DocketNumber: No. D046838
Citation Numbers: 135 Cal. App. 4th 1528
Judges: Irion
Filed Date: 1/27/2006
Status: Precedential
Modified Date: 10/19/2024
Opinion
In this appeal we review a juvenile court judgment terminating the parental rights of Robert W. under Family Code
In the instant case, the juvenile court terminated Robert’s parental rights based on: felony convictions for burglary, attempted burglary and drug possession; an extensive misdemeanor criminal record; and the court’s finding that Robert had not “adequately addressed the problems which have led to his criminality.” While we recognize the juvenile court’s legitimate misgivings about Robert’s parental fitness based on his general criminal record, the court’s ruling revoking his parental rights on this basis is contrary
We also remand, as requested by Baby Girl M.’s prospective adoptive parents, R.S. and K.S. (the S.’s), for the juvenile court to determine guardianship and custody—matters that are by no means resolved by our conclusion that the extreme measure of the permanent termination of Robert’s parental rights was unauthorized.
FACTUAL AND PROCEDURAL BACKGROUND
In February 2005, Robert’s estranged wife Carla W. gave birth to Baby Girl M. Carla, who claimed that Baby Girl M.’s biological father was not Robert but a man named “Justen,” authorized Baby Girl M.’s adoption by the S.’s. Baby Girl M. was placed in the S.’s care shortly after her birth. In March 2005, the S.’s filed a petition in superior court to adopt Baby Girl M. Robert contested the adoption, alleging that he was the child’s biological father, an allegation that was proven by subsequent genetic testing.
Robert subsequently filed a petition seeking visitation rights and custody of Baby Girl M. In support of his petition, Robert submitted reports by a private investigator who interviewed Robert, his fiancée and his mother. These reports, and later hearing testimony, stated that Robert has been living with his mother, sister, and his other three children since his release from custody in December 2004 and was, according to the interviewees, a good father to these children.
In June 2005, the S.’s filed a petition under section 7825 to terminate Robert’s parental rights with respect to Baby Girl M., alleging that Robert’s prior felony convictions rendered him an unfit parent; they also petitioned for guardianship of Baby Girl M. The various petitions were consolidated and the juvenile court acted first on the S.’s section 7825 petition, deferring ruling on the guardianship petition and other related petitions filed by the parties.
Robert has three felony convictions: (1) a 1991 conviction for attempted burglary; (2) a 1993 conviction for possession of methamphetamine; and (3) a 1997 conviction for burglary. The evidentiary record reveals these convictions to be based on the following facts:
(1) 1991 Attempted Burglary: Robert knocked on the door of a residence and when no one answered drove his car into the driveway, climbed the fence to the backyard and tried to pry open a window with a stick. Robert’s unsuccessful efforts to enter the residence were observed, the police were called and he was arrested. Robert pleaded guilty to attempted burglary.
(2) 1993 Possession of Methamphetamine: There was no evidence admitted at the hearing with respect to the facts underlying this conviction, except that Robert pleaded guilty.2
(3) 1997 Burglary: Robert and an accomplice climbed a wall into the backyard of an unoccupied home and opened a bedroom window. After removing a screen, the accomplice went through the window, unlocked a sliding glass door, and both men removed valuables from the house. As they were exiting, a neighbor yelled at them and they dropped some of the valuables and fled in their car. The neighbor recorded the license plate number of the car and they were later apprehended.3
Robert testified at the hearing. He admitted to having the three felony convictions, as well as a number of misdemeanor convictions, including two
The S.’s each testified, explaining that they had been caring for Baby Girl M. since her birth and she was flourishing in their home. In addition, they stated that were they to be awarded custody of Baby Girl M., they would remain open to her forming and maintaining a relationship with Robert and her biological siblings, Robert’s other children. A psychologist, Patricia Yglesias, testified that Baby Girl M. is closely attached to the S.’s, who have become her “psychological parents,” and is “thriving” in their home. Yglesias opined that there was a “high likelihood of detriment” if Baby Girl M. were removed from the S.’s care. In part, Yglesias testified, this was because Baby Girl M. had been exposed to methamphetamine and alcohol prior to her birth, making her more vulnerable to negative effects of disruption. If removed from the S.’s custody, Yglesias testified, Baby Girl M. “may have difficulty reestablishing a parent/child relationship that’s secure and loving and reciprocal.”
