DocketNumber： Case No. 14–cr–00141 (CRC)
Judges： Cooper
Filed Date： 6/20/2018
Status： Precedential
Modified Date： 10/18/2024
After a seven-week trial, Ahmed Salim Faraj Abu Khatallah was convicted of four *183offenses related to the September 2012 attack on a United States diplomatic compound in Benghazi, Libya. Abu Khatallah's sentencing hearing is set for June 27, 2018. In advance of that hearing, he has raised several objections to the presentence investigation report prepared by the United States Probation Office. In particular, he contends that the report does not correctly calculate his recommended sentencing range under the U.S. Sentencing Guidelines. This opinion explains the Court's ruling on his objections.
I. Trial Background
Abu Khatallah was charged with eighteen offenses related to the attacks on the U.S. Special Mission in Benghazi and a nearby intelligence facility known as the Annex.
Abu Khatallah's trial began in early October 2017 and lasted seven weeks. The basic narrative of the attack was not disputed. Beginning at around 9:45 p.m. on September 11, 2012, a group of twenty or more armed men breached the main gate of the Special Mission compound. The Mission housed a contingent of State Department personnel and, that night, U.S Ambassador to Libya J. Christopher Stevens, whose permanent station was in Tripoli but who regularly traveled to Benghazi. The intruders set fire to Mission buildings and the fire spread to Ambassador Stevens's living quarters. He and State Department IT specialist Sean Patrick Smith died of smoke inhalation while trapped there. Hours later, militants used small arms, machine guns, rocket-propelled-grenade launchers, and mortars to attack the Annex about a mile away. Two State Department security officers, Tyrone Woods and Glen Doherty, were killed by the mortar fire at the Annex. Three other U.S. government personnel were injured during the attacks.
The trial evidence is summarized more extensively in this Court's recent opinion denying Abu Khatallah's motion for a mistrial. See Memo. Op. at 1-11, ECF No. 528 (June 15, 2018). A general summary here will suffice: The government sought to establish Abu Khatallah's responsibility for planning and helping to execute the attacks through testimony from cooperating Libyan witnesses, video surveillance from the Mission, telephone records of calls between Abu Khatallah *184and other alleged perpetrators, and testimony from FBI agents and officials involved in Abu Khatallah's capture in Libya. The defense attempted to cast doubt on the credibility of the government's Libyan witnesses; it called a witness to dispute the government's timeline and the defendant's purported anti-American bias; and it introduced a series of written stipulations derived from government intelligence information to support a theory that people other than Abu Khatallah were responsible for the attack.
After five days of deliberation, the jury convicted Abu Khatallah on four counts:
• Count 1: Providing material support to terrorists (a violation of 18 U.S.C. § 2339A carrying a maximum 15-year prison sentence);
• Count 2: Conspiring to do the same (also a violation of 18 U.S.C. § 2339A carrying a maximum 15-year sentence);
• Count 16: Intentionally injuring a federal building-namely, the U.S. Special Mission-where that building was a dwelling or where the life of a person was placed in jeopardy (a violation of18 U.S.C. § 1363 carrying a maximum 20-year sentence); and
• Count 18: Carrying a semiautomatic assault weapon during and in relation to a crime of violence (a violation of18 U.S.C. § 924 (c) carrying a minimum of 10 years and a maximum of life imprisonment, which the Court must impose consecutively to any other term of imprisonment).
The jury acquitted Abu Khatallah on the other fourteen charges. Among them were murder and attempted murder of the four U.S. personnel that died during the attacks (Counts 39); killing those four individuals during an attack on a federal facility (Counts 10-13); damaging federal property by fire or explosives at the Mission and Annex (Counts 14-15); and damaging property at the Annex (Count 17).
The jury also declined to make certain special findings that, if found beyond a reasonable doubt, would have increased Abu Khatallah's statutory maximum or minimum sentences.
II. Sentencing Background
A. Legal Framework
The Court must begin the sentencing process by correctly calculating the applicable range under the U.S. Sentencing Guidelines. See Rita v. United States,
Throughout this Guidelines calculation process, the Court is not confined to the jury's factual findings or even to the trial record. Rather, the Court may consider all of a defendant's "relevant conduct"-a set of acts defined in Chapter 1 of the Guidelines and discussed in more detail below. Relevant conduct need only be established by a preponderance of the evidence. United States v. Bell,
After determining the proper Guidelines range, the Court must consider factors that Congress set forth in
The D.C. Circuit has suggested that an appropriate basis for varying downward from a Guidelines sentence is the Court's belief that relying on acquitted conduct is inappropriate in a particular case. See Settles,
B. The Probation Office's Sentencing Recommendation
As is standard practice, a probation officer has prepared a comprehensive presentence investigation report to aid the Court at sentencing. The report details Abu Khatallah's personal background and describes his conduct that the probation officer viewed as relevant to the offenses of conviction. It then uses that conduct to calculate a recommended sentence under the U.S. Sentencing Guidelines. The report's calculation runs as follows:
Abu Khatallah's convictions on Counts 1, 2, and 16 are "grouped together" because they involve "substantially the same harm." U.S.S.G. § 3D1.2. The total offense level for that group of offenses is the same as that of the most serious offense.
Section 2K1.4 sets a base offense level of 24 when the offense "created a substantial risk of death or serious bodily injury," or if it "involved the destruction or attempted destruction of a dwelling." U.S.S.G. § 2K1.4(a)(1). "If death resulted," however, or if "the offense was intended to cause death or serious bodily injury," the guideline directs courts to "apply the most analogous guideline from Chapter Two, Part A (Offenses Against the Person) if the resulting offense level is greater than that" otherwise determined.
