DocketNumber: No. 7618
Citation Numbers: 90 F.2d 644, 1936 U.S. App. LEXIS 3380
Judges: Denman, Wilbur
Filed Date: 6/22/1936
Status: Precedential
Modified Date: 11/4/2024
This is the second appeal in this case. We refer to the opinion on the first appeal, Nelson v. Century Indemnity Co., 65 F. (2d) 765, for a statement of facts. The former appeal was taken by G. Nelson from a judgment that she take nothing. This appeal is by her opponent the Century Indemnity Company, which will hereafter
On the first trial the indemnity company, which had executed a release of attachment bond on behalf of the San Francisco Iron & Metal Company, H. Silberman, and L. Silberman, defeated recovery by G. Nelson on the judgment in action No. 204668, supra, assigned to her upon the ground that she was trustee for the Fidelity & Casualty Company, hereinafter referred to as the fidelity company, which had executed a similar bond on behalf of N. Abraham for the release of his property attached. The fidelity company had advanced the money to G. Nelson to purchase the judgment. Upon this basis the indemnity company claimed that the superior court judgment (in action No. 204668) had been paid by the fidelity company for N. Abraham, one of the judgment debtors. It will be observed that in the first trial the indemnity company relied upon the interrelationship between the parties as disclosed by the judgment roll and by the bonds given in action No. 204668. Now, the position of the parties being reversed, the indemnity company claims that the findings and the judgment in the superior court action No. 204668 do not correctly show that interrelationship. It now claims that N. Abraham as between the defendants was in fact the principal and only debtor, and that his surety, the fidelity company, having paid the debt, the indemnity company has no further responsibility therefor on account of the release bond given by it.
Before discussing appellant’s claims of error some procedural questions should be first considered. Many of the indemnity company’s assignments of error, and five of the seven specifications of error in its brief, are based upon the failure of the trial court to make certain special findings requested by the indemnity company. These assignments and specifications cannot be considered because the findings were proposed after the trial had been completed and after the court had announced its decision, and hence did not occur during the trial. Continental Nat’l Bank v. Nat’l City Bank of N. Y. (C.C.A.) 69 F.(2d) 312, 317, and cases therein cited.
There remain two other specifications of error, 1 and 4, to be considered, which are as follows:
“1. The court erred in that the judgment is contrary to the law of the case established on the first appeal which provides that recovery can be had only for contribution or reimbursement and no more.
“4. The court erred in admitting in evidence the pleadings and findings of fact in the prior case of Berges v. Abraham containing a collateral finding of fact that San Francisco Iron & Metal Company had agreed with N. Abraham to pay that particular debt which formed the basis of the judgment in the case of Berges v. Abraham and holding the defendant, Century Indemnity Company, was also bound thereby.”
The fourth specification of error, supra, is predicated upon assignments of error Nos. 7 and 8, which are as follows:
“7. That said court erred in admitting into the record as evidence, over the objection of this defendant, the findings of fact and particularly finding TV’ of said findings of fact in the judgment roll in the case of Berges v. Abraham et al.
“8. That said court erred in failing and refusing to find that finding IV in the findings of fact in the case of Berges v. Abraham et al., was not res adjudicata as between the defendants in said action and is not res adjudicata between the parties to the present action.”
The eighth assignment of error is based upon refusal of the trial court to make certain findings requested by the indemnity company, as we have already pointed out. This request came too late and need not be considered.
Assignment No. 7 fails to conform to our rule 11 with reference to assignments of error in the admission of evidence, because it does not “quote the full substance of the evidence admitted or rejected.” United States v. Nat’l Bank of Commerce of Seattle (C.C.A.) 73 F.(2d) 721; Fidelity & Deposit Co. of Maryland v. Lindholm, 66 F. (2d) 56, 89 A.L.R. 279. Nei
Specification of error No. 4 also violates our rule 24 in two particulars. It does not set forth separately and particularly each error asserted and intended to be urged. Two errors are specified; one, the admission of certain evidence, and, two, deciding that the appellant is bound thereby. The rule also provides: “When the error alleged is to the admission or to the rejection of evidence, the specification shall quote the full substance of the evidence admitted or rejected.” The specification does not set out the full substance of the evidence received.
Therefore, specification 4, and assignments 7 and 8, upon which it is based, violate our rules and need not be considered.
