Brown v. McDonough

Case: 21-2238 Document: 40 Page: 1 Filed: 03/14/2023
NOTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
______________________
LEWIS BROWN,
Claimant-Appellant
v.
DENIS MCDONOUGH, SECRETARY OF
VETERANS AFFAIRS,
Respondent-Appellee
______________________
2021-2238
______________________
Appeal from the United States Court of Appeals for
Veterans Claims in No. 19-8563, Judge Amanda L. Mere-
dith.
______________________
Decided: March 14, 2023
______________________
KENNETH DOJAQUEZ, Carpenter Chartered, Topeka,
KS, argued for claimant-appellant.
ASHLEY AKERS, Commercial Litigation Branch, Civil
Division, United States Department of Justice, Washing-
ton, DC, argued for respondent-appellee. Also represented
by BRIAN M. BOYNTON, ELIZABETH MARIE HOSFORD,
REBECCA SARAH KRUSER, PATRICIA M. MCCARTHY; Y. KEN
LEE, SAMANTHA ANN SYVERSON, Office of General Counsel,
Case: 21-2238 Document: 40 Page: 2 Filed: 03/14/2023
2 BROWN v. MCDONOUGH
United States Department of Veterans Affairs, Washing-
ton, DC.
______________________
Before REYNA, BRYSON, and CUNNINGHAM, Circuit Judges.
REYNA, Circuit Judge.
Lewis Brown served in the U.S. Army in the 1950s and
60s. In 2011, he filed a supplemental claim with the De-
partment of Veterans Affairs for disability benefits for a
back condition stemming from his time in the Army. In
2019, the Board of Veterans’ Appeals granted Mr. Brown a
September 13, 2011 effective date for a service-connection
award for left and right lower extremity radiculopathy and
for a rating of “total disability based on individual unem-
ployability” or “TDIU” (a benefit for certain eligible disa-
bled veterans who are unable to work due to a service-
connected disability). Mr. Brown appealed from the
Board’s decision to the Court of Appeals for Veterans
Claims, arguing that he is entitled to an effective date that
is earlier than September 13, 2011. The Court of Appeals
for Veterans Claims remanded the matter back to the
Board on grounds that the Board’s analysis lacked suffi-
cient detail and thoroughness. Brown v. McDonough, No.
19-8563, 2021 WL 2169764 (Vet. App. May 28, 2021) (“De-
cision”).
Mr. Brown appeals to this court arguing that the Court
of Appeals for Veterans Claims committed legal error in re-
manding to the Board. He recognizes that we generally
lack jurisdiction to review remand orders because they are
non-final. But he argues that his appeal falls within an
exception to that general rule. We disagree and dismiss
Mr. Brown’s appeal for lack of jurisdiction.
BACKGROUND
Mr. Brown served in the Army from June 1953 to May
1955 and from September 1961 to August 1962. Decision,
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BROWN v. MCDONOUGH 3
at *1. In 1977, he filed a claim in the VA for disability com-
pensation for a back condition. J.A. 107–110. The VA re-
gional office (“RO”) denied the claim, noting that his service
medical records were unavailable. J.A. 106. He did not
appeal that decision.
In September 2011, he filed a supplemental claim for
benefits. J.A. 105. In a 2013 rating decision, the RO noted
that the VA had received Mr. Brown’s service medical rec-
ords, which reflected that he had been treated for back pain
in 1962. J.A. 104. But the RO continued to deny disability
benefits because the RO found that Mr. Brown’s back con-
dition was not service connected. Id.Mr. Brown filed a Notice of Disagreement. J.A. 94–99.
He requested that the VA apply 38 C.F.R. § 3.156(c), which
he argued requires the VA to reopen a claim when new ser-
vice records are associated with the claim, and to make any
award based on the new records effective as of the date that
the original claim was denied. J.A. 98. Mr. Brown sought
disability benefits for a service-connected back condition;
TDIU; and a May 1977 effective date for both. Id. In a
February 2016 rating decision, the RO granted Mr. Brown
a 40% disability rating—effective May 2, 1977—for degen-
erative disc disease of the lumbar spine with bilateral
radiculopathy. J.A. 86. In a separate order, it denied com-
pensable TDIU. J.A. 83–84. In 2019, the Board granted
an effective date of September 13, 2011 (but no earlier) for
an award of service connection for left and right lower ex-
tremity radiculopathy and for entitlement to TDIU. J.A.