With that base offense level in hand, the report recommends that Abu Khatallah receive two Chapter 3 enhancements: a twelve-level increase under § 3A1.4 because the offense "involved, or was intended to promote, a federal crime of terrorism" and a four-level increase under § 3B1.1(a) for his "aggravating role" in the offense as an "organizer or leader of a criminal activity that involved five or more participants." As a result of the terrorism enhancement, Abu Khatallah's criminal history-which otherwise would be classified as Category I-jumps to the maximum, Category VI. See
With a base offense level of 38 and a total enhancement of 16 levels, the report recommends a total offense level of 54. That offense level, when combined with a criminal history of Category VI, results in a recommended sentence of life imprisonment. On Abu Khatallah's fourth offense of conviction-carrying a semiautomatic rifle during a crime of violence, in violation of
Abu Khatallah has raised various objections to the content of the presentence investigation report. The Court held a hearing over two days to resolve legal and factual disputes underlying Abu Khatallah's objections. On June 4, it heard testimony from a government witness, FBI Special Agent Michael Clarke, who relayed information the government had received from a Libyan witness referred to as "W-61" who did not testify at trial. And on June 7, the Court heard the parties' legal arguments.
III. Analysis
Abu Khatallah raises two main objections to the presentence investigation report.
*187He first contends that his conduct did not result in death, nor did he intend death or serious bodily injury, and therefore his convictions on Counts 1, 2, and 16 should carry a lower base offense level of 24 rather than 38. Second, he argues that his relevant conduct does not support enhancements for terrorism or for a leadership role in the offense. The Court takes these challenges in turn. It then summarizes its calculation of Abu Khatallah's Guidelines range.
A. Base Offense Level
Abu Khatallah first contends that the presentence report incorrectly proposes a base offense level of 38 for his convictions on Counts 1, 2, and 16 by cross-referencing the guideline for second-degree murder. He argues that the proper base offense level for those charges is 24 because his conduct did not result in death and he did not intend death or serious bodily injury. See U.S.S.G. § 2K1.4(a)(1). In his view, the jury's acquittal on all counts related to the deaths during the attack-and the jury's refusal to make a special finding that his material support resulted in death-necessarily foreclose the Court at sentencing from finding that death resulted or was intended. And even if that were not so, he argues, there is insufficient evidence from which the Court could tie his conduct to any deaths or infer an intent to kill. The Court disagrees with both contentions.
1. Scope of Relevant Conduct
Again, at sentencing the Court may rely on facts for which a defendant was expressly acquitted by a jury. This practice is controversial, but courts have repeatedly upheld it as constitutional. See United States v. Watts,
Accepting that the Court may not categorically disregard acquitted conduct, Abu Khatallah contends instead that in this case the Court cannot properly consider any deaths that resulted from the attack as "relevant conduct" under the Guidelines.
The Guidelines define "relevant conduct" broadly to include:
(1)(A) all acts and omissions committed, aided, abetted, counseled, commanded, induced, procured, or willfully caused by the defendant; and
(B) in the case of a jointly undertaken criminal activity (a criminal plan, scheme, endeavor, or enterprise undertaken by the defendant in concert with others, whether or not charged as a conspiracy), all acts *188and omissions of others that were-
(i) within the scope of the jointly undertaken criminal activity,
(ii) in furtherance of that criminal activity, and
(iii) reasonably foreseeable in connection with that criminal activity;
that occurred during the commission of the offense of conviction, in preparation for that offense, or in the course of attempting to avoid detection or responsibility for that offense.
U.S.S.G. § 1B1.3. Relevant conduct also includes "all harm that resulted from" or "was the object of" those acts and omissions.
No one doubts that two deaths resulted from the attack on the U.S. Special Mission. Surveillance video shown to the jury depicts a large group of armed men breaching the Mission gate at around 9:45 p.m. Gov's Ex. 300. The men are seen pouring gasoline, setting fires, and entering buildings on the Mission grounds. Gov's Ex. 301, clips 3, 5. The villa where Ambassador Stevens and Sean Smith died is seen ablaze just after 10:00 p.m.
But Abu Khatallah contends that the jury's verdict-in combination with the Guidelines' definition of relevant conduct-forecloses treating either of these deaths at the Mission as relevant to his offenses of conviction. His argument runs as follows: The jury convicted Abu Khatallah of damaging property at the Mission, providing material support to do that damage, and conspiring to do so. But the jury also refused to pin any deaths on Abu Khatallah. Specifically, it declined to make a special finding that Abu Khatallah's material support resulted in death, it acquitted him of killing (or trying to kill) anyone, and it acquitted him of destroying either U.S. structure by fire or explosives. The jury's refusal to attribute any deaths to Abu Khatallah means that it cannot have convicted him of conspiring to launch the initial attack on the Mission. Why? There is a well-worn principle that defendants are liable for all foreseeable criminal acts taken by their co-conspirators in furtherance of a conspiracy. See Pinkerton v. United States,
In other words, Abu Khatallah believes that his array of convictions and acquittals-along *189with the evidence introduced at trial-leaves but one possible understanding of his "offenses of conviction." The jury must have found that Abu Khatallah joined a limited conspiracy to damage property at the Mission that began at around 11:45 p.m., after the deaths had occurred and after all U.S. personnel had abandoned the Mission. (It is around 11:45 when, in surveillance footage shown to the jury, a man identified by several witnesses as Abu Khatallah is seen, armed with an assault rifle, entering a Mission building while it is being ransacked.) And because there is no plausible argument that the deaths occurred in preparation for, during, or to evade responsibility for that post-11:45 p.m. conspiracy, U.S.S.G. § 1B1.3(a)(1), the deaths cannot be "relevant" to that narrow crime.
It's a clever argument. But the Court can find no support in the Guidelines or cases interpreting them for Abu Khatallah's approach of systematically subtracting facts the jury "necessarily rejected" from the scope of an offense of conviction for purposes of the Guidelines. Which is not surprising given the inherent difficulty of divining the true meaning of an acquittal, let alone every fact the jury accepted or rejected in reaching it.
