Anthony Haworth v. City of Walla Walla

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS AUG 2 2022
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
ANTHONY HAWORTH, No. 21-35436
Plaintiff-Appellant, D.C. No. 4:19-cv-05254-TOR
v.
MEMORANDUM*
CITY OF WALLA WALLA; et al.,
Defendants-Appellees,
and
DOES, John and Jane; et al.,
Defendants.
Appeal from the United States District Court
for the Eastern District of Washington
Thomas O. Rice, District Judge, Presiding
Argued and Submitted May 19, 2022
Seattle, Washington
Before: WARDLAW, GOULD, and BENNETT, Circuit Judges.
Partial Dissent by Judge BENNETT.
After being prosecuted for crimes related to the alleged sexual assault of his
stepdaughter, Appellant Anthony Haworth brought this suit against the City of
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
Walla Walla, the County of Walla Walla, and the officials involved in his criminal
prosecution: Detective Marcus Goodwater, Police Chief Scott Bieber, Deputy
Prosecuting Attorney Michelle Morales, and Prosecuting Attorney James Nagle.
Haworth alleged violations of his rights under 42 U.S.C. § 1983 as well as various
state law tort claims, including malicious prosecution. He appeals the district
court’s dismissal of all his claims. We have jurisdiction under 28 U.S.C. § 1291,
and we affirm in part and reverse in part.
1. We affirm the dismissal of Haworth’s § 1983 claims against Detective
Goodwater, Chief Bieber, and the City of Walla Walla (the “City Defendants”).
Detective Goodwater is entitled to qualified immunity from Haworth’s claim that
he directed the complaining witness to destroy evidence because Haworth is unable
to show that Goodwater acted in bad faith or that Haworth was unable to obtain
comparable evidence by other means. United States v. Sivilla, 714 F.3d 1168,
1172 (9th Cir. 2013). Haworth was aware of the online comment that was deleted,
and there is no “readily apparent” exculpatory value to an alleged victim’s
comment that a criminal defendant “did it.” United States v. Martinez-Martinez,
369 F.3d 1076, 1087 (9th Cir. 2004).
Goodwater is similarly entitled to qualified immunity from Haworth’s claim
that he suppressed impeachment evidence by failing to timely record a
conversation he had with the complainant’s grandmother, who told Goodwater that
2
her granddaughter was a pathological liar. Although the allegedly suppressed
evidence was material and favorable to Haworth, Haworth is unable to show that
he was prejudiced by Goodwater’s delay in reporting the conversation. See Raley
v. Ylst, 470 F.3d 792, 804 (9th Cir. 2006).
Haworth’s witness intimidation claim against Goodwater also fails as a
matter of law because the facts, even when viewed in the light most favorable to
Haworth, do not demonstrate that Goodwater substantially interfered with the
defense’s witness in a way that caused him not to testify. Soo Park v. Thompson,
851 F.3d 910, 919 (9th Cir. 2017). The state criminal prosecution against Haworth
was dismissed before trial, and the witness cooperated in an interview with law
enforcement and a deposition before the dismissal.
2. Because Goodwater’s conduct does not amount to a constitutional
violation, Haworth’s claims against Goodwater’s supervisor, Chief Bieber, and the
City do not establish a constitutional violation. See Hansen v. Black, 885 F.3d 642,
645–46 (9th Cir. 2018); City of Los Angeles v. Heller, 475 U.S. 796, 799 (1986).
The district court properly dismissed these claims, and it did not abuse its
discretion by denying discovery. Haworth needed to provide specific reasons for
why he could not present facts essential to oppose the motion for summary
judgment. Fed. R. Civ. P. 56(d). The district court did not abuse its discretion in
finding that the affidavit from Haworth’s counsel for “general requests for
3
discovery to understand witnesses’ states of mind” did not satisfy this standard.
3. We also affirm the district court’s dismissal of Haworth’s § 1983 claims
against Deputy Prosecuting Attorney Morales, Prosecuting Attorney Nagle, and the
County of Walla Walla (the “County Defendants”). Morales is entitled to absolute
prosecutorial immunity from Haworth’s claim that she gave legal advice to
Detective Loney regarding the July 2018 “do over” search warrant. Morales gave
advice during the prosecutorial, not investigatory, phase. See KRL v. Moore, 384
F.3d 1105, 1112–13 (9th Cir. 2004). Judgment on the pleadings was proper.