27–34.
Mr. Brown appealed to the Court of Appeals for Veter-
ans Claims (“CAVC”). J.A. 10. He asserted that May 1977
was the correct effective date for his radiculopathy ratings
and TDIU claim because the RO in 2016 reconsidered his
May 1977 claim for a back condition under § 3.156(c) and
the Board favorably found that his radiculopathy ratings
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4 BROWN v. MCDONOUGH
and TDIU arose from the same claim for a low back disa-
bility. Decision, at *2.
The CAVC vacated the Board’s decision that denied an
effective date earlier than September 13, 2011, and re-
manded for further proceedings. Id. at *1–5. The CAVC
explained that “the Board favorably determined that the
RO awarded benefits for bilateral radiculopathy and TDIU
as part of [Mr. Brown’s] September 13, 2011[] claim for a
low back disability.” Id. at *4. But in denying an effective
date earlier than the date of the claim, “the Board did not
address § 3.156(c) or the import of the RO’s February 2016
rating decision, which reconsidered [Mr. Brown’s] May
1977 claim for a low back condition and awarded service
connection based on the date of receipt of the original claim
pursuant to § 3.156(c)(3).” Id.
The CAVC explained that its review was “frustrated”
by the Board’s failure to make any factual findings concern-
ing the scope of Mr. Brown’s 1977 claim and whether it in-
cluded the issues of entitlement to separate ratings for
radiculopathy and TDIU. Id. at *5. The CAVC remanded
the case to the Board explaining that “where the Board . . .
failed to provide an adequate statement of reasons or bases
for its determinations, . . . a remand is the appropriate rem-
edy.” Id. (quoting Tucker v. West, 11 Vet. App. 369, 374
(1998)). It also “remind[ed] the Board that ‘[a] remand is
meant to entail a critical examination of the justification
for the decision.’” Id. (citation omitted).
Mr. Brown appeals the remand order, asking us to find
that the CAVC erred by ordering the Board to review bind-
ing factual findings on remand. We dismiss this appeal for
lack of jurisdiction.
DISCUSSION
We review appeals of CAVC decisions under 38 U.S.C.
§ 7292. Joyce v. Nicholson, 443 F.3d 845, 849 (Fed. Cir.
2006). Although § 7292 does not explicitly impose a final
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BROWN v. MCDONOUGH 5
judgment requirement, we “typically will not review re-
mand orders by the [CAVC] ‘because they are not final
judgments.’” Williams v. Principi, 275 F.3d 1361, 1364
(Fed. Cir. 2002) (citations omitted). In fact, we will only
review a remand order if three conditions are met:
(1) there must have been a clear and final decision
of a legal issue that (a) is separate from the remand
proceedings, (b) will directly govern the remand
proceedings or, (c) if reversed by this court, would
render the remand proceedings unnecessary; (2)
the resolution of the legal issues must adversely af-
fect the party seeking review; and (3) there must be
a substantial risk that the decision would not sur-
vive a remand, i.e., that the remand proceeding
may moot the issue.
Id. (footnotes omitted). This so-called Williams exception
is “narrow.” Ebel v. Shinseki, 673 F.3d 1337, 1340 (Fed.
Cir. 2012). And it applies only in “rare cases.” Conway v.
Principi, 353 F.3d 1369, 1374 (Fed. Cir. 2004).
Mr. Brown fails to establish that this is one of those
rare cases. Indeed, the remand order fails to meet at least
the first and third Williams conditions.
As for the first condition, Mr. Brown has not estab-
lished that the remand order provides “a clear and final de-
cision of a legal issue.” Williams, 275 F.3d at 1364. Mr.
Brown argues that the CAVC determined that the Board
favorably found that the RO awarded benefits for bilateral
radiculopathy and TDIU as part of Mr. Brown’s September
13, 2011 claim for a low back disability. Appellant’s Br. 10.
