Jaime Garcia Cardenas v. Nancy Berryhill

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS JUL 6 2018
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
JAIME GARCIA CARDENAS, No. 17-15308
Plaintiff-Appellant, D.C. No. 3:16-cv-01140-EDL
v.
MEMORANDUM*
NANCY A. BERRYHILL, Commissioner of
Social Security,
Defendant-Appellee.
Appeal from the United States District Court
for the Northern District of California
Elizabeth D. Laporte, Magistrate Judge, Presiding
Argued and Submitted June 15, 2018
San Francisco, California
Before: MURPHY,** PAEZ, and IKUTA, Circuit Judges.
Jaime Garcia Cardenas appeals the district court’s order granting summary
judgment in favor of the Commissioner of Social Security (the “Commissioner”)
and upholding the denial of disability insurance benefits under Title II of the Social
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Michael R. Murphy, United States Circuit Judge for
the U.S. Court of Appeals for the Tenth Circuit, sitting by designation.
Security Act, 42 U.S.C. §§ 416, 423. We have jurisdiction pursuant to 28 U.S.C.
§ 1291, and we affirm in part, reverse in part, and remand for further proceedings.
1. The administrative law judge (“ALJ”) did not err in affording limited
weight to the opinion of Cardenas’s former treating physician, Dr. Lawler, which
was contradicted in certain respects by the opinion of non-examining medical
expert Dr. Schmitter. The ALJ gave several reasons for affording limited weight to
Dr. Lawler’s opinion, including that he was unfamiliar with Cardenas’s physical
limitations during the relevant time period. Such a reason is “specific and
legitimate” and supported by substantial evidence. Trevizo v. Berryhill, 871 F.3d
664, 675 (9th Cir. 2017); see also 20 C.F.R. § 404.1527(c)(2)(i)–(ii).
We reject Cardenas’s argument that the ALJ erred in not attempting to
resolve an ambiguity in Dr. Lawler’s opinion form. The ALJ noted that the form
“does not state to what time period it refers.” Regardless of the time period
referenced in the form, Dr. Lawler lacked first-hand knowledge of Cardenas’s
condition during the relevant period for purposes of finding disability, April 2008–
December 2008, as Dr. Lawler did not treat or examine Cardenas within seven
months of that period.1 Thus, the ambiguity in Dr. Lawler’s opinion form was
1
The Commissioner denied Cardenas’s prior application for benefits on April 9,
2008, and the date of last insured for the present application is October 31, 2008.
Cardenas stopped seeing Dr. Lawler after August 27, 2007, except for one
examination on October 19, 2009.
2
immaterial and so the ALJ was under no duty to attempt to resolve it. See Bayliss
v. Barnhart, 427 F.3d 1211, 1217 (9th Cir. 2005). Because the ALJ’s reliance on
Dr. Lawler’s limited interaction with Cardenas after August 2007 was proper, we
need not consider the ALJ’s other reasons for affording Dr. Lawler’s opinion
limited weight.
2. The ALJ’s reasons for rejecting Cardenas’s testimony as to his pain-
related limitations were erroneous.2 Substantial evidence does not support the
ALJ’s finding that Cardenas’s activities of daily living—which consisted of basic
household chores, as well as occasional walks and trips to the grocery store with
his wife—were inconsistent with his “sit-stand” limitation. See Ghanim v. Colvin,
763 F.3d 1154, 1165 (9th Cir. 2014); Garrison v. Colvin, 759 F.3d 995, 1016 (9th
Cir. 2014). The ALJ also reasoned that Cardenas’s testimony was “not fully
supported by the medical evidence of record,” specifically, three “mild objective
findings.” The ALJ’s reliance on the lack of support in the objective medical
record, however, is insufficient to support the rejection of Cardenas’s testimony as
to his pain-related limitations.3 See Trevizo, 871 F.3d at 679.
2
Although Cardenas did not raise this issue before the district court until his reply
brief, the district court nonetheless considered it. Accordingly, the issue is not
waived on appeal. See Tarabochia v. Adkins, 766 F.3d 1115, 1128 n.12 (9th Cir.
2014).
3
Although the ALJ also referenced Cardenas’s failure to seek treatment from Dr.
Lawler between August 2007 and October 2009, the ALJ did not rely on that fact
3
3. According to the vocational expert, if Cardenas’s testimony regarding his
sit-stand limitation were credited as true, then he is legally disabled. We decline to
direct the award of benefits, however, because the record is not “free of conflicts,
ambiguities or gaps.” Leon v. Berryhill, 880 F.3d 1041, 1047 (9th Cir. 2017). For
example, Cardenas’s testimony conflicts with the testimony of Dr. Schmitter, and
Dr. Schmitter’s testimony is not entirely clear with respect to the parts of Dr.
Lawler’s opinion with which he agrees. Accordingly, we remand for further
proceedings consistent with this disposition.4
AFFIRMED in part, REVERSED in part, and REMANDED.
when rejecting Cardenas’s testimony. Thus, we do not consider Cardenas’s failure
to seek treatment to be a reason given by the ALJ for rejecting his testimony. See
Trevizo, 871 F.3d at 682 n.10.
4
Cardenas’s arguments regarding the law of the case and rule of mandate are
waived on appeal because he did not raise them before the district court. See
Greger v. Barnhart, 464 F.3d 968, 973 (9th Cir. 2006).
4