DocketNumber: No. B235448
Citation Numbers: 212 Cal. App. 4th 1336, 152 Cal. Rptr. 3d 109, 2013 WL 222327, 2013 Cal. App. LEXIS 41
Judges: Maneela
Filed Date: 1/22/2013
Status: Precedential
Modified Date: 11/3/2024
Opinion
Appellant David Navarro was convicted of a number of charges related to shooting at a cohabitant from outside their mutual dwelling and evading arrest. On appeal, he contends (1) his conviction of assault with a firearm was not supported by substantial evidence; (2) the statute under which he was convicted of dissuading a witness violates the First Amendment and is fatally uncertain or vague; (3) the instructions given to define the offense of dissuading a witness did not save it from unconstitutionality; (4) by allowing testimony to be read to the jurors in the jury room, the trial court violated his constitutional and statutory rights to be present during all critical phases of trial and to a public trial; and (5) his presentence custody credits were miscalculated. He also seeks review of the trial court’s in camera review of documents produced in response to his Pitchess motion.
FACTUAL AND PROCEDURAL BACKGROUND
A. Information
Appellant was charged by information with attempted murder (§ 1192.7, subd. (c); count one); assault with a semiautomatic firearm (§ 245, subd. (b); count two); shooting at an inhabited dwelling (§ 246; count three); corporal injury to a cohabitant (§ 273.5, subd. (a); count four); child abuse (§ 273a, subd. (a); counts five and six); preventing or dissuading a witness from reporting a crime (§ 136.1, subd. (b)(1); count seven); evading an officer (Veh.
B. Evidence at Trial
Appellant had been living with Liseth Acosta for 10 years. They had two children. The family moved to Palmdale in 2009, where they lived with Acosta’s mother. After losing his job due to an injury some years earlier, appellant had been unable to find stable employment, which caused him to be depressed and led the couple to quarrel.
On January 20, 2010, Acosta walked into the master bedroom, where appellant and the two children were lying on the bed watching television. Appellant had been drinking. Acosta went into the closet, appellant followed, and the two argued about some revealing underwear Acosta had purchased. Appellant “head-butted” Acosta, injuring the area around her eye.
Acosta told appellant to leave, but he refused. Using a cordless phone, Acosta called the sheriff s department. She told the operator that appellant had “butted [her] in the head” and refused to leave.
Shortly thereafter, Deputy Christopher Conley arrived and interviewed Acosta. Acosta said appellant “head-butted” her, indicating “that it was very intentional.” The deputy observed redness and swelling near Acosta’s right eye.
J.G., a teenager who lived across the street, heard a loud noise and looked out his bedroom window. He saw appellant standing in the driveway near the garage. As J.G. was watching, appellant shot into the garage. Appellant then walked back and forth nervously, going into and out of the garage and around the side of the house. J.G. saw a woman peer out of a window of the house. Appellant fired a shot toward the sky. After moving around nervously for a bit longer, getting into and out of his car and starting and turning off the engine, appellant drove away.
Because Acosta had provided a description of appellant’s car during the 911 call, deputies were able to locate and identify him driving on a nearby highway. Appellant ignored instructions to pull over and was arrested in Anaheim after a chase lasting more than an hour at speeds of up to 90 miles per hour.
Deputies found two expended cartridges in the driveway. The cartridges were from a .380 automatic handgun. When arrested, appellant had gunshot residue on his hands. Deputies found no gun in the car, but the passenger window, which had been intact when the chase started, was broken from the inside.
Appellant did not testify and presented no evidence.
The jury found appellant not guilty of attempted murder (count one). It found him guilty of assault with a semiautomatic firearm (count two), shooting at an inhabited dwelling (count three), witness intimidation (count seven), evading an officer (count eight), and negligent discharge of a firearm (count nine). With respect to counts four (corporal injury to a cohabitant), five and six (child endangerment), the jury found appellant guilty of the lesser included offenses of battery against a child’s parent (§ 243, subd. (e)(1)) and willful cruelty to a child (§ 273a, subd. (b)). With respect to count two, the jury found true that appellant personally used a firearm within the meaning of section 12022.5, subdivision (a).