And even if the Court were to adopt Abu Khatallah's approach, it would not reach his conclusion. Abu Khatallah's argument about the scope of his convictions rests on the premise that the only rational way to explain the jury's verdict is that it believed he did not join the conspiracy until after the bulk of the attack was completed and Ambassador Stevens and Sean Smith had died. But the jury could have declined to attribute deaths to Abu Khatallah for other reasons. It could have found, for example, that Abu Khatallah joined a conspiracy to attack the Mission, but that there was not proof beyond a reasonable doubt that the two deaths were caused by a member of his conspiracy. See Final Jury Instructions & Verdict Form at 33, ECF No. 460 (indicating that Abu Khatallah "may be found guilty of another crime charged in the indictment, provided ... the charged offense was committed by a co-conspirator of Mr. Abu Khatallah"); id. at 18 (instruction for murder requiring proof that "the conduct of the defendant or another participating with the defendant in the arson or burglary was the direct cause of J. Christopher Stevens's death"); id. at 27 (instruction for destroying property and causing death requiring proof "that the defendant's conduct was a substantial factor in causing the death"); cf. United States v. Sampol,
The Court appreciates the concerns motivating Abu Khatallah's proposed approach *190to defining his offense of conviction. There must be some meaningful limitation on the scope of the offense of conviction-otherwise, the Guidelines' temporal limitations on what conduct counts as "relevant" to the conviction would be meaningless. Just as a court may not consider one robbery as relevant conduct to another robbery, see U.S.S.G. § 1B1.3, comment. (backg'd.), a court should not be able to avoid that restriction by broadly defining one of those robberies as "a string of two robberies." But that valid concern does not demand adopting Abu Khatallah's approach. Rather, it explains why courts should generally begin with the scope of the convicted offense as it was charged when determining relevant conduct. That approach best comports with the way the term "offense of conviction" is used throughout the Guidelines. See U.S.S.G. § 1B1.2(a) (instructing courts to determine the offense guideline "applicable to the offense of conviction (i.e. , the offense conduct charged in the count of the indictment or information of which the defendant was convicted)");
In short, the jury's verdict does not necessarily limit Abu Khatallah's "offense of conviction" to the short period after 11:45 p.m. when Abu Khatallah is seen at the Mission on camera. Rather, the Court will consider any acts proven by a preponderance of the evidence meeting the Guidelines' definition of "relevant conduct" that occurred during, in preparation for, or to evade responsibility for damaging Mission property (or providing material support for that offense or conspiring to do so). U.S.S.G. § 1B1.3(a)(1), (3).
2. Factual Findings
With that threshold dispute sorted, the question is whether Abu Khatallah's relevant conduct either (1) resulted in death or (2) established an intent to kill or cause serious bodily injury. U.S.S.G. § 2K1.4(c)(1). The Court finds by a preponderance of the evidence that it resulted in death, and thus that the presentence report properly recommended cross-referencing the guideline applicable for second-degree murder. Abu Khatallah did not himself set the fires at the Mission that killed Ambassador Stevens and Sean Patrick Smith, but, as the Court will explain, it is more likely than not that he agreed with several other participants to launch an armed attack on the Mission, and the attack foreseeably resulted in deaths that furthered the ends of the conspiracy. The deaths were therefore relevant to Abu Khatallah's offenses of conviction. See U.S.S.G. § 1B1.3(a)(1)(B), (a)(3).
The D.C. Circuit's "strict procedural mandate" requires the Court to "make explicit findings as to the scope of [Abu Khatallah's] conspiratorial agreement before holding him responsible for a co-conspirator's reasonably foreseeable acts." See United States v. Tabron,
Abu Khatallah joined a conspiracy with the goal of launching an armed attack on the Mission and destroying facilities there. To start, a few pieces of evidence directly tie Abu Khatallah to the Mission attack: It is not meaningfully disputed that Abu Khatallah is shown on surveillance video at the Mission beginning at approximately 11:43 p.m., after Ambassador Stevens and Sean Smith had died and other U.S. personnel had been driven from the Mission grounds. Abu Khatallah is shown conferring with another individual outside a Mission office building, entering that building, and leaving about eight minutes later. As he emerges from the office, he makes what looks like a "follow-me" gesture and a group of men also leaving the building follow him outside the camera's view. Gov. Ex. 301, clip 44. This video evidence alone cannot establish a conspiracy encompassing the two deaths that resulted, but Abu Khatallah's presence on the scene (along with at least some suggestion of leadership) sets the stage for evidence showing that he agreed to launch the primary phase of the attack on the Mission-in other words, that Abu Khatallah did not simply happen upon the scene of an attack that had already taken place.
What is that evidence? For one, testimony from Bilal al-Ubydi, which the Court generally found credible on these specific points,
This testimony is important because it shows not just what Abu Khatallah likely agreed to, but also with whom he likely agreed. Specifically, it provides a concrete link between Abu Khatallah, al-Dijawi, and Jutuf-a link that is fairly specific to the time period of the attack.
For the reasons discussed at length in its three prior rulings, the Court continues to find that the government has demonstrated by a preponderance of the evidence that these are authentic Libyana telephone records. See Mem. Op. & Order at 14-15, ECF No. 370 (Sept. 21, 2017); Op. & Order at 2, ECF No. 373 (Sept. 28, 2017); Op. & Order at 4, ECF No. 434 (Oct. 27, 2017). In addition, the Court concludes that the government has sufficiently demonstrated that the telephone number associated with the records was used by Abu Khatallah, based on both the evidence from pretrial proceedings, see Mem. Op. & Order at 2 & n.4, 7, ECF No. 370 (Sept. 21, 2017), and from trial, see Trial Tr. 2436:12-22 (Oct. 17, 2017 p.m.) (testimony of Bilal al-Ubydi that the telephone number was used by Abu Khatallah);
*193Turning to the substance of these telephone records, they reveal that Abu Khatallah was in communication with several participants in the initial attack on the Mission in the period of time immediately preceding, during, and following the attack. The phone calls are particularly inculpatory when paired with video evidence showing the individuals on the other end of each call actively participating in the attack. Specifically, the records and surveillance video shows:
• A 38-second phone call from Jutuf to Abu Khatallah at 9:50 p.m. on September 11, 2012. Gov. Ex. 1100A, line 1599. Surveillance footage shows Jutuf outside the gate of the Mission five minutes earlier, at 9:45 p.m., and as a participant in the assault on the main gate. Gov. Ex. 301, clip 5.13 Jutuf also made two additional calls to Abu Khatallah prior to the attack: a 7-second call at 8:40 p.m. and a 22-second call at 8:55 p.m. Gov. Ex. 1100A, lines 1578, 1582. Trial testimony from Bilal al-Ubydi established Jutuf's phone number. Trial Tr. 2414:3-2414:13 (Oct. 17, 2017);id. 2552:18-2553:1 (Oct. 18, 2017).
