DocketNumber: Civil Action No. 16–2516 (JEB)
Judges: Boasberg
Filed Date: 1/30/2018
Status: Precedential
Modified Date: 10/18/2024
Although the Freedom of Information Act requires agencies to issue decisions on requests for documents within twenty working days, few departments consistently meet this deadline. Plaintiff American Center for Law and Justice believes that the State Department, in fact, has an actual policy or practice of not complying until the requester brings suit. In this case, ACLJ both seeks specific documents and asserts such a policy-or-practice claim. This Court initially dismissed the latter count without prejudice, but allowed Plaintiff to file an Amended Complaint. Once ACLJ did so, the Court permitted the claim to proceed, despite a renewed Motion to Dismiss. State now moves for partial summary judgment on this count alone. Concluding that the third time is the charm for Defendant, the Court grants the Motion.
*85I. Background
The Court has already laid out the facts of the case in its prior Opinions, but briefly recounts background relevant to the specific question at issue here. See Am. Ctr. for Law & Justice v. Dep't of State,
After five months of vainly waiting for such notification, Plaintiff filed this two-count suit, alleging that the Department (1) violated FOIA by not issuing a determination on its request within the statutorily mandated twenty days, and (2) has a policy or practice of flouting its FOIA obligations until requesters initiate litigation. See ECF No. 1 (Complaint), ¶¶ 24, 40. State moved to dismiss this second count, which was premised on at least seven instances where it did not provide requested documents until ACLJ filed a lawsuit. See Opp., Attach. 1 (Plaintiff Statement of Additional Material Facts), ¶ 2. The Court granted the Motion, finding that ACLJ had not pled a specific policy or practice that resulted in repeated violations of FOIA. ACLJ I,
According to the revised Complaint, Defendant engages in an "impermissible practice, policy, and pattern of refusing to issue a determination and/or produce responsive documents unless and until Plaintiff files suit." Am. Compl., ¶ 91. This second pitch, the Court found, had "patch[ed] the[ ] potholes" in the earlier Complaint. ACLJ II,
State now takes a third swing at ACLJ's policy-or-practice claim, arguing that the policy of which ACLJ complains simply does not exist. The Department does not deny that it has trouble meeting its FOIA deadlines, but asserts that any delay is an unavoidable consequence of increased FOIA obligations and limited resources. Plaintiff opposes the Motion and concomitantly filed its own Motion for Discovery pursuant to Federal Rule of Procedure 56(d). Both Motions are now ripe.
II. Legal Standard
Summary judgment may be granted if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a) ; see also Anderson v. Liberty Lobby, Inc.,
When a non-movant believes that summary judgment is premature, she may file a motion for discovery under Rule 56(d). The motion must provide "specific reasons demonstrating the necessity and utility of discovery to enable her to fend off summary judgment." Strang v. U.S. Arms Control & Disarmament Agency,
FOIA cases typically are decided on motions for summary judgment. See Brayton v. Office of U.S. Trade Rep.,
III. Analysis
In seeking summary judgment, State avers that it does not have a policy or practice of pushing off FOIA requests (from ACLJ or other requesters) until litigation, much less a policy egregious enough to warrant injunctive relief. ACLJ, unsurprisingly, disagrees and argues that it can prove the existence of such a policy or at least raise an issue for trial with the aid of discovery. The Court first addresses the summary-judgment Motion and, finding ACLJ's claim wanting, then concludes that Plaintiff is also not entitled to relief under Rule 56(d).
A. Policy-or-Practice Claim
ACLJ claims that State refuses to issue a determination on FOIA requests until organizations file a lawsuit. The Act requires an agency to "determine within 20 days ... after the receipt of any ... request whether to comply with such request" and immediately notify the requester about its decision. See
When an agency's non-compliance shifts from a singular instance to a "policy or practice [to] impair the party's lawful access to information," however, a court can order broader equitable relief. Payne Enterp., Inc. v. United States,
1. Policy or Practice
ACLJ argues that State cannot "demonstrate the absence of an impermissible pattern, practice and/or policy ... of refusing to issue a determination and/or produce responsive documents unless and until Plaintiff files suit." Opp. at 7. It further suggests that this policy is targeted especially toward Plaintiff.