This leaves for consideration specification of error No. 1. This specification is based upon assignments of error numbered 1, 2, 3, 4, 5, 6, 9, 10, 11, 13, 15, 17, 19, 20, 22, 23, 25, 26, 27, and 28. Most of these assignments specify the refusal of the trial court to make certain findings of fact requested by the indemnity company. These assignments, as we have stated, cannot be considered because the requests therefor were made too late. This is true in the case of the following assignments: 2, 3, 4, 5, 6, 9, 10, 11, 13, 15, and 20. Of the other assignments referred to by appellant in support of this specification of error, Nos. 17, 23, 25, 26, 27, and 28 are too general to be considered. Virginia Ry. Co. v. Chambers (C.C.A.) 46 F.(2d) 20; U. S. Shipping Board E. F. Corp. v. Drew (C.C.A.) 288 F. 374; Columbia Pictures Corp. v. Lawton-Byrne-Bruner Ins. Agency (C.C.A.) 73 F.(2d) 18. Assignment No. 22 is “that the judgment is contrary to law in that it is not justified by any evidence nor is it supported by findings of fact.” This assignment is not only too general, but it embraces three different assignments of error contrary to our rule 11. The alleged errors embraced in this assignment are as follows: First, “that the judgment is contrary to law. * * * ” This cannot be considered because too general. Washburn v. Douthit (C.C.A.) 73 F.(2d) 23. Second, “that it is not justified by any evidence ' * * * .” This assignment is also too general and is not based upon any ruling of the cour* pointed out in the specification. Hecht v. Alfaro (C.C.A.) 10 F.(2d) 464. Third, “nor is it supported by findings of fact.” This latter assignment, if entirely separate from the other two, would be a proper assignment to challenge the sufficiency of the findings of fact to support the judgment. Assignment 22 need not be considered because it violates the rule requiring assignments of error to “set out separately and particularly each error asserted and intended to be urged.”
Assignments of error Nos. 1 and 19 are yet to be considered.
Assignment No. 1 assigns as error the denial of appellant’s motion for nonsuit. The appellant proceeded after the ruling to offer its testimony and thus waived any error in the ruling. Bogk v. Gassert, 149 U. S. 17, 13 S.Ct. 738, 37 L.Ed. 631; Maryland Casualty Co. v. Jones (C.C.A.) 35 F.(2d) 791; United States v. Alberty (C.C.A.) 63 F.(2d) 965.
Assignment No. 19 is, “that the judgment is contrary to law in this, that it adjudges in effect that the plaintiff can recover as and for an assignment of the judgment, whereas her sole right of recovery is for contribution or reimbursement and not as assignee of the judgment.” This assignment does not point out a ruling of the trial court on any proposition of law or fact claimed to be erroneorts. If the appellant desired a ruling of the trial court upon a proposition of law involved in the case not arising from the rulings upon the introduction or rejection of evidence, or the overruling of its motions or demurrers, it should have formulated its proposition of law and have requested a ruling thereon. Hecht v. Alfaro (C.C.A.) 10 F.(2d) 464, supra. The basic difficulty in the presentation of this appeal is the assumption by the Century Indemnity Company that it could raise its various contentions by requests for findings of fact made after the trial was concluded.
It is exceedingly unsatisfactory to dispose of this case solely because of failure of the parties to comply with the rules pertaining to the assignments of error and specifications of error. We therefore add the following observations with reference thereto: An assignment of error must be based upon an error which actually occurred in the trial of the case. If no error occurred there is no basis for the assignment. Gartner v. Hays (C.C.A.) 272 F. 896. Here, as we have said, the failure to make findings requested after the trial
Specifications of error stand upon a different footing, being required by rule of this court and by the rules of most appellate courts for convenience of the court and for greater certainty in the presentation and disposition of cases on appeal. For that reason we have been more liberal in dealing with the matter of specifications of error in the brief than in dealing with assignments of error in the record. A violation of our rule, however, justifies the court in refusing to consider the specifications which violate the rule.
On the first appeal, Nelson v. Century Indemnity Co., 65 F.(2d) 765, supra, we held that if the San Francisco Iron & Metal Company had assumed the debt due from its codefendants and joint judgment debtors as found by the superior court of the state in its findings of fact in action No'. 204668, and if the value of the property of the San Francisco Iron & Metal Company released from attachment in that action by virtue of the bond of the indemnity company given therein, and herein sued upon, equalled or exceeded the amount due on the judgment secured by V. Berges in action 204668, then, in that event, G. Nelson was entitled to recover , the full amount furnished to her by the fidelity company and in turn paid by her to Berges for the assignment of the judgment and bond of the indemnity company.
The trial court found on the retrial that the value of the property of the San Francisco Iron & Metal Company released from attachment by the indemnity company’s bond- was over $6,000, thus exceeding the amount of the judgment secured by V. Berges in action 204668.