Morales is entitled to absolute immunity from Haworth’s claim that she
personally swore a declaration in support of the warrant. She was acting pursuant
to guidance from the Washington Association of Prosecuting Attorneys to correct
the warrant in light of a new decision from the Washington Court of Appeals.
Ensuring evidence previously collected will be admissible at trial “is no less a
function of an advocate than deciding what evidence will be presented at trial.” Id.
at 1112. Providing legal background to a judge is not the function “any competent
witness might have performed.” Kalina v. Fletcher, 522 U.S. 118, 129–30 (1997).
Because Morales is absolutely immune, so too is her supervising prosecutor,
Nagle. See Garmon v. Cnty. of Los Angeles, 828 F.3d 837, 845 (9th Cir. 2016).
4. We affirm the district court’s dismissal of Haworth’s claims against the
County of Walla Walla. Haworth includes vague references to general County
4
policies and contends that the policies “were described in various ways in the
district court,” without any citation. We reject Haworth’s claims because
“arguments presented in such a cursory manner are waived.” Badgley v. United
States, 957 F.3d 969, 978–79 (9th Cir. 2020).
5. We reverse, however, the dismissal of Haworth’s malicious prosecution
claims against all Defendants. Probable cause is a “complete defense” to a
malicious prosecution tort claim in Washington. Hanson v. City of Snohomish, 852
P.2d 295, 298 (Wash. 1993). The district court concluded that probable cause
existed at the initiation of and throughout the prosecution. But that reasoning
ignores that the state trial court dismissed the criminal case against Haworth for
insufficient evidence, and Washington law provides explicitly that a dismissal in
favor of the criminal defendant establishes a prima facie case of a lack of probable
cause. Peasley v. Puget Sound Tug & Barge Co, 125 P.2d 681, 688 (Wash. 1942).
Defendants may rebut this prima facie case with evidence establishing probable
cause, id., but the district court erred by relying only on evidence that existed at the
initiation of the prosecution to suggest that probable cause existed throughout the
proceedings. The dissent claims that Defendants rebutted this prima facie case
because Haworth did not offer evidence that the complainant retracted her
allegation. This turns Washington’s legal standard on its head. It was Defendants’
burden to rebut, and they did not sufficiently do so to be awarded judgment as a
5
matter of law.
There is a genuine dispute of material fact whether probable cause for
Haworth’s criminal prosecution eroded between February 2018, when the state
court denied Haworth’s motion to dismiss for insufficient evidence, and April
2019, when the state court dismissed the case for insufficient evidence. Haworth is
entitled to discovery on these claims. We reverse the district court’s dismissal of
the malicious prosecution claims against all Defendants and remand for further
proceedings consistent with this decision.1
AFFIRMED IN PART, REVERSED IN PART AND REMANDED.
1
The County Defendants raised prosecutorial immunity from the state law
malicious prosecution claims for the first time at oral argument. The County
Defendants may pursue this defense on remand, but we decline to consider it here.
See In re Pac. Pictures Corp., 679 F.3d 1121, 1130 (9th Cir. 2012).
6
FILED
Haworth v. City of Walla Walla, 21-35436 AUG 2 2022
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
BENNETT, Circuit Judge, dissenting in part:
“Probable cause exists where the facts and circumstances . . . are sufficient in
themselves to warrant a man of reasonable caution in a belief that an offense has
been or is being committed.” Bender v. City of Seattle, 664 P.2d 492, 502 (Wash.
1983) (citation omitted). “Washington law provides explicitly that a dismissal in
favor of the [accused] establishes a prima facie case of a lack of probable cause.”
Mem. Disp. 5 (citing Peasley v. Puget Sound Tug & Barge Co., 125 P.2d 681, 688
(Wash. 1942)). “A prima facie case thus made by the plaintiff, however, may be
rebutted . . . by the defendant’s evidence. If it is so rebutted, then the plaintiff must
by evidence affirmatively establish want of probable cause.” Peasley, 125 P.2d at
688 (citation omitted). Even though the case against Haworth was dismissed, no one
disputes that probable cause existed at the beginning of the proceedings. Mem. Disp.
