Naoteru Tsuruta v. Sarah Tsuruta

United States Court of Appeals
For the Eighth Circuit
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No. 22-3014
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Naoteru Tsuruta
Plaintiff - Appellee
v.
Sarah Margaret Tsuruta
Defendant - Appellant
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Appeal from United States District Court
for the Eastern District of Missouri - St. Louis
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Submitted: April 12, 2023
Filed: August 10, 2023
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Before SMITH, Chief Judge, MELLOY and ERICKSON, Circuit Judges.
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MELLOY, Circuit Judge.
In October 2021, Sarah Tsuruta (“Sarah”) flew from Japan to Missouri with
her and Naoteru Tsuruta’s (“Naoteru”) child, L.T. In March 2022, Naoteru filed a
petition for the return of their child under the Hague Convention on the Civil Aspects
of International Child Abduction (“Hague Convention”) to have L.T. returned to
Japan. The district court 1 found L.T. was “at home” in Japan before Sarah removed
the child to the United States. The district court granted Naoteru’s petition to have
L.T. returned to Japan. Sarah appeals and we affirm.
I.
In 2015, Sarah gave birth to L.T. in Miami, Florida. At the time, Naoteru was
living in the U.K. Ten months after L.T. was born, Sarah and L.T. moved to the U.K.
to live with Naoteru. In 2018, Naoteru and Sarah married, and the family moved
from the U.K. to Japan. While in Japan, L.T. attended school/daycare, learned to
speak Japanese and English, engaged in extracurricular activities, traveled, and spent
time with extended family. In November 2019, Sarah and L.T. traveled from Japan
to Missouri to visit Sarah’s family. In February 2020, Sarah and L.T. voluntarily
returned to Japan.
Sarah became unhappy with the living situation in Japan and repeatedly told
Naoteru she wanted to leave Japan and get a divorce. After continued arguments
between Naoteru and Sarah, Naoteru attempted to conceal L.T.’s Japanese passport
and expired U.S. passport. On October 15, 2021, Sarah found the concealed
passports in Naoteru’s work storage facility and went to the U.S. Embassy in Japan.
At the Embassy, Sarah reported she feared for her life and her child’s safety. The
Embassy issued an emergency passport, and the two went directly to the airport and
flew back to the United States. Sarah and L.T. had return flights booked for March
15, 2022.
In November 2021, Sarah filed a petition for divorce in Missouri. After
learning of the divorce filings in March 2022, Naoteru filed the present petition to
have L.T. returned to Japan under the Hague Convention.
1
The Honorable Shirley Padmore Mensah, United States Magistrate Judge for
the Eastern District of Missouri, to whom the case was referred for final disposition
by consent of the parties pursuant to 28 U.S.C. § 636(c).
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II.
The Hague Convention was adopted to address international child abduction
by family members. Barzilay v. Barzilay, 600 F.3d 912, 916 (8th Cir. 2010). The
Hague Convention does not govern custody battles, instead the Hague Convention
determines the proper forum for custody battles. Id. at 916–17. Under the Hague
Convention, “a child wrongfully removed from her country of ‘habitual residence’
ordinarily must be returned to that country[]” where custody will be determined.
Monasky v. Taglieri, 140 S. Ct. 719, 723 (2020). Naoteru must show three things to
establish a prima facie case for return under the Hague Convention. First, he must
show Japan was L.T.’s habitual residence prior to removal in October 2021. Second,
he must show the removal of L.T. violated his custody rights under Japanese law.
Third, he must show he was exercising his parental rights before L.T. was removed.
Barzilay, 600 F.3d at 917. A child’s habitual residence is “[t]he place where a child
is at home, at the time of removal or retention[.]” Monasky, 140 S. Ct. at 726. An
actual agreement between the parents is not required to establish habitual residence,
instead “a child’s habitual residence depends on the totality of the circumstances
specific to the case.” Monasky, 140 S. Ct. at 723.
III.
