DocketNumber: Case No. 1:19-cv-00969 (TNM)
Judges: McFadden
Filed Date: 6/3/2019
Status: Precedential
Modified Date: 10/18/2024
Few ideas are more central to the American political tradition than the doctrine of separation of powers. Our Founders emerged from the Revolution determined to establish a government incapable of repeating the tyranny from which the Thirteen Colonies escaped. They did so by splitting power across three branches of the federal government and by providing each the tools required to preserve control over its functions. The "great security against a gradual concentration of the several powers in the same department," James Madison explained, "consists in giving to those who administer each department the necessary constitutional means and personal motives to resist encroachments of the others." The Federalist No. 51 .
This is a case about whether one chamber of Congress has the "constitutional means" to conscript the Judiciary in a political turf war with the President over the implementation of legislation. The U.S. House of Representatives seeks to enjoin the Secretaries and Departments of the Treasury, Defense, Homeland Security, and the Interior (collectively, the "Administration") from spending certain funds to build a wall along our southern border. The House argues that this expenditure would violate the Appropriations Clause of the Constitution and usurp Congress's authority. This harm, the House suggests, constitutes an "institutional injury" supporting Article III standing.
The Administration disagrees. The Judiciary cannot reach the merits of this dispute, it contends, because the Constitution grants the House no standing to litigate these claims. The Administration is correct. The "complete independence" of the Judiciary is "peculiarly essential" under *11our Constitutional structure, and this independence requires that the courts "take no active resolution whatever" in political fights between the other branches. See The Federalist No. 78 (Alexander Hamilton). And while the Constitution bestows upon Members of the House many powers, it does not grant them standing to hale the Executive Branch into court claiming a dilution of Congress's legislative authority. The Court therefore lacks jurisdiction to hear the House's claims and will deny its motion.
I.
The House and the President have been engaged in a protracted public fight over funding for the construction of a barrier along the border with Mexico. Following the longest partial shutdown of the Federal Government in history, Congress passed the Consolidated Appropriations Act of 2019 (the "CAA"), which provided $ 1.375 billion for new border fencing in the Rio Grande Valley. See Pub. L. No. 116-6 (2019). The President had sought much more. See Letter from Acting Dir., Office of Mgmt. & Budget to Senate Comm. On Appropriations (Jan. 6, 2019) (requesting "$ 5.7 billion for construction of a steel barrier for the Southwest border").
On the same day he signed the CAA into law, President Donald Trump declared that "a national emergency exists at the southern border of the United States." Proclamation No. 9844,
Congress passed a joint resolution to void the President's National Emergency Declaration. See 165 Cong. Rec. S1882 (Mar. 14, 2019). Explaining the vote, Speaker Nancy Pelosi remarked that "[w]e would be delinquent in our duties as Members of Congress if we did not overturn what the President is proposing. He is asking each and every one of us to turn our backs on the oath of office that we took to the Constitution of the United States." See Speaker Pelosi's Floor Speech on Privileged Resolution, House of Representatives (Feb. 27, 2019).
The President vetoed the resolution. See Veto Message to the House of Representatives for H.J. Res. 46, White House (March 15, 2019). Some Members of the House tried unsuccessfully to override this veto. See 165 Cong. Rec. H2815 (Mar. 26, 2019). For the override to be operative, the Senate would have also had to vote to support it by a super-majority. It did not attempt to do so. So the "veto of the President was sustained and the joint resolution was rejected."
Upon a declaration of a national emergency "that requires the use of armed forces," the Secretary of Defense "may authorize the Secretaries of the military departments to undertake military construction projects, not otherwise authorized *12by law that are necessary to support such use of the armed forces."
The House does not challenge the President's declaration of an emergency under the National Emergencies Act. See Compl., ECF No. 1, at 39-43 ; Hr'g Tr. 81:23-25.
The Administration rejects the House's interpretation of the statutes. See Defs.' Opp. to Mot. for Prelim. Inj. ("Defs.' Opp."), ECF No. 36, at 57-64. But primarily, it contends that the House lacks standing to raise its arguments here.
The parties submitted thorough briefing on these issues, and the House's application for a preliminary injunction is now ripe. The Court also heard oral arguments from both sides and has reviewed the memoranda submitted by amici curiae .
II.
Before it may consider the merits of the House's motion, the Court must first confirm its jurisdiction over this case. Article III of the Constitution limits the jurisdiction of federal courts to "actual cases or controversies." Clapper v. Amnesty Int'l USA ,
Article III's standing requirements are "built on separation-of-powers principles" and serve "to prevent the judicial process from being used to usurp the powers of the political branches."
