DocketNumber: 17-3365
Judges: Gruender, Kelly, Grasz
Filed Date: 7/25/2019
Status: Precedential
Modified Date: 10/19/2024
*677Detectives with the Kansas City Police Department ("KCPD") obtained a search warrant for what they mistakenly believed was a homicide suspect's residence. After the suspect was apprehended and arrested at another location, the detectives, hoping to find the homicide victim's cell phone and other evidence, had a SWAT team execute the search warrant. When the SWAT team knocked on the door, a young woman opened the inside front door and held up her keys to indicate she was going to unlock the screen door. Even though the SWAT team knew the suspect was already in custody, they broke open the screen and threw a flash-bang grenade into the living room of the home before the young woman could open the door.
As it turned out, the suspect had not lived at the residence for some time and the only people inside were three women (two of them elderly) and a two-year old girl. The two-year old girl suffered Post-Traumatic Stress Disorder ("PTSD") from the blast of the flash-bang grenade. She sued the SWAT team officers, the detectives, and the Kansas City Board of Police Commissioners ("the Board") under
I. Background
In October 2010, three homicide detectives with the KCPD, Barbara Eckert, Michael Jones, and Venasa Ray ("the detectives"), began investigating a homicide. As the victim's cell phone was missing, the detectives obtained call records for the phone after the time of the murder, as well as the GPS coordinates for those calls. The victim's phone had been used after the murder to call a residence on Bristol Avenue ("the Bristol residence") in Kansas City, Missouri. Using a database containing criminal history information from regional law enforcement agencies and motor vehicle records, the detectives learned that an individual named Lee Charles
The next morning, the detectives learned the victim's phone was turned on and was within 80 meters of a particular intersection, an area including both the Bristol residence and two apartment buildings on Winchester Avenue ("the Winchester apartments"). Eckert and another detective arrived at the area to locate the phone. While standing between the two Winchester apartments, the detectives could hear a phone ringing when a third officer called the victim's phone number, although they could not pinpoint its exact location. When more officers arrived, they again tried to locate the phone, but it appeared the battery had died or the phone had been turned off.
*678That evening, police learned the victim's phone was in the area of a particular intersection in Grandview, Missouri. A detective called the phone. Someone answered the call, but did not respond. The detective heard background noises that sounded like a restaurant kitchen. The detectives sought the names of employees working that evening from five restaurants in the area. Charles was working at one of those restaurants that evening.
Records from the victim's phone also showed it had been used after the murder to call a Family Dollar store. The detectives obtained a list of employees and contact information from the store manager. Charles was listed as an employee and his address was listed as the Bristol residence.
Charles was arrested in the afternoon of November 3. The same day, Detective Jones applied for a search warrant for what was believed to be Charles's residence on Bristol Avenue. The warrant application omitted the fact the detectives had heard the victim's phone ringing in the Winchester apartments - not at the Bristol residence. At 3:00 p.m., the warrant was issued, authorizing police to search for and seize cell phones (including cell phones matching the description of the victim's phone), clothing or shoes with blood, knives with trace evidence, items that could be used for strangulation such as cords, wire, or rope with trace evidence, and the victim's keys.
Detective Jones contacted Sergeant Rusley of the KCPD Tactical Response Team about executing the search warrant at the Bristol residence. At 6:15 p.m., Rusley conducted a briefing with the detectives, as well as Tactical Response Team members Robert Jorgenson, Caleb Lenz, William Nauyok, Robert McLaughlin, Eric Enderlin, and Charles Evans ("the SWAT team"). The SWAT team was informed that Charles had already been taken into custody. After the briefing, officers drove by the Bristol residence to confirm the address. No other surveillance of the house was done to learn who resided there.
At 7:00 p.m., the SWAT team, dressed in tactical gear with weapons drawn, approached the front door of the Bristol residence. The front entrance had both an inside wooden door and an outside metal screen door, each of which were "double-keyed," meaning they required a key to open from both the inside and the outside. Because the warrant did not authorize a "no knock" entry, the SWAT team knocked on the door and announced: "Police, search warrant!" At the time, there were four people inside the residence: the plaintiff, Z.J., a two year old girl; Laverne Charles, age 84; Leona Smith, age 68; and Carla Brown, age 24. Carla grabbed the keys to the door and opened the inside door.
