DocketNumber: S077524
Citation Numbers: 63 Cal. 4th 214, 371 P.3d 161, 202 Cal. Rptr. 3d 638, 2016 WL 3017134, 2016 Cal. LEXIS 3593
Judges: Corrigan, Cantil-Sakauye, Werdegar, Chin, Liu, Cuéllar, Kruger
Filed Date: 5/26/2016
Status: Precedential
Modified Date: 10/19/2024
Opinion
A jury convicted defendant Magdaleno Salazar of the first degree murder of Enrique Guevara, with personal use of a firearm.
I. FACTS
A. Guilt Phase
1. Prosecution
Around 2:30 a.m. on July 25, 1993, Kathy Mendez and her friend Cynthia Bonilla were at a Jack in the Box restaurant. They met defendant, whom Mendez knew as “Toy,” and Enrique Echeverría, whom she knew as “Rascal.” Mendez, defendant, and Echeverría were all members of the Harpys gang, based in southwest Los Angeles. Defendant drove the four of them to another restaurant, the Yoshinoya Beef Bowl, at the corner of Figueroa and 30th Streets. The Beef Bowl was on the fringe of Harpys territory, and was sometimes frequented by members of other gangs.
Mendez, defendant, and Echeverría were the only Harpys gang members present in the Beef Bowl. Defendant was wearing a white shirt and Echeverría a black one. Mendez heard the men say they needed to “take care of the
Two other customers testified that they were approached in the Beef Bowl that night and “hit up” by gang members asking where they were from, a way of seeking their gang identification. Arnold Lemus said he was eating with two friends when “some guys came over and they hit us up.” The man doing the talking was wearing a white shirt. Lemus told him that he and his friends were a “party crew,” meaning a group that hung out together and went to parties. The man in the white shirt “thrjew] out” the name “Harpys,” to which Lemus responded “it was cool, because I didn’t have nothing against nobody like that.” Juan Salazar, one of Lemus’s companions, had difficulty remembering on the witness stand. In a statement to police at the time of the events, he had said that one of the people who approached them was wearing a white shirt and looked like a gang member. At trial, he recalled only that one of the men “hit [Lemus] up,” asking “where we from,” meaning “what neighborhood are you from, what gang.”
While Mendez waited in a line of customers, defendant and Echeverría left the restaurant and stood just outside. As the door opened, Mendez heard defendant tell Echeverría to get the “cuete,” a slang term for a gun. Echeverría retrieved something from the car and put it in his waistband. Mendez then saw a man walk past the Beef Bowl. He was shirtless, had a cast on his leg, and to Mendez he looked like a gang member. Defendant and Echeverría confronted this man in front of the Beef Bowl and began wrestling with him. The front of the restaurant was glass from floor to ceiling. Mendez heard gunshots, and saw defendant shooting in the direction of the cafe next door, the Au Rendezvous. She threw herself to the floor. There were “a lot of shots,” maybe eight or nine.
When the shooting stopped, Mendez went outside. Defendant was half-carrying Echeverría toward the car. Drops of blood marked their path. Defendant was holding what looked like a nine-millimeter pistol. He helped Echeverría into the car and drove away. Mendez went into the Au Rendezvous, where the man with the cast on his leg was lying face down. There was a lot of blood.
Emilio Antelo was the Beef Bowl security guard. He was standing outside, between the Beef Bowl and the Au Rendezvous, when a car pulled up and parked. A teenaged passenger got out and entered the Beef Bowl. As the driver approached, Antelo prepared to stop him because Beef Bowl policy required customers to wear shirts. Antelo then heard a “metallic sound,” turned, and saw a man cocking a pistol. The gunman walked past Antelo and
A third eyewitness, Patrick Turner, was walking past the Beef Bowl on his way to the Au Rendezvous. Turner had great difficulty recalling the events; most of his testimony was reconstructed from his statement to police at the scene. He saw a small car drive up and park. The passenger went into the Beef Bowl, but the driver was confronted by two men, one wearing a white shirt and the other a black one. They asked him, “don’t I know you from somewhere?” The three began “arguing and scuffling.” They wrestled with each other, moving into the Au Rendezvous. The man in the black shirt stood in the doorway shooting. He and the man in white, who was limping, then went to a car and drove off. The black-shirted man was in the driver’s seat.
The victim was Enrique Guevara. His cousin, Giovanni Guevara, was with him on the night of the shooting but had succumbed to a fatal disease by the time of trial. The parties stipulated that Giovanni would have testified as follows: When he and his cousin went to the Beef Bowl, Enrique was not wearing a shirt and had a cast on his leg. Enrique parked the car in front of the Au Rendezvous. As Giovanni entered the Beef Bowl, he saw “two gangster-looking guys.” Moments later he heard gunshots, but did not see who was shooting. He was told his cousin had been shot to death.
Sabino Nungaray, a Harpys gang member, testified that around 3:00 on the morning in question, defendant knocked on his door and told him that Echeverría had been shot. Nungaray went with them to a hospital. As he helped Echeverría into the building, defendant drove away.
Fifteen bullet casings were recovered, both inside and outside the Au Rendezvous. Twelve were nine-millimeter, fired from the same gun, and three were .25 caliber, fired from another weapon. Guevara had been shot nine times, in the chest, the back, the tops of both shoulders, the back of the head, the neck, the back of the upper arm, the forearm, and the hand. There was no soot or stippling around the wounds, indicating that they were inflicted from a distance of greater than two feet. Three of the bullet fragments recovered from Guevara’s body were from a nine-millimeter weapon. Six others could not be assigned a caliber.
Echeverría testified for the defense. He told the jury that he had shot and killed Guevara, had been convicted of the killing, and was currently in prison. He said he and defendant were standing outside the Beef Bowl when a car drove by. The occupants were “staring us down” and “looked like gang-bangers.” Echeverría went to his car, retrieved a nine-millimeter automatic, cocked it, and placed it in his waistband. The other car parked, and the passenger went into the Beef Bowl. Defendant followed him inside. The driver emerged, shirtless, and appeared to be “under the influence.” He produced a .25-caliber automatic and said something to Echeverría including the word “Trece,” which Echeverría took as a gang reference. Then the man began shooting.
Echeverría said he was shot three times. As he reached for his gun, his assailant came closer and shot him three more times. Echeverría grappled with the man and fired all 14 rounds in his clip as the two wrestled. Echeverría fell on top of his attacker in the Au Rendezvous. Defendant appeared and helped him to the car. Echeverría had dropped his gun, which defendant retrieved. Defendant drove to Nungaray’s house, then to the hospital.
A defense investigator testified that during an interview in the prosecutor’s office shortly before trial, Kathy Mendez had said she did not actually see anyone firing a gun. Someone else had told her who was shooting. On cross-examination, the investigator acknowledged that Mendez said this before she was able to review her earlier statements. Mendez then acknowledged that her memory of the events had been better when she gave those statements.
The parties stipulated that Guevara had gunshot residue particles on his hands. Defendant admitted the special circumstance allegation that he had a prior conviction of first degree murder.
B. Penalty Phase
1. Prosecution
The deputy district attorney who prosecuted defendant for the prior murder testified about the circumstances of that crime. Defendant and two fellow Harpys were visiting friends when they saw a neighbor leave the apartment building. Believing he might be a drug dealer who had money, they decided to rob him when he returned. The victim was shot and killed in the hallway. The theory of the prosecution was that defendant was an aider and abettor, not the shooter.
2. Defense
Defendant’s mother and sister, and a longtime friend, testified on his behalf. His family spoke about his affectionate nature, and their attempts to keep him from associating with gang members. Defendant’s friend said he had counseled her to stay away from gangs, and helped change her life.
II. DISCUSSION
A. Pretrial Issues
1. Use of Juvenile Murder Conviction as a Special Circumstance
Defendant was 17 years old when he committed the prior murder, but was tried and convicted as an adult. He contends the Eighth Amendment barred the prosecution from alleging that conviction as a special circumstance, because he was a juvenile at the time of the crime. Defendant concedes in his opening brief that prior violent conduct by a juvenile, including murder, is properly considered at the penalty phase as an aggravating circumstance. (People v. Bivert (2011) 52 Cal.4th 96, 122-123 [127 Cal.Rptr.3d 261, 254 P.3d 300] (Bivert), and cases therein cited.)