As the plaintiff, the House "bear[s] the burden of establishing standing." Commonwealth v. U.S. Dep't of Educ. ,
III.
The Administration concedes, and the Court agrees, that only the first prong of the standing analysis-injury that is concrete and particularized-is at issue here. See Defs.' Opp. at 28-43. Applying the "especially rigorous" analysis required, the Court finds that the House has failed to allege such an injury. So the Court must deny the House's motion.
A.
Two Supreme Court decisions- Raines and Arizona State Legislature v. Arizona Independent Redistricting Commission , --- U.S. ----,
In Raines , six federal legislators sued to contest the constitutionality of the Line Item Veto Act. See
The Supreme Court found that the legislators lacked standing. Beginning its analysis, it emphasized the "time-honored concern about keeping the Judiciary's power within its proper constitutional sphere."
The legislators could not allege that "the Act will nullify their votes," the Court explained, because "[i]n the future, a majority of Senators and Congressmen can pass or reject appropriations bills; the Act has no effect on this process."
By contrast, in Arizona State Legislature , the Supreme Court held that a state legislature had standing to challenge the constitutionality of a proposition adopted by Arizona's voters by referendum. See
The Court characterized the Arizona Legislature as "an institutional plaintiff asserting an institutional injury," that "commenced this action after authorizing votes in both of its chambers." Ariz. State Leg. ,
B.
Read together, Raines and Arizona State Legislature create a spectrum of sorts. On one end, individual legislators lack standing to allege a generalized harm to Congress's Article I power. On the other end, both chambers of a state legislature do have standing to challenge a nullification of their legislative authority brought about through a referendum.
The House sees this case as largely indistinguishable from Arizona State Legislature . It alleges that the Administration's "usurpation" of the Appropriations power "inflicts a significant harm to the House as an institution." Pl.'s Mot. at 32. Permitting the Administration to "offend the Appropriations Clause" by spending funds in an unauthorized way would "affect the balance of powers in a manner that puts the House at a severe disadvantage within our system of government." Id. at 33. This form of institutional injury has, in the House's view, "consistently" been recognized as conferring standing upon institutional plaintiffs. Id.
But, as the Administration notes, the holding in Arizona State Legislature is narrower than the House suggests. See Defs.' Opp. at 40-41. The Supreme Court emphasized that its holding "does not touch or concern the question whether Congress has standing to bring a suit against the President." Ariz. State Leg. ,
For its part, the House questions the relevance of Raines . There, "only six Members of Congress" alleged a "wholly abstract and widely dispersed" injury. Pl.'s Reply in Supp. of Its Mot. for Prelim. Inj. ("Pl.'s Reply"), ECF No. 45 at 12. And both Houses of Congress "actively opposed" the lawsuit.
This case falls somewhere in the middle of these two lodestars. Both therefore guide the Court's analysis. But, as explained below, the factors considered by the Raines Court are more relevant here. Application of these factors reveals that the House lacks standing to challenge the Administration's actions.
1.
Consider first historical practice and precedent. As the Raines Court explained, it is "evident from several episodes in our history that in analogous confrontations between one or both Houses of Congress and the Executive Branch, no suit was brought on the basis of claimed injury to official authority or power." Raines ,
For example, Congress passed the Tenure of Office Act over President Andrew Johnson's veto in 1867.
Arguably, either the President could have sued Congress over the constitutionality of the Act or Congress could have sued the President for violating it. Yet neither occurred. Had a federal court "entertained an action to adjudicate the constitutionality of the Tenure of Office Act immediately after its passage in 1867" it would have "been improperly and unnecessarily plunged into the bitter political battle being waged between the President and Congress."
Similar episodes abound throughout our history. In 1933, President Franklin D. Roosevelt fired an official from his Senate-confirmed position at the Federal Trade Commission. The Federal Trade Commission Act permitted removal only for "inefficiency, neglect of duty, or malfeasance in office." Humphrey's Ex'r v. United States ,
In INS v. Chadha ,
And, applying the same line of reasoning, Congress could have challenged the validity of presidential pocket vetoes, first exercised by President Madison in 1812. But the pocket veto went unchallenged for over 100 years until President Coolidge pocketed a bill expanding Indian tribes' rights to damages for lost tribal lands and certain tribes sued. See The Pocket Veto Case ,
More still, the Administration notes that, "when Congress was concerned about unauthorized Executive Branch spending in the aftermath of World War I, it responded not by threatening litigation, but by creating the General Accounting Office ... to provide independent oversight of the Executive Branch's use of appropriated funds." Defs.' Opp. at 38.