5. And, as Haworth’s counsel conceded at oral argument, Haworth offered no
evidence that the accuser ever retracted her allegation against Haworth at any point
in the proceedings. Oral Argument 3:30–3:59. Thus, the defendants rebutted
Haworth’s prima facie case and the burden of proof shifted to Haworth to show that
probable cause eroded during the proceedings. But the majority, based on just the
dismissal of the criminal case against Haworth, would reverse the district court’s
dismissal of Haworth’s malicious prosecution claim. Mem. Disp. at 5–6. Because
1
the majority applies the wrong standard, and because Haworth presented no evidence
that probable cause eroded before the criminal case against him was dismissed, I
respectfully dissent from this portion of the majority’s disposition.
“Probable cause ‘boils down, in criminal situations, to a simple determination
of whether the relevant official, police or judicial, could reasonably believe that the
person to be arrested has committed the crime.’” State v. Fisher, 35 P.3d 366, 372
n.47 (Wash. 2001) (citation omitted). “Probable cause does not require
. . . guilt beyond a reasonable doubt.” State v. Neeley, 52 P.3d 539, 543 (Wash. Ct.
App. 2002). The existence of probable cause at the beginning of the proceedings
against Haworth is undisputed. Mem. Disp. 5. And Haworth presented no evidence
that probable cause eroded during the proceedings.
The majority’s reversal of the district court contravenes Washington law. The
majority finds that “[t]here is a genuine dispute of material fact whether probable
cause for Haworth’s criminal prosecution eroded between February 2018, when the
state court denied Haworth’s motion to dismiss for insufficient evidence, and April
2019, when the state court dismissed the case for insufficient evidence.”1 Mem.
Disp. 6. But the majority conflates the standard and burden of proof for showing
1
The state court ruled: “NOW THEREFORE, THE COURT FINDS: Insufficient
evidence exists in this case to support criminal charges, and/or sustain a conviction
beyond a reasonable doubt.” Thus, the court did not rule that the evidence was
insufficient to support probable cause or that probable cause had eroded.
2
guilt with the standard and burden for showing probable cause. “There is a
distinction between a finding of probable cause and a finding of guilt. The issue
here is not whether [the accused] is guilty or innocent, it is whether the police and
the City . . . had probable cause to prosecute.” Hanson v. City of Snohomish, 852
P.2d 295, 299 (Wash. 1993).
This case is analogous to Rodriguez v. City of Moses Lake, 243 P.3d 552(Wash. Ct. App. 2010). In Rodriguez, the appellant was charged with filing a false
insurance claim because she claimed that a piano, keyboard, and a jukebox were
destroyed in a house fire, but the fire marshal did not notice any of those items in his
investigation. Id. at 553. After the charges were filed, Rodriguez showed the fire
marshal “an indistinct picture she claimed showed a burned piano.” Id. at 553, 555.
She also explained that the keyboard and jukebox were “in a hidden basement at the
time of the fire”; the fire marshal “had not discovered the hidden basement before
the house was demolished.” Id. at 553. Rodriguez “attempted to persuade the
prosecuting attorney with her evidence, but without apparent success.” Id. at 555.
The case was resolved in favor of Rodriguez, who brought a malicious prosecution
claim. Id. at 553–54.
The court held that probable cause existed from the beginning and throughout
the proceedings, and thus dismissed the malicious prosecution claim. Id. at 554–55.