Defendant asks us to apply the Eighth Amendment’s ban on imposing the death penalty for crimes committed by juveniles, established in Roper v. Simmons (2005) 543 U.S. 551 [161 L.Ed.2d 1, 125 S.Ct. 1183], to preclude the state from seeking the death penalty “solely on the basis of a crime [he] committed while still a minor.”
Furthermore, defendant offers no persuasive reason why it should be constitutional for a jury to consider a murder committed as a juvenile for the purpose of its penalty determination, but unconstitutional for the state to include convictions for such murders in the prior-murder-conviction special circumstance. It is true that special circumstances and aggravating factors serve different functions in our capital scheme, but in neither instance is the defendant being punished for juvenile misconduct. In both instances, the past conduct only serves as a guiding consideration: a prelintinary one, as a special circumstance determining death eligibility for a murder committed as an adult, and an ultimate one, as an aggravating factor to be weighed in the final determination of the appropriate penalty for that murder. In People v. Pride (1992) 3 Cal.4th 195 [10 Cal.Rptr.2d 636, 833 P.2d 643], we noted that basing an aggravating factor on a conviction for a felony committed as a juvenile did not amount to added punishment for the prior crime. Rather, the jury was properly allowed to weigh the fact that the defendant committed the capital crime undeterred by his prior conviction. {Id. at p. 257.)
It does not violate the Eighth Amendment for the Legislature to conclude, as a matter of policy, that an adult who murdered as a juvenile, failed to learn from that experience, and killed yet again, is a person “within the narrowed class of murderers for whom death would be an appropriate penalty.” (People v. Bacigalupo, supra, 6 Cal.4th at p. 468.) The punishment is not imposed for the juvenile offense, but for the crime committed as an adult, considered in light of the defendant’s criminal history.
Defendant also contends that the use of juvenile murder convictions as special circumstances violates the Eighth Amendment and the constitutional guarantees of due process and equal protection because California’s juvenile transfer policies permit prosecutors and juvenile courts to exercise arbitrary discretion over which homicides result in murder convictions instead of juvenile court adjudications. At the time of defendant’s prior conviction, he was presumptively unfit for treatment under the juvenile court law, due to the serious nature of the charged crime. (See Manduley, supra, 27 Cal.4th at pp. 548-549.) In Manduley, reviewing subsequent changes in the governing statutes that broadened the circumstances in which minors over the age of 14 can be prosecuted as adults, and increased the discretion of prosecutors to file such proceedings, we held that the expanded procedures violated neither due process nor equal protection principles. (Id. at pp. 562-573.) Our reasoning applies with even greater force to the policies in place when defendant was prosecuted as a juvenile.
Defendant seeks to distinguish Manduley on the basis that it says nothing about the constitutionality of juvenile transfer procedures in the context of rendering a defendant eligible for the death penalty. He claims that because a juvenile’s culpability, maturity, and capacity for treatment and consideration as an adult are not individually considered in the transfer process, a resulting conviction may not constitutionally serve as a special circumstance. We are not persuaded. The prior-murder special circumstance does not turn on the procedures underlying the prior conviction, but on the gravity of the conduct that is the necessary predicate of that conviction.
In People v. Trevino (2001) 26 Cal.4th 237 [109 Cal.Rptr.2d 567, 27 P.3d 283], we held that a prior murder committed in Texas when the defendant was 15 years old was a proper basis for a special circumstance finding, even though the defendant could not have been prosecuted as an adult in California at the time of that murder. We noted that under section 190.2, subdivision
Thus, the procedures for trying juveniles as adults have no bearing on whether a prior murder conviction qualifies as a special circumstance, so long as there is no constitutional infirmity in the procedures themselves. (See Manduley, supra, 27 Cal.4th at p. 573 [rejecting claim that prosecutorial discretion in charging juveniles as adults violates equal protection clause].) The high court’s Eighth Amendment jurisprudence on punishment for crimes committed by juveniles does not speak to the question of special circumstances for crimes they commit later as adults. When a murder committed by a juvenile results in an adult criminal conviction, there is no legal proscription against the use of that conviction as a special circumstance if the defendant murders a second victim after reaching the age of majority.
2. Adequacy of Voir Dire
a. Background
At an early stage of the pretrial proceedings, the court brought up the subject of voir dire. Defense counsel said he had a questionnaire, “unless you have your own you like to use.” The court replied that in the absence of pretrial publicity, it did not find questionnaires especially helpful. It had “done it both ways,” but told counsel it was inclined to do the questioning itself. The court invited counsel to watch it conduct such an oral voir dire in an upcoming case, adding that they could review the transcript if they were unable to attend. At a subsequent hearing, the court reaffirmed that it would handle the voir dire. Defense counsel stated, “that is fine,” and noted that he had sent the court a questionnaire that it “might want to take a look at.” Counsel said, “I am not strongly advocating a questionnaire, but ... it might be helpful.” The case was continued for further pretrial discussions.
Several weeks later, the court proposed bifurcating the special circumstance question from the rest of the guilt phase. If defendant were to be
Defense counsel objected to questioning prospective jurors in the presence of the other panelists. The court observed that “the law has been changed, as you know,” and said, “if I feel it’s not going well, then we’ll reconsider. But I’m comfortable we can do it that way.” Counsel maintained his objection, and brought up the questionnaire he had submitted. The court said it would review the questionnaire “for any particular questions,” but was not inclined to ask the jurors to complete it. Counsel lodged an objection.
Jury selection began on January 25, 1999. The court excused some panelists for hardship, personal knowledge of witnesses, or close ties to law enforcement. It gave the remaining candidates a clear, detailed, and conversational explanation of the voir dire process and the procedures followed in capital cases. It emphasized the importance of finding jurors who could be impartial and objective. It urged the panelists to give true and complete answers, telling them that if they wanted to discuss an answer privately they could do so at side bar. The court said the most important thing was for them to “tell us what you think,” not “what you think we want to hear. There are no right answers to the questions that I am going to be asking you this morning.” It added that it was “important that we learn what’s on your mind,” and advised the panelists not to be affected by the answers of others.
The court then explained the presumption of innocence, the prosecutor’s burden, the defendant’s right not to testify, and the jurors’ obligation to avoid prejudgment. Periodically, the court stopped to ask if anyone had a problem with the concepts it was discussing. It next described the phases of a capital trial, telling the panel that if defendant was found guilty of murder, it would next consider the special circumstance allegation. Only if the jury found it true would there be a penalty trial. If defendant was found not guilty, or the special circumstance not true, “we go home.” The court noted, “now, some of you might be saying, my goodness, judge, why are you even talking about this when the defendant is presumed to be innocent? Well, I talk about it because this is the only chance we have to talk to you about it. We don’t want to surprise you. And it is important for us to get your views and feelings about the death penalty.”
The court advised the panel that the cost of incarceration was an irrelevant consideration, that the jury must accept the death penalty as more severe than life in prison, and that penalty considerations could not be allowed to affect the guilt determination. It then explained why the candidates’ feelings about the death penalty were important. “Jurors who would automatically vote for death are not allowed to sit in this kind of case, just as those who would automatically vote for life are not permitted to sit,” because “that kind of juror is incapable of weighing the mitigating evidence against the aggravating evidence.” “What we need are jurors who can consider all the evidence and make a decision based on the evidence.” The court added that it would be giving the panelists some time to think over what it was telling them.
In the court’s experience, people “break down into four categories.” Those in category one do not believe in the death penalty and could never vote to sentence someone to death. Persons in category two are strong proponents of the death penalty and would always vote for death if someone took a life. Those in category three believe in the death penalty, but could not bring themselves to vote for it in a particular case, even if they agreed that the aggravating evidence substantially outweighed the mitigating evidence. The court described in detail its past experience with jurors who, during the proceedings, discovered that the burden of sitting in judgment on the life of another was simply too much for them.