This history is persuasive. In the 230 years since the Constitution was ratified, the political branches have entered many rancorous fights over budgets and spending priorities. These fights have shut the Federal Government down 21 times since 1976, when Congress enacted the modern-day budget process. See Mihir Zaveri et al., The Government Shutdown was the Longest Ever. Here's the History. , N.Y. Times (Jan. 25, 2019). Given these clashes, the paucity of lawsuits by Congress against the Executive would be remarkable if an alleged injury to the Appropriations power conferred Article III standing upon the legislature. See United States v. Windsor ,
The House points to cases from this Circuit purportedly supporting the view that legislatures have standing to seek redress for this type of injury. Pl.'s Mot. at 33. Not so.
True, the D.C. Circuit has held that the "House as a whole has standing to assert its investigatory power." United States v. AT & T ,
Indeed, using the Judiciary to vindicate the House's investigatory power is constitutionally distinct from seeking Article III standing for a supposed harm to Congress's Appropriations power. Unlike the Appropriations power, which requires bicameralism and presentment, the investigatory power is one of the few under the Constitution that each House of Congress *17may exercise individually. See U.S. Const. art. I, § 5 ("Each House may determine the Rules of its Proceedings"); see also Congress's (Limited) Power to Represent Itself in Court , 99 Cornell L. Rev. at 596-97 (noting that "the House and the Senate have long asserted the power to conduct investigations and handle any litigation arising out of those investigations," while they have not historically brought suits to enforce federal statutes).
It is perhaps for this reason that the House's power to investigate has been enforced with periodic help from federal courts. In 1927, for instance, the Supreme Court observed that a "legislative body cannot legislate wisely or effectively in the absence of information respecting the conditions which the legislation is intended to affect or change." McGrain v. Daugherty ,
And the House has, since the Founding era, exercised an independent power to conduct investigations and gather information. In 1792, it established a committee to examine General St. Clair's defeat at the Battle of the Wabash, a failed raid by the U.S. Army against Native Americans residing in the Northwest Territory. See 3 Annals of Cong. 494 (1792). Before complying with its requests for papers and records, President George Washington and his cabinet members, including Thomas Jefferson and Alexander Hamilton, concluded that "the House could conduct an inquest, institute inquiries, and call for papers." Congress's (Limited) Power to Represent Itself in Court , 99 Cornell L. Rev. at 598-99. This history of judicial and executive recognition of the House's investigatory power distinguishes it from the Appropriations power. Standing based on the Appropriations power would be a very different matter.
During oral argument, the House also suggested that U.S. House of Representatives v. U.S. Department of Commerce ,
This leaves the House with a single, non-precedential case in its support. In U.S. House of Representatives v. Burwell , the House alleged that the Executive Branch "spent billions of unappropriated dollars to support the Patient Protection and Affordable Care Act."
The Burwell court held that the House had standing to sue on this "Non-Appropriation Theory," as it would "suffer a concrete, particularized injury if the Executive were able to draw funds from the Treasury without a valid appropriation."
This slender reed will not sustain the House's burden. As Burwell itself shows, it can be difficult to articulate a workable and consistent distinction between "constitutional" and "statutory" violations for legislative standing. There, Counts I and II of the House's complaint both alleged violations of constitutional provisions. Even so, the court dismissed Count II but permitted Count I to survive, because the former's allegations were "far more general" than the latter's.
More, as Burwell notes, if "the invocation of Article I's general grant of legislative authority to Congress were enough to turn every instance of the Executive's statutory non-compliance into a constitutional violation, there would not be decades of precedent for the proposition that Congress lacks standing to affect the implementation of federal law."
Applying Burwell to the facts here would clash with binding precedent holding that Congress may not invoke the courts' jurisdiction to attack the execution of federal laws. See, e.g., Lujan v. Defenders of Wildlife ,
In short, like in Raines , the Court finds the lack of historical examples telling. The Executive and Legislative Branches have resolved their spending disputes without enlisting courts' aid. Until now. The House thus "lack[s] support from precedent," and "historical practice appears to cut against [it] as well." Raines ,
2.
The availability of institutional remedies also militates against finding that the House has standing. The notion that nullification of a legislature's power can support institutional standing, expressed in both Raines and Arizona State Legislature , comes from Coleman v. Miller ,
The senators who voted against, and three members of the state's house, sued in the Kansas Supreme Court to block the resolution from taking effect.
The Court held that the legislators had standing to challenge the state court's decision. It found that, assuming the truth of their allegations, their votes against ratifying the amendment had "been overridden and virtually held for naught."
So too in Arizona State Legislature . There, the Court found that the voter-adopted constitutional amendment "would completely nullify any vote by the Legislature, now or in the future."