The only contested element of the prima facie case is L.T.’s habitual residence
prior to being removed in October 2021. At an evidentiary hearing, Naoteru argued
Japan was L.T.’s habitual residence because L.T. had spent most of her time in Japan
for the previous three years, attended school in Japan, participated in extracurricular
activities in Japan, and gotten to know extended family in Japan. Additionally, L.T.
had spent limited time in the United States prior to being removed in October 2021,
spending only a few months in Missouri before voluntarily returning to Japan. Sarah
argued Japan was not L.T.’s habitual residence because Sarah was coerced into
living in Japan, L.T. had significant connections to the United States, Japan was
never intended as a permanent residence, and L.T. never acclimated to Japan. To
support her coercion argument, Sarah asserted Naoteru had her sign a marriage
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license she didn’t understand, controlled all of the finances, isolated L.T. from Sarah
by only speaking Japanese, and controlled all important decisions. Sarah also argued
Naoteru’s petition was an effort to “forum shop.” Sarah asserted Naoteru wanted to
avoid a child custody case in the United States due to negative experiences in
previous U.S. divorce proceedings with a different woman including the issuance of
warrants for his arrest for failure to pay child support.
The district court noted the determination of habitual residence “is a ‘fact-
driven inquiry’ and ‘depends on the totality of the circumstances specific to the
case.’” The district court then found Naoteru had shown by a preponderance of the
evidence that Japan was L.T.’s habitual residence prior to removal in October 2021.
In reaching this conclusion, the district court relied on several factors including:
evidence showing L.T. acclimated to Japan between 2018 and 2021, evidence
showing Sarah and Naoteru had a “settled purpose of creating a home in Japan,” and
a lack of evidence to show Sarah was coerced into living in Japan. The district court
concluded the lack of physical abuse, violence, or threats of violence as well as
limited evidence of control distinguished this case from other instances where
coercion impacted the habitual residence determination. The district court found that
Sarah “had mixed feelings about being in Japan and that she was, at times, reluctant
to be there. But the facts presented [did] not amount to coercion, and they [did] not
significantly undermine the other evidence suggesting that Japan was L.T.’s home
and thus her habitual residence.” The district court also rejected Sarah’s forum-
shopping argument, finding that since Japan was L.T.’s habitual residence it was
Sarah, not Naoteru, who engaged in forum shopping by removing L.T. from Japan
and filing for divorce in Missouri.
Sarah also raised two additional arguments at the district court: (1) returning
L.T. to Japan would expose the child to physical or psychological harm and (2)
Naoteru consented or acquiesced to L.T. and Sarah’s move to Missouri. The district
court concluded Sarah failed to provide sufficient proof to show L.T. would be
exposed to harm in Japan or that Naoteru consented to L.T.’s removal to Missouri.
Sarah appeals, arguing (1) the district court erred in finding Japan was L.T.’s
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habitual residence and (2) Naoteru has “unclean hands” and therefore is precluded
from seeking relief.
IV.
A.
Determining habitual residence is a mixed question of fact and law. Monasky,
140 S. Ct. at 730. “Once the trial court correctly identifies the governing totality-of-
the-circumstances standard, . . . [t]he habitual residence determination . . . should be
judged on appeal by a clear-error standard deferential to the factfinding court.” Id.The district court in this case identified the correct standard. Therefore, we review
for clear error the determination that L.T.’s habitual residence in October 2021 was
Japan.
The district court did not commit a clear error in determining L.T. was “at
home” in Japan as of October 15, 2021. L.T. spent most of her time in Japan since
2018. She attended school/daycare in Japan. She participated in activities in Japan.
While Sarah might not have intended to spend the rest of L.T.’s life in Japan, Japan
is where L.T. was “at home” on the relevant date.
On appeal, Sarah again argues Japan cannot be L.T.’s habitual residence
because Sarah was coerced into living in Japan and therefore did not intend to make
Japan L.T.’s home. Sarah cites two cases for the proposition that one parent being
coerced into living in a country is relevant to the habitual residence determination
because it affects the intent of the parents. See Application of Ponath, 829 F.Supp.