• A 41-second call to Aymen al-Dijawi at 9:54 p.m. Gov. Ex. 1100A line 1600. Surveillance footage shows al-Dijawi outside the gate of the Mission at 9:46 p.m. as a participant in the initial assault on the main gate. Gov. Ex. 301, clip 5 (9:46 p.m. footage).14 The two men communicated three additional times that evening: a 55-second call at 8:08 p.m., a 38-second call at 8:15 p.m., and a 51-second call at 9:29 p.m. Gov. Ex. 1100A, lines 1573, 1576, 1595. Al-Dijawi's phone number was established at trial from Libyana subscriber records admitted through the testimony of Salem Masoud. Trial Tr. 4780:13-4781:19 (Nov. 2, 2017); Gov. Ex. 586. The Court admitted Government Exhibit 586 as a business record. Trial Tr. 4790:4-4791:3 (Nov. 2, 2017).
Additional communications from the night of the attack further cement Abu Khatallah's participation in a conspiracy to attack the mission. Al-Ubydi testified that Abu Khatallah called him at around 10:20 p.m.-forty-five minutes after the attack began-and ordered him in a threatening tone to withdraw men under his control who had been assigned to patrol the Mission that night. Trial Tr. at 2531-40, 2543 (Oct. 18, 2018 a.m.). This call is reflected in Abu Khatallah's phone records. See Gov.'s Ex. 1100A, line 1608. Abu Khatallah also told Special Agent Clarke that he received a call from Yahay Al-Sayyid Al-Zway (known as "Jamaica") sometime between 8:30 and 9:00 p.m.-about an hour before the attack began. Trial Tr. at 3866-68, 3879-80 (Oct. 30, 2017 a.m.). Crucially, Jamaica-as identified by Ali Majrisi and Bilal al-Ubydi-is seen on video carrying a gas can and pouring fuel on vehicles parked at the Mission during the initial assault.
The foregoing evidence establishes communication and coordination before and during the attack with (at least) three individuals seen participating in the attack on *194the Mission: al-Dijawi, Jutuf, and Jamaica. This evidence takes on increased importance when paired with more generalized, contextual evidence about Abu Khatallah's relationship with these men. It is undisputed that during the Libyan revolution Abu Khatallah was the leader of UBJ. The three men with whom he communicated on the night of the attack were identified as members of the group and close associates of Abu Khatallah's. Abu Khatallah met al-Dijawi in prison long before the attack and the latter was one of UBJ's original members. Trial Tr. at 2428 (Oct. 17, 2017 p.m.) (testimony of Bilal al-Ubydi);
More to the point, Ali Majrisi-the college-educated businessman who infiltrated Abu Khatallah's cadre of associates as part of his cooperation-testified that these men viewed Abu Khatallah as a leader well after the attack.
Ali Majrisi also recounted a conversation with several mutual acquaintances in which Abu Khatallah boasted that he had intended to kill more Americans in the attack. Trial Tr. 4995:5-7 (Nov. 6, 2017 p.m.). His wish to have killed more Americans implies that he intended that the attack kill at least some Americans. Which in turn undercuts his argument that he joined the conspiracy only after its primary and lethal phase had concluded.
Beyond trying to undercut the reliability government's witnesses and phone-record evidence, Abu Khatallah invokes an alternative timeline of the attack first suggested at trial by an acquaintance of his who testified under the pseudonym Ahmed Salem-a story in some respects consistent with Abu Khatallah's statements to FBI Special Agent Michael Clarke after his capture. Salem testified that, on the night of September 11, 2012, Abu Khatallah arrived at his home sometime "after sunset." Trial Tr. 5430 (Nov. 13, 2017 a.m.) (under seal). Abu Khatallah was alone, unarmed, and wearing slippers.
*195The reliability of Salem's account is not beyond dispute.
To be sure, Abu Khatallah points to details about this encounter beyond the timeline itself. He purportedly showed up in slippers, acted casually, and (most importantly) showed surprise at the suggestion of a U.S. diplomatic facility in Benghazi. The first two details are unmoving (he could easily have changed shoes before going to the Mission, and acting "normal" is too unspecific to shed light on whether he was aware of the impending attack). And the Court is simply not convinced that at the time of the attacks Abu Khatallah was unaware that the United States had some presence in Libya. To the extent that he expressed genuine surprise while on the phone at Salem's house, the credible evidence of Abu Khatallah's involvement in preparing for the attack-along with his comments discussed below regarding American intelligence activities in Benghazi-makes it likely that he was either exaggerating his surprise or was genuinely surprised to hear that there was a U.S. diplomatic presence in particular. The latter understanding is borne out by Abu Khatallah's statements to Agent Clarke after he was captured; he insisted that the United States had no diplomatic presence in Benghazi, only intelligence operations. Trial Tr. 3897:18-20. Indeed, someone well-informed about the American presence in Benghazi might well be surprised to learn about an American consulate, as the Mission housed State Department personnel but was not an outward-facing diplomatic facility like an embassy or consulate.
In sum, the Court finds that Abu Khatallah agreed with (at least) al-Dijawi, Jutuf, and Jamaica to conduct an armed attack on the Mission. The co-conspirators' advance procurement of weapons and Jamaica's carrying of a gas can on Mission property-together with the repeated contacts between the co-conspirators throughout the night-leads the Court to conclude by a preponderance of the evidence that the scope of their agreement encompassed firing weapons and setting fires to drive U.S. personnel out of Mission buildings.
With the scope of that conspiracy established, the question is whether the deaths of Ambassador Stevens and Sean Smith qualify as "relevant conduct"-that is, whether they "resulted from" the foreseeable acts or omissions of his co-conspirators taken in furtherance of the conspiracy.