What happened next is disputed. According to Carla, when she opened the inner door, she saw through the screen door a lot of people outside, yelling, which startled her. She later said she didn't know whether she backed away from the screen door when she first saw the officers. She then held up the keys to the door in her hand and jingled them for the SWAT team to see in order to indicate that she was going to open up the door.
According to Sgt. Rusley, the SWAT team waited five to ten seconds after knocking the first time before beginning to knock again. As they began knocking on the door the second time, the team was preparing to pry open the screen door with a device. At the same time, Carla opened the inside door. Rusley claimed that "she refused [to open the screen door] and walked away," after which they breached the screen door and threw in the flash-bang grenade. He explained that the flash-bang grenade was deployed because the SWAT team was "compromised," meaning "that occupants of the residence knew we were there and that we no longer had the element of surprise."
Officer Jorgenson gave a slightly different account to the KCPD's Internal Affairs Unit, confirming part of Carla's account and stating that she only "took a couple of steps back" before she "froze there" and then "waived a set of keys":
[As the SWAT team knocked on the door a second time,] we were getting ready to set the hooligan tool into the doorframe and then the front door was open[ed] from the inside of the house and the lady was standing there. As soon as she saw us, she took a couple of steps back. I'm sure she was in fear of what was going on. I told her to open the door and she just kind of froze there. At one point she began to turn away as we were still yelling at her to open the door. She waived a set of keys. At the time, I had no idea what that meant. The sergeant announced "hit it," which means make entry into the residence. The officer that had the hooligan tool took a swipe at the door attempting to punch a hole in it so that we could access it with our hand and then unlock it. After producing a hole in the door, the point-man reached in, in an attempt to unlock it, only to find out it was a keyed lock. So then we set the hool[igan tool] into the side of the door, hit it with the ram and pr[i]ed the door open. Due to the fact it took us a longer than the normal amount of time to get into the residence, the sergeant deployed a noise flash diversionary device into the living room of the structure.
The flash-bang grenade caught the living room drapes on fire. The SWAT team had to remove the drapes from the house and place them in the front yard before continuing through the rest of the house. The SWAT team found two-year old Z.J. in the living room. One officer acknowledged Z.J. was "very shaken from the whole situation." The team placed Carla and Leona in zip tie restraints, but was unable to place restraints on Laverne because of her advanced age and physical condition.
After the SWAT team cleared the house, the detectives, who had been waiting a block away, took control of the house. The detectives had Carla and Leona released from the restraints. They also learned that Charles no longer resided there and had been kicked out several months earlier. Charles was living a block away in an apartment with another individual and did not have any property at the Bristol residence.
After the SWAT team raid, Z.J. suffered significant developmental regression and was diagnosed with PTSD. In August 2015, Z.J., through her next friend Je'taun Jones, sued the detectives, the SWAT team members, and the Board (through its *680members)
The defendants moved for summary judgment, with the individual defendants' motions based on qualified immunity. The district court denied the motions and the defendants timely appealed.
II. Analysis
The Appellants argue the district court erred in denying their motion for summary judgment. A party is entitled to summary judgment where it "shows that there is no genuine dispute as to any material fact and ... is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). In an appeal from a denial of summary judgment based on qualified immunity, we have appellate jurisdiction to review the decision "to the extent that it turns on an issue of law." Mitchell v. Forsyth ,
A. The SWAT Team
The Appellants argue the district court erred by denying summary judgment to *681the SWAT team officers because they did not violate the Fourth Amendment, and in any event, are entitled to qualified immunity because they did not violate clearly established law. We disagree. Any reasonable officer would have known the use a flash-bang grenade under these circumstances constituted excessive force.
Congress enacted
We first address the initial step of the qualified immunity analysis, which in this procedural context is: whether, viewing the evidence in the light most favorable to Z.J., the SWAT team officers are entitled to judgment as a matter of law.