It might be urged that its findings of fact with relation to whether or not the San Francisco Iron & Metal Company has assumed to pay the debt of N. Abraham, was not a finding of the ultimate fact involved because the court in its findings merely quoted the findings of the superior court of the state without in express terms adopting them as its own. (See footnote
During the trial of this action the parties submitted the case upon all the testimony introduced at the former trial and upon other evidence then adduced. The indemnity company objected to the introduction of the judgment roll in action No. 204668. The objection was not well taken. Introduction of the judgment roll was the proper way to prove the judgment. Fennell v. United States, 67 F.(2d) 768; McKinley Bros. v. McCauley, 215 Cal. 229, 9 P.(2d) 298; Terry v. Gibson, 23 Colo.App. 273, 128 P. 1127. What the appellant seeks to raise is the question of the probative effect of the findings and judgment therein (No. 204668) upon the defendants therein and upon their sureties in privity with them in this action between such sureties. That question is a debatable one, but is involved herein only as it affects the sufficiency of the evidence as a whole to support the judgment. Although the appellant moved for judgment, presumably upon the ground that the evidence would not support a judgment in favor of the plaintiff and appellee, it did not except to the ruling of the court denying the motion nor did it assign such ruling as error. Assignments 25, 26, 27, and 28 (cited in footnote
This evidence alone was sufficient to support the implied conclusion of the trial court that the San Francisco Iron & Metal Company had assumed the obligations of the copartners. It is clear that the judgment and findings in action No. 204668 are conclusive that “the indebtedness sued upon was that of the partnership.” It is therefore of no importance whether the finding in the superior court action No. 204668 relative to the assumption of the entire debt by the San Francisco Iron & Metal Company is conclusive upon the parties to the action. We may assume as appellant contends that without additional evidence it is not. There is, therefore, no reason for relaxing our rule with reference to the specifications of error and there is no basis for relaxing the rule with reference to assignments of error as should be done only in case of a plain error unas
Judgment affirmed.
Opinion as amended.
This is the second appeal in this case. We refer to the opinion on the first appeal, Nelson v. Century Indemnity Co. (C.C.A.) 65 F.(2d) 765, for a statement of facts. The former appeal was taken by G. 'Nelson from a judgment that she take nothing. This appeal is by her opponent the Century Indemnity Company, which will hereafter be referred to as the “Indemnity Company,” from a judgment in favor of G. Nelson for the full amount claimed.
On the first appeal, Nelson v. Century Indemnity Co., 65 F.(2d) 765, supra, we held that if the San Francisco Iron & Metal Company had assumed the debt due from its codefendants and joint judgment debtors as found by the superior court of the state in its findings of fact in action No. 204668, and if the value of the property of the San Francisco Iron & Metal Company released from attachment in that action by virtue of the bond of the Indemnity Company given therein, and herein sued upon, equaled or exceeded the amount due on the judgment secured by V. Berges in action No. 204668, then, in that event, G. Nelson was entitled to recover the full amount furnished to her by the Fidelity Company and in turn paid by her to Berges for the assignment of the judgment and bond of the Indemnity Company.
The trial court found on the retrial that the value of the property of the San Francisco Iron & Metal Company released from attachment by the Indemnity Company’s bond was over $6,000, thus exceeding the amount of the judgment secured by V. Berges in action No. 204668.
G. Nelson, appellee, is suing the Indemnity Company, appellant, as assignee of a judgment rendered against that company in an attachment suit, No. 204668, commenced by V. Berges in the Superior Court of California in San Francisco, against N. Abraham, H. Silverman, L. Silverman, doing business under the name of N. Abraham Mercantile Company, and the San Francisco Iron & Metal Company. (Silverman and Silberman are stipulated to be one and the same.)
On the first trial the Indemnity Company, which had executed a release of attachment bond on behalf of the San Francisco Iron & Metal Company, H. Silberman and L. Silberman, defeated recovery by G. Nelson on the judgment in action No. 204668, supra, assigned to her upon the ground that she was trustee for the Fidelity and Casualty Company, hereinafter referred to as the “Fidelity Company,” which had executed a similar bond on behalf of N. Abraham for the release of his property attached. The Fidelity Company had advanced the money to G. Nelson to purchase the judgment. Upon this basis the Indemnity Company claimed that the Superior Court judgment (in action No. 204668) had been paid by the Fidelity Company for N. Abraham, one of the judgment debtors. It will be observed that in the first trial the Indemnity Company relied upon the interrelationship between the parties as disclosed by the judgment roll and by the bonds given in action No. 204668. Now, the position of the parties being reversed, the Indemnity Company claims that the findings and the judgment in the Superior Court action No. 204668 do not correctly show that interrelationship. It now claims that N. Abraham as between the defendants was in fact the principal and only debtor, and that his surety, the Fidelity Company, having paid the debt, the Indemnity Company has no further responsibility therefor on account of the release bond given by it.