The court told the panel that unlike at the guilt phase, where the prosecution would bear the burden of proof, there would be no burden of proof at the penalty phase. “It is up to the jurors to weigh all the evidence, to consider the arguments and to make a decision.” The court emphasized that it did not mean to tell the candidates how to decide the case, but needed to ascertain their feelings about the death penalty. It then took a recess, asking them to ponder their views in light of the court’s explanations.
After the recess, the court questioned the prospective jurors individually. It began by asking their reactions upon learning this was a capital case, giving them an open-ended opportunity to describe their thoughts, before asking which category they placed themselves in. When this pattern had been established, the court no longer directly asked for general reactions but simply called on the panelists and let them speak. If any panelist expressed any misunderstanding of the process, the court used the occasion to clarify the point for them and the panel as a whole. When the candidates identified the category to which they belonged, the court restated the views that characterized that category. It also periodically reaffirmed the serious nature of the process, and encouraged candid and independent answers.
After 27 jurors had been questioned, defense counsel objected to the way the court was conducting voir dire.
After completing the questioning of the first panel, the court called counsel to the bench and said it intended to excuse all those who had placed themselves in categories one and three.
The court excused the 21 panelists who declared they were either opposed to the death penalty in all cases or unable to vote for death despite having no categorical objection to capital punishment. It then questioned the remaining candidates on matters unrelated to the penalty determination. When the voir dire was finished, it invited counsel to submit follow-up questions. Neither did, except for the prosecutor asking the court to ascertain whether one candidate who had previous experience on a capital case had participated in a penalty phase. There were no challenges for cause. The court moved then to peremptory challenges.
The next day, the court followed substantially the same procedure with a second panel of prospective jurors, providing a detailed introductory discussion and then questioning each panelist individually.
At the end of the second panel’s general voir dire, the court again asked counsel if they had follow-up questions. Defense counsel obtained clarification on the nature of a criminal case in which one candidate had served as a
b. Analysis
Defendant raises a series of challenges to the conduct of voir dire. He claims (1) questioning prospective jurors as a group about their views on the death penalty is an unconstitutional practice in general;
Code of Civil Procedure section 223, adopted by initiative measure in 1990, requires the court to conduct voir dire in criminal cases. At the time of trial, former section 223 stated in pertinent part: “In a criminal case, the court shall conduct the examination of prospective jurors. However, the court may permit the parties, upon a showing of good cause, to supplement the examination by such further inquiry as it deems proper, or shall itself submit to the prospective jurors upon such a showing, such additional questions by the parties as it deems proper. Voir dire of any prospective jurors shall, where practicable, occur in the presence of the other jurors in all criminal cases, including death penalty cases.” (Added by Prop. 115, as approved by voters, Primary Elec. (June 5, 1990).)
Nor does defendant show that the court abused its discretion in denying his request for individual questioning in this case. Defense counsel made a blanket objection to the conduct of group voir dire, without any specific claim that it would be “impracticable” under the particular circumstances. (Code Civ. Proc., § 223.) The court stated its willingness to reconsider its decision if “it’s not going well.” Counsel interposed no further objection to questioning the candidates in groups.
Next, defendant contends the method of voir dire employed by the court was insufficient to reliably determine whether the panelists’ views would disqualify them from serving as jurors at a penalty trial. “Recent decisions of this court have emphasized the importance of meaningful death-qualifying voir dire. We have reminded trial courts of their duty to know and follow proper procedure, and to devote sufficient time and effort to
Defendant claims that in cases where we have rejected claims of hasty or perfunctory voir dire, the courts used written questionnaires as a supplement. (People v. Stitely, supra, 35 Cal.4th at pp. 538-540; People v. Navarette (2003) 30 Cal.4th 458, 486-488 [133 Cal.Rptr.2d 89, 66 P.3d 1182].) However, in People v. Hernandez (2003) 30 Cal.4th 835, 855-856 [134 Cal.Rptr.2d 602, 69 P.3d 446], we rejected such a claim without mentioning a questionnaire. And in Capistrano, supra, 59 Cal.4th at pages 854-856, we found no error in the court’s assertedly perfunctory dismissal of a number of prospective jurors based on oral questions about their death penalty views, before a questionnaire was passed out. We have never held that a questionnaire is required for purposes of voir dire. (People v. Carpenter (1997) 15 Cal.4th 312, 353 [63 Cal.Rptr.2d 1, 935 P.2d 708]; see People v. Fuiava (2012) 53 Cal.4th 622, 652 [137 Cal.Rptr.3d 147, 269 P.3d 568] (Fuiava).) There is no magic formula for qualifying prospective jurors in a capital case. Questionnaires may be problematic if couched in legalistic terms that are rigid or confusing. What is important is a process that allows the court and counsel to ascertain the panelists’ honest views about the death penalty and their ability to perform a juror’s duty.
The court’s approach in this case was personal and conversational, both with the panels as a whole and during individual questioning. It provided the panels with a comprehensive description of the trial process in a capital case, followed by specific inquiries about each candidate’s views on the question of penalty. This process was within the limits of the broad discretion our trial courts exercise over methods of voir dire. The introductory explanation of the juror’s role in a capital case was informal, clear, and detailed. The court took care to ensure that the concepts being conveyed were understood, and to impress on the panelists that it was not seeking to influence their answers or ultimate votes, should they be seated on the jury. It
Once individual questioning began, many prospective jurors were asked an initial open-ended question about how they felt when they learned this was a capital case. The court carefully ascertained each candidate’s self-assessment. No panelist expressed confusion or professed inability to self-classify. Nor, contrary to defense counsel’s claim when he lodged his objection to the process, were the panelists simply asked to assign themselves a number. If a candidate referred to a number without describing the category, the court followed up with a clarifying question to ensure that the classification properly reflected the candidate’s views. And because the questioning took place in a group setting, everyone heard the description of the classifications many times.
Defendant’s complaints about the court’s failure to “rehabilitate” prospective jurors who said they would be unable to impose the death penalty are misplaced. Counsel are entitled to ascertain a prospective juror’s true views on the death penalty. Once those views have been made clear, the court is not obliged to question them further. Nor do counsel have the right to try to influence or characterize those views to gain a strategic advantage in the selection process. “If a prospective juror states unequivocally that he or she would be unable to impose the death penalty regardless of the evidence, the prospective juror is, by definition, someone whose views ‘would “prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.” ’ (Witt, supra, 469 U.S. at p. 424.) Further inquiry concerning the juror’s ability to follow the law is not required.” (Capistrano, supra, 59 Cal.4th at p. 859.)
Defendant faults the court for not asking a number of the questions proposed in the questionnaire submitted by defense counsel. But merely proffering a questionnaire is no substitute for making specific objections to the court’s failure to ask certain questions. We have held that “a defendant may not challenge on appeal alleged shortcomings in the trial court’s voir dire of the prospective jurors when the defendant, having had the opportunity to alert the trial court to the supposed problem, failed to do so. It is not sufficient ... for a defendant merely to suggest that particular questions be asked, and then silently stand by when the trial court suggests and subsequently takes a different course—a trial court reasonably could view such silence as constituting assent to the court’s approach.” (Fuiava, supra, 53 Cal.4th at p. 653; accord, Contreras, supra, 58 Cal.4th at p. 144.)
Here, while defense counsel objected to the speed of the court’s questioning and its failure to “rehabilitate” prospective jurors who placed themselves
We emphasize that the prospective jurors were properly informed of the extent of their discretion. Importantly, the trial court correctly and repeatedly instructed them that they were not required to vote for death. (See People v. Brown (1985) 40 Cal.3d 512, 538-544 [230 Cal.Rptr. 834, 726 P.2d 516].) In one representative instance, it told the panelists, “nobody is telling you you have to vote for death, okay. The law says that there is a presumption in favor of life, actually. . . . And [it] only allow[s] the jury to vote for death if the aggravating evidence so substantially outweighs the mitigating evidence that the jury believes that death is appropriate . . . .” The court reminded them that “[i]t is only if you have substantial disparity in favor of the aggravating [factors] that death can even be considered.” The court’s accurate descriptions of the extent of juror discretion informed the candidates’ self-categorization. In particular, the court’s explanations made it unlikely that panelists would have placed themselves in category three merely because they were reluctant to vote for death, or apprehensive that the law would require them to vote for death even if they thought it inappropriate in the particular case.