The court sentenced appellant to a term of 21 years in state prison. The sentence consisted of 19 years on count two (the upper term of nine years, plus 10 years for the § 12022.5, subd. (a) firearm enhancement), a concurrent five-year term on count three, a concurrent one-year term on count four, concurrent six-month terms on counts five and six, a consecutive two-year term on count seven, and concurrent two-year terms on counts eight and nine. Appellant received 538 days of presentence custody credits.
DISCUSSION
A. Assault: Sufficiency of the Evidence
Appellant contends there was insufficient evidence to show he had the necessary mental state to commit assault because the prosecution presented no evidence that he had actual knowledge that a bullet shot at a door would penetrate it and threaten a person standing on the other side. Appellant misperceives the prosecution’s burden, which was met when substantial evidence established that he knowingly committed acts which resulted in physical force being applied toward the victim which a reasonable person would know was likely to result in injury.
Section 240, enacted in 1872, defines assault as “an unlawful attempt, coupled with a present ability, to commit a violent injury on the person of another.” The necessary mens rea to support assault was set forth in People v. Williams (2001) 26 Cal.4th 779, 787-788 [111 Cal.Rptr.2d 114, 29 P.3d 197]: “Based on the 1872 definition of attempt, a defendant is only guilty of assault if he intends to commit an act ‘which would be indictable [as a battery], if done, either from its own character or that of its natural and probable consequences.’ [Citation.] Logically, a defendant cannot have such an intent unless he actually knows those facts sufficient to establish that his act by its nature will probably and directly result in physical force being applied to
That appellant’s knowingly undertaken acts meet the Williams standard is made clear by the holding in People v. Wyatt (2010) 48 Cal.4th 776 [108 Cal.Rptr.3d 259, 229 P.3d 156]. There, the defendant’s 14-month-old son died of internal injuries after a bout of “play-fighting” with the defendant, who claimed to have had no actual knowledge he was wrestling far too hard with his son. (Id. at pp. 783, 785.) After being found guilty of assault on a child causing death under section 273ab, the defendant raised a contention similar to appellant’s—that the evidence was insufficient to prove the requisite mens rea for assault because he was unaware that the force he was using could seriously injure the victim. The court explained that under Williams, “a defendant may be guilty of an assault... if he acts with awareness of facts that would lead a reasonable person to realize that great bodily injury would directly, naturally, and probably result from his act. [Citation.] The defendant, however, need not know or be subjectively aware that his act is capable of causing great bodily injury. [Citation.] This means the requisite mens rea may be found even when the defendant honestly believes his act is not likely to result in such injury.” (People v. Wyatt, supra, 48 Cal.4th at p. 781.) Because the defendant “knew he was striking his young son with his fist, forearm, knee, and elbow, and that he used an amount of force a reasonable person would realize was likely to result in great bodily injury,” the evidence was sufficient to support the conviction. (Id. at p. 779.)
Here, substantial evidence established that after quarreling with Acosta and being told to leave, appellant went to his car, removed a loaded gun—a .380 according to ballistics—and fired a bullet at the door through which Acosta had just walked. This met the prosecution’s burden to establish that appellant “knew . . . that he used an amount of force a reasonable person would realize was likely to result in great bodily injury” (People v. Wyatt, supra, 48 Cal.4th at p. 779) or that he “act[ed] with awareness of facts that would lead a reasonable person to realize that great bodily injury would directly, naturally, and probably result from his act” (id. at p. 781). The jury was correctly instructed that in order to prove the assault, the evidence must establish, among other things, that “[a] person willfully committed an act
Appellant contends that in the absence of a showing that he possessed some expertise in the use of firearms, the jury could not infer he had the requisite intent. We disagree. It requires neither special expertise nor even personal familiarity with firearms to know that guns propel bullets at great speed and force, often penetrating walls and other architectural barriers. There was no evidence defendant thought the gun was a toy or was otherwise incapable of expelling real bullets. Acosta’s testimony that to her knowledge defendant had never shot a weapon was probative only of her own ignorance, as she admitted being unaware appellant even possessed a gun. Nor did appellant’s own behavior suggest he was “surprised” to see the bullet penetrate the door. After shooting through the door, he fired off another round, this time into the air. In short, the prosecution was not required to demonstrate appellant’s expertise with firearms to meet its burden of proof.