Reviewing the undisputed record, the Court finds no evidence that State has any policy, formal or otherwise, of forcing requesters to file suit before releasing material. No one would deny that Defendant is habitually late in providing determinations to requesters, but "while tardiness would violate FOIA, it only becomes actionable when 'some policy or practice' also undergirds it." ACLJ I,
State began 2016 with 11,731 pending requests and processed 15,482 throughout the year. See MSJ, Exh. B (2016 Annual Report) at 11. It still ended up in the hole, however, because it received a whopping 27,961 requests that year. Id. Going into 2017, therefore, State had 24,210 pending requests-more than double what it started the year with. Id. It is hardly shocking, then, that Defendant rarely meets the twenty-day FOIA-response deadline. When State processes FOIA requests, they "are placed in different processing tracks" (simple, complex, or expedited) "on the basis of the complexity of the search and/or review of the responsive material." Id. at 5. On average in 2016, it took the Department almost a full calendar year (342 days) to process a simple request and 517 days for a complex request. Id. at 22. Even taking into account that the average can be misleading because requests can vary widely in the number of documents sought, the Department is still woefully behind schedule. The median number of days for a simple request was 166, with 392 needed for a complex one-roughly 8 and 20 times longer than FOIA allows. Id. Although a requester can ask for expedited processing, it likely will not help very much; those requests took State an average of 139 days to process. Id. While these statistics are clear evidence of the Department's non-compliance with FOIA, the numbers do not lead to the conclusion that litigation is the only hope for requesters. State "is engaged in approximately 108 FOIA litigation cases," which is roughly 1% of the total requests. See Stein Decl., ¶ 17. The vast majority of FOIA requests, then, are completed without judicial involvement.
Trying another tack, Plaintiff argues that State cannot truly mean to comply with FOIA because it "intentionally understaff[s] its FOIA department." Opp. at 8. Although the agency has roughly 130 full-time FOIA staff members, ACLJ latches onto Defendant's admission that, because of a Department-imposed hiring freeze, the FOIA arm of State has 18 job vacancies, and there are another 13 FOIA support positions currently unfilled. See Stein Decl., ¶¶ 37-38. Yet viewed within the context of the affidavit, State's "concession" is evidence that it is trying to bring itself into FOIA compliance, not "intentionally understaff[ing] its FOIA department." Opp. at 8. Once State received authorization for 25 new FOIA positions, it quickly filled "10 positions directly supporting FOIA." Stein Decl., ¶ 36. It is also actively "pursuing alternative means to increase its number of reviewers using existing Department resources," including reassigning Foreign Service Officers to assist in FOIA processing. Id., ¶ 38. This evidence strongly supports Defendant's assertion that it is its FOIA backlog and caseload-not lack of effort or a specific policy-that makes it difficult (if not impossible) to comply with the statutory deadlines.
According to ACLJ, these "efforts" are merely a façade because they have not "actually resulted in any increase in the rate of FOIA requests processed each year and/or response time to FOIA requests." Opp. at 9. Indeed, between 2015 and 2016, for example, State's wait times to process simple requests did increase from 111 to 342 days. See MSJ, Exh. C (2015 Annual Report) at 24; 2016 Annual Report at 22. Complex requests marginally slowed down as well, going from 511 days to 517. Id. These numbers, however, comport with *89State's own explanation-that delays are due to "the massive FOIA caseload facing the Department and the complicated, laborious review process that the Department must undertake in responding to many of the FOIA requests it receives," in addition to increased litigation. See MPSJ at 11-12. In fact, total processed requests increased by 10.5% between 2015 and 2016, and, in this past year, the agency's backlog decreased by a substantial 52%. See 2015 Annual Report at 15; 2016 Annual Report at 13; Stein Decl., ¶ 28. In absolute terms, therefore, the agency is showing some improvement. Neither is the Department alone in facing this issue. See Opp., Exh. 1 (2016 Office of Inspector General Report) at 6 (noting that "few agencies are able to meet the 20-day deadline for complex requests").
The Court also rejects ACLJ's argument that State's practice of prioritizing FOIA requests in litigation over others is somehow evidence of a policy to wait until a requester files suit to process requests. Faced with limited resources, the agency must decide which FOIA requests get priority. It is true that cases in litigation and expedited requests are given top billing, and then simple or complex requests are processed on a first-in, first-out basis. See MPSJ, Exh. D (2017 Chief FOIA Officer Report) at 13. Prioritizing litigation cases, however, is not "an improper litigation-forcing policy," MPSJ at 12 n.3, but part of the statutory scheme. See Daily Caller v. Dep't of State,
Finally, to the extent ACLJ claims that State specifically targets it in connection with FOIA delays, see Opp. at 7, the numbers also belie that conclusion. According to Plaintiff, "Regardless of whether Defendant is given 1 month or 8 months-i.e. up to 286 days," it does not respond (other than the perfunctory acknowledgment-of-receipt letter) to ACLJ requests until litigation. See Opp. at 2. But, in the context of overall response times, 286 days-the high end of ACLJ's wait time-is still two months shorter than the Department's average time for all simple FOIA requests. The statistics thus do not bear out ACLJ's claim that State treats it differently. Perhaps Plaintiff would prefer State to move faster in filling open positions and processing requests, but the Department's pace does not amount to a "willful and intentional *90dereliction of its FOIA responsibilities."