Even if it were preserved, there is no merit in defendant’s claim that the court failed to inquire whether the prospective jurors would always favor the death sentence over life without parole whenever the two alternatives are available. The court thoroughly explained to the panels that these would be the alternatives before the jury in a penalty phase. Its inquiry as to whether the candidates would always favor the death penalty was premised on that consideration. Similarly, while defendant faults the court for not questioning the jurors about their ability to fairly evaluate the evidence at the guilt phase, the court’s introductory comments emphasized that the guilt and penalty
Defendant’s objections to the way the court framed its four categories likewise fail, in light of the court’s comprehensive review of what would be required of jurors during penalty deliberations. In that context, the categories were sufficient for the purpose of death-qualification voir dire.
“[W]e apply a ‘rule of deference’ [citation] based on the trial court’s ability to assess the demeanor and credibility of the prospective [juror].” (Capistrano, supra, 59 Cal.4th at p. 859.) “ ‘[A] trial judge who observes and speaks with a prospective juror and hears that person’s responses (noting, among other things, the person’s tone of voice, apparent level of confidence, and demeanor), gleans valuable information that simply does not appear on the record. [Citation.] As the high court observed in Witt, supra, 469 U.S. 412, 428, “the question whether a venireman is biased has traditionally been determined through voir dire culminating in a finding by the trial judge concerning the venireman’s state of mind . . . based upon determinations of demeanor and credibility that are peculiarly within a trial judge’s province.” ’ ” (Capistrano, at pp. 855-856.)
Accordingly, we reject defendant’s challenges to the court’s method of conducting the death-qualification voir dire in this case. A closer question arises from the court’s failure to apply its method consistently with the second voir dire panel. It appears the court questioned these 28 panelists as they sat in the spectator section of the courtroom. In so doing it overlooked
The court and both attorneys must bear a share of blame for failing to ensure that all panelists were questioned. However, the primary responsibility for protecting defendant’s interests lay with defense counsel. There is no excuse for his failure to alert the court that some candidates had been passed over. Contrary to defendant’s suggestion that the speed of the process was such that it was “virtually impossible” for counsel to keep track, it was a simple matter to record the prospective jurors’ identities and the category to which they assigned themselves. When the questioning of the second panel was completed, the court conferred with counsel about which candidates were in categories one and three, and neither attorney expressed any discomfort with his ability to monitor the classifications as they had occurred.
Juror No. 10 was questioned during the voir dire covering general subjects. She did not mention that she had been overlooked during the previous round, but at that point it should have been clear to all that her views on the death penalty had not been ascertained. Defense counsel was offered a chance to pose follow-up questions at the end of the general voir dire, but did not explore the matter. He had a peremptory challenge available when he agreed to accept Juror No. 10, the last panelist to be seated. We cannot overlook the possibility that counsel was aware of the court’s omission, and refrained from pointing it out for tactical purposes. Based on Juror No. 10’s answers, the defense may have decided she was inclined in its favor, or at least not negatively disposed. A high school graduate, she and her husband both worked as mail handlers for the post office. She had a brother serving a long prison sentence for a purse snatching, with a prior conviction for “hijacking.” She had served on both civil and criminal juries. She belonged to no organizations and had never been in the military. Though she did not own a gun, she had “no problem” with gun ownership.
The consideration that counsel may have chosen to take a chance with this panelist and create a claim of penalty phase error goes to the heart of the forfeiture rule. “[A]s a general rule, ‘the failure to object to errors committed at trial relieves the reviewing court of the obligation to consider those errors on appeal.’ [Citations.] This applies to claims based on statutory violations, as well as claims based on violations of fundamental constitutional rights. [Citations.] [¶] The reasons for the rule are these: ‘ “In the hurry of the trial
Ordinarily we proceed to consider the merits of forfeited claims of insufficient voir dire, as we did in People v. Taylor, supra, 48 Cal.4th at page 608. However, counsel’s inaction leaves us with no basis for doing that here. Juror No. 10 may have been biased against the death penalty, or perfectly neutral. This record affords no grounds for us to conclude that the trial was “ ‘fundamentally unfair.’ ” (Contreras, supra, 58 Cal.4th at p. 143.) To establish that the erroneous inclusion of a juror violated the right to a fair and impartial penalty phase jury, a defendant must show that an incompetent juror actually sat on the jury that imposed the death sentence. (People v. Blair (2005) 36 Cal.4th 686, 742 [31 Cal.Rptr.3d 485, 115 P.3d 1145]; see People v. Black (2014) 58 Cal.4th 912, 919-920 [169 Cal.Rptr.3d 363, 320 P.3d 800].) Here, defendant failed to make a record that would permit us to evaluate his claim.
Defendant’s final challenge to the voir dire process concerns the questioning on general topics. He claims the court failed to adequately explore the candidates’ views about gang members, asking one prospective juror only, ‘“do you know anybody in a gang?” However, defense counsel made no objection. Furthermore, shortly after this question the court explained to the panel how gang evidence might properly be used at trial. It cautioned: ‘“But I want to make sure I don’t have a bunch of jurors that are going to say, well, gee, the fellow’s a gang member, therefore, he’s guilty. You’ve got to keep an open mind. Wait to hear what the evidence is.” This claim of error is meritless as well as forfeited. (Fuiava, supra, 53 Cal.4th at pp. 653-655.)
3. Constitutionality of Death-qualification Process
‘“Citing the Fifth, Sixth, Eighth and Fourteenth Amendments to the federal Constitution and article I of the California Constitution, defendant contends that the death qualification of juries in California is unconstitutional. The claim is forfeited by defendant’s failure to raise it below. (People v. Howard (2010) 51 Cal.4th 15, 26 [118 Cal.Rptr.3d 678, 243 P.3d 972] (Howard).) It is also meritless.
B. Guilt Phase Issues
1. Exclusion of Evidence That Echeverría Was Convicted of Manslaughter
Before his opening statement, defense counsel approached the bench and told the court he and the prosecutor had discussed whether the jury should be informed that Echeverría had been convicted of manslaughter for Guevara’s killing. Counsel said he intended to do that, though he conceded the prosecutor “may be right” that the conviction was irrelevant. The prosecutor objected. The court ruled that “you cannot tell them this guy got manslaughter because it was a different case, different evidence . . . .” The court suggested counsel stipulate that Echeverría was convicted of the killing, without mentioning a specific crime. Counsel so stipulated.
Nevertheless, immediately before calling Echeverría to the witness stand, defense counsel renewed his request to inform the jury that Echeverría had been convicted of voluntary manslaughter. The prosecutor objected again, and
Defendant claims the exclusion of evidence as to the nature of Echeverría’s conviction violated his due process right to present a defense. He relies on cases holding that defendants must be allowed to present evidence that another person may have committed the charged crime. (Chambers v. Mississippi (1973) 410 U.S. 284 [35 L.Ed.2d 297, 93 S.Ct. 1038]; Cudjo v. Ayers (9th Cir. 2012) 698 F.3d 752.) These cases are inapposite; defendant presented Echeverría’s testimony that it was Echeverría who killed Guevara. Defendant argues that the jury was required to speculate about Echeverría’s level of culpability. Not so; the jury heard the evidence and was fully equipped to determine for itself the relative levels of Echeverría’s and defendant’s culpability. It could not know what evidence was presented at Echeverría’s trial, nor what theories were pursued by the prosecution and the defense in that case. The trial court properly ruled that evidence of the specific crime of which Echeverría was convicted was irrelevant and misleading. (Evid. Code, § 352.)
2. Sufficiency of the Evidence
Defendant contends the evidence was insufficient to establish his guilt of first degree murder. The claim fails.