By doing so, he asserts, the CAVC “determined that the
Board ‘favorably determined’ that the scope of the 1977
claim, decided by the [RO] in 2016 and reviewed by the
Board on appeal, included a request for benefits for TDIU
and radiculopathy.” Id. at 15. But the CAVC, he argues,
then ordered the Board on remand (1) to re-determine the
scope of the 1977 claim, and (2) to review a favorable
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6 BROWN v. MCDONOUGH
finding of fact to which the Board is already bound. Id. at
11. He asserts that “when the [CAVC] ordered the Board
to determine the scope of the 1977 claim [on remand], it
ignored the application of [38 U.S.C.] § 5104A and the law
of the case doctrine.” 1 Reply Br. 15; see also id. at 11 (as-
serting that CAVC remanded to the Board “to determine
the scope of the 1977 claim anew,” which “runs afoul of . . .
§ 5104A and the law of the case doctrine”).
Mr. Brown fails to persuade us that the remand is a
clear and final decision on a legal issue. Mr. Brown is es-
sentially arguing that the CAVC implicitly “ignored”—or
implicitly “ordered” the Board to ignore—§ 5104A and the
“law of the case” doctrine. But even if those actions
amounted to a “decision on a legal issue” under Williams,
we cannot say that they amounted to a “clear” decision. See
Goffney v. McDonough, No. 22-1130, 2023 WL 355107, at
*2 (Fed. Cir. Jan. 23, 2023) (CAVC’s alleged “implicit” de-
cision interpreting a regulation that the CAVC never cited
or discussed was not a “clear” decision for purposes of the
first Williams condition).
The CAVC simply concluded that the Board had not
sufficiently explained its decision and thus remanded “for
further consideration of the issues by the Board as a pred-
icate to further review of those issues by the [CAVC],” Wil-
liams, 275 F.3d at 1365. As discussed above, remand is
appropriate when the Board “fail[s] to provide an adequate
statement of reasons or bases for its determinations,” De-
cision, at *5 (quoting Tucker, 11 Vet. App. at 374). Because
Mr. Brown fails to show that the remand order was a clear
1 Section 5104A states: “Any finding favorable to the
claimant as described in section 5104(b)(4) of this title shall
be binding on all subsequent adjudicators within the De-
partment, unless clear and convincing evidence is shown to
the contrary to rebut such favorable finding.” 38 U.S.C.
§ 5104A.
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BROWN v. MCDONOUGH 7
and final decision on any legal issue, he has not established
that the order meets the first Williams condition.
As for the third condition, Mr. Brown fails to show that
there is “a substantial risk that the decision would not sur-
vive a remand”—“that the remand proceeding may moot
the issue.” Williams, 275 F.3d at 1364. The question under
this Williams condition is whether Mr. Brown will be una-
ble to raise the issue on appeal if he loses on remand. Don-
nellan v. Shineski, 676 F.3d 1089, 1092 (Fed. Cir. 2012).
Essentially, Mr. Brown’s “claim must be that he has a legal
right not to be subjected to a remand.” Id. Mr. Brown
makes no such claim and, in fact, argued to the CAVC that
the case should be remanded. J.A. 25–26. His counsel also
suggested at oral argument that Mr. Brown will be able to
later raise the issues here on appeal from an adverse final
judgment. See Oral Arg. at 2:35–3:33. We agree. If the
Board rejects Mr. Brown’s claim for an earlier effective
date, Mr. Brown can appeal to the CAVC and continue to
argue a violation of § 5104A and the “law of the case” doc-
trine. And he can then, if need be, press that argument to
this court on appeal from a final judgment. Mr. Brown thus
has not shown that the remand order meets the third Wil-
liams condition.
Because we hold that the remand order does not meet
at least two of the Williams conditions, we dismiss this ap-
peal. 2
2 Given our holding, we need not reach the remain-
ing Williams factor. See Donnellan, 676 F.3d at 1091–93
(dismissing case after finding that the third Williams con-
dition was not met).
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8 BROWN v. MCDONOUGH
CONCLUSION
We have considered Mr. Brown’s other arguments and
find them unpersuasive. For the above reasons, we dismiss
Mr. Brown’s appeal for lack of jurisdiction.
DISMISSED
COSTS
No costs.