Restaurant Technologies, Inc. v. Jersey Shore Chicken

NOTE: This disposition is nonprecedential.
United States Court of Appeals for the Federal Circuit
2009-1176
RESTAURANT TECHNOLOGIES, INC.,
Plaintiff-Appellant,
v.
JERSEY SHORE CHICKEN and KLEE’S BAR & GRILL,
Defendants-Appellees.
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OILMATIC SYSTEMS, LLC,
Plaintiff-Appellee,
v.
RESTAURANT TECHNOLOGIES, INC.,
Defendant-Appellant.
Peter M. Lancaster, Dorsey & Whitney LLP, of Minneapolis, Minnesota, argued
for appellant Restaurant Technologies, Inc. With him on the brief were Ronald J. Brown
and Heather D. Redmond.
Sidney David, Lerner David Littenberg Krumholz & Mentlik, LLP, of Westfield,
New Jersey, argued for all appellees. With him on the brief was Scott E. Charney.
Appealed from: United States District Court for the District of New Jersey
Judge Mary L. Cooper
NOTE: This disposition is nonprecedential.
United States Court of Appeals for the Federal Circuit
2009-1176
RESTAURANT TECHNOLOGIES, INC.,
Plaintiff-Appellant,
v.
JERSEY SHORE CHICKEN and KLEE’S BAR & GRILL,
Defendants-Appellees.
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OILMATIC SYSTEMS, LLC,
Plaintiff-Appellee,
v.
RESTAURANT TECHNOLOGIES, INC.,
Defendant-Appellant.
Appeal from the United States District Court for the District of New Jersey
in Case No. 05-5356, Judge Mary L. Cooper.
____________________________
DECIDED: January 06, 2010
____________________________
Before LOURIE, ARCHER, and GAJARSA, Circuit Judges.
LOURIE, Circuit Judge.
Restaurant Technologies, Inc. (“RTI”) appeals from the decision of the United
States District Court of New Jersey granting summary judgment of noninfringement of
certain claims of U.S. Patent 5,249,511 (“the ‘511 patent”). See Restaurant
Technologies, Inc. v. Jersey Shore Chicken, 2007 WL 4081737, 1 (D.N.J. 2007)
(“Summary Judgment Opinion”), Restaurant Technologies, Inc. v. Jersey Shore
Chicken, 2007 WL 446910, 1 (D.N.J. 2007) (“Claim Construction Opinion”). Because
the court correctly construed the claim terms at issue and correctly determined that no
reasonable fact finder could conclude that Jersey Shore Chicken, Klee’s Bar & Grill, and
Oilmatic Systems, LLC (collectively “Appellees”) infringed under those constructions, we
affirm.
BACKGROUND
The invention in this case relates to the supply and disposal of cooking oil for use
with restaurant fryers. RTI owns the patent in suit, directed to a system for the
distribution, filtering, removal, and disposal of cooking oil. See ‘511 patent col. 1 ll. 7-
10. The supply and removal of cooking oil to restaurant fryers presents hazards in the
form of hot oil that splashes employees or spreads on kitchen floors. Id. col. 1 ll. 35-40.
The need for employees to carry 35-pound containers of oil from storage locations to
the fryer, or from the fryer to waste locations, may also present strains on time and
muscle. Id. col. 1 ll. 28-30. Cooking oil must be filtered periodically, as it is prone to
developing a build-up of carbonized food particles during use. Id. col. 1 ll. 51-53. Prior
art to the ‘511 patent includes a system developed to distribute oil from a holding tank to
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a fryer and remove it to a waste tank, see U.S. Patent 4,646,793, in addition to filtering
systems that remove oil from a fryer, filter it, and return it to the fryer, see U.S. Patent
4,975,206. The specification of the ‘511 patent distinguishes the claimed invention as a
system that handles the oil initially and at high temperatures, and can filter and dispose
of the oil at selected intervals. See ‘511 patent col. 2 ll. 50-59.