"To establish a constitutional violation under the Fourth Amendment's right to be free from excessive force, the test is whether the amount of force used was objectively reasonable under the particular circumstances." Brown v. City of Golden Valley ,
The reasonableness of the use of flash-bang grenades depends upon the circumstances. See generally Milan v. Bolin ,
But these weapons also carry serious risks. See Milan ,
While the reasonableness of the use of flash-bang grenades while executing a warrant is not reducible to a simple and categorical rule, several considerations guide our analysis. Most importantly, we consider whether officers had reason to believe they would encounter a dangerous, violent suspect. See Estate of Escobedo v. Bender ,
Whether the use of the flash-bang grenade here was reasonable is not a close question. The SWAT team knew the suspect, Charles, was already in custody. Any potential justification based on the fact Charles was (at the time) suspected of murder is eliminated by the fact the SWAT team knew they would not encounter Charles there. Nor did they have any indication that other people at the residence would pose any threat. In fact, they had no idea who was inside the house because they failed to do any investigation into that question beyond a quick drive-by to check the address. The use of a flash-bang grenade under these facts was not reasonable. "The use of a [flash-bang] grenade must be justified by the particular risk posed in the execution of the warrant." Terebesi v. Torreso ,
The Appellants argue the use of the flash-bang was reasonable because the SWAT team may have still faced danger in spite of Charles already being in custody. After all, they posit in their brief, the murder "could have been part of a robbery by a group of criminals," and Charles's arrest "could have tipped the others off that a search or arrest was imminent." Of course, they had no actual information to support this after-the-fact speculation. More to the point, however, this argument relies on a dangerously flawed premise. The argument that the SWAT team was justified in using a flash-bang grenade because they did not know for certain it was unnecessary is precisely backwards; it makes using that dangerous level of force the default. This type of "flash-bang first, ask questions later" approach runs headlong into the Fourth Amendment. Law enforcement officers like the SWAT team members here need an actual justification for using a flash-bang grenade; the mere hypothetical possibility that someone dangerous could be in a house they are entering - without any actual facts to indicate that is true or likely to be true - is not sufficient. See Milan ,
*683Terebesi ,
Nor was the use of the flash-bang grenade justified by anything Carla did when opening the door. Some of the factual details on what happened when she opened the inside door are in dispute, and the facts must be read in the light most favorable to the plaintiff. Carla held up her keys to indicate to the SWAT team her intention to unlock the screen door. But before she could get the door open, the officers broke open the screen and threw in a flash-bang grenade over her head. The explanation that the flash-bang was used because the SWAT team believed it was "compromised," meaning "that occupants of the residence knew [the SWAT team officers] were there and that [the officers] no longer had the element of surprise," is unpersuasive. The search warrant did not authorize the SWAT team to conduct a "no-knock" warrant, and so they knocked on the front door and announced their presence, which obviously defeated the element of surprise. After all, the purpose of the constitutional knock-and-announce requirement is to allow a citizen the chance to come to the door and allow entrance to an officer who is legally entitled to enter. See Wilson v. Arkansas ,
As the second step of the qualified immunity analysis, we address "whether the right at issue was 'clearly established' at the time of defendant's alleged misconduct." Pearson ,
The "clearly established" requirement of qualified immunity provides officers with ample room for honest mistakes, but the SWAT team officers' conduct falls outside even this generous standard. First, the use of the flash-bang grenade was unreasonable under all of the relevant case law. Second, it would have been obvious to any reasonable officer that the use of the flash-bang grenade under those circumstances was unreasonable.
The Supreme Court has established that, broadly speaking, "[i]n executing *684a search warrant officers may take reasonable action to secure the premises and to ensure their own safety and the efficacy of the search." Los Angeles Cty. v. Rettele ,
The dissent on this issue relies on the Eleventh Circuit's opinion in Dukes v. Deaton ,
The Sixth and Ninth Circuit cases cited by the dissent not only had differing facts but were addressing the clarity of the law as it existed in different times. See generally Bing ,
Even aside from the consensus in persuasive case law at the time, the SWAT team officers violated clearly established law because it would be obvious to any reasonable officer that the use of the flash-bang grenade under these circumstances was unreasonable. For a right to be clearly established, it is not required that there be "a case directly on point." al-Kidd ,
The cases cited by the dissent do not lend any support to the position the SWAT team's use of the flash-bang grenade was not obviously unconstitutional. As discussed above, those cases each involved *686circumstances where officers knew or had reason to believe the residence in which the flash-bang grenade was used contained a potentially violent individual. Under the facts of this case, where the SWAT team had no basis to believe they would face the threat of violence and unreasonably failed to ascertain whether there were any innocent bystanders in the area the flash-bang grenade was deployed, their violation was obvious.