Not so in Raines . There, the Court noted that dismissal "neither deprives Members of Congress an adequate remedy (since they may repeal the Act or exempt appropriations bills from its reach), nor forecloses the Act from constitutional challenge (by someone who suffers judicially cognizable injury as a result of the Act)." Id. at 829,
Again, Raines is the more salient precedent. The House urges that "Congress's authority under the [Appropriations] Clause is absolute for good reason." Pl.'s Mot. at 31. The Court agrees. It is no doubt true that Congress "should possess the power to decide how and when any money should be" spent by the Federal Government. OPM v. Richmond ,
But like the plaintiffs in Raines , the House retains the institutional tools necessary to remedy any harm caused to this power by the Administration's actions. Its Members can, with a two-thirds majority, override the President's veto of the resolution voiding the National Emergency Declaration. They did not. It can amend appropriations laws to expressly restrict the transfer or spending of funds for a border wall under Sections 284 and 2808. Indeed, it appears to be doing so. See ECF No. 36-9 at 3-4 (describing a proposed FY 2020 appropriation stating that "none of the funds appropriated in this or any other Act for a military construction project ... may be obligated, expended, or used to design, construct, or carry out a project to construct a wall, barrier, fence, or road along the Southern border of the United States"). And Congress "may always exercise its power to expand recoveries" for any private parties harmed by the Administration's actions. OPM ,
More still, the House can hold hearings on the Administration's spending decisions. As it has recently shown, the House is more than capable of investigating conduct by the Executive. See, e.g. , Alex Moe, House Investigations of Trump and his Administration: The Full List , NBC News (Mar. 27, 2019) (detailing "at least 50" ongoing House investigations into the President, federal agencies, and members of the Administration). And it has other tools it can use against Officers of the Executive Branch for perceived abuses of their authority.
*21The House believes it has exhausted the institutional remedies at its disposal. See Hr'g Tr. 14:19-15:6 (contending that "the House did exactly what the political weaponry tells it to do"). See also Former General Counsels' Amicus Br. at 22 ("Congress has used all of the political tools in its box"); id. at 23 (noting that "any new legislation here would require two-thirds majorit[ies] in both the House and Senate to overcome the President's veto, and so would be an exercise not only in redundancy but also futility"). But that the House majority may lack the votes to pass a resolution over the President's veto does not, by itself, confer standing on the legislators who would like to see the resolution enacted. To hold otherwise would likely place "the Constitution's entirely anticipated political arm wrestling into permanent judicial receivership[, which] does not do the system a favor." Windsor ,
The availability of these institutional remedies shows that there is no "complete nullification" of the House's power. Considering the type of lawmaking at issue emphasizes this point. As the D.C. Circuit has noted, the "key to understanding the [Supreme Court's] treatment of Coleman and its use of the word nullification is its implicit recognition that a ratification vote on a constitutional amendment is an unusual situation." Campbell v. Clinton ,
The House does not allege that it is powerless to legislate in the future. Nor does it suggest that appropriations bills are unusual in the way the constitutional amendment in Coleman or the referendum in Arizona State Legislature might have been. Rather, it argues that the Administration's planned expenditures violate the Appropriations Clause because the Administration is interpreting Sections 284 and 2808 incorrectly. But like in Raines , the House "may repeal" or amend these laws or "exempt [future] appropriations" from the Administration's reach. Raines ,
3.
Lastly, Raines and Arizona State Legislature caution federal courts to consider the underlying separation-of-powers implications of finding standing when one political branch of the Federal Government sues another. See Ariz. State Leg. ,
Were it to rule on the merits of this case, the Court would not be deciding constitutional issues as a "last resort."
As discussed above, Congress has several political arrows in its quiver to counter perceived threats to its sphere of power. These tools show that this lawsuit is not a last resort for the House. And this fact is also exemplified by the many other cases across the country challenging the Administration's planned construction of the border wall. Cf. Raines ,
In some of these lawsuits, including two before this Court, private plaintiffs have disputed the legality of the President's declaration of a national emergency and the Administration's ability to use Sections 284 and 2808 to build the wall. See Ctr. for Biological Diversity v. Trump , No. 19-cv-408,
In fact, it has done so in a related matter in the Northern District of California. See Br. of Amicus Curiae, Sierra Club v. Trump ("House Sierra Club Br."), No. 4:19-cv-892 (N.D. Cal. 2019), ECF No. 47. There, two citizens' groups sought a preliminary injunction against the Administration to prevent it from using the Sections 284 and 2808 funds to build the wall. See Sierra Club v. Trump , No. 4:19-cv-892, 379F.Supp.3d 883,
An old maxim in politics holds that, "Where you stand depends on where you sit." See Rufus E. Miles, Jr., The Origin and Meaning of Miles' Law , 38 Pub. Admin. Rev. 399 (1978). At law too, whether a plaintiff has standing often depends on where he sits. A seat in Congress comes with many prerogatives, but legal standing to superintend the execution of laws is not among them.