“Our task in deciding a challenge to the sufficiency of the evidence is a well-established one. ‘[W]e review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence that is reasonable, credible, and of solid value— from which a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt. [Citations.] In cases in which the People rely primarily on circumstantial evidence, the standard of review is the same. [Citations.]’ (People v. Thomas (1992) 2 Cal.4th 489, 514 [7 Cal.Rptr.2d 199, 828 P.2d 101].) ‘ “An appellate court must accept logical inferences that the jury might have drawn from the evidence even if the court would have concluded otherwise. [Citation.]” ’ (People v. Halvorsen (2007) 42 Cal.4th 379, 419 [64 Cal.Rptr.3d 721, 165 P.3d 512].)” (People v. Solomon (2010) 49 Cal.4th 792, 811-812 [112 Cal.Rptr.3d 244, 234 P.3d 501].)
Defendant notes that Mendez gave inconsistent statements, both to the police and on the stand, about whether she saw him shooting. But when reminded of her second statement to the police, Mendez testified on direct, cross, and redirect examination that she saw defendant doing the shooting. It was for the jury to determine the credibility of her statements.
Defendant challenges Mendez’s account of the wrestling on the sidewalk, claiming Antelo did not confirm it. Antelo, however, testified that he went inside the Beef Bowl as soon as the second armed man approached Guevara, because he “immediately thought there was going to be a problem.” The third prosecution eyewitness, Patrick Turner, confirmed that the wrestling began on the sidewalk and continued into the Au Rendezvous.
Defendant contends the physical evidence was consistent with Echeverría’s testimony. In fact, the evidence refuted his account and supported the conclusion that it was defendant who shot Guevara and inflicted some of Echeverría’s wounds. As defendant concedes, the casings recovered at the
The prosecution’s theory was that Guevara had managed to wrestle the .25-caliber weapon away from Echeverría and shoot him several times, explaining the soot found on Guevara’s hands. Thereafter, defendant shot at both men from the doorway of the Au Rendezvous. This theory was consistent with the shell casing evidence. It was supported by Mendez’s testimony that defendant had a nine-millimeter weapon and Echeverría had his gun when they confronted Guevara. It was also consistent with Antelo’s testimony that the men who approached Guevara outside the Beef Bowl carried guns while Guevara did not.
Defendant claims the evidence was insufficient to show that the killing was not justified by Echeverría’s lawful self-defense, or defendant’s defense of Echeverría. The jury was instructed that the prosecuhon bore the burden of proving the homicide was not justifiable. It was also instructed that the right of self-defense is only available to a person who initiates an assault if that person (1) tries in good faith to refuse to continue the fight, and (2) clearly informs his opponent both that he wants to stop fighting, and that he has done so. Defendant does not dispute the correctness of this instruction, or its logical application to the defense of another. Here, there was ample evidence from which the jury could have found that defendant and Echeverría initiated the assault and never attempted to stop fighting with Guevara.
Defendant also claims the evidence of malice was insufficient, because the prosecution failed to disprove that he acted in a sudden quarrel, under heat of passion, in unreasonable self-defense, or in mutual combat. Again, however, the evidence strongly supported a finding that defendant acted as a deliberate aggressor in the confrontation. Thus, the jury could have found that the quarrel was not sudden, but intentionally provoked by defendant and Echeverría, and any heat of passion was not the sort that would be aroused in the mind of an ordinarily reasonable person, as the instructions required. The instructions also informed the jury that unreasonable self-defense has no applicahon when a defendant’s wrongful conduct created the circumstances that justified his adversary’s use of force. Defendant does not challenge the propriety of these instructions.
Here, defendant brought a loaded gun with him to the Beef Bowl, demonstrating preparation. (See People v. Lee (2011) 51 Cal.4th 620, 636 [122 Cal.Rptr.3d 117, 248 P.3d 651].) He told Echeverría to get his gun when they saw Guevara in the parking lot, which is substantial evidence of planning. (See People v. Thomas, supra, 2 Cal.4th at p. 517.) Echeverría testified that he armed himself because Guevara looked like a gang member, supplying evidence of motive for provoking a lethal confrontahon. Defendant and Echeverría both cocked their guns as they approached Guevara, strongly suggesting they were contemplating a shooting. (See People v. Rand, supra, 37 Cal.App.4th at pp. 1001-1002.) The fact that Guevara was shot nine times at close range also supports the conclusion that the killing was deliberate. (See Lee, at p. 637; People v. Gonzales and Soliz (2011) 52 Cal.4th 254, 295 [128 Cal.Rptr.3d 417, 256 P.3d 543].)
Even “assuming a reasonable jury could have found the evidence did not support premeditation and deliberation and returned a verdict of second degree murder, [defendant’s conviction] must stand because, as we have stated, ‘[i]f the circumstances reasonably jushfy the jury’s findings, the reviewing court may not reverse the judgment merely because it believes that the circumstances might also support a contrary finding.’ ” (People v. Gonzales and Soliz, supra, 52 Cal.4th at p. 295.)
The jury was given the 1996 revised versions of CALJIC Nos. 8.71 and 8.72. The first of these instructions informed the jury: “If you are convinced beyond a reasonable doubt and you unanimously agree that the crime of murder has been committed by a defendant, but you unanimously agree that you have a reasonable doubt as to whether the murder was of the first or of [the] second degree, you must give the defendant the benefit of that doubt and return a verdict fixing the murder as of the second degree.” The second gave the same guidance regarding the distinction between murder and manslaughter verdicts: “If you are convinced beyond a reasonable doubt and you unanimously agree that the killing was unlawful but you unanimously agree that you have a reasonable doubt whether the crime is murder or manslaughter, you must give the defendant the benefit of that doubt and find it to be manslaughter rather than murder.”
In People v. Moore (2011) 51 Cal.4th 386 [121 Cal.Rptr.3d 280, 247 P.3d 515] (Moore), decided long after defendant’s trial, we advised that “the better practice is not to use the 1996 revised versions of CALJIC Nos. 8.71 and 8.72, as the instructions carry at least some potential for confusing jurors about the role of their individual judgments in deciding between first and second degree murder, and between murder and manslaughter. The references to unanimity in these instructions were presumably added to convey the principle that the jury as a whole may not return a verdict for a lesser included offense unless it first reaches an acquittal on the charged greater offense. [Citation], But inserting this language into CALJIC Nos. 8.71 and 8.72,which address the role of reasonable doubt in choosing between greater and lesser homicide offenses, was unnecessary, as CALJIC No. 8.75 fully explains that the jury must unanimously agree to not guilty verdicts on the greater homicide offenses before the jury as a whole may return verdicts on the lesser.” (Moore, at pp. 411-412.)
We did not hold in Moore that the 1996 revised versions of CALJIC Nos. 8.71 and 8.72 were erroneous. We discussed People v. Gunder (2007) 151 Cal.App.4th 412 [59 Cal.Rptr.3d 817], where the Court of Appeal decided that any confusion arising from these instructions was dispelled by CALJIC No. 17.40, which tells the jurors not to “ ‘decide any question in a particular way because a majority of the jurors, or any of them, favor that decision.’ ” (Moore, supra, 51 Cal.4th at p. 411; see Gunder, at p. 425.)
The jury here was also given CALJIC No. 17.40, which stated in relevant part: “The People and the defendant are entitled to the individual opinion of each juror. Each of you must consider the evidence for the purpose of reaching a verdict, if you can do so. Each of you must decide the case for yourself, but should do so only after discussing the evidence and instructions with the other jurors. Do not hesitate to change an opinion if you are convinced it is wrong. However, do not decide any queshon in a particular way because a majority of the jurors, or any of them, favor that decision.” The jury was additionally instructed with CALJIC No. 8.74: “Before you may return a verdict in this case, you must agree unanimously not only as to whether the defendant is guilty or not guilty, but also if you should find him guilty of an unlawful killing, you must agree unanimously as to whether he was guilty of murder of the first degree, murder of the second degree, or voluntary manslaughter.” The jury was further told, “you may find it productive to consider and reach a tentative conclusion on all charges and lesser crimes before reaching any final verdict. However, the court cannot accept a guilty verdict on a lesser crime unless you have unanimously found the defendant not guilty of the charged crime.” (CALJIC No. 17.10.)