The ‘511 patent describes a system with a filter station, a waste station, a supply
station, a pump, a fryer station, and a control panel, all interconnected by piping. See
‘511 patent col. 4 ll. 43-46. A valve controller, which “may be either a manually or
electrically operated controller” controls operation of valves in the piping so that a pipe
path between stations can be selected. Id. col. 3 ll. 48-52. The specification describes
how, using one selected pipe pathway, oil can be transferred from the supply station to
the fryer by opening specified valves, and delivered to the fryer through a “squeezable
nozzle valve.” Id. col. 5 ln. 20. From the fryer, used oil may be moved to the filter and
passed through it a number of times, so as to be usable for cooking again. If the oil is
“too dark to further use in cooking,” it may be pumped to the waste tank from either the
filter station or the fryer station. See ‘511 patent col. 9-10 ll 49 -10.
On appeal, independent claims 1 and 8 are the only claims at issue. Claim 1
reads as follows:
1. A bulk cooking oil system having various stations connected by
piping for movement of oil along preselected pipe paths comprising:
(a) a filter station including
(i) means for filtering cooking oil from said fryer station and
(ii) filter valve means for opening and closing pipe lines
leading to and away from said filter station;
(b) a waste station including
(i) means for storing used oil and
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(ii) waste valve means for opening and closing a pipe line
leading to and away from said waste station;
(c) a supply station including
(i) means for storing oil to be used at said fryer station for
cooking food products and
(ii) supply valve means for opening and closing a pipe line
leading to and away from said supply station;
(d) a fryer station including
(i) a fryer for receiving and heating cooking oil to cook food
products,
(ii) fryer valve means for opening and closing a pipe line
leading to and from said fryer station, and
(iii) means for metering oil to said fryer in predetermined
amounts;
(e) control means for selectively operating said filtering, waste
supply and fryer valve means and for selecting a pipe path between
a predetermined pair of said stations;
(f) pump means for moving oil along said selected pipe path.
‘511 patent col. 10 l. 55-col. 11 l. 20 (emphasis added).
Claim 8 reads as follows:
8. Apparatus for the distribution and recycling of cooking oil
comprising:
(a) a first container for receiving and storing cooking oil;
(b) a second container adapted to receive and store waste cooking
oil;
(c) a filter unit for housing a filter used to filter particles in used
cooking oil;
(d) first and second coupling attachments adapted respectively to
be coupled to lines leading to a fryer and to egress from said
apparatus;
(e) piping network interconnecting said first and second containers,
said filter unit and said first and second couplings;
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(f) pipe path control means for determining a pipe path within said
piping between a pair selected from among said first and second
containers, said filter unit and said first and second coupling
attachments; and
(g) pump means for circulating cooking oil along said selected path.
‘511 patent col. 11 l. 49-col. 12 l.18 (emphasis added).
The accused Oilmatic system, made by Oilmatic systems, LLC (“Oilmatic”) and
used by the two restaurants named as defendants in this action, is also designed to
supply oil to a fryer from a supply tank and remove waste oil to a waste tank. 1 The
system has pipes connecting each of the supply tank and the waste tank to separate
couplings on the exterior of the building. The supply tank has piping leading to a
dipstick and ends in a supply nozzle on the dipstick. There is also a waste nozzle on
the dipstick, connected with piping to the waste oil tank. The supply line has a fresh oil
pump and the waste line has a waste oil pump. The dipstick has a three-position
selector switch with the positions of “Fill,” “Off,” and “Drain,” as well as a “pump start”
button. To fill the fryer with fresh oil, the selector switch is moved to “Fill,” and the
“pump start” button is pushed, causing the fresh oil pump to create oil pressure in the
supply line; once the oil pressure reaches a threshold level, it will trigger a spring-loaded
check valve and the end of the supply nozzle, causing fresh oil to flow. To drain the
fryer, the operator moves the selector switch to “Drain,” and pushes the “pump start”
button, causing the waste oil pump to withdraw the used oil from the fryer through the
waste nozzle and waste line. The fryer used with the Oilmatic system may have a built-
in filter or be used with a portable filter, although Oilmatic stipulated that it would not
base any noninfringement arguments on the absence of a filter.
1
The Oilmatic system is used in conjunction with a restaurant’s fryer and a filter.
