Moones Mellouli v. Eric H. Holder, Jr.

United States Court of Appeals
For the Eighth Circuit
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No. 12-3093
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Moones Mellouli
lllllllllllllllllllllPetitioner
v.
Eric H. Holder, Jr., Attorney General of the United States
lllllllllllllllllllllRespondent
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Petition for Review of an Order of the
Board of Immigration Appeals
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Submitted: February 13, 2013
Filed: July 9, 2013
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Before RILEY, Chief Judge, LOKEN and SHEPHERD, Circuit Judges.
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LOKEN, Circuit Judge.
Section 237(a) of the Immigration and Nationality Act (“INA”), 8 U.S.C.
§ 1227(a), lists classes of aliens lawfully present in this country who are removable
(deportable) from the United States. One subsection provides:
Any alien who at any time after admission has been convicted of
a violation of (or a conspiracy or attempt to violate) any law or
regulation of a State, the United States, or a foreign country relating to
a controlled substance (as defined in section 802 of Title 21), other than
a single offense involving possession for one’s own use of 30 grams or
less of marijuana, is deportable.
8 U.S.C. § 1227(a)(2)(B)(i) (emphasis added). Moones Mellouli, a citizen of Tunisia
and a lawful permanent resident of the United States, petitions for review of an order
of the Board of Immigration Appeals (“BIA”) that he is removable because his July
2010 conviction for violating a Kansas drug paraphernalia statute was a conviction
“relating to a controlled substance” within the meaning of § 1227(a)(2)(B)(i).
Mellouli argues on appeal, as he did to the BIA, that he is not removable because the
state court record of conviction does not identify the controlled substance underlying
his state paraphernalia conviction, and therefore the government failed to prove that
the conviction related to a federal controlled substance, as § 1227(a)(2)(B)(i)
requires. We have jurisdiction to review this issue of law. See Bobadilla v. Holder,
679 F.3d 1052, 1053 (8th Cir. 2012), applying 8 U.S.C. § 1252(a)(2)(D). Although
the question is not free from doubt, compare Moncrieffe v. Holder, 133 S. Ct. 1678(2013), with Nijhawan v. Holder, 557 U.S. 29 (2009), we join our sister circuits that
have upheld the BIA’s application of the “relates to” provision in § 1227(a)(2)(B)(i)
and deny the petition for review.
I. The Statutory Landscape
The government has the burden to establish removability by clear and
convincing evidence. See 8 U.S.C. § 1229a(c)(3)(A); Bobadilla, 679 F.3d at 1058.
The primary issues presented by this appeal are whether the government must prove
that a specific controlled substance defined in 21 U.S.C. § 802 was the basis for a
state drug paraphernalia conviction, and if so, what evidence the government may use
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to prove that aspect of the conviction. In our view, proper resolution of these issues
requires an understanding of a complex federal and state statutory universe.
Congress in the Controlled Substances Act of 1970 established five lengthy
schedules of controlled substances, see 21 U.S.C. § 812, and defined controlled
substance as meaning a drug or precursor included in those schedules, see 21 U.S.C.
§ 802(6), the statute cross-referenced in 8 U.S.C. § 1227(a)(2)(B)(i). That same year,
the National Conference of Commissioners on Uniform State Laws approved the
Uniform Controlled Substances Act, describing as its purpose:
The 1970 Uniform Act was designed to complement the federal
Controlled Substances Act, which was enacted in 1970. . . . This
Uniform Act was drafted to maintain uniformity between the laws of the
several States and those of the federal government. It has been designed
to complement the federal law and provide an interlocking trellis of
federal and state law to enable government at all levels to control more
effectively the drug abuse problem.
Unif. Controlled Substances Act (amended 1994), 9 U.L.A. 5, Pt. II. The Uniform
Act has the same five schedules as 21 U.S.C. § 812. Nearly all States have adopted
the Uniform Act. Some States added a small number of substances not listed on the
federal schedules. In addition, not every State amended its schedules to adopt revised
versions of the Uniform Act in 1990 and 1994, or to incorporate changes to the
federal schedules over the years. Thus, the drugs listed on a State’s schedules may
not “map perfectly” with the federal schedules. In re Huerta-Flores, A092-444-014,
2010 WL 5808899 (BIA Aug. 27, 2010) (unpublished), quoting Luu-Le v. INS, 224
F.3d 911, 915 (9th Cir. 2000). In that decision, the BIA noted that the Arizona and
federal schedules at issue were identical except for the continued listing on Arizona’s
Schedule I of two drugs whose federal listing had expired.