Defendant argues that the 1996 revised versions of CALJIC Nos. 8.71 and 8.72 required unanimous agreement on reasonable doubt as to guilt of the greater offense before an individual juror could give him the benefit of the doubt and find him guilty of the lesser offense. This, he claims, violated his right to due process by reversing the state’s burden of proof and making the greater offenses the “default” verdicts. Defendant’s interpretation of the instructions is a tortured one. If anything, they skewed the deliberations in his favor. They could reasonably be understood to tell the jurors that if they all agreed there was reasonable doubt as to the degree of the crime, because some jurors were not convinced, then defendant was entitled to the benefit of the doubt and a verdict of the lesser offense. No logical reading of the instructions leads to a compelled verdict of first degree murder.
We did not accept defendant’s reading of the instructions in Moore, though it was also proposed by the defendant there. (Moore, supra, 51 Cal.4th at p. 410.) We said only that the instructions created “at least some potential for confusing jurors about the role of their individual judgments in deciding between” the greater and lesser offenses. {Id. at p. 411.) While the language to which defendant objects may be confusing because it is unclear how the phrase “unanimously agree that you have a reasonable doubt” applies to individual jurors’ views, a reasonable juror in this case, considering the
It is a familiar proposition that “ ‘[t]he correctness of jury instructions is to be determined from the entire charge of the court, not from a consideration of parts of an instruction or from a particular instruction.’ [Citation.]” (People v. Hajek and Vo (2014) 58 Cal.4th 1144, 1220 [171 Cal.Rptr.3d 234, 324 P.3d 88]; see Estelle v. McGuire (1991) 502 U.S. 62, 72 [116 L.Ed.2d 385, 112 S.Ct. 475] [alleged ambiguity in instructions must be viewed in light of the instructions as a whole and the entire record].) Defendant’s reading assumes the jury would disregard not only CALJIC Nos. 8.74 and 17.10, but also the explicit directions of CALJIC No. 17.40 emphasizing each juror’s duty to decide the case as an individual. Accordingly, while we have disapproved the unanimity terminology in the 1996 revised versions of CALJIC Nos. 8.71 and 8.72 because of the potential for confusion, the instructions were not erroneous in this case when considered with the rest of the charge to the jury. Defendant’s claim of instructional error lacks merit.
Defendant points out that on the third day of deliberations, the jury sent the court a note reading: “Clarification from The Court: What happens if jury is unanimous for verdict of murder but cannot agree on 1st or 2nd degree?” The court, after consulting with counsel and obtaining their approval, responded in writing as follows: “The jury’s attention is directed to instruction 8.71 on page 57 of the instructions.” Thus, the jury would have read: “If you are convinced beyond a reasonable doubt and you unanimously agree that the crime of murder has been committed by a defendant, but you unanimously agree that you have a reasonable doubt whether the murder was of the first or of the second degree, you must give the defendant the benefit of that doubt and return a verdict fixing the murder as of the second degree.” The following day, the jury returned a verdict of first degree murder.
The Attorney General correctly contends that defense counsel’s agreement to refer the jury to this instruction forfeited defendant’s claim of error on this point. The court noted for the record that “the clerk called counsel and read the proposed response. And counsel agreed that that was an appropriate response.” We have held that counsel’s affirmative agreement with the court’s reply to a note from the jury forfeits a claim of error. (People v. DeBose (2014) 59 Cal.4th 177, 207 [172 Cal.Rptr.3d 606, 326 P.3d 213].) Here, the court’s answer was not responsive to the jury’s question. Former CALJIC No. 8.71 did not address the circumstance in which the jury found itself, which was disagreement over the degree of murder. But defense counsel did not take the
On appeal, defendant contends the court should have deleted the references to unanimity, or given the jury CALJIC No. 17.11: “If you find the defendant guilty of the crime of murder, but have a reasonable doubt as to whether it is of the first or second degree, you must find him guilty of that crime in the second degree.” But such instruction would have been equally nonresponsive to the jury’s concern. Plainly, some jurors had tentatively resolved their doubts in favor of second degree murder, while others leaned in favor of first degree murder. The jury as a whole could not return a verdict on the lesser degree when some jurors were convinced defendant was guilty of the greater. What the jury was conveying to the court was that it was hung on the question of degree. The proper response would have been to direct the jurors to continue deliberating in an effort to achieve unanimity, one way or the other.
4. Other Alleged Instructional Errors
a. Self-defense
Defendant claims the self-defense instructions were incomplete because they did not include the principle that “ ‘where [a] counter assault is so sudden and perilous that no opportunity be given to decline further to fight and [the defendant] cannot retreat with safety he is justified in slaying in self-defense.’ ” (People v. Gleghorn (1987) 193 Cal.App.3d 196, 201 [238 Cal.Rptr. 82]; see People v. Quach (2004) 116 Cal.App.4th 294, 303 [10 Cal.Rptr.3d 196].)
b. Statements by Defendant
Defendant also claims the court should have given CALJIC No. 2.71.7, warning the jury to view his statements before the offense with caution.
In People v. Diaz (2015) 60 Cal.4th 1176 [185 Cal.Rptr.3d 431, 345 P.3d 62] (Diaz), we reconsidered the requirement that the cautionary principle reflected in CALJIC No. 2.71.7 must be imparted to the jury in any case where the evidence would warrant it. We decided that “in light of a change in the law that requires the general instructions on witness credibility to be given sua sponte in every case, the cautionary instruction is not one of the general principles of law upon which a court is required to instruct the jury in the absence of a request. The cautionary instruction does not reflect a legal principle with which jurors would be unfamiliar absent the instruction, and the defendant may not always want the instruction to be given.” (Diaz, at p. 1189.) However, we did not decide whether this holding applies retroactively, finding no prejudice to Diaz from the court’s failure to give the instruction. (Id. at p. 1195.) We reach the same conclusion here.
“We apply the standard for state law error: whether it is reasonably probable the jury would have reached a result more favorable to defendant
Here there was little conflict in the evidence. Lemus and Salazar agreed on the gist of their conversation with defendant and Echeverría. While Echeverría denied ‘“hitting them up,” he admitted that he and defendant ‘“went to go talk to” strangers in the Beef Bowl, and he said these people would have known they were talking to Harpys gang members. The jury was given the standard witness credibility instructions. Mendez, Turner, and Echeverría were each thoroughly cross-examined with reference to their prior statements. There is no reasonable probability that defendant’s jury failed to appreciate the need to carefully evaluate their testimony. Accordingly, any error in the failure to give CALJIC No. 2.71.7 was harmless.
c. Accessory After the Fact
The trial court denied defense counsel’s request for an instruction on liability as an accessory after the fact, noting that a recent decision by this court had foreclosed instruction on such lesser related offenses. Defendant acknowledges that the court was referring to People v. Birks (1998) 19 Cal.4th 108 [77 Cal.Rptr.2d 848, 960 P.2d 1073] (Birks), in which we discarded the former rule that defendants are entitled to instructions on lesser related offenses. (Id. at p. 136, overruling People v. Geiger (1984) 35 Cal.3d 510 [199 Cal.Rptr. 45, 674 P.2d 1303].) However, he claims Birks held that trial courts retain discretion to give such instructions, and the trial court erred here by failing to exercise its discretion in that regard. We did not so hold. We noted only that our decision did ‘“not foreclose the parties from agreeing that the defendant may be convicted of a lesser offense not necessarily included in the original charge.” (Birks, at p. 136, fn. 19.) Here there was no such agreement.
C. Penalty Phase Issues
1. Echeverría’s Manslaughter Conviction as a Mitigating Factor
Defendant claims he should have been allowed to use Echeverría’s manslaughter conviction as a mitigating factor. (See pt. II.B.l., ante.) Defense counsel did not seek to introduce that evidence at the penalty phase; thus this claim is forfeited. In any event, it is firmly established that ‘“[t]he sentence received by an accomplice is not constitutionally or statutorily relevant as a factor in mitigation. Such information does not bear on the circumstances of the capital crime or on the defendant’s own character and record. ‘[T]he fact that a different jury under different evidence, found that a different defendant should not be put to death is no more relevant than a finding that such a defendant should be sentenced to death. Such evidence provides nothing more than incomplete, extraneous, and confusing information to a jury, which is then left to speculate [on the matter].’ [Citation.]” (People v. Bemore (2000) 22 Cal.4th 809, 857 [94 Cal.Rptr.2d 840, 996 P.2d 1152]; see also Howard, supra, 51 Cal.4th at p. 40.)