The court held that the fire marshal’s investigation, in which he did not notice a
3
piano, keyboard, or a jukebox, was sufficient to show that “probable cause existed
at the time charges were filed.” Id. at 554. Rodriguez’s explanation that the
keyboard and jukebox were in a hidden basement and the fact that she showed the
fire marshal and the prosecutor a picture of an allegedly burned piano “did not negate
probable cause” because they were “defense evidence for the fact-finder [at trial] to
consider and assign weight.” Id. at 555. The court held that “probable cause
continued until the conflicting evidence was weighed at trial and resolved in favor
of Ms. Rodriguez,” and “until then, the evidence warranted a person of reasonable
caution to believe an offense had been committed.” Id. (emphasis added). As a
result, the court held that the state trial court “did not err in dismissing the malicious
prosecution claim.” Id.As in Rodriguez, probable cause existed at the beginning based on the
accuser’s allegation against Haworth and continued until the case was dismissed
because the accuser never retracted her allegation. Haworth argues that “the
significant evidence that the charges against [him] are false . . . confirm[s] the lack
of probable cause,” apparently referring to the allegation that “Michael Torrescano
. . . was having sex with [the accuser] when she claims that she was raped by
Haworth.” But like in Rodriguez, that allegation (and the other facts that may have
surfaced after the criminal case started) “did not negate probable cause” because that
evidence “was defense evidence for the fact-finder [at trial] to consider and assign
4
weight.” Rodriguez, 243 P.3d at 555. Thus, the district court did not err in
dismissing the malicious prosecution claim because both at the start and through to
when the case was dismissed, as a matter of law, “the evidence warranted a person
of reasonable caution to believe an offense had been committed.” Id.Torrescano’s allegation was both relevant and significant. But so too were
Haworth’s initial and continual denial that he had raped the accuser, and his claim
that the accuser had concocted the entire allegation because “she feels [that] her
mother got nothing in the divorce” from Haworth. But no one claims that Haworth’s
denial, no matter how “believable,” either negated probable cause at the beginning
of the proceeding or at any subsequent time. That is even though a trier of fact would
have been able to consider and assign weight to Haworth’s version of events.
Despite Haworth’s version of events, the evidence was sufficient at the outset to
warrant a person of reasonable caution to believe that Haworth raped the accuser.
And that is so even though the trier of fact might have rejected the State’s evidence.
Both propositions were true at every stage of the proceedings against Haworth—the
evidence was sufficient to warrant a person of reasonable caution in a belief that
Haworth had raped the accuser, and the trier of fact might have rejected the State’s
evidence. The other evidence that surfaced here is not the type of evidence that
5
could have ever caused probable cause to dissipate, 2 though it is the type of evidence
that causes prosecutors to rethink initial charging decisions every day.
This point is made clear by the majority disposition and Haworth’s argument.
Neither identifies (nor even tries to identify) the time when probable cause
supposedly dissipated. 3 What is it about Haworth’s evidence that eroded probable
cause? The majority concludes that there is a genuine dispute of material fact as to
whether probable cause for Haworth’s criminal prosecution eroded between
February 2018 and April 2019. But the majority does not say why there is a dispute
of material fact. There was always a dispute of material fact as to whether Haworth
raped the accuser. There was never a dispute of material fact as to whether the
accuser maintained her claim that Haworth raped her. 4
2
Such evidence, of course, could exist. A defendant could provide conclusive proof
that on the day of a supposed crime, he was halfway around the world. Or a video
could show that someone else had committed the crime. But what we have here—
merely a different and potentially more believable version of events—is not such
“impossibility” evidence.
3
Indeed, when asked at oral argument to identify a specific time, Haworth’s counsel
merely claimed that “it was at a point before the termination of litigation.” Oral
Argument 4:35–5:10.
4
The majority claims that I have “turn[ed] Washington’s legal standard on its head.”
Mem. Disp. 6. It is the majority, however, that has done so by ignoring the plain
language of the caselaw and an equally plain application of that caselaw to the facts
of this case: even viewed in the light most favorable to Haworth, there was
undisputed and sufficient evidence of probable cause from start to finish.
6
Imagine if this case had been a federal criminal appeal that had come before
us on the denial of Haworth’s Rule 29 motion for a judgment of acquittal. 5 We
would have instantly found that the evidence (based on the accuser’s accusation
alone) was easily sufficient to sustain the conviction. How can it then be that the
same evidence is insufficient to warrant a person of reasonable caution in a belief
that Haworth raped the accuser? There was never a determination by the state court
that probable cause dissipated—there was merely a determination by the prosecutor
that it “would be in furtherance of justice . . . to dismiss the charges against
defendant.”6
Like Washington caselaw which the majority’s disposition contravenes, the
caselaw of many other states has held consistently that a determination of probable
cause does not involve weighing the credibility of witnesses or evidence, unless the
testimony or evidence suggests an impossibility. See, e.g., State v. Koch, 499
N.W.2d 152, 162 (Wis. 1993) (“The judge is not to choose between conflicting facts
or inferences, or weigh the state’s evidence against evidence favorable to the
[criminal] defendant. Probable cause at a preliminary hearing [for a bindover
decision] is satisfied when there exists a believable or plausible account of the
5
See, e.g., 18 U.S.C. § 2241 (aggravated sexual abuse within the special maritime
and territorial jurisdiction of the United States).