363, 368 (D. Utah 1993) (“Petitioner’s coercion of respondent by means of verbal,
emotional and physical abuse removed any element of choice and settled purpose
which earlier may have been present in the family’s decision to visit Germany.”);
Tsarbopoulos v. Tsarbopoulos, 176 F.Supp. 2d 1045, 1049 (E.D. Wash. 2001) (“The
verbal and physical abuse of one spouse by the other is one of several factors in the
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Court’s determination of the existence of ‘shared intent’ to make a place the family’s
‘habitual residence.’”). The district court addressed these cases and found:
The physical abuse, verbal abuse, and controlling behavior that motivated the
courts in both Tsarbopoulos and Ponath are simply not present here. There is
no evidence of physical abuse, violence, or threats of violence in this case.
Additionally, having considered the testimony of Petitioner and Respondent
and having reviewed the text message exchanges between the parties, the
court does not find evidence of the type of verbal abuse or controlling
behavior that would suggest that Petitioner was coerced or forced into staying
in Japan.
Therefore, Sarah’s coercion argument on appeal is inconsistent with the district
court’s factual findings, which are not clearly erroneous.
B.
Sarah also argues, for the first time on appeal, that Naoteru has “unclean
hands” which precludes him from seeking relief in this case. “The defense of unclean
hands may be invoked when the plaintiff has engaged in willful act[s] concerning
the cause of action which rightfully can be said to transgress equitable standards of
conduct.” Lawn Managers, Inc. v. Progressive Lawn Managers, Inc., 959 F.3d 903,
912 (8th Cir. 2020) (quotation marks and citation omitted). Sarah asserts that
Naoteru has unclean hands because he “had multiple outstanding bench warrants for
his arrest stemming from his failure to comply with support orders in Arizona.”
“This court ‘consider[s] newly raised issues only if they are purely legal and
no additional factual development is necessary, or where manifest injustice would
otherwise result.’” Beaulieu v. Stockwell, 46 F.4th 871, 877 (8th Cir. 2022) (citation
omitted). In the district court, Sarah presented evidence regarding Naoteru’s
previous divorce proceedings. She did so, however, in the context of a “forum
shopping” argument. She asserted Naoteru moved to the U.K. to avoid complying
with court orders and filed the petition in this case to avoid another divorce
proceeding in the United States. The district court correctly noted that the Hague
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Convention aims to reduce forum shopping in child custody cases by ensuring the
law of the child’s habitual residence determines custody. See Barzilay, 600 F.3d at
922. But, because the district court concluded Japan was L.T.’s habitual residence,
the district court found it was Sarah, not Naoteru, “who engaged in the sort of
international forum shopping the Convention seeks to prevent when she took the
child from her place of habitual residence to a different country and filed divorce
proceedings there.”
The district court did not make a factual finding as to whether Naoteru’s
previous legal proceedings related in any manner to these proceedings, something
required for the unclean hands doctrine to apply. See e.g., In re Steward, 828 F.3d
672, 685 (8th Cir. 2016) (“unclean hands doctrine is properly used to bar a claim
only when the wrongful conduct at issue is the source of that claim”). Further, the
factual findings the district court did make suggest the district court believed Sarah,
not Naoteru, engaged in wrongful conduct.
Even assuming we may address the “unclean hands” argument for the first
time on appeal, it is far from certain that the unclean hands doctrine should apply to
petitions under the Hague Convention. See Karpenko v. Leendertz, 619 F.3d 259,
265–66 (3d Cir. 2010) (“We conclude that application of the unclean hands doctrine
would undermine the Hague Convention’s goal of protecting the well-being of the
child, of restoring the status quo before the child’s abduction, and of ensuring ‘that
rights of custody and of access under the law of one Contracting State are effectively
respected in the other Contracting States.’” (citation omitted)). Given the factual
questions and the lack of a record or findings as to a connection between Naoteru’s
allegedly improper conduct and this case, this is not the time to decide whether
“unclean hands” applies to Hague Convention cases.
V.
For the reasons discussed, we affirm the judgment of the district court.
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