances of defendant's actual possession and
use of the firearm preclud[ed] application of the lawful-sporting-purpose reduction
under U.S.S.G. § 2K2.1(b)(2)." At sentencing, the district court determined that
Lussier was not entitled to the offense level reduction under § 2K2.1(b)(2), but
granted a six-month downward departure from the applicable guideline range of 21
to 27 months under U.S.S.G. § 5K2.0 based on the unusual circumstances presented
in the case. The district court explained the basis for its downward departure as
follows:
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I have chosen to depart downward slightly under the authority of 5K2.0.
. . . I think the combination of factors, including the unusual
circumstances, exceptional circumstances, take this outside of the
heartland of the felon in possession of a firearm. There is a mix of
motives between sporting purposes by the person you were with, . . .
Holthusen, and the gun remaining there that convince the Court that it
is not a heartland-type offense of a felon in possession and therefore the
limited downward departure of six months is appropriate in my
judgment.
Lussier was sentenced to 15 months of imprisonment and filed a timely notice of
appeal.
III. Discussion
Lussier first argues that the district court erred in failing to declare a mistrial
and dismiss the jury. The Sixth Amendment right to jury trial "guarantees to the
criminally accused a fair trial by a panel of impartial, 'indifferent' jurors." Irvin v.
Dowd, 366 U.S. 717, 722 (1961). "It is a well-established rule that the allowance of
a mistrial motion ordinarily rests in the trial court's discretion and that the trial court's
ruling thereon will not be set aside except upon a clear showing of abuse of
discretion." United States v. Wade, 467 F.2d 1226, 1229 (8th Cir. 1972).3 We defer
3
In Wade, defendants argued that they were denied a fair trial after a
prospective juror made a prejudicial remark about one of the defendants. Id. at 1228.
Specifically, the prospective juror, when asked if she knew one of the defendants,
replied: "He shot my son." Id. We affirmed the denial of a mistrial, holding that
"[w]hile the unsolicited remark by the juror was improper, it was innocently made."
Id. at 1229. Moreover, the remark did not have a bearing on defendants' guilt of the
crime charged. Id. The district court also instructed the jury to disregard the statement
immediately after it was made. Id. We reasoned that the district court "did all that
could be done to obtain all information possible to aid it in its determination of
whether the juror's statement would deprive defendants of a fair and impartial trial."
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to the discretion of the trial court, particularly in the absence of any showing of actual
bias. United States v. Williams, 604 F.2d 1102, 1119 (8th Cir. 1979).
Lussier urges us to apply Mach v. Stewart, 137 F.3d 630 (9th Cir. 1997). In
Mach, the defendant, charged with a sex offense against a child, argued that the jury
was tainted after a prospective juror, who was a social worker, stated during the voir
dire that she would have a difficult time being impartial given her line of work and
that sexual assault had been confirmed in every case in which one of her clients
reported such an assault. Id. at 632. The district judge further questioned the
prospective juror and elicited at least three more statements "that she had never, in
three years in her position, become aware of a case in which a child had lied about
being sexually assaulted." Id. Moreover, after further questioning of the panel as a
whole, the prospective juror stated that she had taken psychology courses and had
worked extensively with psychologists and psychiatrists. Id. While the prospective
juror was struck for cause, the district court denied the defendant's request to declare
a mistrial. Id. The Ninth Circuit reversed and held that "[a]t minimum, when Mach
moved for a mistrial, the [district] court should have conducted further voir dire to
determine whether the panel had in fact been infected by . . . [the prospective juror's]
expert-like statements." Id. at 633. Moreover, the court held that the statement "was
highly inflammatory and directly connected to Mach's guilt." Id. at 634. As a result,
the case was remanded for new trial. Id.
We are not persuaded to apply Mach in this circuit on these facts. In this case,
the prospective juror's remarks neither charged Lussier with a crime, nor had a
bearing on Lussier's guilt of the crime charged. In fact, the remarks did not pertain to
Id. In dissent, Judge Ross reasoned that "the remark was a direct accusation of . . .
committing a serious crime in which he [defendant Willie Horton] was not charged,
and the caution and instructions of the court could not possibly erase the prejudicial
effect of the remark from the minds of the jury." Id. at 1230.
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Lussier at all, as they referred only to Holthusen. While the statements could affect
Holthusen's credibility, they were neither expert-like nor highly inflammatory. The
district court gave Lussier the option of several curative measures, and Lussier's
counsel agreed to address the issue in jury instructions, and rejected other measures
as "cures worse than the disease." As a result, the court instructed the jury that any
thing said during jury selection was not evidence in the case. The district court did
not abuse its discretion in refusing Lussier's request for a mistrial.
Lussier also argues that the district court abused its discretion in failing to grant
a reduction in offense level pursuant to U.S.S.G. § 2K2.1(b)(2). Section 2K2.1(b)(2)
allows a decrease in offense level if the defendant possessed all ammunition and
firearms solely for lawful sporting purposes or collection, and did not unlawfully
discharge or otherwise unlawfully use such firearms or ammunition.4 We give
deference to a district court's sentencing decision and will reverse a sentence applying
the Guidelines only if it is unreasonable. United States v. Booker, No. 04-104, 04-
105, 2005 U.S. LEXIS 628, at *80 (Jan. 12, 2005). Lussier has the burden of proving
that a reduction in the offense level should apply. United States v. Ramirez-Rios, 270
F.3d 1185, 1187 (8th Cir. 2001) (citing United States v. Dinges, 917 F.2d 1133, 1135
4
The applicability of this section is determined by relevant surrounding
circumstances, which include the number and type of firearms, the amount and type
of ammunition, the location and circumstances of possession and actual use, the
nature of the defendant's criminal history, and the extent to which possession was
restricted by local law. U.S.S.G. § 2K2.1 cmt. n.10. See also United States v.
Ramirez-Rios, 270 F.3d 1185, 1187 (8th Cir. 2001) ("[i]n determining whether §
2K2.1(b)(2) applies, the focus of the inquiry is the 'intended lawful use'"). As we
explained in United States v. Mendoza-Alvarez, 79 F.3d 96, 99 (8th Cir. 1996), "an
'otherwise unlawful use' under § 2K2.1(b)(2) must be some action similar to an
'unlawful discharge,' such as using to gun to threaten or beat another person."
Mendoza-Alvarez also warns that "[t]he context of § 2K2.1(b)(2) also supports an
interpretation of 'otherwise unlawfully use' requiring something more than a bare
violation of . . . law." Mendoza-Alvarez, 79 F.3d at 99.
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(8th Cir.1990)). See also United States v. Collins, 313 F.3d 1251, 1254 (10th Cir.
2002) ( " [i]t is the defendant's burden to show the applicability of U.S.S.G.
§ 2K2.1(b)(2)").
Lussier argues that he possessed the firearm solely for lawful sporting purposes
and that he did not unlawfully discharge or otherwise unlawfully use the firearm. We
agree that Lussier's possession and use of the firearm during his scouting trip with
Holthusen would be consistent with a sporting purpose. However, Lussier's act of
picking up the rifle and moving it from behind the seat and placing it on the
passenger side of the seat while in Sumner's driveway could have reasonably been
seen as having a purpose other than sporting when done in conjunction with an
obvious violation of Sumner's order of protection. Lussier had the burden of
convincing the trial court that his moving of the rifle had a sporting purpose and he
failed to carry that burden. Upon these facts, the denial of the § 2K2.1(b)(2)
downward departure was not unreasonable. We affirm the judgment of conviction and
sentence.
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