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In November 2005, RTI filed separate actions for patent infringement against the
restaurants Jersey Shore Chicken and Klee’s Bar & Grill. The restaurants both used an
oil-supply and removal system made by Oilmatic. Oilmatic then filed a declaratory
judgment suit against RTI, asserting, inter alia, noninfringement and invalidity of the
‘511 patent. The three cases were consolidated, after which RTI filed a counterclaim of
infringement against Oilmatic.
In February 2007, the district court issued a Markman decision, construing
relevant claim terms in the ‘511 patent. Claim Construction Opinion, 2007 WL 446910.
First, the court looked at the contested means-plus-function elements of claim 1. The
court determined that the term “means for metering oil to said fryer in predetermined
amounts” of claim 1, paragraph (d)(iii), had the function of “supplying oil in a regulated
or measured amount,” and a corresponding structure of “a manually or electronically
operated trigger valve . . .” with a squeezable nozzle. Id at *11-12. The court further
found that the “control means” of claim 1, paragraph (e), had the functions of “(1)
selectively operating the filtering, waste, supply, and fryer valve means, and (2)
selecting a pipe path between a predetermined pair of stations,” and corresponding
structures of “a manual system of push-pull knobs, or a partially or completely
automated system comprised of microprocessor controls.” Id. at *13-14. The court
found that the piping network of claim 8 could be given its ordinary meaning. Id. at *17.
Following claim construction, the district court granted summary judgment of non-
infringement of independent claims 1 and 8, holding there was no issue of material fact
as to infringement. In making its determination, the court explained that the Oilmatic
system supplies oil in a regulated amount when the operator “turns the switch located
2009-1176 6
on the dipstick to ‘fill’ and depresses the push start button, activating the fresh oil pump
and causing oil to flow through the dipstick nozzle,” and that the operator can release
the push-start button to cease the flow of oil. Summary Judgment Opinion, 2007 WL
4081737 at *15-16. The court therefore concluded that the accused structure of the
dipstick and fresh oil pump had the identical function to claim 1, paragraph (d)(iii) (viz.,
“supplying oil in a regulated or measured amount”). Id. However, the court found that
the accused device did not have the same or an equivalent structure to a squeezable
trigger valve with a nozzle. Id. at *16. According to the court, neither the switch nor the
push start button on the dipstick assembly is a valve. Id. Nor is either the switch or the
push start button the equivalent of a squeezable valve; even if moving the switch or
pushing the button was equivalent to squeezing, nothing in the assembly is equivalent
to a valve. Id. The Oilmatic system’s pump (which Oilmatic conceded was a valve for
purposes of the motion) is not squeezed when the operator presses the start button,
and thus it is also not a squeezable valve. Rather, the pump is a positive displacement
gear pump with an input shaft rotated in a single direction to increase fluid pressure in
the supply line which overcomes a spring-loaded check valve. Id. This input shaft
rotation, rather than squeezing, creates pressure to move the oil, and those methods,
according to the court, are not equivalent. Id.
Oilmatic did not dispute that the three-position switch on the dipstick of the
accused machine performed both of the functions of claim 1, paragraph (e). The court
held, however, that the dipstick switch was not substantially similar to the disclosed
structures of the patent. Summary Judgment Opinion, 2007 WL 4081737 at *13. The
dipstick operates by activating one of two pumps, which the court found to be a
2009-1176 7
substantially different manner of operation than the ‘511 patent’s disclosed structure of
push-pull knobs mechanically linked to valves. Id. Nor did the accused machine have
identical structure to microprocessor controls or their equivalents, as it was not
completely or partially automated. Id. at *12.
The district court found that the Oilmatic system lacked claim 8, paragraph (e)’s,
“piping network interconnecting said first and second containers, said filter unit and said
first and second couplings.” The court found that no reasonable juror could find
infringement of claim 8 because the accused system’s pipes did not interconnect, but
rather consisted of two separate pathways leading to and from the fryer, and a filter
which only connected with the fryer. This, the court concluded, would not be within an
acceptable range of equivalents, as it would require reading out the “interconnecting”
limitation.