*196U.S.S.G. § 1B1.3(a)(1)(B), (a)(3). The Court finds that they did. The co-conspirators agreed to destroy property at the Mission, so it follows that burning buildings on Mission grounds furthered the conspiracy. As to foreseeability: For Abu Khatallah to be responsible for deaths at the Mission, he need not have foreseen the exact manner in which the deaths resulted. See, e.g., United States v. Metzger,
Thus, in calculating the base offense level for Abu Khatallah's convictions, the Court must cross-reference "the most analogous guideline from Chapter Two, Part A" in order to set the base offense level for Abu Khatallah's convictions on Counts One, Two, and Sixteen. The Court agrees with the presentence report that the closet analog for a killing that results from a conspiracy to launch an armed attack on a federal facility is U.S.S.G. § 2A1.2, that for second-degree murder.
*197The base offense level for his convictions on Counts One, Two, and Sixteen is therefore 38.
B. Enhancements
The presentence report applies two enhancements under Chapter 3 of the Guidelines: one for "terrorism," U.S.S.G. § 3A1.4, and one for Abu Khatallah's purported "aggravating role" in the offense,
1. Terrorism
Section 3A1.4 of the Guidelines calls for a significant enhancement-twelve levels, plus an automatic bump in criminal history to Category VI-if "the offense is a felony that involved, or was intended to promote, a federal crime of terrorism." A "federal crime of terrorism" means "an offense ... calculated to influence or affect the conduct of government by intimidation or coercion, or to retaliate against government conduct." 18 U.S.C. § 2332b(g)(5)(A) ; see U.S.S.G. § 3A1.4, comment., n.1 (providing that "federal crime of terrorism" has the meaning given that term in 18 U.S.C. § 2332b(g)(5) ).
Abu Khatallah makes two arguments against application of the terrorism enhancement. The first is that, because the jury made no finding of terroristic intent, applying the enhancement would violate his right to a jury trial and would deprive him of liberty without due process. In his view, the Constitution demands that such a dramatic increase in his Guidelines range (from 51-63 months without the enhancement
*198On the facts, Abu Khatallah contends that no credible evidence establishes that his offense involved (or was intended to promote) a crime aimed to influence or retaliate against government conduct. The Court disagrees. The trial evidence demonstrates that, more likely than not, Abu Khatallah joined the attack in order to retaliate against the U.S. government for its presence in Libya.
In urging application of the enhancement, the government relies heavily on trial testimony from Khalid Abdullah, a commander of a Libyan army unit active in Benghazi around the time of the attack. Abdullah testified extensively about Abu Khatallah's motive and, if true, his testimony alone would support application of the terrorism enhancement. Abdullah stated, for example, that in a meeting with several Libyan militia leaders Abu Khatallah encouraged the other leaders to take action against American "spy bases" in Benghazi. Gov.'s Mot. Lim. To Strike Improper Cross-Examination Test. Dep. Witness Ex. 1 ("Abdullah Depo. Tr.") at 19:30-20:18, ECF No. 299-1 (July 28, 2017).
But while highly inculpatory, the Court generally did not find Abdullah to be a credible witness. Abdullah made clear throughout his testimony that he was "in a war with the terrorists," and liberally used the word "terrorist" to describe everyone from the defendant to the commander of the February 17th Brigade. E.g., Abdullah Depo. Tr. at 15:1-2, 88:2-23 (July 28, 2017). He also said he and his troops would do "whatever is necessary" for the benefit of Libya-testimony corroborated by videos posted to what appeared to be Abdullah's Facebook account that depicted the extrajudicial killings of suspected terrorists. Id. at 11:8, 13:17; Def.'s Exs. to Abdullah Depo. 4, 5, 7, 8, 10. This, combined with a generally combative and hostile attitude towards defense counsel during cross-examination, demonstrated a bias against the defendant that undermined the overall credibility of Abdullah's testimony. In addition to his apparent bias, the Court found parts of Abdullah's story puzzling-for example, as a military commander for the Libyan National Army, he failed to warn anyone about the attack ahead of time even though Abu Khatallah supposedly told him he was planning to carry it out. Id. at 24:11-23, 87:12-89:5. While the Court does not question the reliability of all of Abdullah's testimony, it hesitates to credit his most inculpatory statements for purposes of determining the relevant facts by a preponderance of the evidence.
Abdullah's testimony, however, does not stand alone as evidence of Abu Khatallah's intentions. Courts have found that specific intent can be inferred from the defendant's choice of target. See United States v. Dye, 538 Fed. App'x 654, 666 (6th Cir. 2013). In Dye, for instance, the court upheld the application of the terrorism enhancement based on the "natural inference" that firebombing a bailiff's office showed the defendant's intent to retaliate against a government institution. Id. Same here: the very choice of target for the attack suggests that it was calculated to affect the United States' conduct or to retaliate against it for its presence in Libya. To state the obvious, *199a U.S. diplomatic (or intelligence) facility is a physical manifestation of the U.S. government, and, in the absence of any plausible alternative motives (e.g. , stealing items for economic reasons, hurting a particular individual, proving one's chutzpah), attacking it suggests a desire to retaliate against or influence that government.
Witness testimony corroborates the conclusion that Abu Khatallah joined the attack in order to retaliate against the U.S. government for its presence in Libya. Ali Majrisi testified that after the attack Abu Khatallah expressed frustration about the United States spying on "Libyans and Muslims" in Benghazi and pointed out the U.S. diplomatic compound "as an intelligence point" for that spying. Trial Tr. at 4995:11-4496:3 (Nov. 6, 2017 p.m.). While made after the attack, that statement sheds light on Abu Khatallah's motive for joining a conspiracy to attack a U.S. government facility. Similarly, Abu Khatallah's post-capture statements to Special Agent Clarke are relevant to his state of mind leading up to the attack. According to Agent Clarke, Abu Khatallah "described the United States of America as the cause of all the world's problems" and "felt very strongly that the United States should stay out of any internal affairs of Libya." Id. at 3952:11-24 (Oct. 30, 2017 p.m.); see also id. at 3841:17-22 (Oct. 30, 2017 a.m.). Abu Khatallah is entitled to his political views, but those views are nonetheless evidence of why he joined a conspiracy to attack a U.S. facility.