At the conclusion of the hearing, the court terminated Robert’s parental rights. The court subsequently issued a written ruling with the following pertinent findings:
“(1) Robert W[.] is the biological and presumed father of . . . Baby Girl M[.]
“(2) Robert W[.] is a parent within the meaning of [section] 7825, in that he has been convicted of a felony, the facts of which are of such a nature so as to prove the unfitness of the parent to have the future custody and control of the child.
“(3) In making this determination, the court considered the fact that Mr. W[.] has been convicted of three felonies, as well as having a long history of misdemeanor criminal convictions, and that he has never.adequately addressed the problems which have led to his criminality and has failed to show rehabilitation.”
*1535 “(5) Granting the petition is necessary to serve the child’s best interests, and placement of the child with [Robert] would be detrimental to her.”
“(7) The parental rights of Robert [W.] to . . . Baby Girl M[.] are terminated.”
DISCUSSION
Robert appeals the juvenile court’s termination of his parental rights. While Robert frames his appeal as a challenge to the sufficiency of the evidence to support the juvenile court’s ruling, his contention is primarily a legal one. Robert contends that a termination of parental rights is not authorized by section 7825 absent some evidence that the facts underlying a felony conviction, as opposed to the mere existence of the conviction or convictions, prove parental unfitness. In light of the express language of the statute, and the case law interpreting it, we are compelled to agree.
I
The Fundamental Nature of Parental Rights and Standard of Review for a Termination Order
The termination of parental rights is “a drastic remedy to be resorted to only in extreme cases.” (In re Terry E. (1986) 180 Cal.App.3d 932, 949 [225 Cal.Rptr. 803] (Terry E.); see In re Angelia P. (1981) 28 Cal.3d 908, 916 [171 Cal.Rptr. 637, 623 P.2d 198] (Angelia P.) [“ ‘Parenting is a fundamental right, and accordingly, is disturbed only in extreme cases of persons acting in a fashion incompatible with parenthood’ ”]; see also Adoption of Kelsey S. (1992) 1 Cal.4th 816, 848 [4 Cal.Rptr.2d 615, 823 P.2d 1216] (Kelsey S.) [“The child has a genetic bond with its natural parents that is unique among all relationships the child will have throughout its life”].)
The “fundamental” nature of parental rights requires that there be clear and convincing evidence of the facts necessary to terminate such rights. (Terry E., supra, 180 Cal.App.3d at p. 949; Santosky v. Kramer (1982) 455 U.S. 745, 759 [71 L.Ed.2d 599, 102 S.Ct. 1388] [in light of the “fundamental liberty interest” at stake, the facts underlying termination of parental rights must be proven by at least clear and convincing evidence]; Angelia P., supra, 28 Cal.3d at pp. 915-916 [“the very essence of the proceeding is the complete and final legal termination of a relationship which is biological in nature and most personal in form”]; In re Marriage of O’Connell (1978) 80 Cal.App.3d 849,
The decision to terminate parental rights lies in the first instance within the discretion of the juvenile court, and will not be disturbed on appeal absent an abuse of that discretion. (In re Arthur C. (1985) 176 Cal.App.3d 442, 446 [222 Cal.Rptr. 388] (Arthur C.).) While the abuse of discretion standard gives the court substantial latitude, “[t]he scope of discretion always resides in the particular law being applied, i.e., in the ‘legal principles governing the subject of [the] action ....’” (City of Sacramento v. Drew (1989) 207 Cal.App.3d 1287, 1297 [255 Cal.Rptr. 704].) “Action that transgresses the confines of the applicable principles of law is outside the scope of discretion and we call such action an ‘abuse’ of discretion.” (Id. at pp. 1297-1298.) With respect to challenged factual findings, we will affirm “if there is any substantial evidence to support the trial court’s findings,” i.e., “if the evidence is reasonable, credible and of solid value—such that a reasonable trier of fact could find that termination of parental rights is appropriate based on clear and convincing evidence.” (Terry E., supra, 180 Cal.App.3d at p. 949, citing Angelia P., supra, 28 Cal.3d at p. 924.)