Because the court found that claims 1 and 8 were not infringed as a matter of
law, it granted Oilmatic’s motion for summary judgment. RTI timely appealed to this
court. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(1).
DISCUSSION
We review claim construction de novo on appeal. Cybor Corp. v. FAS Techs.,
Inc., 138 F.3d 1448, 1456 (Fed. Cir. 1998) (en banc). Our claim construction analysis
begins with considering the language of the claims themselves. See Phillips v. AWH
Corp., 415 F.3d 1303, 1314 (Fed. Cir. 2005) (en banc). However, “claims must be read
in view of the specification, of which they are a part.” Id. at 1315 (quotation marks
omitted). In addition, courts may “rely on dictionary definitions when construing claim
terms, so long as the dictionary definition does not contradict any definition found in or
2009-1176 8
ascertained by a reading of the patent documents.” Id. at 1322–23 (quoting Vitronics
Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1584 n.6 (Fed. Cir. 1996)).
Claim terms in the means-plus-function format are construed in a two-step
process. Omega Eng'g, Inc. v. Raytek Corp., 334 F.3d 1314, 1322 (Fed. Cir. 2003).
First, the court identifies the claimed function based on the claim language and
limitations. Cardiac Pacemakers, Inc. v. St. Jude Med., Inc., 296 F.3d 1106, 1113 (Fed.
Cir. 2002). Second, the court ascertains the corresponding structures disclosed in the
specification for performing that function. Omega Eng’g, 334 F.3d at 1322. The claim
“shall be construed to cover the corresponding structure . . . described in the
specification and equivalents thereof.” 35 U.S.C. § 112 ¶ 6.
In order to establish infringement of a means-plus-function term, a patentee must
show that “the relevant structure in the accused device perform[s] the identical function
recited in the claim and [is] identical or equivalent to the corresponding structure in the
specification.” Odetics, Inc. v. Storage Technology Corp., 185 F.3d 1259, 1267 (Fed.
Cir. 1999) (citations omitted). Two of the contested claim limitations, claim 1,
paragraphs (d)(iii) and (e), are in means-plus-function format; the contested limitation of
claim 8 is not. We turn first to the limitations of claim 1 at issue.
A. Claim 1
1. Means for metering oil
The parties do not contest that claim 1, paragraph (d)(iii), “means for metering
oil” has the function of “supplying oil in a regulated or measured amount.” Rather, RTI
argues that the “means for metering” should be construed to include as equivalent
structure any nozzle valve. In support of its argument, RTI cites expert testimony that
2009-1176 9
any trigger mechanism would be equivalent to the squeezable trigger valve, whether
lever, button, or some other structure, including either the pump or the dipstick with a
triggering button of the accused product. RTI proposes that Oilmatic’s dipstick
assembly is identical to a manually or electronically operated trigger valve, and that, in
the alternative, the dipstick assembly, coupled with a pump, is an equivalent to the
relevant disclosed structure.
Appellees respond that the court properly construed claim 1, paragraph (d)(iii), to
claim a corresponding structure of a squeezable trigger valve based on the descriptions
in the specification, rather than solely relying on expert testimony. Appellees also argue
that the district court was correct in finding that a “positive displacement gear pump with
. . . an input shaft rotated in a single direction,” so that rotation, not squeezing, performs
the function of metering oil to the fryer is not an equivalent structure. Appellees further
argue that the court correctly excluded as an equivalent the trigger mechanism on the
dipstick because it is not a valve.
We agree with the district court and the parties as to the claimed function, which
is “supplying oil in a regulated or measured amount.” Claim Construction Opinion, 2007
WL 446910 at *11 (citing Merriam-Webster Dictionary (2005)). We further agree with the
court that the disclosed structure corresponding to the function of claim 1’s paragraph
(d)(iii) is a squeezable trigger valve with a nozzle and its equivalents. The specification
states:
Fryer station 20 comprises a pair of valves 46 and 48 positioned in pipe lines
intersecting with a coupling 49 attached to one end of flexible line 50. The other
end of flexible line 50 contains squeezable nozzle valve 52... The function of the
fryer station 20 is to allow the proper metering of fresh or recycled filtered oil into
the fryer vat.