At a minimum, the Court is convinced that Abu Khatallah's conduct was more likely than not "intended to promote" a crime calculated to retaliate against the U.S. government or to shape its policy. U.S.S.G. § 3A1.4. Finding that a defendant's offense was intended to promote a crime of terrorism "does not require a finding that [he] was personally motivated by a desire to influence or affect the conduct of government. Rather, the government need only demonstrate that [he] intended to promote a crime calculated to have such an effect, i.e. , that his offenses were intended to promote a federal crime of terrorism as defined in 18 U.S.C. § 2332b(g)(5), whatever [his] reason for committing them." United States v. Awan,
*2002. Aggravating Role as an Organizer or Leader
The presentence report also recommends a four-level enhancement based on Abu Khatallah's role in his offense. Section 3B1.1(a) of the Guidelines provides for such an increase "[i]f the defendant was an organizer or leader of a criminal activity that involved five or more participants or was otherwise extensive." Factors bearing on organization or leadership "include the exercise of decision making authority, the nature of participation in the commission of the offense, the recruitment of accomplices, the claimed right to a larger share of the fruits of the crime, the degree of participation in planning or organizing the offense, the nature and scope of the illegal activity, and the degree of control and authority exercised over others." U.S.S.G. § 3B1.1, comment., n.4. While all of these factors are relevant, the D.C. Circuit has explained that to qualify for the enhancement a defendant must at a minimum "exercise some control over others." United States v. Graham,
The Court finds that the government has shown by a preponderance of the evidence that Abu Khatallah organized or led the agreed-to attack on the Mission. Much of the evidence supporting the Court's conclusion that Abu Khatallah's conduct resulted in death is also relevant to application of this enhancement. Again, al-Ubydi testified about Abu Khatallah obtaining weapons before the attack and loading those weapons into UBJ trucks. Abu Khatallah also called al-Ubydi during the attack and instructed that his men stand down. The phone records show repeated contacts between Abu Khatallah and several men seen on video on Mission grounds, including al-Dijawi, Jamaica, and Jutuf starting just before the breach of the Mission gate and continuing through the initial phase of the attack. Surveillance footage from the Mission shows Abu Khatallah gesturing for others exiting a building to follow him, which they did. Gov. Ex. 301, clip 44. Abu Khatallah also admitted in interviews with Agent Clarke that he drove several men to the Mission grounds sometime before the attack began. Trial Tr. at 3937 (Oct. 30, 2017 p.m.).
True, this evidence even taken together might not tip the balance toward organization or leadership. The government must show that Abu Khatallah controlled the actions of others, not just that he played a significant role in the offense. Procuring supplies is consistent with mere participation; it's not clear from the phone records whether Abu Khatallah was a hub coordinating the attackers or one of many spokes who shared updates with each other; and while those who drive others may sometimes be leaders, they are often bit players.
But the foregoing evidence is accompanied by ample testimony suggesting that Abu Khatallah sat atop the structure of UBJ and, more specifically, that he was viewed as a superior to al-Dijawi, Jamaica, and Jutuf. Again, Ali Majrisi testified that Abu Khatallah's leadership position over these men continued well after the attack. This is not direct evidence that he controlled them during the attack, but it does suggest that the many phone calls between Abu Khatallah and these men were top-down, with Abu Khatallah providing direction rather than merely receiving updates.
Moreover, after trial the Court heard evidence that Abu Khatallah commanded the actions of at least one other participant on the night of the attack. At the June 4 presentencing hearing, the government called Special Agent Clarke to testify about interviews with a Libyan student known as "W-61," who did not testify at *201trial. According to Agent Clarke, W-61 recounted that he was in his dorm room at the University of Benghazi sometime around 11:00 p.m. on September 11th when his mother called to tell him about a nearby attack on a U.S. facility. Presentencing Hr'g Tr. 10:8-17. W-61 got in his car and drove toward the Mission. At some point he confronted a roadblock, so he ditched his car and begin walking toward the Mission on a road abutting its south boundary. Id. at 11:2-19. As he approached the perimeter of the Mission, he saw 25 to 30 people across the street from it chanting and firing weapons into the air. Id. at 12. He recognized several of the individuals as members of Ansar al-Sharia (or "AAS"), a militant group that W-61 associated with UBJ. Id. at 12-13.
At some point after arriving on this scene, W-61 noticed a pickup truck in the middle of the road with "at least three individuals" inside. Id. at 15. One of them, according to bystanders near W-61, was Abu Khatallah. Id. at 15-16. W-61 pulled out his cell phone and took a picture of the truck. Immediately after he took the photo, a group of men, including someone W-61 later identified as Mustafa Al-Imam, emerged from the truck. Id. at 17-18.
Sensing confrontation coming, W-61 handed his phone to a friend standing nearby. Al-Imam assaulted W-61 and took his phone from the friend who was holding it. Id. at 17-19. Sometime after this first scuffle, W-61 had another encounter with Al-Imam and Khatallah, this time as the two approached him in vehicles on the road south of the Mission. Al-Imam "point[ed] him out to Khatallah" and, as their vehicles got closer, he heard Abu Khatallah instruct Al-Imam and others in the vehicles to detain him.
This testimony supports application of the leadership enhancement: Abu Khatallah, near the Mission that had just been attacked, ordered a confederate to detain someone who had observed and photographed the scene. Not just any confederate, but Mustafa Al-Imam. Al-Imam met Khatallah in prison in 2007 and, while unclear whether he was a member of UBJ, he fought with Abu Khatallah during the revolution and was known to Ali Majrisi as a very close associate of Abu Khatallah's. Trial Tr. 4924-25 (Nov. 6, 2017 a.m.); see also Gov's Opp. to Def.'s Objections to Presentence Rpt. Ex. B (FBI-302s from post-capture interviews of Al-Imam). He is seen on surveillance footage around midnight carrying items out of a building in the Mission. Gov. Ex. 301, clips 37, 53. Phone records show contacts between Al-Imam and Abu Khatallah several times throughout the attack.
W-61's account is more salient given Al-Imam's subsequent statements in an interview *202with Agent Clarke, also recounted in the presentencing hearing. Al-Imam explained that it was Abu Khatallah who gave the order to take W-61's phone and, consistent with W-61's account, to detain him.