II
A Termination of Parental Rights Under Section 7825 Must Be Based on the Facts Underlying a Felony Conviction
The sole legal ground urged by the S.’s and relied upon by the juvenile court in terminating Robert’s parental rights was that Robert’s felony convictions rendered him an unfit parent under section 7825. We begin, therefore, by analyzing the pertinent statute and the principles governing its application.
A
Statutory Text and Legislative History of Section 7825
Section 7825, subdivision (a) provides for the permanent termination of parental rights “. . . where both of the following requirements are satisfied:
“(1) The child is one whose parent or parents are convicted of a felony.
*1537 “(2) The facts of the crime of which the parent or parents were convicted are of such a nature so as to prove the unfitness of the parent or parents to have the future custody and control of the child.”
This statutory language is the result of a 1976 amendment to the statute intended to “[l]imit the use of a person’s felony conviction as a grounds for depriving him or her of custody or control of his or her children.” (Sen. Com. on Judiciary, Analysis of Assem. Bill No. 4355 (1975-1976 Reg. Sess.) as amended May 28, 1976, p. I.)
The 1976 amendment made two substantive changes to the statute. First, the amendment altered the statutory language so that it now “focuses on the facts” underlying the felony conviction as opposed to the felony conviction itself. (Sen. Com. on Judiciary, Analysis of Assem. Bill No. 4355 (1975-1976 Reg. Sess.) as amended May 28, 1976, p. 3 [the “existing law focuses on the crime itself, but the bill focuses on the facts of the crime”].)
The legislative history also reveals that the Legislature recognized that limiting the statutory authority for the termination of parental rights of felony offenders in this way had the potential to result in children remaining in the custody of parents of questionable fitness. Both the Senate Committee on the Judiciary and the Assembly Committee on Criminal Justice, in their analyses of the bill, emphasized, therefore, that passage of the bill would not alter other provisions of California law, which remained available to terminate parental rights or remove a child from a parent’s custody where the parent was unfit for reasons other than the facts underlying a particular felony conviction. (Assem. Com. on Criminal Justice, Analysis of Assem. Bill No. 4355 (1975-1976 Reg. Sess.) as amended May 28, 1976, p. 2 [noting in “Bill Description” that other provisions of law still provide for termination of parental rights based on: abandonment, neglect, parental disability due to alcohol/drug use or mental deficiency, and dependency placement in juvenile court for two years and a finding of detriment; and stating in “Comments” that “Existing law already allows for termination of parental rights if there are two years of W[elfare] & Institutions Code § ] 600 placement”]; Sen. Com. on Judiciary, Analysis of Assem. Bill No. 4355 (1976-1976 Reg. Sess.) as amended May 28, 1976, p. 3 [noting same provisions of law that would be unchanged by amendment and stating that proponents of the bill “point out” that other statutory provisions “permitting temporary removal of a minor from his parents’ custody would not be affected by the bill”]; Assem. Off. of Research, 3d reading analysis of Assem. Bill No. 4355 (1975-1976 Reg. Sess.) as amended May 28, 1976, p. 1 [“Existing law already provides for termination of parental rights if the child is in placement by the juvenile court, welfare department or other child placing agency for a period of two years and the court finds that the return of the child to the parents would be detrimental or that the parents will be unable to provide for the child”].)
B
Case Law Regarding Termination of Parental Rights Based on a Felony Conviction
Given the statutory text and legislative history, as well as the fundamental rights to parenting that are at stake, courts interpreting section 7825 and its predecessor statute have upheld termination of parental rights only where felony convictions have involved egregious underlying facts that have a direct bearing on parental fitness, such as the murder of a family member. For example, in In re Sarah H. (1980) 106 Cal.App.3d 326, 328 [165 Cal.Rptr. 61], the father beat the mother to death in the children’s presence, and four months later he killed a man in a bar. In In re Geoffrey G. (1979) 98 Cal.App.3d 412, 420 [159 Cal.Rptr. 460] (Geoffrey G.), the father “violently strangled [the child’s] mother after having consumed a substantial amount of intoxicants the night before” and his “criminal record showed numerous past arrests and convictions for intoxication.” In In re Mark V. (1986) 177 Cal.App.3d 754, 756 [225 Cal.Rptr. 460] (Mark V.), the father fatally stabbed the mother while the children were asleep in the residence. (See also Arthur C., supra, 176 Cal.App.3d at p. 444 [upholding termination of father’s parental rights where father, with extensive history of violence and substance abuse, stabbed mother 17 times in the neck, chest, abdomen, back and extremities].)