2. Limitation of Witness Testimony
When questioning defendant’s mother, defense counsel asked if she thought defendant should be punished for murdering Guevara, and for his prior murder conviction. She answered, ‘“I wouldn’t want him to be punished because I am not certain that he did this, only God knows.” Counsel asked, ‘“if it was proven to you that he committed those crimes, do you think he should be punished for those crimes?” She said, ‘“well, let him stay a few years in jail. But please, don’t give him the death penalty.” Defendant’s sister was the next witness. Before she took the stand, the prosecutor approached the bench and questioned whether it was proper for witnesses to be asked about the appropriate sentence. Defense counsel said he did not think he had asked that question. The court said, ‘“Well, I thought it was in a gray area. . . . I think it is permissible for him to say do you want him to die as opposed to
Counsel proceeded to ask defendant’s sister, ‘“do you feel that he should be punished in any way for what he did?” She answered, ‘“He’s my brother. I wouldn’t want him to.” Counsel repeated the question, and she said, ‘“Give him time in prison but not his whole life and not the death penalty.” The prosecutor did not object.
Defendant contends the court’s limitation on questioning violated his right under the Eighth and Fourteenth Amendments to present mitigating evidence. The claim lacks any foundation in the record. Counsel never sought to ask any witness about the appropriate sentence. He asked both witnesses the same general question about whether defendant should be punished, and their answers were admitted into evidence. Counsel gave no indication that he wanted to pursue any further questioning along these lines. Defendant argues that the following witness, a friend of defendant’s, was not asked any questions about the appropriate sentence. However, given that counsel had freely questioned defendant’s sister about her views on punishment, after hearing the court’s advice on the matter, there is no basis for concluding that counsel’s questioning of the next witness was unduly restricted.
3. The Prosecutor’s Argument
At the outset of his closing statement the prosecutor told the jury: ‘“One of the most important things to keep in mind is that this whole process, the whole trial process, the penalty phase process, the reason why you are here and [defense counsel] is here is essentially a truth-seeking mission. It is to evaluate the facts and determine what is true and what isn’t true and what to do with those facts once you make that determination.
‘“The judge talked to you at the beginning of this trial about the death penalty, about what would take place in the penalty phase and your job evaluating the mitigating factors versus the aggravating factors. As the judge told you, there is no burden of proof but there is a standard to be applied with the aggravating factors and the mitigating, that ... the aggravating substantially outweigh those mitigating factors. That is something that you need to decide when you go back to deliberate.”
Defendant notes that we have repeatedly characterized the jury’s function at the penalty phase as ‘“inherently moral and normative, not factual.” (People v. Rodriguez (1986) 42 Cal.3d 730, 779 [230 Cal.Rptr. 667,
In any event, there is no reasonable likelihood the jury was misled by the prosecutor’s comments. In context, they merely informed the jurors that it was their job to decide “what to do with those facts” they had found to be true, by weighing the factors in aggravation and mitigation. The prosecutor also emphasized that it was for the jury to decide how much weight to give the aggravating and mitigating factors. That was clearly not a matter of truth or falsity. Defendant’s claim of misconduct is meritless as well as forfeited.
4. Failure to Instruct on Prior Conviction as an Aggravating Factor
Defendant claims his prior murder conviction was improperly used both as a special circumstance under section 190.2, subdivision (a) and as an aggravating factor under section 190.3, factors (b) and (c). He contends the jury should have been instructed not to “double count” the conviction in this fashion. He acknowledges that in People v. Proctor (1992) 4 Cal.4th 499, 550 [15 Cal.Rptr.2d 340, 842 P.2d 1100] (Proctor), we held such an instruction is only available upon request, but asks us to reconsider that rule and hold the instruction must be given whenever the evidence raises the possibility of improper double counting.
To the extent defendant argues that the same incident may not be considered as a special circumstance and as an aggravating factor, he is incorrect. (People v. Ray (1996) 13 Cal.4th 313, 323 [52 Cal.Rptr.2d 296, 914 P.2d 846]; People v. Stanley (1995) 10 Cal.4th 764, 820-821 [42 Cal.Rptr.2d 543, 897 P.2d 481].) To the extent he argues that an instruction on double counting an aggravating factor is required in the absence of a request, we are not persuaded to change our settled view. (Proctor, supra, 4 Cal.4th at p. 550, citing People v. Ashmus (1991) 54 Cal.3d 932, 997 [2
5. Challenges to the Death Penalty Statute
Defendant raises a series of constitutional challenges to the death penalty statute, all of which we have rejected in past cases. We do so again here.
“The death penalty law adequately narrows the class of death-eligible defendants. [Citations.]” (People v. Boyce (2014) 59 Cal.4th 672, 723 [175 Cal.Rptr.3d 481, 330 P.3d 812] (Boyce); see also People v. Linton (2013) 56 Cal.4th 1146, 1214 [158 Cal.Rptr.3d 521, 302 P.3d 927] (Linton).)
“ ‘The sentencing factor of “circumstances of the crime” (§ 190.3, factor (a)) is not unconstitutionally vague and does not result in the arbitrary and capricious imposition of the death penalty.’ [Citation.]” (People v. Scott (2015) 61 Cal.4th 363, 407 [188 Cal.Rptr.3d 328, 349 P.3d 1028] (Scott); see also People v. Merriman (2014) 60 Cal.4th 1, 105-106 [177 Cal.Rptr.3d 1, 332 P.3d 1187].)
“ ‘Neither the federal nor the state Constitution requires that the penalty phase jury make unanimous findings concerning the particular aggravating circumstances, find all aggravating factors beyond a reasonable doubt, or find beyond a reasonable doubt that the aggravating factors outweigh the mitigating factors. [Citation.] The United States Supreme Court’s recent decisions interpreting the Sixth Amendment’s jury-trial guarantee [citations] do not alter these conclusions. [Citations.]
“Neither the cruel and unusual punishment clause of the Eighth Amendment, nor the due process clause of the Fourteenth Amendment, requires that jurors in a capital case be instructed that they must find beyond a reasonable doubt that aggravating circumstances exist or that aggravating circumstances outweigh mitigating circumstances or that death is the appropriate penalty. [Citations.] Indeed, trial courts ‘should not instruct the jury regarding any burden of proof or persuasion at the penalty phase.’ [Citation.] ‘ “Unlike the guilt determination, ‘the sentencing function is inherently moral and normative, not factual’ [citation] and, hence, not susceptible to a burden-of-proof quantification.” ’ [Citation.]” (Linton, supra, 56 Cal.4th at pp. 1215-1216; see also Boyce, supra, 59 Cal.4th at pp. 723-724.)
“The trial court is not required to instruct the jury that the absence of a mitigating factor cannot be considered as an aggravating factor [citation] [, nor is it error] to instruct the jury with CALJIC No. 8.85 without deleting inapplicable factors [citation].” (McKinnon, supra, 52 Cal.4th at p. 692; see also Scott, supra, 61 Cal.4th at p. 407.)
“Neither federal nor state law requires the court to give a lingering doubt instruction because this ‘concept is encompassed in section 190.3, factor (k) and related [standard capital case] instructions.’ [Citation.]” (Scott, supra, 61 Cal.4th at p. 408; see also People v. Gonzales and Soliz, supra, 52 Cal.4th at pp. 325-326.)
“CALJIC No. 8.88’s language instructing the jury ‘to consider whether the circumstances “warrant[ ]” death, rather than if death is the “appropriate” penalty,’ does not violate the Eighth and Fourteenth Amendments. [Citation.]” (Boyce, supra, 59 Cal.4th at p. 724; see also McKinnon, supra, 52 Cal.4th at p. 693.)