The SWAT team officers violated clearly established law when they used the flash-bang grenade. The district court did not err by denying summary judgment on qualified immunity to the SWAT team.
B. The Detectives
The Appellants argue the detectives were entitled to summary judgment because (1) the information they omitted from the search warrant application was not material; and (2) their decision to use a SWAT team to execute the search warrant was not unreasonable or did not violate clearly established law. We agree the detectives are entitled to summary judgment because there was probable cause to support the search warrant, even considering the omitted information, and because their decision to use a SWAT team, regardless of whether it was reasonable, did not violate clearly established law.
1. Search Warrant
Z.J. argues the detectives unreasonably omitted from the search warrant affidavit that they had heard the victim's cell phone ringing in the Winchester apartments and argues that if that fact had been included, the affidavit would lack probable cause. We disagree.
The U.S. Constitution guarantees "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures," and requires that warrants shall be supported by probable cause. U.S. Const. amend. IV. "A warrant based upon an affidavit containing 'deliberate falsehood' or 'reckless disregard for the truth' " - including, as alleged here, material omissions of fact - "violates the Fourth Amendment." Bagby v. Brondhaver ,
To prove a Franks violation based on the omission of material from a search warrant application, a plaintiff must show "1) that facts were omitted with the intent to make, or in reckless disregard of whether they thereby make, the affidavit misleading, and 2) that the affidavit, if supplemented by the omitted information, could not support a finding of probable cause." Williams v. City of Alexander ,
The district court identified what it concluded was an inaccuracy and also a material omission in the search warrant affidavit. However, we conclude the affidavit was not inaccurate and, even considering the omitted information, there was probable cause to support the search warrant. Thus, there was no Fourth and Fourteenth Amendment Franks violation.
*687The district court stated that the search warrant affidavit inaccurately "indicated ... that some independent verification had been made that ... Charles actually lived at [the Bristol residence], when in fact there had been no independent verification." "[T]he only 'check' that the detectives performed was by looking at a computerized database," the court said. This conclusion is erroneous for two reasons. First, the affidavit never claimed "that some independent verification had been made" that Charles lived at the Bristol residence. It truthfully stated that "a check" showed he lived there. A check of the law enforcement database showed just that. Second, the court's assertion that no independent verification of Charles's residence was made is "blatantly contradicted by the record." Wallace ,
The omission correctly identified by the district court is the fact the detectives heard the victim's phone ringing in the Winchester apartments. While we do not condone the selective omission of this fact, the affidavit would support probable cause even with its addition. The affidavit established: (1) the phone was traced to an area that included both the Bristol residence and the Winchester apartments; (2) the phone had been used to call the Bristol residence; (3) the phone had been used to call Charles's employer, Family Dollar; and (4) the phone had been answered in what sounded to be a restaurant and traced to an area that included the restaurant at which Charles was working at the time. Moreover, two separate sources indicated Charles lived at the Bristol residence. These facts provided probable cause to believe Charles had the victim's phone in his possession and lived at the Bristol residence. The fact the phone was heard in a nearby residence could have meant Charles took the phone with him when visiting someone there; cell phones are inherently mobile, after all. Even considering that the phone had been heard in the Winchester apartments at one point, there was still a "fair probability" to believe the phone and other evidence would be found at what was reasonably believed to be Charles's residence. See Shockley ,
2. The Decision to use the SWAT Team
Z.J. argues the detectives' authorization to use the SWAT team for executing the search warrant was unreasonable because they conducted no pre-search investigation other than a brief drive by the house to confirm the address and had no reason to believe a SWAT team was necessary. We do not decide whether the detectives' decision violated the Fourth Amendment but instead conclude they are entitled to qualified immunity because they did not violate clearly established law.
"To establish a constitutional violation under the Fourth Amendment's right to be free from excessive force, the test is whether the amount of force used was objectively reasonable under the particular circumstances." Brown ,
An official may be held liable under § 1983 only if the official, "through [his or her] own individual actions, has violated the Constitution."
