United States v. Gregory Krug

FILED
NOT FOR PUBLICATION
DEC 06 2016
UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 14-50349
Plaintiff - Appellee, D.C. No. 2:09-cr-01148-GHK-1
v. MEMORANDUM*
GREGORY KRUG,
Defendant - Appellant.
Appeal from the United States District Court
for the Central District of California
George H. King, District Judge, Presiding
Argued and Submitted November 10, 2016
Pasadena, California
Before: BERZON and NGUYEN, Circuit Judges, and ZOUHARY,** District
Judge.
Gregory Krug appeals his conviction under 18 U.S.C. § 115(a)(1)(B) for
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Jack Zouhary, United States District Judge for the
Northern District of Ohio, sitting by designation.
threatening to assault or murder a federal law enforcement official. We affirm.1
1. The government did not violate Krug’s Sixth Amendment right to a speedy
trial. The district court applied the four-factor test established in Barker v. Wingo,
407 U.S. 514, 530 (1972), analyzing (1) the length of the delay, (2) the reason for
the delay, (3) Krug’s assertion (or lack thereof) of his speedy trial right, and (4) the
actual prejudice suffered as a result of the delay. The court held that while the 34-
month delay weighed in Krug’s favor, with 20 of those months attributable to
government negligence, again weighing in Krug’s favor, Krug failed to assert his
speedy trial right in a timely fashion and suffered no discernable prejudice.
The district court’s analysis is persuasive. The length of the delay was
considerable, but in the “middle range of cases in which defendants have sought
dismissal for post-indictment delay” where the delay was caused in part by
1
Krug asks us to consider his pro se brief, filed before the appointment of
counsel, in which he raised ten issues for our consideration, only one of which was
raised by his appointed counsel. We grant Krug’s motion for the court to consider
his pro se brief. Only two of the issues raised in Krug’s pro se brief merit
discussion. The first is the Sixth Amendment issue discussed below. The second
concerns Krug’s assertion that he should have been appointed replacement counsel
because his appointed trial counsel refused to call witnesses on his behalf.
Disagreement over litigation strategy does not require the appointment of
replacement counsel. See United States v. Reyes-Bosque, 596 F.3d 1017, 1034 (9th
Cir. 2010). Krug’s dispute with his appointed counsel appears to have been a
simple and relatively straightforward disagreement over trial strategy. The district
court did not abuse its discretion in denying the appointment of replacement
counsel.
2
government negligence. Compare United States v. Gregory, 322 F.3d 1157, 1165
(9th Cir. 2003) (delay of 22 months did not justify dismissal), and United States v.
Beamon, 992 F.2d 1009, 1012-14 (9th Cir. 1993) (delays of 17 and 20 months did
not entitle defendants to relief), with Doggett v. United States, 505 U.S. 647, 657-
58 (1992) (delay of over eight years, six attributable to government negligence,
relieved defendant of burden to show particularized prejudice and entitled
defendant to relief), and United States v. Shell, 974 F.2d 1035, 1036 (9th Cir.
1992) (five years’ delay attributable to government negligence created a “strong
presumption of prejudice” entitling defendant to relief).
The government acknowledges that 20 months of the delay were attributable
to its own negligence. Krug proposes that the government’s failure to bring him to
trial was reckless rather than simply negligent, but Krug cites no case law
supporting the distinction in the speedy trial context. Even assuming that the
distinction has some salience, Krug has pointed to no evidence in the record
suggesting any greater government culpability than negligence. “[C]onsiderable
deference” is due to a trial court’s determination of government negligence.
Doggett, 505 U.S. at 652.
We place minimal weight on the third Barker factor given the circumstances.
Although the government correctly argues, and the district court observed, that
3
Krug did not expressly assert his speedy trial right before his arraignment, he filed
several motions evincing his desire to litigate his case, including discovery
requests. Given that Krug was not appointed counsel until his arraignment, his
failure to specifically assert his speedy trial right is of little significance.