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Kansas adopted the Uniform Act in 1972. Kansas Schedules I-V, now
appearing in Kan. Stat. Ann. §§ 65-4105 to 65-4113, list, for each controlled
substance that is also a controlled substance under federal law, the corresponding
code number from the federal schedules. Of the hundreds of substances currently
listed, less than a handful have no federal code number. A controlled substance for
purposes of Kansas criminal drug offenses means a substance listed in the Kansas
Schedules I-V. Kan. Stat. Ann. § 21-5701(a). Thus, there is little more than a
“theoretical possibility” that a conviction for a controlled substance offense under
Kansas law will not involve a controlled substance as defined in 21 U.S.C. § 802.
Gonzalez v. Duenas-Alvarez, 549 U.S. 183, 193 (2007).
At issue in this case is a Kansas drug paraphernalia conviction. These statutes,
too, have a relevant history. In 1979, concerned that the availability of drug
paraphernalia “has reached epidemic levels,” the Drug Enforcement Administration
at the request of the President’s Domestic Policy Council “prepared the Model Drug
Paraphernalia Act . . . as an amendment to the Uniform Controlled Substances Act.”1
Kansas adopted this Model Act in 1981; Mellouli was convicted of violating an
amended version of that statute. Because many States in enacting drug paraphernalia
criminal offenses have adopted the Model Act, the question whether a conviction for
a particular State’s drug paraphernalia statute “relates to” a federal controlled
substance is not likely to involve relevant differences in state statutory language. See
Luu-Le, 224 F.3d at 915 (Arizona Drug Paraphernalia law); Bermudez v. Holder, 586
F.3d 1167, 1168-69 (9th Cir. 2009) (Hawaii); Estrada v. Holder, 560 F.3d 1039, 1042
(9th Cir. 2009) (California) United States v. Oseguera-Madrigal, 700 F.3d 1196,
1198-99 (9th Cir. 2012) (Washington).
1
Thomas Regnier, “Civilizing” Drug Paraphernalia Policy: Preserving Our Free
Speech and Due Process Rights While Protecting Children, 14 N.Y.U. J. Legis. &
Pub. Pol’y 115, 124 (2011) (quotations omitted).
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II. The BIA’s Decision
Following Mellouli’s April 2010 arrest for driving under the influence of
alcohol, detention center deputies discovered four orange tablets in his sock bearing
the inscription, “M Aphet Salts 30 mg.” Mellouli admitted the tablets were Adderall,
a drug listed on both the Kansas and federal controlled substance schedules. He was
charged with the level 6 felony of “trafficking in contraband in a jail.” On July 13,
he pleaded guilty to the lesser offense charged in an amended complaint,
misdemeanor possession of drug paraphernalia in violation of Kan. Stat. Ann. § 21-
36a09(b), now recodified at § 21-5709(b). The amended complaint did not identify
the controlled substance Mellouli stored in the paraphernalia, his sock.2
In Matter of Paulus, 11 I. & N. Dec. 274, 276 (BIA 1965), construing prior
federal controlled substance and immigration laws, the BIA concluded that the alien
was not deportable under then § 241(a)(11) of the INA3 because his conviction for
violating the Health and Safety Code of California “could have been for an offer to
sell a substance which though a narcotic under California law is not a narcotic drug
under federal laws [and therefore] we cannot say that the Service has borne its burden
2
The statute provides, in relevant part: “It shall be unlawful for any person to
use or possess with intent to use any drug paraphernalia to . . . (2) store, contain,
conceal, inject, ingest, inhale or otherwise introduce a controlled substance into the
human body.” It seems surprising to call a sock “drug paraphernalia,” but using a
sock to store and conceal a controlled substance falls within the statute’s literal
prohibition. Pleading guilty to a reduced paraphernalia offense after being charged
with a serious controlled substance offense was also the fact pattern in Oseguera-
Madrigal, 700 F.3d at 1198, so this type of paraphernalia conviction may be neither
uncommon nor unfairly punitive.