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′511 patent, col. 5 ll. 17-21; see also id. at col. 5 ll. 55-62 (“[a]n operator [] places trigger
valve 52 having a nozzle 52a into a selected fryer vat and squeezes trigger valve 52
into an open position. Cooking oil follows the selected pipe path extending . . . through .
. . open trigger valve 52 into vat 44“). Although any trigger mechanism, such as a lever
or button might perform the claimed function, the structure recited repeatedly and
consistently in the specification in relation to the function is a squeezable trigger valve.
We note that, consistent with the specification, the squeezable trigger valve may be
completely or partially automated. Id. at col. 10 ll. 46-49.
We further agree with the district court’s finding that no reasonable fact finder
could conclude that the accused structure is identical or equivalent to the relevant
disclosed structure. First, the dipstick assembly does not perform the identical function
to a squeezable trigger valve, because it does not regulate the flow of oil when the
button is depressed. Thus, the dipstick assembly alone does not satisfy claim 1’s
paragraph (d)(iii). Secondly, although the dipstick assembly, in conjunction with the
pump, may perform the identical function as the squeezable trigger valve, the
differences between the dipstick assembly plus a pump on the one hand, and a
squeezable trigger valve with a nozzle, on the other, are not insubstantial. For example,
the dipstick assembly and pump are activated with a push button on the dipstick
assembly that energizes the pump; fluid pressure in the line then overcomes a spring-
loaded check valve to pour into the fryer. The accused system thus uses a pump and
fluid pressure to overcome a check valve, whereas the patent claims a valve that is
squeezed. Thus, no reasonable fact finder could have found that the dipstick assembly,
alone or in conjunction with the pump, meets the limitations of claim 1, paragraph (d)(iii).
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2. Control Means
RTI next argues that the district court improperly construed the corresponding
structure of the claim 1, paragraph (e), “control means for selectively operating said
filtering, waste supply and fryer valve means and for selecting a pipe path between a
predetermined pair of said stations.” According to RTI, the specification indicated that
push pull knobs and microprocessors were two ends of a spectrum of claimed
structures that perform the claimed function, and that the court improperly allowed only
those embodiments at either end of the spectrum. RTI argues that the claim term
should encompass any manual or electrical system that performs the claimed function,
including the dipstick assembly of the accused product or push-pull knobs on the fryers
and filters that Oilmatic stipulated were part of its system.
Appellees respond that the court properly found that the disclosed corresponding
structures were either manual (a series of push-pull knobs) or electrical (a partially or
completely automated system comprised of microprocessor controls that moved an
operating rod that slides back and forth to open and close a valve). Appellees argue
that there is no “continuum of corresponding structures,” and the court properly found
that Oilmatic’s three-position selector switch and push button that activated a pump
were not equivalent to either push-pull knobs or microprocessor controls. Appellees
further argue that the push-pull knobs on the fryers and filters operated with its system
do not perform the claimed function of claim 1, paragraph (e), because they do not
control operation of the waste or supply lines.
We agree with the district court that claim 1, paragraph (e), includes the two
functions of “(1) selectively operating the filtering, waste, supply, and fryer valve means,
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and (2) selecting a pipe path between a predetermined pair of stations.” Claim
Construction Opinion, 2007 WL 446910 at *12. We further agree that the specification
discloses corresponding structures of a series of push-pull knobs and of a partially or
completely automated system of microprocessor controls. See ‘511 patent, col. 8 ll. 10-
16 (describing manual push-pull knob operation), and col. 6 ll. 46-53 (describing the use
of microprocessor controls for opening and closing valves). Section 112, paragraph 6,
only allows the patentee to claim structure that is disclosed in the specification. Linear
Technology Corp. v. Impala Linear Corp., 379 F.3d 1311, 1322 (Fed. Cir. 2004). Thus,
there is no spectrum of undisclosed structures covered by the ‘511 patent. Rather, the
patent covers only those structures that are disclosed and their equivalents.
