United States v. Jamie L. Hawthorne

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 00-1231
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United States of America, *
*
Plaintiff - Appellee, *
* Appeal from the United States
v. * District Court for the
* District of Minnesota.
Jamie Lamont Hawthorne, *
*
Defendant - Appellant. *
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Submitted: October 17, 2000
Filed: December 19, 2000
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Before HANSEN, MURPHY, and BYE, Circuit Judges.
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MURPHY, Circuit Judge.
Jamie Lamont Hawthorne was convicted of possessing with intent to distribute
approximately 50 grams of crack cocaine, being a felon in possession of a firearm, and
carrying a firearm in connection with a drug trafficking crime. Hawthorne's motion for
judgment of acquittal or new trial was denied, and the district court1 sentenced him to
120 months on the first two counts and 60 months consecutive on the third. Hawthorne
now appeals his convictions and his sentence. We affirm.
1
The Honorable John R. Tunheim, United States District Judge for the
District of Minnesota.
On April 18, 1997, a two door Ford Bronco driven by Hawthorne was stopped
by Minneapolis police officers Victor Mills and Michael Fontaine after it had crossed
several lanes of traffic without signaling and almost collided with the patrol car.
Officer Mills approached the driver side of the Bronco while Fontaine went over to the
passenger side. After Mills discovered that Hawthorne lacked photo identification and
proof of insurance, he asked him to come to the patrol car while he checked his
temporary driver license and identification. Fontaine had meanwhile noticed that the
passenger, Che Jamar Fields, was not wearing a seat belt. He asked Fields to step out
of the car, and Fields got out without closing the door. Fontaine looked inside with his
flashlight and saw a package containing what looked like crack cocaine on the floor
behind the driver seat. He retrieved the package which was later found to contain 47.8
grams of crack. After Mills placed Hawthorne under arrest at a signal from Fontaine,
Hawthorne told him that Fields had a gun. The police searched the Bronco and found
a loaded handgun wrapped in a white towel under the driver seat. The Bronco was
impounded, and an inventory search revealed 2.2 grams of unpackaged crack tucked
into one of the seats.
On the way to the police station, Hawthorne told Mills that he had had a prior
arrest for a drug charge and that he "didn't need any more problems." He said that the
handgun and crack belonged to Fields and repeated that story the next day during a
recorded conversation with Minneapolis police officers Greg Freeman and Adam
Grobove. He said that he had not known the drugs and gun were in the car until
immediately before the traffic stop when he saw Fields pull them from inside his jacket
and place them in his lap. Hawthorne said that Fields must have tried to hide them
under his seat after he left for the patrol car. When the officers asked Hawthorne if his
fingerprints were likely on the crack or the handgun, he said it was possible because
he had been trying to get Fields to put them back into his jacket. The officers also
learned that Hawthorne had recently bought the Bronco for $3,000 cash. Hawthorne
said that he wanted to cooperate and that he could obtain about two kilograms of
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cocaine if released, but no agreement was reached.
Hawthorne initially was charged in state court, but a federal grand jury later
returned a two count indictment against him. Count I charged him with possessing with
an intent to distribute approximately 50 grams of crack cocaine, in violation of 21
U.S.C. §§ 841(a)(1) and (b)(1)(A), and Count II charged him with being a felon in
possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). A superseding
indictment was later filed that added Count III, carrying a firearm in relation to a drug
trafficking crime, in violation of 18 U.S.C. § 924(c)(1). The United States also filed
an information under 21 U.S.C. § 851, requesting that the statutory minimum sentence
for Count I be increased because Hawthorne had two prior felony drug convictions.
Hawthorne stipulated to the prior felony convictions for purposes of sentencing but
moved to suppress the crack and the handgun, as well as statements he had made. He
requested that the magistrate judge personally inspect the Bronco to judge whether the
crack would have been visible from where Fontaine was standing. The magistrate
judge declined the inspection request, as did the district court which adopted the
magistrate judge's report and recommendation and denied the suppression motion.
At trial the handgun and crack were entered into evidence, as were Hawthorne's
1994 conviction in Arkansas for possession of marijuana with intent to deliver and his
1997 conviction in Minnesota for possession of crack. The district court admitted the
prior felony convictions under Fed. R. Evid. 404 (b) and instructed the jury that the
evidence was to be used for the limited purpose of considering intent, knowledge, and
motive. The jury's verdict was guilty on all three counts. Hawthorne's motion for
judgment of acquittal, acquittal notwithstanding the verdict, or new trial was denied.
At sentencing, Hawthorne was assigned a base offense level of 30 for possessing 49.9
grams of cocaine base. See U.S. SENTENCING GUIDELINES MANUAL §§ 2D1.1(a)(3)
and (c)(5) (2000). He was placed in Criminal History Category III, and because of his
prior felony drug convictions the statutory mandatory minimum sentence on Count I
was 120 months. See 21 U.S.C. § 841(b)(1)(B) (1999). The court sentenced
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Hawthorne to the 120 month mandatory minimum on Count I and to 120 months
concurrent on Count II. See 18 U.S.C. § 924 (a)(2) (2000). He received 60 months
on Count III, consecutive to the other sentences imposed. See id. at § 924 (c)(1)(A)(i).
On appeal, Hawthorne challenges both his conviction and his sentence. He
argues that the package of crack and other evidence obtained after its seizure should
have been suppressed. He says that the agent reports and testimony regarding the
location of the package were equivocal and inconsistent, that the police photographs
did not show that the crack could have been seen from outside the Bronco, and that the
court erred by not inspecting the vehicle. He contends that evidence of his prior
convictions should not have been admitted because he had stipulated to their existence
for sentencing purposes, and the evidence was unfairly prejudicial before the jury.