6
As noted above, the trial court made no finding that probable cause had dissipated,
only determining that the evidence was “[i]nsufficient … to support criminal
charges, and/or sustain a conviction beyond a reasonable doubt.” (emphasis added).
7
defendant’s commission of a felony.”); State v. Barker, 888 N.W.2d 348, 353 (Minn.
Ct. App. 2016) (“Probable cause exists if the facts appearing in the record, including
reliable hearsay, would preclude the granting of a motion for a directed verdict of
acquittal if proved at trial. The district court must view the evidence in the light
most favorable to the state and may not assess the relative credibility or weight of .
. . conflicting evidence.” (internal quotations and citations omitted)); State v. Virgin,
137 P.3d 787, 793 (Utah 2006) (For probable cause determinations, “magistrates
may only disregard or discredit evidence that is wholly lacking and incapable of
creating a reasonable inference regarding a portion of the prosecution’s claim. It is
inappropriate for a magistrate to weigh credible but conflicting evidence at a
preliminary hearing[,] as a preliminary hearing is not a trial on the merits but a
gateway to the finder of fact. Therefore, magistrates must leave all the weighing of
credible but conflicting evidence to the trier of fact and must view the evidence in a
light most favorable to the prosecution, resolving all inferences in favor of the
prosecution.” (cleaned up)). It is hardly impossible that Haworth raped the accuser.
Banks v. Nordstrom, Inc., 787 P.2d 953 (Wash. Ct. App. 1990), which
specifically concerned whether probable cause that initially existed eroded later in
the proceedings, further undermines Haworth’s malicious prosecution claim. In
Banks, a department store erroneously identified the plaintiff as a shoplifter and
notified the police. Id. at 955. After the plaintiff was charged with felony theft, the
8
department store’s security officer who had misidentified the plaintiff told the
plaintiff that she was not the actual shoplifter. Id. The parties disputed whether the
department store notified prosecutors of the plaintiff’s innocence before the date
when the charges were dismissed. Id. at 958. The state trial court granted summary
judgment to the department store on the plaintiff’s malicious prosecution claim, but
the Washington Court of Appeals reversed and remanded because “the
circumstances surrounding the continuation of the proceeding against [plaintiff] are
disputed” and thus “whether there was a want of probable cause is for the jury.” Id.Unlike Haworth’s case, Banks concerned “a party that properly instituted or
procured the institution of criminal proceedings [and] subsequently became aware
of the defendant’s innocence.” Id. at 956 (emphasis added). In Banks, the
department store conceded to the plaintiff that it was aware of her innocence. Id. at
955. But here, the accuser claimed throughout the proceedings below that Haworth
had raped her and never recanted her accusation. Although evidence surfaced later
that may have cast doubt on her claims, no evidence indicated that the prosecution
“knew” that Haworth was innocent. Instead, as in Rodriguez, Torrescano’s
allegation “did not negate probable cause” because “it was defense evidence for the
9
fact-finder to consider and assign weight.” Rodriguez, 243 P.3d at 555.7 Haworth
has failed to show that probable cause eroded during the proceedings.
Finally, even though the majority’s decision is non-precedential, it carries a
significant cost. We, of course, always want prosecutors and law enforcement
officers to be concerned about whether the charges they are about to bring or have
brought are appropriate and supported by the evidence. But do we really want them
to fear malicious prosecution claims when deciding, for example, whether to charge
or continue to charge a suspect based on a woman’s rape claim because the suspect
proffers evidence questioning her credibility and claims that she had had sex with a
different person or other people?8
For these reasons, I respectfully dissent in part.
7
I have found no Washington state case that has held that probable cause has
“eroded” (or even can “erode”) during a proceeding in which a victim never recanted
a “personal knowledge” accusation against the accused. And Haworth has cited no
such case.
8
The district court stated that Haworth “argues throughout that Goodwater
intentionally ignored, failed to document, or failed to believe different witness
accounts, particularly reports that [the accuser] was not credible or was sexually
promiscuous.” As the district court correctly noted: “[W]hether or not [the accuser]
was sexually promiscuous is not relevant or admissible in this sort of prosecution.”
10