In his reply brief, appellant contends that allowing the jury to determine whether injury was likely to result from his actions was akin to permitting a conviction based on recklessness or negligence. Again, we disagree. The necessary criminal intent was established by the actions deliberately undertaken by appellant when he applied physical force directed at Acosta—retrieving the gun, aiming it and firing it at the door, knowing Acosta had just gone through it. The crime of assault requires that a defendant commit an act the “ ‘natural and probable consequence[]’ ” of which would be a battery. (People v. Williams, supra, 26 Cal.4th at p. 787, italics omitted.) It does not require proof that a battery has resulted or will inevitably result. (See People v. Chance (2008) 44 Cal.4th 1164, 1167-1168 [81 Cal.Rptr.3d 723, 189 P.3d 971] [“ ‘present ability’. ” element of assault is satisfied “when ‘a defendant has attained the means and location to strike immediately’ ... an assault may be committed even if the defendant is several steps away from actually inflicting injury, or if the victim is in a protected position so that injury would not be ‘immediate,’ in the strictest sense of that term”]; People v. Aguilar (1997) 16 Cal.4th 1023, 1028 [68 Cal.Rptr.2d 655, 945 P.2d 1204] [“One may commit an assault without making actual physical contact with the person of the victim . . . .”].) It may be established even where the victim took effective steps to avoid or prevent
B. Constitutionality of Section 136.1, Subdivision (b)(1)
Section 136.1, subdivision (b)(1) targets prearrest efforts to prevent a crime from being reported to the authorities. (People v. Fernandez (2003) 106 Cal.App.4th 943, 950 [131 Cal.Rptr.2d 358].) It provides in relevant part: “(b) Except as provided in subdivision (c) [targeting more serious efforts to prevent or dissuade], every person who attempts to prevent or dissuade another person who has been the victim of a crime or who is witness to a crime from doing any of the following is guilty of a public offense and shall be punished by imprisonment in a county jail for not more than one year or in the state prison: [(J[] (1) Making any report of that victimization to any peace officer or state or local law enforcement officer or probation or parole or correctional officer or prosecuting agency or to any judge.” (§ 136.1, subd. (b)(1).) To prove a violation of section 136.1, subdivision (b)(1), the prosecution must show “(1) the defendant has attempted to prevent or dissuade a person (2) who is a victim or witness to a crime (3) from making [a] report ... to any peace officer or other designated officials.” (People v. Upsher (2007) 155 Cal.App.4th 1311, 1320 [66 Cal.Rptr.3d 481].) The prosecution must also establish that “the defendant’s acts or statements [were] intended to affect or influence a potential witness’s or victim’s testimony or acts.” (People v. McDaniel (1994) 22 Cal.App.4th 278, 284 [27 Cal.Rptr.2d 306].) In other words, “section 136.1 is a specific intent crime.” (Ibid.)
Appellant contends that section 136.1, subdivision (b)(1) violates the state and federal constitutions by impermissibly inhibiting free speech. He also suggests the statute is “fatally uncertain” or vague.