In light of this body of case law, the S.’s recognize that the underlying facts of Robert’s felony convictions are unlike those relied on in previous cases upholding the termination of parental rights. They nevertheless argue that the juvenile court’s ruling was proper based on other factors, including Robert’s general “criminal record,” failure to “adequately address[] his drug problem,” “lack[ of] credibility,” “failure to act like a responsible parent,” and likelihood that he would “offend again based upon his extensive past, thus leaving [Baby Girl M.] without a stable home.”
In making this argument, the S.’s rely on the sole California case affirming parental rights termination absent the egregious crimes of intrafamily violence noted ante, Adoption of D. S. C. (1979) 93 Cal.App.3d 14, 19 [155 Cal.Rptr. 406] (Adoption of D. S. C.). Adoption of D. S. C., however, does not support the S.’s core contention that parental unfitness under section 7825 can be demonstrated through means other than the facts underlying a felony conviction.
In Adoption of D. S. C., the parent’s rights were terminated not based on a generalized history of crime and irresponsibility, but because of the facts underlying a particular felony armed burglary conviction. (Adoption of D. S. C., supra, 93 Cal.App.3d at pp. 25-26.) The court emphasized that the conviction arose from “a series of burglaries” committed by the parent with his 17-year-old wife, and that the parent committed the burglaries while on parole
It is true that the Adoption of D. S. C. court added, in dicta, that in making this determination, the lower court did not err in considering other past criminal activities. However, we do not read this language in Adoption of D. S. C. as completely unmooring the termination decision from the explicit statutory text of section 7825. (§ 7825, subd. (a)(2) [authorizing termination of parental rights based on the “[t]he facts” underlying a felony conviction]; Sen. Com. on Judiciary, Analysis of Assem. Bill No. 4355 (1975-1976 Reg. Sess.) as amended May 28, 1976, p. 3, [noting that statutory language was amended to “focus[] on the facts of the crime,” underlining in original]; cf. Kelsey S., supra, 1 Cal.4th at p. 827 [in construing a statute, “courts may not add provisions to a statute” where the Legislature has expressly provided the circumstances to which the statute applies].) Rather, the Adoption of D. S. C. court, by explicitly basing its determination on “the particular circumstances of defendant’s crime,” makes clear that an extensive criminal record alone is not sufficient for termination of parental rights, and holds only that a criminal record preceding a felony conviction can inform a court’s determination of whether the facts underlying that particular conviction prove future parental unfitness. (Adoption of D. S. C., supra, 93 Cal.App.3d at p. 26 [“past criminal activities may be considered in deciding whether a natural parent has rendered himself an unfit parent for the future by commission of a felony”]; see also Arthur C., supra, 176 Cal.App.3d at pp. 445-446 [court properly considered “father’s past criminal acts” of violence and substance abuse “when considering [whether] felony conviction” for stabbing the mother 17 times in neck, chest, abdomen, back and extremities rendered him unfit under statute], citing Adoption of D. S. C., at pp. 25-26; Geoffrey G., supra, 98 Cal.App.3d at pp. 421, 420 [stating that “trial court may properly consider past criminal activities in determining whether a natural parent has rendered himself an unfit parent for the future by commission of a felony” where father “violently strangled [child’s] mother after having consumed a substantial amount of intoxicants the night before” and father’s “criminal record showed numerous past arrests and convictions for intoxication”], citing Adoption of D. S. C., at pp. 26-27.)