Further bolstering W-61's narrative is the fact that the government introduced the photo that caused all this commotion, which it apparently recovered from W-61's cell phone. The photo, while low-quality, shows a pickup truck with people inside and is timestamped just after midnight on September 12th. Gov. Ex. S-6; S-17. The buildings in the background of the photo have architectural features identical to those seen in other, clearer pictures of the south side of the Mission. Id.; see Presentencing Hr'g Tr. 17 (June 4, 2018) (Agent Clarke: "[Y]ou can recognize the buildings and the unique little blue doors and archways in the background of the truck ....").
All taken together, the evidence of Abu Khatallah's participation in the attack, his leadership position within an organization that played a significant role in the attack, and his command of Al-Imam to detain an onlooker shows that, more likely than not, Abu Khatallah was a leader or organizer of criminal activity involving at least five participants-namely, the September 11, 2012 attack on the Mission. And there is no evidence-besides Ahmed Salem's testimony, which for reasons discussed above the Court does not view as necessarily exculpatory-suggesting that Abu Khatallah was just another low- or mid-level participant. Cf. Graham,
C. Guidelines Calculation
All of which brings us to the calculation of the advisory Guidelines sentence. In sum: The base offense level is 38 for Abu Khatallah's convictions on Counts One, Two, and Sixteen because his conduct resulted in death and the most analogous guideline for his conduct is that of second-degree murder. See U.S.S.G. § 2K1.4(c)(1) ;
Abu Khatallah has filed a motion for acquittal on Count 18, which remains pending. Should the Court deny that motion, Abu Khatallah's Guidelines sentence on Count 18, which charged a violation of
One final note: The default rule in federal sentencing is that sentences on multiple convictions run concurrently. The Guidelines instruct, however, that "[i]f the sentence imposed on the count carrying the highest statutory maximum is less than the total punishment"-in this case, life imprisonment-"then the sentence imposed on one or more of the other counts shall run consecutively , but only to the extent necessary to produce a combined sentence equal to the total punishment." U.S.S.G. § 5G1.2(d) (emphasis added). Because Abu Khatallah's Guidelines sentence for Counts One, Two, and Sixteen is life imprisonment, that rule is in play. Counts One and Two each carry a statutory maximum penalty of fifteen years' imprisonment, and Count Sixteen carries a maximum of twenty years.
In their forthcoming sentencing memoranda and at the June 27 sentencing hearing, the parties should state their positions on whether a variance from the Guidelines sentence, or a deviation from the Guidelines' "stacking" rule, is warranted. In particular, Abu Khatallah is free to argue that the Court should vary his sentence downward in light of his acquitted conduct or for any other reason consistent with
The Court will resolve all other issues related to sentencing at the June 27, 2018 hearing.
Specifically, the indictment charged Abu Khatallah with providing and conspiring to provide material support to terrorists, resulting in death, under 18 U.S.C. § 2339A (Counts One and Two); murder of an internationally protected person under
Any fact that increases the statutory maximum or minimum penalties to which a defendant is exposed must be found by a jury beyond a reasonable doubt. Alleyne v. United States,
That is, unless the defendant's provision of material support was "in connection with the concealment of or an escape from" the underlying offense, in which case the guidelines provide for a reduced base offense level. See U.S.S.G. § 2X3.1(a), comment., n.1. The parties concur that Abu Khatallah's material-support convictions were not based on aid after the fact, and thus that U.S.S.G. § 2X2.1 applies.
Abu Khatallah has moved for a judgment of acquittal on his § 924(c) charge. A ruling on that motion is forthcoming.
Abu Khatallah also raises various objections to the description of his conduct in the presentence investigation report. The government does not oppose some of these changes, and the probation office shall make those changes accordingly. See Gov.'s Opp. to Def.'s Objections at 33-34, ECF No. 512. As to the contested descriptions, many of Abu Khatallah's objections are linked to his challenge to the report's Guidelines calculation. For the reasons provided in the Court's Guidelines analysis, these descriptions need not be changed.
The Government does not rely on the part of the relevant-conduct definition allowing for consideration of acts and omissions "that were part of the same course of conduct or common scheme or plan as the offense of conviction." U.S.S.G. § 1B1.3(a)(2). That subsection applies only to offenses subject to "grouping" under the Guidelines. Id.; see
It is also undisputed that two deaths resulted from the attack on the Annex. But that second attack and the deaths that ensued are not relevant to any of Abu Khatallah's offenses of conviction, which, again, related only to damaging buildings at the Mission. He was acquitted on all charges associated with the Annex attack, and there is no contention that it occurred "in the course of attempting to avoid detection or responsibility for" U.S.S.G. § 1B1.3(a)(1), damaging Mission property, providing material support to such damage, or conspiring to do so.
This is not to say that all of al-Ubydi's testimony was credible. For example, the defense established, and the government acknowledged in a stipulation, that he requested additional financial benefits beyond those that he was provided by the government for his cooperation in the case. Trial Tr. 5854:6-12 (Nov. 15, 2017 p.m.). On cross examination, however, al-Ubydi denied making such a request. Id. at 4407:8-12 (Nov. 1, 2017 a.m.).
The parties throughout trial and sentencing have debated whether UBJ "disbanded" prior to the attack. Whether or not that is true as a technical matter, assessing the scope of the conspiracy here does not depend on formal organizational labels. The evidence established that Abu Khatallah was a commander of UBJ during the Libyan revolution, that several men who directly participated in the Mission attack were also members of UBJ and fought with Abu Khatallah in the revolution, and, as discussed further below, that Abu Khatallah continued to play at least a de facto leadership role within the group well after the attack.
There is ample evidence showing Abu Khatallah's close association with several attackers that were members of UBJ, Dijawi and Jutuf among them. But associational links between Abu Khatallah and these attackers, no matter how strong, would not alone support a finding that Abu Khatallah conspired with them to launch this particular attack. A known member of a gang has not necessarily agreed to all crimes that other gang members commit.