*688Ashcroft v. Iqbal ,
An officer's decision to authorize a SWAT team to execute a warrant can, in some cases, constitute a Fourth Amendment violation. See Holland ex rel. Overdorff v. Harrington ,
We do not, however, decide whether the detectives' decision here was reasonable. On the one hand, they had no information that would have supported the need to send the SWAT team to execute the search warrant. They also performed virtually no investigation that would have provided them with more information about whether the use of the SWAT team was appropriate. But on the other hand, the detectives are only responsible for their own decisions. Importantly here, we must judge their conduct "from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." Graham ,
Without deciding the close question of whether the detectives' decision to use the SWAT team to execute the search warrant in this case violated the Fourth Amendment, we conclude the detectives did not violate clearly established law. Z.J. has pointed to no cases in this circuit, or a consensus of cases from other circuits, that would have put the detectives on notice that using a SWAT team to execute a search warrant under these circumstances violated the Constitution. Nor was the decision obviously unconstitutional. The detectives are entitled to qualified immunity for what may have been a "bad guess[ ] in [a] gray area[ ]." Scott ,
C. The Board
The Appellants argue the district court erred by denying the Board's motion for summary judgment. The district court concluded there was a genuine dispute of material fact "regarding whether there was a continuing, widespread, persistent pattern of routine use of the [flash-bang grenades] by the [SWAT] Team without any regard for the safety of the occupants of the residence, *689" and "whether the Board was deliberately indifferent to or tacitly authorized this custom and whether this custom was responsible for plaintiff's injuries."
We conclude that we lack appellate jurisdiction to review the district court's denial of summary judgment to the Board. "Ordinarily, this court lacks jurisdiction over a denial of summary judgment 'because such an order is not a final decision.' " Morgan v. Robinson ,
Nor can we review the Board's appeal under pendent appellate jurisdiction. We may review certain claims to the extent they are "inextricably intertwined" with an issue we already have jurisdiction to review. See Roberts v. City of Omaha ,
To establish liability against a municipality for an unconstitutional custom, a plaintiff must show, among other things, "that [he or she] was injured by acts pursuant to the governmental entity's custom, i.e., that the custom was a moving force behind the constitutional violation." Snider v. City of Cape Girardeau ,
III. Conclusion
We affirm the district court's denial of summary judgment as to the SWAT team, reverse as to the detectives, and dismiss the appeal as to the Board.
While he was initially a suspect, it was eventually discovered that another individual - not Charles - had committed the homicide.
Carla's testimony is corroborated by statements made by Leona in an interview with KCPD Internal Affairs. On summary judgment, the defendants objected to the plaintiff's use of these statements by Leona, who is now deceased, as hearsay. The district court does not appear to have ruled on the hearsay objection. We do not consider Leona's statements in reaching our decision.
In their arguments, the parties categorize the several defendants into these three groups. The Appellants have not argued the claims against any individual defendant should be treated differently from other defendants in the same group (e.g., the SWAT team officers who did not authorize or throw the flash-bang grenade may not be liable even if those who did are liable). Following the parties' lead for purposes of this appeal, we analyze the claims against the detectives, the SWAT team, and the Board as they relate to those groups, rather than each individual defendant separately.
On summary judgment, the plaintiff presented evidence to support what was alleged to be excessive use of SWAT teams to execute search warrants and excessive use of flash-bang grenades by those SWAT teams. KCPD policy provided that "Uniformed/tactical entry personnel will be used for making entry during the execution of all search warrants," but also stated that "[n]ot every search warrant will require the presence of uniformed/tactical entry personnel, e.g., warrants served on a safe deposit box or an impounded vehicle." As the district court noted, the Board did not have any policy about the use of flash-bang grenades - such as when their use is appropriate and how to use them safely. One officer estimated that in executing search warrants, flash-bang grenades were used 80-90% of the time; another officer estimated that in his experience they were used about 50% of the time; and a third officer estimated they were used about 75% of the time.
The Appellants apparently argue the "clearly established" analysis must involve only looking to cases from the relevant circuit and the Supreme Court. It is true plaintiffs can show a right is clearly established by pointing to "cases of controlling authority in their jurisdiction at the time of the incident," but they may also do so by pointing to "a consensus of cases of persuasive authority" - including cases from other jurisdictions. Wilson v. Layne ,