Ill
The Juvenile Court Abused Its Discretion in Terminating Robert’s Parental Rights
Having set forth the principles of law applicable to a termination of parental rights under section 7825, we next determine whether the juvenile court exceeded the bounds of its discretion in terminating Robert’s parental
We reach this conclusion for two reasons. First, the juvenile court in its oral and written rulings explicitly stated that its decision terminating Robert’s parental rights was based on factors other than the underlying facts of Robert’s felony convictions. In the proceedings below, the S.’s attorney never referenced the underlying facts of Robert’s convictions in arguing for termination, and the court never mentioned any underlying fact in its oral or written orders granting the S.’s petition. Rather, as the court explicitly stated in its written order terminating Robert’s parental rights: The determination was based on “the fact that [Robert] has been convicted of three felonies, as well as having a long history of misdemeanor criminal convictions, and that he has never adequately addressed the problems which have led to his criminality and has failed to show rehabilitation.”
Second, and most significantly, our review of the evidence properly before the juvenile court with respect to the underlying facts of Robert’s convictions demonstrates that these underlying facts cannot support a termination of parental rights under section 7825. (Terry E., supra, 180 Cal.App.3d at p. 949 [trial court’s decision must be supported by “substantial evidence”—i.e., evidence that is “reasonable, credible and of solid value— such that a reasonable trier of fact could find that termination of parental rights is appropriate based on clear and convincing evidence”].) Robert’s felony convictions do not contain the direct indicators of parental unfitness as did the felony involved in the least grave case cited by the parties,
That the juvenile court acted outside the authority granted to it in section 7825 is further demonstrated by the structure of the statute itself. As discussed ante, the statute does not contemplate that every felony conviction will jeopardize the parental rights of an offender. (Cf. Mark V., supra, 177 Cal.App.3d at p. 759 [purpose of statute authorizing termination of parental rights is not “to punish the criminal offender”].) Rather, the statute applies only to felony offenses the facts of which “prove the unfitness of the parent” to “have the future custody and control of the child.” (§ 7825, subd. (a)(2).) If the underlying facts of the felony offenses for which Robert was convicted properly formed the basis for termination of parental rights, virtually all felony convictions would supply such a basis—violating the express legislative intent
IV
The Reversal of the Termination of Robert’s Parental Rights Does Not Resolve the Issues of Custody or Guardianship
Our determination that the juvenile court abused its discretion in terminating Robert’s parental rights is only a partial resolution of the issues in this case. The juvenile court still has pending before it the S.’s petitions for guardianship and other related petitions which must be addressed (along with the question of custody) based on wholly different legal principles than those involved in a parental rights termination proceeding under section 7825. (See, e.g., §§ 3041, subd. (a), 3040, subd. (a)(2) [if the court “make[s] a finding that granting custody to a parent would be detrimental to the child and that granting custody to the nonparent is required to serve the best interest of the child,” it may, over the objection of a natural parent, grant custody “to the person or persons in whose home the child has been living in a wholesome and stable environment”];
The judgment is reversed, and the matter is remanded with direction to reinstate Robert W.’s parental rights. The court shall consider pending petitions for custody and guardianship of Baby Girl M.
Haller, Acting P. J., and Aaron, J., concurred.
Respondents’ petition for review by the Supreme Court was denied April 17, 2006, S141637. Werdegar, J., did not participate therein.
All statutory references are to the Family Code unless otherwise specified.
An attachment to the S.’s trial brief includes a rough summary of the purported facts of the drug conviction that indicates the conviction resulted from a traffic stop where Robert, a passenger in the car, was found to have drugs in his pocket. The S.’s summary also contains the sentence: “[Robert] revealed knife and sheath,” without any further explanation. Even were we to determine that this information supported termination of Robert’s parental rights, we could not rely on it because the S.’s counsel agreed not to “offer[] the trial brief or the attachment thereto into evidence,” after an objection by Robert’s counsel regarding its filing. The trial brief attachment references “trial exhibit 14” as the source of the information contained therein, but there was no exhibit 14 at the hearing, and the exhibit that appears to correspond to this entry, exhibit 5, does not contain these facts.
We presume for purposes of this appeal that these are the facts of the underlying felonies because there does not appear to have been any objection to the admission of the source material for these facts: unauthenticated police reports submitted by the S.’s attorney.