3
This statute made deportable an alien who “has been convicted of a violation
of . . . any law or regulation relating to the illicit possession of or traffic in narcotic
drugs or marihuana.” Paulus, 11 I. & N. Dec. at 275, quoting former 8 U.S.C.
§ 1251(a)(11).
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of establishing that [the alien] has been convicted of a violation of a law relating to
narcotic drugs.”
In this case, Mellouli argued to the BIA, Paulus is controlling BIA authority,
so a state drug paraphernalia conviction does not fall within § 1227(a)(2)(B)(i) unless
the paraphernalia was connected to a federal controlled substance. Because the
Kansas schedules include a few controlled substances not on the federal schedules,
such as jimson weed, there is a possibility, however remote, that a Kansas drug
paraphernalia conviction did not involve use in connection with a federal controlled
substance. Mellouli further argued that this evidentiary issue must be decided using
the “categorical” and “modified categorical” analysis applied by the Supreme Court
in Taylor v. United States, 495 U.S. 575, 599-602 (1990), and Shepard v. United
States, 544 U.S. 13, 26 (2005), criminal cases interpreting the Armed Career Criminal
Act, 18 U.S.C. § 924(e), an analysis often but not uniformly applied in interpreting
various provisions of the INA. Here, the Kansas statutes and the only documents
reflecting his Kansas conviction that may be considered in applying the modified
categorical approach did not identify a particular controlled substance. Therefore,
Mellouli’s argument concluded, the government failed to prove by clear and
convincing evidence that he was convicted of an offense “relating to a controlled
substance (as defined in section 802 of Title 21).”
Adhering to its prior decision in Matter of Martinez Espinoza, 25 I. & N. Dec.
118 (BIA 2009), the BIA rejected the initial premise underlying this complex
argument -- that a drug paraphernalia conviction is not “related to” a federal
controlled substance within the meaning of § 1227(a)(2)(B)(i) unless the conviction
identified a particular controlled substance with which the paraphernalia was used.
As the BIA explained in Martinez Espinoza:
we have long drawn a distinction between crimes involving the
possession or distribution of a particular drug and those involving other
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conduct associated with the drug trade in general. Thus, the requirement
of a correspondence between the Federal and State controlled substance
schedules, embraced by Matter of Paulus . . . for cases involving the
possession of particular substances, has never been extended to other
contexts by the Board. For example, in Matter of Martinez-Gomez, 14
I&N Dec. 104, 105 (BIA 1972), we held that an alien’s California
conviction for opening or maintaining a place for the purpose of
unlawfully selling, giving away, or using any narcotic was a violation
of a law relating to illicit traffic in narcotic drugs under former section
241(a)(11) of the Act . . . even though the California statute required no
showing that only Federal narcotic drugs were sold or used in the place
maintained, because the “primary purpose” of the law was “to eliminate
or control” traffic in narcotics.
The common-sense approach of Matter of Martinez-Gomez accords with
the broad “relating to” language of current law and has largely been
embraced by the courts.
Id. at 121-22, citing Luu-Le, 224 F.3d at 915, and Desai v. Mukasey, 520 F.3d 762,
764-65 (7th Cir. 2008). Relying on Martinez Espinoza, the BIA concluded that
Mellouli’s “conviction for possession of drug paraphernalia involves drug trade in
general and, thus, is covered under [8 U.S.C. § 1227(a)(2)(B)(i)].”
III. Discussion
On appeal, Mellouli does not challenge prior decisions that state drug
paraphernalia statutes may constitute laws “relating to a controlled substance” within
the meaning of § 1227(a)(2)(B)(i). See Barma v. Holder, 640 F.3d 749, 751 (7th Cir.