A defendant’s constitutional challenge to a penal statute may be based on the contention that the law is unconstitutional as applied to him, or he may seek to have it found facially invalid. (See People v. Rodriguez (1998) 66 Cal.App.4th 157, 167 [77 Cal.Rptr.2d 676] [if statute found unconstitutional
Another consideration relevant to determining facial overbreadth is whether the statute at issue, although seeming to cast too wide a net, is or has
Courts in other states have similarly construed comparable statutes. In New Jersey v. Crescenzi (App.Div. 1988) 224 NJ. Super. 142 [539 A.2d 1250], the court rejected a First Amendment overbreadth argument to a statute that prohibited “ ‘knowingly attempting] to induce or otherwise cause a witness or informant to . . . [withhold any testimony, information, document or thing.’ ” (539 A.2d at p. 1252, quoting N.J. Stat. Ann. § 2C:28-5(a).) The jury was expressly charged that before the defendant could be found guilty, the prosecution was required to prove he “ ‘knowingly attempted to induce or otherwise cause a witness or informant to withhold any testimony, information[,] document or thing from the investigating body,’ and also that the purpose of his comments ... at the time was to influence behavior of a witness or the withholding of information by an informant.” (539 A.2d at p. 1252, italics omitted.) The court found the statute was not overbroad: “[T]he statute furthers the important governmental interest of preventing intimidation of, and interference with, potential witnesses or informers in criminal matters and easily meets the test of weighing the importance of this exercise of speech against the gravity and probability of harm therefrom. [Citation.] When the public interest in discovering the truth in official proceedings is balanced against a party’s right to speak to a particular witness with the intent of tampering, that party’s right is ‘miniscule.’ ” (New Jersey v. Crescenzi, supra, 539 A.2d at pp. 1252, 1253, italics omitted; see Connecticut v. Cavallo (1986) 200 Conn. 664, 668-669 [513 A.2d 646, 649] [because statute prohibiting tampering with a witness—defined to include “ ‘inducting] or attempting] to induce’ ” a witness to “ ‘withhold testimony’ ”—contained implicit requirement that “perpetrator intend to cause the
Appellant attempts to meet his burden of establishing that substantial overbreadth exists by devising a number of hypotheticals. He contends that the law would preclude an attorney from “advising a client to file a civil lawsuit for damages in response to a crime”; prohibit a store manager from “direct[ing] employees to call the parents of first-time shoplifters under the age of 18 instead of reporting such incidents to the police”; and prevent citizens from “express [ing] their opinion about which crimes warrant government intervention, and which do not,” “attempting] to prevent a friend from reporting a small theft to the police by expressing the opinion that it will be more trouble and paperwork than it’s worth,” or “suggesting that the problem [of criminal activity] be handled privately with an apology, with amends being made, or some other way.” A party does not establish facial unconstitutionality by “summoning] forth an endless stream of fanciful hypotheticals.” (United States v. Williams, supra, 553 U.S. at p. 301.) In U.S. v. Chappell (4th Cir. 2012) 691 F.3d 388, 393, the court rejected the defendant’s argument that a statute prohibiting the impersonation of officers was overbroad simply because it could conceivably be applied to “costumed party-goers, children, and actors”: “We decline to facially invalidate [the statute] just because [the defendant] can conceive of far-fetched applications involving innocent behavior.” (Ibid.) There is no reason to believe persons engaged in conduct of the type appellant posits are in substantial danger of prosecution under the statute. The statute prohibits statements specifically intended to induce a witness or victim to withhold evidence of a crime from law enforcement officials. Ordinary citizens discussing the criminal justice system and the pros and cons of becoming involved in a police investigation would not run afoul of the law.
Although appellant cites a number of authorities for the general proposition that vague penal statutes are unconstitutional, he fails to specify in what way section 136.1, subdivision (b) is vague or uncertain. The words used in the statute are clear and give notice to members of the public that attempting to prevent or dissuade a person from contacting authorities to report a crime is itself a crime. On its face, section 136.1 appears geared toward situations similar to the present one, where a defendant abuses a spouse or other cohabitant and thereafter obstructs or otherwise attempts to prevent the victim from seeking help from authorities. We see no basis for a finding that the statute is “fatally uncertain” or unconstitutionally vague.
