United States v. John Gouveia, Jr.

FILED
NOT FOR PUBLICATION FEB 23 2012
MOLLY C. DWYER, CLERK
UNITED STATES COURT OF APPEALS U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 11-10064
Plaintiff - Appellee, D.C. No. 1:08-cr-00739-SOM-2
v.
MEMORANDUM*
JOHN GOUVEIA, Jr.,
Defendant - Appellant.
Appeal from the United States District Court
for the District of Hawaii
Susan Oki Mollway, Chief District Judge, Presiding
Submitted February 14, 2012**
Honolulu, Hawaii
Before: GOODWIN, TROTT, and MURGUIA, Circuit Judges.
Defendant-Appellant John Gouveia, Jr., appeals the district court’s denial of his
Confrontation Clause objections in connection with his conviction for: (Count One)
conspiring to possess with intent to distribute 500 grams or more of methamphetamine
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
**
The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
from sometime in February 2006 up through and including July 27, 2006, in violation
of 21 U.S.C. § 846; (Count Two) possessing with intent to distribute 500 grams or
more of methamphetamine on or about March 15, 2006, in violation of 21 U.S.C. §§
841(a)(1) and 841(b)(1)(A) as well as 18 U.S.C. § 2; and (Count Three) attempting
to possess with intent to distribute 500 grams or more of methamphetamine on or
about July 27, 2006, in violation of 21 U.S.C. §§ 846, 841(a)(1), and 841(b)(1)(A) as
well as 18 U.S.C. § 2. Gouveia also challenges the district court’s denial of his
motion for judgment of acquittal as to Count Two. The facts are known to the parties,
and we state them here only as necessary to explain our disposition.
I. Confrontation Clause Claims
The Confrontation Clause bars the admission of out-of-court statements by
witnesses that are testimonial, unless the witness is unavailable and the defendant had
a prior opportunity to cross-examine the witness. Crawford v. Washington, 541 U.S.
36, 53-54 (2004). Although the Supreme Court has not set forth a comprehensive
definition of “testimonial,” the “core class” of testimonial statements includes “ex
parte in-court testimony or its functional equivalent . . . that declarants would
reasonably expect to be used prosecutorially, extrajudicial statements . . . contained
in formalized testimonial materials, . . .[and] statements that were made under
circumstances which would lead an objective witness reasonably to believe that the
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statement would be available for use at a later trial.” Id. at 51-52 (second alteration
in original) (internal quotation marks and citation omitted). In addition, the Clause
“does not bar the use of testimonial statements for purposes other than establishing the
truth of the matter asserted.” Id. at 59 n.9 (citing Tennessee v. Street, 471 U.S. 409,
414 (1985)).
Gouveia challenges the admission of the Drug Enforcement Agency agent’s
testimony that the agent came to an agreement with informant Jose Perez as well as
the agent’s testimony about the instructions he gave Perez before Perez made recorded
phone calls to Gouveia’s co-defendant, Ramiro Hernandez. Gouveia also challenges
the admission of the recordings of phone calls between Perez and Hernandez. All
three of Gouveia’s Confrontation Clause claims are meritless.
With regard to the agent’s testimony that he reached an agreement with
informant Perez, the district court struck this testimony from the record and instructed
the jury to disregard it. As a result, the court’s actions remedied any potential
prejudice. See Dubria v. Smith, 224 F.3d 995, 1002 (9th Cir. 2000) (“Ordinarily, a
cautionary instruction is presumed to have cured prejudicial impact.”).
The agent’s testimony about the instructions he gave Perez did not violate
Gouveia’s right to confrontation because these statements did not indicate to the jury
that Perez had made incriminating statements about Gouveia. Unlike the agent’s
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testimony in the case of United States v. Gomez, 617 F.3d 88, 91-92 (2d Cir. 2010),
there was no indication that Perez was asked to call or discuss his co-conspirators,
buyers, or suppliers. Furthermore, there were other reasonable explanations for the
agent’s interest in extracting information about Gouveia from Hernandez. In addition,
unlike Gomez, the agent’s instructions were necessary for the jury to understand the
meaning of code words used by Perez and Hernandez during the recorded calls.
Gouveia’s objection to the admission of the recordings of the phone call
between Perez and Hernandez fails because the statements on the recordings are not
subject to the Confrontation Clause. Since Hernandez did not know his statements
were being recorded by law enforcement and had no reason to expect that they would
be used at his and Gouveia’s prosecution, his statements are not testimonial and,
therefore, are not subject to the Confrontation Clause. Crawford, 541 U.S. at 51-52.
Perez’s statements, which were factually false, are also exempt from the Confrontation
Clause because they were not offered for the truth of the matter asserted, but to
provide context for Hernandez’s statements. Id. at 59 n.9 (noting that the
Confrontation Clause “does not bar the use of testimonial statements for purposes
other than establishing the truth of the matter asserted.”).
II. Sufficiency of the Evidence Claim
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In evaluating a challenge to the sufficiency of the evidence, we view the
evidence in the light most favorable to the prosecution, and must affirm the jury’s
verdict so long as any rational trier of fact could conclude that the elements of the
crime have been proven beyond a reasonable doubt. United States v. Nevils, 598 F.3d
1158, 1163-64 (9th Cir. 2010) (en banc) (citing Jackson v. Virginia, 443 U.S. 307, 319
(1979)).
Viewing the evidence in the light most favorable to the government, the facts
support a reasonable inference that the car that arrived in March 2006 was used to
transport methamphetamine to Hawaii from California and that the phone calls
between one of Perez’s phones and one of Gouveia’s phones the day the car arrived
were related to a drug conspiracy. Id. at 1164. As a result, it is reasonable to infer
that Gouveia possessed with intent to distribute methamphetamine that had been
shipped in March 2006 due to the similarities between the car shipments in March and
July and Gouveia’s conviction for attempted possession with intent to distribute
methamphetamine in July 2006. Even if the evidence produced at trial could support
the alternative conclusion that the car was not carrying drugs but was merely a “dry
run,” the government does not have “an affirmative duty to rule out every hypothesis
except that of guilt beyond a reasonable doubt.” Jackson, 443 U.S. at 326 (citing
Holland v. United States, 348 U.S. 121, 140 (1954)).
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Accordingly, we AFFIRM the district court’s admission of the phone call
recordings and the agent’s testimony about the instructions he gave Perez; and
AFFIRM the district court’s denial of Gouveia’s motion for judgment of acquittal as
to Count Two.
AFFIRMED
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