The parties agreed that the dipstick assembly performed the claimed function, so
we will not address that conclusion. However, the structure of the dipstick assembly is
neither identical nor equivalent to the claimed structure in the ‘511 patent. Though the
dipstick’s switch and button may be an acceptable alternative structure to the push-pull
knob system disclosed in the patent, it is not an equivalent. The push start button of the
dipstick, as described above, is an electrical switch that activates either a fresh oil (fill)
pump or waste oil (drain) pump, depending on the position of the three-position selector
switch on the dipstick. The push-pull knobs described in the specification, on the other
hand, are manually operated by pulling the knobs to open the individual valves to which
they are connected, and pushing the valves shut when the knobs are pushed into
contact with the valve panel. ‘511 patent, col. 8 ll. 10-16. Because the dipstick operates
in a substantially different way, it is not an equivalent of the push-pull knobs. We further
agree with Oilmatic that, because the push-pull knobs on the fryers and filters used in
2009-1176 13
conjunction with their system cannot control oil from the supply line or to the waste line,
they do not perform the claimed function.
B. Claim 8
RTI next argues that the district court improperly construed the limitation of claim
8, paragraph (e), “piping system interconnecting said first and second containers, said
filter unit and said first and second couplings.” ‘511 patents, col. 12 ll. 7-10. According
to RTI, the claim term “interconnecting” does not require that each and every element
be directly connected to each other. Further, RTI argues that use of the term
“comprising” in the preamble of claim 8 permits other elements—such as the fryer—to
be part of the network connected by piping. The fact that the oil in the accused system
travels through air when entering the fryer is not determinative of noninfringement,
according to RTI, because the patent discloses a structure in which the oil must travel
through air in Figure 1, and this interpretation was reinforced by the expert testimony.
Thus, the accused system infringes because all of the elements are connected to each
other, albeit through the fryer, and form the pipe paths described in the specification.
Appellees, however, argue that the court properly found that although the
accused structure had the five elements listed in claim 8, they were not interconnected,
because the fill pipeline (including the first coupling and first container) were not
connected to the components of the drain pipeline (including the second container and
second coupling), and because the filter was not connected by a pipeline to the other
specified components, but, rather, was connected only to the fryer.
We agree with the district court that the term “piping network interconnecting [the
five elements]” means piping that connects the elements to one another. Summary
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Judgment Opinion, 2007 WL 4081737 at *19. This is consistent with the specification,
which explains that “[t]he stations are interconnected by piping ... capable of carrying
the required flow of cooking oil between selected stations for the various purposes as
described below.” ‘511 patent, col. 4 ll. 46-49. The purposes described in the patent
include the selection of various pipe paths, including, inter alia, a path from one coupling
attachment to the supply tank, id. col. 5 ll. 47-54, the supply tank to the fryer, id. col. 5 ll.
59-62, the fryer to the filter, id. col. 6 ll. 8-10, and from either the filter or the fryer to the
waste tank, id. col. 6 ll. 32-34. The specification thus describes how pipe paths among
any selected elements may be selected. Figures 1 and 2 of the ‘511 patent, which
indicate that all the elements are connected, but that different pipe paths may be
selected by the operation of various valves, are also consistent with this reading of the
claim language.
Because the accused machine does not contain a network interconnecting its
various elements, it does not literally infringe the limitation of claim 8, paragraph (e). In
particular, the Oilmatic system has one pipeline running from the supply tank to the
fryer, one line running from the fryer to the waste station, and a separately housed filter,
which connects only to the fryer. Even if the fryer connects these elements, there is no
interconnection. Rather, there is one pipe path in the supply direction and one in the
waste direction. Furthermore, the court was correct in limiting possible equivalents as a
matter of law, finding that claim 8, paragraph (e), “warrant[s] few or no equivalents
because there are no insubstantial or trivial changes that could be made to this
limitation; the specified components are either connected or not connected to one
another by a piping network.” Summary Judgment Opinion, 2007 WL 4081737 at *19.
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Based on the claim construction, the court was correct in finding that Oilmatic was
entitled to summary judgment of noninfringement.
CONCLUSION
For the reasons stated above, the district court was correct in granting summary
judgment of noninfringement. Accordingly, we affirm.
AFFIRMED
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