2011); Alvarez Acosta v. U.S. Att’y Gen., 524 F.3d 1191, 1195-96 (11th Cir. 2008);
Escobar Barraza v. Mukasey, 519 F.3d 388, 391-92 (7th Cir. 2008); Luu-Le, 224 F.3d
at 914-15. Given the extensive federal involvement in preparing and urging States
to enact the Model Drug Paraphernalia Act as part of “an interlocking trellis of
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federal and state law . . . to control more effectively the drug abuse problem,” we
have no doubt that these state laws “relate to” federal control of illicit drugs.
Mellouli more narrowly argues (i) the BIA arbitrarily and capriciously ignored
what should have been its own controlling decision in Paulus; (ii) the record-of-
conviction documents that may be considered under the Supreme Court’s modified
categorical approach did not identify a federal controlled substance; (iii) the BIA
erred in considering other documents that referred to the controlled substance in his
sock as Adderall; and therefore (iv) the government failed to prove he is removable
under § 1227(a)(2)(B)(i). We reject this contention for three reasons.
First. In Martinez Espinoza, the BIA concluded that a state court drug
paraphernalia conviction “relates to” a federal controlled substance because it is a
crime “involving other conduct associated with the drug trade in general.” 25 I. &
N. Dec. at 121. We “must defer” to this interpretation of an ambiguous statute if it
is neither arbitrary nor manifestly unreasonable. Popescu-Mateffy v. Holder, 678
F.3d 612, 615 (8th Cir. 2012), citing Chevron U.S.A. Inc. v. Nat’l Res. Def. Council,
Inc., 467 U.S. 837 (1984). The BIA’s conclusion is a reasonable interpretation of the
term “relating to,” a term that reflects congressional intent to broaden the reach of the
removal provision to include state offenses having “a logical or causal connection”
to federal controlled substances. See Webster’s Third New International
Dictionary 1916 (1961).
While the “map” may be imperfect, there is nearly a complete overlap between
the definition of controlled substance in 21 U.S.C. § 802 and in the statutes of States
such as Kansas that adopted the Uniform Controlled Substances Act. It was therefore
reasonable for the BIA to conclude that any drug paraphernalia conviction in these
States was, categorically, a violation of a law “relating to a controlled substance”
within the meaning of 8 U.S.C. § 1227(a)(2)(B)(i). Accord Luu-Le, 224 F.3d at 915.
“If Congress wanted a one-to-one correspondence between the state laws and the
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federal [schedules], it would have used a word like ‘involving’ instead of ‘relating
to.’” Desai, 520 F.3d at 766 (concluding that state statute prohibiting distribution of
“look-alike” drugs was related to federal controlled substances; the “look-alike”
substance was illegal because of its relation to a federally scheduled substance).
As the BIA correctly concluded that a conviction for violating the Kansas
paraphernalia statute is, categorically, related to a controlled substance within the
meaning of § 1227(a)(2)(B)(i), use of the modified categorical approach as urged by
Mellouli is unnecessary. “All the modified approach adds is a mechanism for
[comparing the elements of the state offense with the generic federal offense] when
a statute lists multiple, alternative elements, and so effectively creates ‘several
different crimes.’” Descamps v. United States, No. 11-9540, slip op. at 8 (U.S. June
20, 2013), quoting Nijhawan, 557 U.S. at 41.
Second. We reject Mellouli’s premise that Paulus was controlling agency
authority the BIA arbitrarily ignored. While the BIA has not explicitly overruled
Paulus, that case involved pre-1970 controlled substance and INA statutes and was
ignored by the BIA in Huerta-Flores, where the BIA concluded that a state drug
conspiracy conviction is a “categorically removable offense” when the state statute
has “a list of narcotic drugs that is substantially identical to the federal one, and
indeed was drafted with the obvious intent to match precisely with the federal
schedules.” 2010 WL 5808899 (unpublished). Given the close relationship between
drug possession and drug conspiracy offenses, Huerta-Flores strongly signals that the
BIA does not consider Paulus controlling in the post-1970 statutory era.