The fourth Barker factor – actual prejudice to the defendant – strongly
favors the government. Krug has failed to demonstrate any particularized
prejudice as a result of the delay. Krug did not testify at trial and does not maintain
that he would have testified but for the effect of the delay upon his memory. Both
Krug’s recollection and those of the government’s witnesses were memorialized
shortly after Krug made the alleged statement. Nor was the 34-month delay in
Krug’s case sufficient to relieve Krug from showing actual prejudice. Compare
Gregory, 322 F.3d at 1162-63 (holding that 22-month delay was not sufficiently
long to excuse the defendant from demonstrating actual prejudice), with Shell, 974
F.2d at 1036 (six-year delay, of which five years were attributable to government
negligence, created a strong presumption of prejudice which the government could
not overcome). In light of the weight of the other factors and because Krug has not
demonstrated that he suffered any actual prejudice as a result of the delay, we
conclude that the government did not violate his Sixth Amendment right to a
speedy trial.
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2. Krug challenges the government’s references to Devore’s “training” and
“experience” during its direct examination of Devore and to his “expert[ise]”
during its closing argument. Krug acknowledges that he did not object at trial to
any aspect of Devore’s testimony, and that review is therefore for plain error. See
Fed. R. Crim. P. 52(b).
The government’s examination of Devore and its description of him in its
closing argument were improper. The government should not have referred to
Devore’s “training and experience” as a correctional officer, nor to his
“expert[ise]” with respect to inmate violations. Devore was not qualified as an
expert. And whether a reasonable person would construe Krug’s alleged statement
as a “threat” is appropriate for the “average layperson” to determine “[w]ithout
additional assistance.” United States v. Hanna, 293 F.3d 1080, 1085-87 (9th Cir.
2002).
Nevertheless, we are convinced that in the context of this case, the
government’s use of this tactic did not “affect[] the appellant’s substantial rights”
or “seriously affect[] the fairness . . . of judicial proceedings,” Puckett v. United
States, 556 U.S. 129, 135 (2009). Devore’s testimony was largely cumulative of
Doucet’s, and was a fairly small component of the government’s case. It would
have been apparent to the jury that Devore knew almost nothing about the alleged
5
threat beyond what Doucet had told him. And the jury was properly instructed as
to the elements of a “true threat,” which made it clear that it was up to them to
determine how a reasonable person would have viewed the statement. The district
court did not plainly err in allowing Devore’s testimony.
3. The district court properly allowed Doucet’s testimony. As Krug did not
object to any aspect of Doucet’s testimony at trial, review is for plain error.
Doucet’s testimony that he considered Krug’s statement a “threat” was not
improper. The effect of a purportedly threatening statement on the listener or
recipient, and the listener’s reaction, is “highly relevant.” United States v. Davis,
876 F.2d 71, 73 (9th Cir. 1989). To the extent that the government’s examination
of Doucet encompassed out-of-court statements, these statements were not
introduced to prove the truth of the matter asserted, but to demonstrate the
reactions of Doucet and Devore to Krug’s alleged threat and to provide context for
those reactions. The statements were therefore not hearsay. Finally, the
government’s alleged leading questions were predominantly foundational, or
reviewed or summarized testimony Doucet had already given.
4. The government did not commit significant misconduct during its closing
argument. Krug maintains that the government argued facts not in evidence,
improperly vouched for Doucet’s credibility, and shifted the burden of proof to the
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defendant.
Although the government did discuss Krug’s in-court behavior (in his
capacity as an attorney) during its rebuttal, Krug opened the door for the
government to do so in his summation, by expressly inviting the jury to consider
his demeanor and performance during the trial.
The government also observed during its rebuttal that Doucet could be
prosecuted for perjury if he lied under oath. Krug correctly observes that we have
interpreted similar statements as vouching for a witness. See United States v.
Weatherspoon, 410 F.3d 1142, 1146 (9th Cir. 2005); United States v. Daas, 198
F.3d 1167, 1178 (9th Cir. 1999). But we held in Daas that a prosecutor’s reference
to the possibility that witnesses could be charged with perjury constituted “at worst
mild vouching,” and was not, by itself, grounds for reversal. 198 F.3d at 1179.
Because Daas suggests that the government’s conduct in this case could reasonably
be interpreted as “at worst mild vouching,” we cannot conclude that the district
court plainly erred in allowing it.
Finally, the government did not shift the burden of proof to Krug. “In a case
that essentially reduces to which of two conflicting stories is true, it may be
reasonable to infer, and hence to argue, that one of the two sides is lying.” United
States v. Molina, 934 F.2d 1440, 1445 (9th Cir. 1991). The government essentially
7
argued that Krug’s theory of the case was implausible. Doing so was not significant
misconduct.2
AFFIRMED.
2
Because we hold that the district court did not make multiple errors, we
hold that there was no cumulative error requiring reversal.
8