“The trial court is not required to instruct the jury . . . that if the mitigating evidence outweighs the aggravating evidence, the jury must return a verdict of life without the possibility of parole [citation] . . . .” (Scott, supra, 61 Cal.4th at p. 407; see also Boyce, supra, 59 Cal.4th at p. 724.)
“The trial court was not required to instruct the jury that defendant bears no burden to prove mitigating factors or that it need not be unanimous in finding the existence of any mitigating factor. [Citation.]” (People v. Adams (2014) 60 Cal.4th 541, 580 [179 Cal.Rptr.3d 644, 336 P.3d 1223]; see also People v. Brasure, supra, 42 Cal.4th at pp. 1068-1069.)
“Defendant was not entitled to an instruction that there is a presumption in favor of life without parole. [Citation.]” (Boyce, supra, 59 Cal.4th at p. 724; see also Scott, supra, 61 Cal.4th at p. 407.)
“Written findings by the jury are not constitutionally required. [Citation.]” (Scott, supra, 61 Cal.4th at p. 407; see also Boyce, supra, 59 Cal.4th at pp. 724-725.)
D. Cumulative Prejudice
Defendant contends the cumulative effect of errors at all phases of his trial requires reversal of the guilt and penalty judgments. We disagree. Pretrial, the court erred by failing to conduct death-qualification voir dire of three prospective jurors, but defendant forfeited his claim on this point by failing to object. Counsel’s neglect leaves us with no record to support his assertion of prejudice.
At the guilt phase, we have found no prejudicial error. We have rejected defendant’s claims of penalty phase error. Accordingly, the claim of cumulative prejudice fails.
III. DISPOSITION
The judgment is affirmed.
Penal Code sections 187, subdivision (a) and 12022.5, subdivision (a). Further unspecified statutory references are to the Penal Code.
The jury also made a finding under section 12022, subdivision (a)(1) that a principal was aimed with a firearm when the murder was committed.
In a supplemental brief, defendant argues that the Fifth, Eighth, and Fourteenth Amendments haired the use of his juvenile conviction as an aggravating circumstance. We have long rejected that claim, and defendant fails to persuade us to alter our view. (Bivert, supra, 52 Cal.4th at p. 122.)
Defendant also cites Graham v. Florida (2010) 560 U.S. 48 [176 L.Ed.2d 825, 130 S.Ct. 2011] and, in a supplemental brief. Miller v. Alabama (2012) 567 U.S. 460 [183 L.Ed.2d 407,
“I had a case years ago, two boys were stabbed to death in the desert. We went through a lengthy selection process of jurors. . . . The People were seeking the death penalty. And yes, the jurors answered all the questions. Yes I believe in the death penalty. Yes I could weigh the mitigating and aggravating circumstances. And we ended up selecting the jury. And I was over talking to the attorneys at side bar about some matter. And the clerk pointed out that one of the jurors was crying. She hadn’t even heard any evidence, but suddenly the enormity of the idea that she was going to be sitting in judgment on another human being had come home to her.
Of the panelists questioned to this point, 19 placed themselves in category four, though a number of those expressed reservations about voting for death. Three individuals put themselves in category three, and five in category one.
A total of 13 prospective jurors had identified themselves as category three, eight as category one, and 35 as category four. No one on this panel considered themselves to be in category two.
With the second panel, the court did not take a break between its general explanations and the individual questioning. It did, however, pause during the explanations to admonish the jury to think about what it was saying, and remind them that it would be talking to each one of them about their views.
He cites the Sixth and Fourteenth Amendments, and sections 7, 15, 16, and 17 of article I of the California Constitution.
In challenging the adequacy of the voir dire, defendant generally relies on the Sixth, Eighth, and Fourteenth Amendments.
Effective January 1, 2001, the statute was amended to give counsel for each party an expanded but not unlimited right to examine prospective jurors through direct oral questioning “[u]pon completion of the court’s initial examination.” (Code Civ. Proc., § 223, as amended by Stats. 2000, ch. 192, § 1, p. 2216.) The provision requiring group voir dire where practicable remained unchanged, as did the specification that the trial court’s exercise of its discretion over the manner in which voir dire is conducted “shall not cause any conviction to be reversed
On appeal, defendant asserts that the prospective jurors’ answers were influenced by the group questioning, arguing that the first 13 candidates in the first panel all placed themselves in category four, meaning they could keep an open mind and make a decision based on the aggravating and mitigating evidence. However, there was considerable variety in the responses of these candidates. Two said they were between categories three and four, and others expressed doubts about their' ability to vote for death, or volunteered that they would vote for death only in an extreme case, or only if they were convinced of guilt beyond a shadow of a doubt. Thus, the record does not support defendant’s suggestion that the prospective jurors were taking cues from the responses of others. (See People v. Brasure (2008) 42 Cal.4th 1037, 1053 [71 Cal.Rptr.3d 675, 175 P.3d 632].)
For example, defendant complains that the court did not ask the prospective jurors if they would invariably vote for the death penalty when the defendant has been convicted of more than one murder. However, after the court declined to use the questionnaire submitted by defense counsel, counsel did not ask the court to explore that subject. Indeed, counsel specifically agreed with the court’s suggestion not to inform the jury that the special circumstance in this case was a prior murder, in order to avoid prejudicing defendant at the guilt phase. In any event, the court did not bar counsel from inquiring about that or any other subject. (Cf. People v. Cash (2002) 28 Cal.4th 703, 721 [122 Cal.Rptr.2d 545, 50 P.3d 332].)
Defendant claims the second panel was never given a definition of category four, comprising jurors who could make a penalty determination based on the evidence. However, the court thoroughly described the qualities needed to serve on a penalty jury before questioning this panel. When individual voir dire began, the court made it plain that “what I would call a category four person” was one who “would be able to consider all the mitigating evidence and all the aggravating evidence and to weigh them and to make a decision.” No prospective juror in the second panel displayed any confusion as to category four.
Defendant claims Turner was an entirely unreliable witness. It is true that Turner was unable to remember much on the witness stand, and appeared to confuse the color of defendant’s and Echeverría’s clothing. If he were the only witness, it is doubtful this case would have gone to trial. But he was not the only witness, and his statements to the police on the night of the shooting about the wrestling on the sidewalk, followed by a man shooting into the doorway of the Au Rendezvous, were consistent with Mendez’s account and the shell casing evidence. The jury could reasonably have accepted Turner’s testimony on this point as corroborative.
As also noted in Moore, the Gunder court followed its earlier decision in People v. Pescador (2004) 119 Cal.App.4th 252 [14 Cal.Rptr.3d 165], where a different combination of instructions was given. (Moore, supra, 51 Cal.4th at pp. 410-411.)
The jury was given CALJIC No. 5.56, which provides: “The right of self-defense is only available to a person who engages in mutual combat if he has done all the following: One, he has actually tried in good faith to refuse to continue fighting; two, he has clearly informed his opponent that he wants to stop fighting; three, he has clearly informed his opponent that he has stopped fighting; and four, he has given his opponent the opportunity to stop fighting. After he has done these four things, he has the right to self-defense if his opponent continues to fight.”
According to defense witness Echeverría, defendant took no paid in the assault. Thus, even if this testimony were accepted by the jury, it afforded no basis for the instruction defendant claims should have been given.
The instruction states: “Evidence has been received from which you may find that an oral statement of [intent] [plan] [motive] [design] was made by the defendant before the offense with which [he] is charged was committed. It is for you to decide whether the statement was made by [the] defendant. Evidence of an oral statement ought to be viewed with caution.”
We have noted that “[t]he rationale behind the cautionary instruction suggests it applies broadly. ‘The purpose of the cautionary instruction is to assist the jury in determining if the statement was in fact made.’ [Citation.] This purpose would apply to any oral statement of the defendant, whether made before, during, or after the crime.” (People v. Carpenter, supra, 15 Cal.4th at pp. 392-393.)
We need not address defendant’s claim that the use of unadjudicated criminal activity as an aggravating factor violated his constitutional rights. The only prior criminal activity introduced at the penalty phase was defendant’s earlier murder, which was adjudicated.