Third. The government’s burden of proof included the need to establish by
clear and convincing evidence that Mellouli’s drug paraphernalia conviction did not
fall within the exception in § 1227(a)(2)(B)(i) for “a single offense involving
possession for one’s own use of 30 grams or less of marijuana.” To meet this burden,
the government submitted documents outside the record of conviction, namely, the
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original Kansas complaint, to which Mellouli did not plead guilty, and a probable-
cause affidavit. These documents established that his drug paraphernalia conviction
did not implicate the personal use exception because Mellouli used his sock to
conceal Adderall, a federal Schedule II controlled substance, not marijuana.
Employing the “circumstance specific” approach adopted in Martinez Espinoza, 25
I. & N. Dec. at 123-24, the BIA concluded that the personal use exception did not
apply because these documents established that Mellouli’s paraphernalia conviction
was connected to Adderall. On appeal, Mellouli does not challenge the BIA’s
conclusion that the exception did not apply. Rather, he argues that it was error to
admit and rely on evidence outside the record of conviction.
In Nijhawan, the Supreme Court considered an INA provision defining
“aggravated felony” to include “an offense that . . . involves fraud or deceit in which
the loss to the victim or victims exceeds $10,000.” 8 U.S.C. § 1101(a)(43)(M)(i).
The Court concluded that this monetary threshold was a specific circumstance
underlying the conviction, not an element of the crime, and therefore immigration
judges may consider evidence outside the record of conviction to determine whether
the threshold was satisfied. 557 U.S. at 41-42. In our view, the BIA properly applied
this “circumstance specific” approach in determining that Mellouli’s conviction fell
outside the personal use exception. As the BIA explained in a subsequent decision:
The language of the [personal use exception] is exceedingly narrow and
fact-specific. It refers not to a common generic crime but rather to a
specific type of conduct (possession for one’s own use) committed on
a specific number of occasions (a “single” offense) and involving a
specific quantity (30 grams or less) of a specific substance (marijuana).
Read in its most natural sense, this narrow language calls for what the
Supreme Court has referred to as a “circumstance-specific” inquiry, that
is, an inquiry into the nature of the alien’s conduct.
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Matter of Davey, 26 I. & N. Dec. 37, 39 (BIA 2012) (citations omitted). We agree.
“Locating this exception in the INA proper suggests an intent to have the relevant
facts found in immigration proceedings.” Moncrieffe, 133 S. Ct. at 1691.
Mellouli argues, in effect, that this evidence was inadmissible until the
government first proved that his conviction related to a federal controlled substance
with record-of-conviction documents permitted by Shepard. But this ignores the need
for efficient administrative proceedings. The government must prove its entire case
in one submission, not by some artificial, bifurcated procedure. The government’s
case must include proof that the personal use exception does not apply. Evidence
related to that issue is therefore admissible at the outset of the proceeding.
Mellouli more or less concedes that circumstance-specific evidence he
concealed Adderall would be admissible to prove the personal use exception did not
apply. His real objection is that the BIA may not rely on this type of evidence in
deciding that his paraphernalia conviction was “related to” a federal controlled
substance because it in fact involved a federal controlled substance. This objection
is based upon categorical and modified categorical approaches that have generated
persistent uncertainty and confusion; it therefore raises an interesting and potentially
difficult evidentiary issue.4 But this case does not present the question because (i) the
BIA did not use circumstance-specific evidence for this purpose, and (ii) we have
affirmed the BIA’s categorical determination that Mellouli’s drug paraphernalia
conviction was within § 1227(a)(2)(B)(i), without regard to whether the paraphernalia
was used in connection with a federally scheduled drug. The general rule that we do
4
“[W]hen deciding how to classify convictions under criteria that go beyond
the criminal charge -- such as the amount of the victim’s loss, or whether the crime
is one of ‘moral turpitude,’ the agency has the discretion to consider evidence beyond
the charging papers and judgment of conviction.” Ali v. Mukasey, 521 F.3d 737, 743
(7th Cir. 2008), cert. denied, 129 S. Ct. 2853 (2009); accord Matter of Silva-Trevino,
24 I. & N. Dec. 687, 700-02 (A.G. 2008).
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not decide academic questions is particularly wise in this situation, as we have no hint
how the BIA would address this evidentiary issue in a case where the answer mattered
to the ultimate issue of removability. Thus, we leave the issue for another day.
For the forgoing reasons, we deny the petition for review.
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