Before discussing appellant’s claims of error, some procedural questions should be first considered. Many of the Indemnity Company’s assignments of error, and five of the seven specifications of error in its brief, are based upon the failure of the trial court to make certain special findings requested by the Indemnity Company. These assignments and specifications cannot be considered because the findings were proposed after the trial had been completed and after the court had announced its decision and hence did not occur during the trial. Continental Nat’l Bank v. Nat’l City Bank of N. Y. (C.C.A.) 69 F.(2d) 312, 317, and cases therein cited.
“1. The court erred in that the judgment is contrary to the law of the case established on, the first appeal which provides that recovery can be had only for contribution or reimbursement and no more.”
“4. The court erred in admitting in evidence the pleadings and findings of fact in the prior case of Berges v. Abraham containing a collateral finding of fact that San Francisco Iron & Metal Company had agreed with N. Abraham to pay that particular debt which formed the basis of the judgment in the case of Berges v. Abraham and holding the defendant, Century Indemnity Company, was also bound thereby.”
The fourth specification of error, supra, is predicated upon assignments of error Nos. 7 and 8, which are as follows:
“7. That said court erred in admitting into the record as evidence, over the objection of this defendant, the findings of fqct and particularly finding TV’ of said findings of fact in the judgment roll in the case of Berges v. Abraham et al.
“8. That said court erred in failing and refusing to find that finding IV in the findings of fact in the case of Berges v. Abraham, et al., was not res adjudicata as between the defendants in said action and is not res adjudicata between the parties to the present action.”
The eighth assignment of error is based upon refusal of the trial court to make certain findings requested by the Indemnity Company; as we have already pointed out, this request came too late and need not be considered.
Assignment No. 7 fails to conform to our rule 11 with reference to assignments of error in the admission of evidence, because it does not “quote the full substance of the evidence admitted or rejected.” United States v. Nat’l Bank of Commerce of Seattle (C.C.A.) 73 F.(2d) 721; Fidelity & Deposit Co. of Maryland v. Lindholm, 66 F.(2d) 56, 89 A.L.R. 279. Neither does it state the objection made by the defendant nor an exception taken, as required by the rule. Goldstein v. United States (C.C.A.) 73 F.(2d) 804.
Specification of error No. 4 also violates our rule 24 in two particulars. It does not set forth separately and particularly each error asserted and intended to be urged. Two errors are specified: (1) the admission of certain evidence; and (2) deciding that the appellant is bound thereby. The rule also provides: “When the error alleged is to the admission or to the rejection of evidence, the specification shall quote the full substance of the evidence admitted or rejected.” The specification does not set out the full substance of the evidence received.
Therefore, specification 4, and assignments 7 and 8, upon which it is based, violate our rules and need not be considered.
This leaves for consideration specification of error No. 1. This specification is based upon assignments of error numbered 1, 2, 3, 4, 5, 6, 9, 10, 11, 13, 15, 17, 19, 20, 22, 23, 25, 26, 27, and 28. Most of these assignments specify the refusal of the trial court to make certain findings of fact requested by the Indemnity Company. These assignments, as we have stated, cannot be considered because the requests therefor were made too late. This is true in the case of the following assignments: 2, 3, 4, 5, 6, 9, 10, 11, 13, 15, and 20. Of the other assignments referred to by appellant in support of this specification of error, Nos. 17, 23, 25, 26, 27, and 28 are too general to be considered. Virginian Ry. Co. v. Cham
Assignments of error Nos. 1 and 19 are yet to be considered.
Assignment No. 1 assigns as error the denial of appellant’s motion for nonsuit. The appellant proceeded after the ruling to offer its testimony and thus waived any error, in the ruling. Bogk v. Gassert, 149 U.S. 17, 13 S.Ct. 738, 37 L.Ed. 631; Maryland Casualty Co. v. Jones (C.C.A.) 35 F.(2d) 791; United States v. Alberty (C.C.A.) 63 F.(2d) 965.