Hawthorne also challenges his sentence because the government's notice seeking to
increase the statutory minimum was signed by an Assistant United States Attorney,
rather than by the United States Attorney as required by 21 U.S.C. § 851, and because
there was insufficient evidence that the substance was crack so he should have been
sentenced for possession of powder cocaine. He seeks a judgment of acquittal, a new
trial, or resentencing, depending on the resolution of his issues.
The government counters that no constitutional rights were violated, that the
evidence was properly admitted, that the information was not invalid because it was
signed by an Assistant United States Attorney, and that Hawthorne's sentence would
have been the same if the drug had been powder cocaine.
We review fact findings on a motion to suppress for clear error. See Ornelas v.
United States, 517 U.S. 690, 699 (1996); United States v. Cunningham, 133 F.3d 1070,
1072 (8th Cir. 1998). Giving greater weight to some of the testimony is not clear error
"unless there is extrinsic evidence that contradicts the witness's story or the story is so
internally inconsistent or implausible on its face that a reasonable fact-finder would not
credit it." United States v. Heath, 58 F.3d 1271, 1275 (8th Cir. 1995). The court's
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findings were supported by the evidence, and the finding that the package was in plain
view was not clear error. The court did not abuse its discretion by deciding it was
unnecessary to make a personal inspection of the Bronco.
The admission of evidence of prior bad acts is reviewed for abuse of discretion.
See United States v. Hardy, 224 F.3d 752, 756 (8th Cir. 2000). Rule 404(b) permits
such evidence when offered to prove "motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake or accident . . ." FED. R. EVID. 404(b).
Evidence of prior drug possession, regardless of the amount, is admissible to show
knowledge and intent when intent is an element of the offense charged. See Hardy, 224
F.3d at 757; United States v. Davidson, 195 F.3d 402, 408 (8th Cir. 1999), cert.
denied, 120 S. Ct. 1218 (2000), and cert. denied, 120 S. Ct. 1732 (2000). Hawthorne's
mere presence defense put his knowledge and intent at issue. See United States v.
Tomberlin, 130 F.3d 1318, 1320 (8th Cir. 1997). Although the district court might well
have articulated more detailed findings in ruling on Hawthorne's objection, we do not
believe admission of the evidence violated either Rule 404(b) or Rule 403. The
relevance of the evidence outweighed any potential prejudice; it was used for a limited
purpose and the district court gave a limiting instruction. We find no abuse of
discretion in its admission.
In order for a sentence to be enhanced under § 841(b)(1) on the basis of the
defendant's prior convictions, the United States Attorney is to file before trial an
information "stating in writing the previous convictions to be relied upon." 21 U.S.C.
§ 851(a)(1) (1999). Hawthorne's argument that the statute requires that the information
be signed by the United States Attorney is without merit. The statute does not direct
that the United States Attorney personally sign the document. As a practical matter,
an official with much responsibility cannot carry out every aspect of the duties of the
office. See, e.g., United States v. Kleve, 465 F.2d 187, 189-90 (8th Cir. 1972) (United
States Attorney may delegate authority to Assistant United States Attorney to file an
18 U.S.C. § 3731 certificate); Brown v. United States, 257 F. 703, 705 (9th Cir. 1919)
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(information not fatally defective because signed by an Assistant United States District
Attorney); see also Parish v. United States, 100 U.S. 500 (1879) (the acts of the
Assistant Surgeon General have the same validity as those of the Surgeon General).
The power to file enhancement informations has been expressly delegated to Assistant
United States Attorneys. See UNITED STATES ATTORNEYS MANUAL § 9-2.000 (an
Assistant United States Attorney must seek approval not to file an enhancement
information unless enhancement would not affect the guideline range); id. at § 9-27.300
("every prosecutor" must consider filing an enhancement information equivalent to
filing charges). Moreover, an information signed by an Assistant United States
Attorney is adequate for the purpose of 21 U.S.C. § 851(a)(1), which is to ensure that
a defendant has notice that the government seeks an enhanced sentence based on prior
convictions. See United States v. Johnson, 944 F.2d 396, 407 (8th Cir. 1991) (purpose
of 21 U.S.C. § 851(a)(1) is to provide notice to defendant). The sentencing information
was not defective.
Hawthorne argues that the district court erred in finding that the package seized
by officer Fontaine contained crack because the substance had liquified by the time of
trial. Hawthorne says that since there was no evidence why it had liquified, the district
court should have sentenced him for possession of powder cocaine rather than for
possession of crack. He would then have had a base offense level of 14 rather than 30.
By finding Hawthorne guilty on Count I of the indictment, the jury found beyond a
reasonable doubt that the substance was cocaine base. The jury finding was amply
supported by the evidence. A photograph of the substance that was taken on the day
of Hawthorne's arrest shows a solid rocklike substance. The police officers who saw
the drugs on the day of arrest and the government chemist who did the testing all
testified that the substance was crack. Hawthorne also called the substance "crack"
several times during his interview with Officer Freeman. A fact finder may rely on the
observations of those familiar with crack cocaine when it makes findings regarding the
identity of the drug in question. See, e.g., United States v. Deering, 179 F.3d 592, 596
(8th Cir. 1999) (per curiam), cert. denied, 120 S. Ct. 361 (1999); United States v.
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Goodson, 165 F.3d 610, 615 (8th Cir. 1999), cert. denied, 527 U.S. 1030 (1999). The
district court did not err in its fact finding or in its application of the guidelines.
For the foregoing reasons, we affirm the judgment of the district court.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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