2. Sufficiently Outrageous
Nor does the policy that ACLJ describes rise to the level necessary to warrant equitable relief. See Judicial Watch, Inc. v. Dep't Homeland Security,
Policy-or-practice claims find their root in two main cases, Payne and Long v. IRS,
The conduct that ACLJ accuses State of here, even if true, is not "sufficiently outrageous" as it was in Payne and Long to necessitate an injunction. ACLJ I,
In an attempt to liken its case to Payne and Long, Plaintiff points to a 2016 Officer of Inspector General Report that identified "numerous deficiencies within the State Department in responding to FOIA requests in a timely and lawful manner," Opp. at 3; see Opp. Exh. 1, but the OIG report and recommendations actually cut against ACLJ. State has not despondently thrown up its hands and ignored the OIG's recommendations. Rather, it has implemented several changes to its FOIA process over the past couple of years in an effort to reduce its backlog and respond in more timely fashion. See 2017 Chief FOIA Officer Report at 14. First, the agency has decided to post more documents to its FOIA website, reducing the number of redundant requests.
B. Motion for Discovery
In an attempt to save its policy-or-practice claim, ACLJ has also submitted a Motion for Discovery. Under Rule 56(d) (formerly 56(f) ), a court may deny or defer a summary-judgment motion when a non-movant "shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition" to the motion. The implication, then, is that the "requested discovery would alter the court's determination," Cheyenne Arapaho Tribes of Ok. v. United States,
ACLJ contends here that it "is entitled to explore the actual policies and practices currently implemented and/or followed by Defendant, whether formal or informal, regarding the Department's FOIA practices, both general and as applied specifically to Plaintiff's requests." See Mot. for Discovery, *92Attach. 1 (Declaration of Abigail A. Southerland), ¶ 3. The organization accordingly asks for discovery regarding a broad array of information regarding State's (1) "FOIA practices, including any such documents specifically concerning treatment of Plaintiff"; (2) "issuance of its initial letter to FOIA requestors"; (3) "FOIA backlog"; (4) prioritization of FOIA requests; (5) funding for FOIA operations and any plans to increase the Department's FOIA resources; and (6) training programs for FOIA personnel.
At the outset, the Court rejects Defendant's presumption that ACLJ is not entitled to discovery simply because this is a FOIA case. See Def. Reply at 8. State correctly notes that discovery is generally "disfavored" in mine-run FOIA cases. Justice v. IRS,
The scales may shift, however, in a FOIA policy-or-practice suit, in which confidentiality is not typically at issue. While a court may still accord agency affidavits a presumption of good faith in such cases, persistent and unexplained delays in processing FOIA requests may "raise a sufficient question of bad faith on the part of the government ... to warrant further exploration through discovery." Citizens for Responsibility & Ethics in Wash. v. DOJ, No. 05-2078,
Unfortunately for ACLJ, this is not one of those cases. As the Court has just explained, State convincingly avers that its "policy is to fully comply with the FOIA and to continue improving its FOIA operations." Stein Decl., ¶ 7. The Court has *93agreed with Stein that Defendant "does not have a policy or practice, either formal or informal, of refusing to respond to FOIA requests or otherwise refusing to comply with the FOIA until a requester files a lawsuit." Id., ¶ 8. Plaintiff nonetheless argues that these are just "bald assertions of fact and conclusory statements," Opp. at 5, which it cannot rebut without discovery. The Court concludes otherwise.
Given the undisputed facts in the record, Plaintiff's request seems little more than the proverbial fishing expedition. ACLJ claims it requires discovery because "Defendant asserts in conclusory fashion that it does not maintain a policy of intentionally violating FOIA ... but fails to provide a single policy of the Department regarding its FOIA practices." Mot. for Discovery, ¶ 3.a. Not so. The 2017 Chief FOIA Officer Report clearly outlines State's FOIA policy:
The Department makes every effort to respond to FOIA requests within the statutory response period. In an effort to respond to all requests in the most comprehensive manner, the Department processes FOIA requests incrementally and makes interim responses to requesters as document searches and reviews are completed rather than waiting until all responsive records are located and reviewed. To implement its statutory responsibilities under FOIA, the Department has established a centralized and comprehensive FOIA Program, in which a single office receives and coordinates the processing of FOIA requests made to the Department. Whether that coordination is with the Department's domestic offices and bureaus, its posts overseas, other federal agencies, or foreign governments, the process is managed by the FOIA Program in the Bureau of Administration's Office of Information Programs and Services (A/GIS/IPS).
2017 Chief FOIA Officer Report at 1.
As discussed above, moreover, State's disavowal of any litigation-forcing policy is not based on "bald assertions of fact and conclusory statements," Opp. at 5, but is instead supported by hard data corroborating its claim that it must handle immense FOIA obligations with limited resources. ACLJ has not provided any evidence to suggest bad faith on the part of the Department, and it is hard to see what information Plaintiff would hope to find that would matter to the litigation at hand. Plaintiff's 56(d) Motion for Discovery will, therefore, be denied.
IV. Conclusion
For these reasons, the Court will grant Defendant's Motion for Partial Summary Judgment on Count II and deny Plaintiff's Motion for Discovery. A separate Order so stating will issue this day.