We consult the legislative history of a statute if there is ambiguity in the statute and “select the construction that comports most closely with the apparent intent of the Legislature, with a view to promoting rather than defeating the general purpose of the statute.” ’ ” (Day v. City of Fontana (2001) 25 Cal.4th 268, 272 [105 Cal.Rptr.2d 457, 19 P.3d 1196].)
Prior to 1976, the statute authorized termination of parental rights for any child “[w]hose parent or parents are convicted of a felony, if the felony of which such parent or parents were convicted is of such nature as to prove the unfitness of such parent or parents to have the future custody and control of the child, or if any term of sentence of such parent or parents is of such length that the child will be deprived of a normal home for a period of years.” (Former Civ. Code, § 232, subd. (a)(4); Stats. 1976, ch. 653, § 1, p. 1616, italics added for language amended by Stats. 1976, ch. 940, § 2, p. 2151.) Former Civil Code section 232, subdivision (a)(4) is the predecessor to section 7825. (In re Cody W. (1994) 31 Cal.App.4th 221, 226 [36 Cal.Rptr.2d 848].)
For example, the Legislature referenced the statutory provision now codified in section 7824, which authorizes the termination of parental rights, under certain circumstances, when a parent is “unable to care for and control the child adequately” due to the parent’s “habitual” use of alcohol or controlled substances, (id., subds. (a) & (b)(1).)
In addition, the parent in Terry E. had a history of drug abuse and committed the felonies in her home while her children, who were the subject of the parental rights termination proceeding, were present. (Terry E., supra, 180 Cal.App.3d at pp. 951, 953.) The Court of Appeal, while acknowledging that the parent was not presently fit to exercise custody or control of her children, emphasized the potential for her to become fit to do so at some point in the future in reversing the trial court’s ruling. (Ibid., see § 7825, subd. (a)(2) [requiring proof that parent will be unfit to exercise “future” custody and control of child].)
The only arguably contrary authority cited by the S.’s is dicta from, In re Christina P. (1985) 175 Cal.App.3d, 115, 134 [220 Cal.Rptr. 525], which states that: “Amplification of the facts of the totality of the convictions of [the parent] could disclose a criminal propensity whose
While the court’s written ruling quotes the statutory language in its second numbered finding that Robert “has been convicted of a felony, the facts of which are of such a nature so as to prove the unfitness of the parent to have the future custody and control of the child,” the court explicitly states in the subsequent finding that “[i]n making this determination, the court considered” the factors quoted ante, which do not include any underlying fact of Robert’s convictions.
Both the felony conviction and the parent’s criminal record in Adoption ofD. S. C. were significantly more egregious than are at issue here. The Adoption of D. S. C. court noted that prior to the commission of the dispositive felony offense, the father had just been released from prison after serving 11 years for armed robbery “during which time he was involved in an escape from jail and in an attempted escape from prison,” and had been incarcerated for all but approximately one year and three months between the ages of 19 and 32. (Adoption of D. S. C., supra, 93 Cal.App.3d at pp. 19-20.) In addition, after the most recent conviction, the father had again escaped from custody, resulting in another conviction, and twice attempted to commit suicide in jail. (Ibid.)
We recognize that Robert’s two misdemeanor domestic violence convictions, one in 1995 and the other in 2004, are potent indicators of parental unfitness. Nevertheless, the court’s authority in the proceeding now under review was limited to that granted to it by section 7825, which explicitly recognizes only one basis for termination of parental rights—the nature of the facts underlying a felony conviction. On the record before us, there is no nexus between Robert’s misdemeanor domestic violence convictions and “[t]he facts of the [felonies] of which [Robert was] convicted” (§ 7825, subd. (a)(2)); consequently the misdemeanor convictions do not support the termination of Robert’s parental rights under section 7825-—although the juvenile court may, of course, rely on those convictions in malting other determinations such as those with respect to guardianship or custody.f
The S.’s requested below that “if the [juvenile] court finds that the adoption cannot proceed, they ask to be appointed [Baby Girl M.’s] guardian or to be awarded custody of her under Family Code § 3041.”