This Memorandum Opinion & Order was signed on September 21, 2017 and filed that day in classified form. See ECF No. 354. The Court directed the relevant government agencies to conduct a classification review of the order within a week. Mem. Op. & Order at 1 n.1 (Sept. 21, 2017). A public, redacted version was filed on the docket on September 28, 2017. See ECF No. 370. To facilitate appellate review, the Court will cite to the unredacted paper order rather than the redacted, published version.
The Court's October 27, 2017 Opinion & Order remains under seal.
Jutuf is identified in this video clip during trial by Ali Majrisi and Bilal al-Ubydi. Trial Tr. 2676:19-2677:14 (Oct. 19, 2017 p.m.) (testimony of Bilal al-Ubydi); id. 5065:10-5066:16 (Nov. 7, 2017) (testimony of Ali Majrisi).
Dijawi was identified in this video clip by Ali Majrisi and Bilal al-Ubydi during trial. Trial Tr. 2555:22-2556:13 (Oct. 18, 2017) (testimony of Bilal al-Ubydi); id. 5062:5-8, 5063:7-13 (Nov. 7, 2017) (testimony of Ali Majrisi).
The Court found Ali's testimony generally credible, notwithstanding the $7 million he received under two separate State Department and Department of Defense reward programs for his critical role in Abu Khatallah's capture. Trial Tr. 5244-45 (Nov. 8, 2017 a.m.); id. at 5329 (Nov. 13, 2017 p.m.); Gov.'s Ex. 509.
At trial, the Government tried to show that Salem's narrative could not be trusted because of his prior relationship with Abu Khatallah, Trial Tr. at 5444-47 (Nov. 13, 2017 a.m.) (under seal), and because his story had shifted over time. On the latter point: Salem approached U.S. officials shortly after the attack to, at least in the government's view, provide Abu Khatallah with an alibi. Id. at 5456-58. He told them that Abu Khatallah was at his house at 10:30 p.m., id. at 5458, which would be exculpatory insofar as the main attack on the Mission began around 9:45 p.m. That story was inconsistent, however, with Abu Khatallah's own statements to Agent Clarke; he placed himself at Salem's house sometime between 8:30 and 9:00 p.m., and estimated that he arrived at the mission sometime shortly after that. Salem then at trial testified less precisely that Abu Khatallah arrived at his house "after sunset." Id. at 5430, 5460.
Abu Khatallah effectively concedes as much through his earlier argument that, if the jury had believed that he had joined a conspiracy to launch the initial attack on the Mission, it necessarily would have found that he was responsible for the deaths as foreseeable results of the attack. See Def.'s Reply at 8 ("Given all of the evidence and arguments at trial, no rational jury could have found that the initial attack on the Mission did not occur or that the initial attack did not result in the deaths of Ambassador Stevens and Sean Smith.").
In the federal system, a killing that results from the commission of certain felonies-including arson-is treated as first-degree murder. U.S.S.G. § 2A1.1, comment., n.1; see
The offense must also be enumerated in the statute defining a federal crime of terrorism; damaging federal property and providing material support to terrorists are on the list. 18 U.S.C. § 2332b(g)(5)(B)(i).
Abu Khatallah arrives at this range by assuming a base offense level of 24 and no other enhancements.
In several concurring and dissenting opinions, Justice Scalia expounded the view that, under the Sixth Amendment, "any fact necessary to prevent a sentence from being substantively unreasonable-thereby exposing the defendant to the longer sentence-is an element that must be either admitted by the defendant or found by the jury. It may not be found by a judge." Jones v. United States, --- U.S. ----,
The Court allowed Khalid Abdullah to be deposed pursuant to Federal Rule of Criminal Procedure 15. See Mem. Op. & Order at 1, ECF No. 48 (March 12, 2015) (under seal). During trial, the government moved to admit Abdullah's videotaped deposition into evidence due to the witness's unavailability to testify at trial. The Court granted that motion. See Op. & Order, ECF No. 399 (Oct. 12, 2017). Since a transcript of Adbullah's testimony was not produced from the video played during trial, the Court cites to the copy of the deposition transcript attached to the government's motion to exclude portions of that deposition from admission as improper cross-examination, filed as ECF No. 299-1.
At the Court's June 7 hearing, Abu Khatallah suggested two alternative motives for his attack on the Mission: religious reasons or animus towards the American people , not the American government . Neither of these undercuts the Court's conclusion that Abu Khatallah's conduct more likely than not involved a crime aimed to influence or retaliate against the government. In fact, both are intermediary motivations that support that conclusion: religious objections to a certain country and hostility towards people from that country are common reasons for retaliating against that country's government. Indeed, video footage of attackers stomping on the American flag supports the idea that this is exactly what the attackers intended. Gov. Ex. 301, clip 5, 21:45-23:66.
Agent Clarke also relayed W-61's story about the circumstances of the detention. W-61 reported that he was taken to an Ansar al-Sharia camp, where Abu Khatallah interrogated him about why he was at the Mission, told W-61 "that the United States was the enemy of Libya," and told Jutuf to go to the local hospital and kill any survivors from the attack. Presentence Hr'g Tr. 26-27. This aspect of W-61's testimony, while inculpatory, does not strike the Court as sufficiently reliable, even for purposes of sentencing. Important aspects of W-61's story regarding his detention changed between his various interviews with the government and, more importantly, the most salacious detail-a conversation between Jutuf and Abu Khatallah that W-61 relayed to Agent Clarke-comes through several layers of hearsay.
A 15-second call from Al-Imam at 9:01 p.m., an 8-second call at 10:28 p.m., a 12-second call at 10:35 p.m., and an 18-minute call at 10:44 p.m. Gov. Ex. 1100A, lines 1585, 1609, 1613, 1615. Al-Imam's phone number was established through Abu Khatallah's statements to Agent Clarke. Trial Tr. 3883:17-3884:20.
Obviously, this evidence regarding out-of-court interviews is hearsay; neither W-61 nor Al-Imam testified at trial. But courts may consider hearsay evidence at sentencing so long as there are "sufficient indicia of reliability to support its probable accuracy." U.S.S.G. § 6A1.3(a). The consistency between the two stories, plus the fact that both were memorialized in FBI-302s, convinces the Court that both sets of out-of-court testimony are sufficiently reliable to rely on for sentencing purposes.