As Chief Justice Marshall explained, the "province of the [C]ourt is, solely, to decide on the rights of individuals, not to enquire how the executive, or executive officers, perform duties in which they have a discretion." Marbury v. Madison , 5 U.S. (1 Cranch) 137, 170,
IV.
This case presents a close question about the appropriate role of the Judiciary in resolving disputes between the other two branches of the Federal Government. To be clear, the Court does not imply that Congress may never sue the Executive to protect its powers. But considering the House's burden to establish it has standing, the lack of any binding precedent showing that it does, and the teachings of Raines and Arizona State Legislature , the Court cannot assume jurisdiction to proceed to the merits. For these reasons, it will deny the House's motion. A separate Order accompanies this Opinion.
The Court takes judicial notice of the government documents cited in this Opinion as "sources whose accuracy cannot reasonably be questioned." Fed. R. Evid. 201. See Cannon v. District of Columbia ,
All citations are to the page numbers generated by this Court's CM/ECF system.
Arizona State Legislature does not discuss the importance of historical practice in the context of legislative standing. That case, however, did not "touch or concern the question whether Congress has standing to bring a suit against the President," and it suggested that when this question arises, an "especially rigorous" standing analysis is required. 135 S. Ct. at 2665 n.12. This more exacting inquiry requires consideration of historical practice, as evidenced by the discussion in Raines .
The Administration contends that the "scattered cases involving congressional subpoena enforcement are likewise incorrect and inconsistent with the Constitution's fundamental design, as well as irreconcilable with Raines ." Defs.' Opp. at 42. But because the Court finds that the House's investigatory power is distinct from Congress's Appropriations power, it need not address this argument.
The House relied on two other cases at the hearing to suggest that the Supreme Court is "perfectly comfortable" resolving claims of the type it raises. Hr'g Tr. 11:19-12:4. Neither case lends the House's position much support.
In the first, Chadha , the Court noted that, before Congress sought to intervene to defend its veto power, "there was adequate Art[icle] III adverseness even though the only parties were the INS and Chadha."
In the second, Zivotofsky ex rel. Zivotofsky v. Clinton ,
More still, even if the Court were to apply the Burwell approach, it is far from certain that the case would survive. Count III of the House's Complaint, for instance, alleges that the Administration's planned spending violates the APA. Compl. 42. This Count claims, in part, that the Administration's actions would be " 'in excess of statutory, jurisdiction, authority, or limitations, or short of statutory right.' " Id. at 43 (quoting APA § 706(2)(C)). Whether the Administration has fallen afoul of this provision of the APA is a "statutory and not constitutional" question that concerns "the implementation, interpretation, or execution of federal statutory law." Burwell ,
Additionally, Burwell emphasized that the Administration "conceded that there was no 2014 statute appropriating new money" for its planned expenditure.
The House does not rely on, or even cite, Coleman in its application for a preliminary injunction. See generally Pl.'s Mot. But the holding and reasoning in Coleman animates much of the analysis in Arizona State Legislature and thus merits brief discussion here.
Coleman may in fact be best understood as a case about the Supreme Court's jurisdiction to review the decisions of state courts rather than to the ability of the Judiciary to hear suits between the co-equal political branches of the Federal Government. Recall that the plaintiffs first sued in state court before seeking to invoke the Supreme Court's appellate jurisdiction. See Coleman ,
When it issued, scholars and commentators viewed Coleman as part of a then-ongoing debate over the scope of the Court's ability to review the decisions on federal law made by state courts. See, e.g. , James Wm. Moore et al., The Supreme Court: 1938 Term II. Rule-Making, Jurisdiction and Administrative Review ,
One other distinction between this case and Arizona State Legislature merits mention. Here, the House's claims are not being brought by both chambers of the legislature. While the House is correct that its allegations are less disparate and diluted than those brought by the Raines plaintiffs, these allegations are also less concrete and particularized than those brought by the united legislature in Arizona State Legislature .
Based on the D.C. Circuit's reading of Raines , the Court includes this separation-of-powers discussion as a part of its standing analysis. See Chenoweth v. Clinton,
The House urges the Court not to apply this "doctrine of equitable discretion," as it has rarely been used in recent years. Pl.'s Reply at 22. But the Circuit has not found that Raines formally overruled the Moore approach. See Chenoweth ,