Assignment No. 19 is “that the judgment is contrary to law in this, that it adjudges in effect that the plaintiff can recover as and for an assignment of the judgment, whereas her sole right of recovery is for contribution or reimbursement and'not as assignee of the judgment.” This assignment does not point out a ruling of the trial court on any proposition of law or fact claimed to be erroneous. If the appellant desired a ruling of the trial court upon a proposition of law involved in the case not arising from the rulings upon the introduction or rejection of evidence, or the overruling of its motions or demurrers, it should have formulated its. proposition of law and have requested a ruling thereon. Hecht v. Alfaro (C.C.A.) 10 F.(2d) 464, supra. The basic difficulty in the presentation of this appeal is the assumption by the Century Indemnity Company that it could raise its various contentions by requests for findings of fact made after the trial was concluded. Although the appellant moved for judgment, presumably upon the ground that the evidence would not support a judgment in favor of the plaintiff and appellee, it did not except to the ruling of the court denying the motion nor did it assign such ruling as error. Assignments 25, 26, 27, and 28 (cited in footnote
Specifications of error stand upon a different footing, being required by rule of this court and by the rules of most appellate courts for the convenience of the court and for greater certainty in the presentation and disposition of cases on appeal. For that reason we have been more liberal in dealing with the matter of specifications of error in the brief than in dealing with assignments of error in the record. A violation of our rule, however, justifies the court in refusing to consider the specifications which violate the rule.
The judgment is affirmed.
XII. That in said action entitled Y. Berges v. San Francisco Iron & Metal Company which is mentioned in paragraph II of these findings, the plaintiff alleged by amendment to her complaint, and the defendants H. Silberman, L. Silberman and San Francisco Iron & Metal •Company, a corporation, in answer to said amendment to the complaint denied, as follows: “That prior to the commencement of this action and for good and valuable consideration, defendant San Francisco Iron & Metal Company, a corporation, agreed to and did assume all of the obligations and liabilities of said N. Abraham Mercantile Company and of N. Abraham, H. Silberman, 1st Doe to 10-th Doe individually and as copartners doing business under the name of N. Abraham Mercantile Company; that about October, 1927, defendant San Francisco Iron & Metal Company received all or practically all of the property and assets of the other defendants in this paragraph mentioned and, in consideration thereof and other valuable considerations, specially promised and agreed to apply the said property and assets to the payment of the claim and matters herein sued for, but that said defendant San Francisco Iron & Metal Company has wholly failed to do.”
XIII. That thereafter the court in said action after the trial thereof made and entered its findings of fact: “That prior to the commencement of this action and for good and valuable consideration, defendant San Francisco Iron & Metal Company, a corporation, agreed to and did assume all of the obligations and liabilities of said N. Abraham Mercantile Company and of ■ N. Abraham, L. Silberman and San Francisco Iron & Metal Company, a corporation, individually and as joint adventurers and as copartners doing business under the name of N. Abraham Mercantile Company; that prior to the commencement of this action, defendant San Francisco Iron & Metal Company, a corporation, received all or practically all of the property and assets of the N. Abraham Mercantile Company and of N. Abraham, L. Silberman and San Francisco Iron & Metal Company, a corporation, individually and as joint adventurers and as copartners doing business under the name of N. Abraham Mercantile Company, and in consideration thereof and other valuable considerations specially promised and agreed to apply said property and assets to the payment of the said indebtedness to the said Goodyear Redwood Lumber Company, but that said defendant San Francisco Iron & Metal Company has wholly failed to do so.”
XIY. That the terms of said judgment so rendered in said action are as follows:
“This cause coming on regularly to be heard and after the evidence was introduced and argument had by counsel for the respective parties, the court made and
“(1) That plaintiff, V. Berges, do have and recover from the defendants, N. Abraham, L. Silberman and San Francisco Iron & Metal Company, a corporation, individually and as joint adventurers and as co-partners doing business under the name of N. Abraham Mercantile Company, the sum of five thousand six hundred forty-three and 65/100 ($5,643.65) dollars, together with her costs of action taxed at $69.80.
“(2) That defendants take nothing by reason of their counter claim and cross-complaint.
“Dated: October 10, 1929.”
25. That the said court erred in ordering, rendering and in entering final judgment herein on June 16, 1934.
26. That the said court erred generally in refusing to order judgment in favor of this defendant and against plaintiff.
27. That the said court erred in ordering judgment for plaintiff for any sum at all.
28. That the said court erred in refusing to order judgment for the defendant upon the evidence in the cause.
n the petition for rehearing the appellant, for the first time, contends that his request for special findings was timely although made after the court had decided tlie case and granted judgment to plaintiff. This contention is made upon the ground that under Rule 42 of the District Court from the Northern District
25. That the said court erred in ordering, rendering and in entering final judgment herein on June 16,1984.
26. That the said court erred generally in refusing to order judgment in favor ■of this defendant and against plaintiff.
27. That the said court erred in ordering judgment for plaintiff for any sum at all.
28. That the said court erred in refusing to order judgment for the defendant ■ upon the evidence in the cause.