DISPOSITION
The judgment is modified to reflect 662 days of presentence custody credit, consisting of 576 days of actual credit and 86 days of good time/work time credit. In all other respects the judgment is affirmed. The superior court is directed to prepare an amended abstract of judgment to reflect this modification and to forward a copy to the Department of Corrections and Rehabilitation.
Willhite, Acting P. J., and Suzukawa, J., concurred.
A petition for a rehearing was denied February 13, 2013, and appellant’s petition for review by the Supreme Court was denied May 1, 2013, S209036.
Pitchess v. Superior Court (1974) 11 Cal.3d 531 [113 Cal.Rptr. 897, 522 P.2d 305].
Undesignated statutory references are to the Penal Code.
Former count eight for possession of a firearm by a felon (former § 12021, subd. (a)(1)) was dismissed prior to trial, and former counts nine and 10 were renumbered as specified above.
At trial, Acosta testified they accidentally butted heads when she reached for the underwear, which was in a clear plastic bag on the floor of the closet. But in a call to the sheriff’s department and in interviews with deputies later that day, she complained of being “head-butted” by appellant without suggesting it was accidental. At the preliminary hearing, Acosta testified that appellant “head butted [her] in [her] right eye” after they argued about the underwear.
A recording of the call was played to the jury.
At trial, Acosta testified she had entered the hallway and was near the front door when the shot was fired. On the day of the incident, she told Deputy Conley that she had just shut the door from the garage to the laundry room and turned to walk away when she heard the gunshot.
A recording of the 911 call was played to the jury.
This appeal raises no issues pertaining to the chase or the related charge.
Appellant failed to raise a constitutional challenge to this provision below. All issues, even those involving an alleged constitutional violation, are subject to the rule of forfeiture, and a defendant’s failure to raise the issue before the trial court will generally result in the appellate court’s refusal to consider it. (People v. Yarbrough (2008) 169 Cal.App.4th 303, 310 [86
The California Constitution similarly protects “[e]very person[’s]” right to “freely speak, write and publish his or her sentiments on all subjects, being responsible for the abuse of this right.” (Cal. Const., art. I, § 2, subd. (a).)
Appellant’s opening brief contains no analysis of whether his conduct and speech were worthy of First Amendment protection. In a footnote in his reply brief, appellant maintains he “does not have to demonstrate that his conduct was protected speech or conduct,” before launching into a brief attempt to persuade us that his speech was protected and his conduct “expressive.” Though not required to do so, we address his contention.
With respect to appellant’s standing to raise an overbreadth challenge, the Supreme Court explained in City Council v. Taxpayers for Vincent (1984) 466 U.S. 789, 798-799 [80 L.Ed.2d 772, 104 S.Ct. 2118], that although a litigant generally has standing only to vindicate his own constitutional rights, “the very existence of some broadly written statutes may have such a deterrent effect on free expression that they should be subject to challenge even by a party whose own conduct may be unprotected.....[S]uch a statute may be challenged on its face even though a more narrowly drawn statute would be valid as applied to the party in the case before [the court].” (Fn. omitted.) However, a party who fails to demonstrate that the statute is unconstitutional as applied to the party or to persuade the court of the merits of a facial challenge, “has no ‘standing’ to allege that, as applied to others, the statute might be unconstitutional.” (Secretary of State of MD. v. J. H. Munson Co. (1984) 467 U.S. 947, 959 [81 L.Ed.2d 786, 104 S.Ct. 2839].)
Appellant also argues that the alleged overbreadth of section 136.1, subdivision (b)(1) cannot be cured with a limiting instruction. We find no constitutional infirmity. Even had we concluded the statute could conceivably be applied to situations as described by appellant, there is no possibility that occurred here. The jury was instructed that in order to find appellant guilty, it must conclude he acted with the specific intent to annoy, harm or injure the victim or to thwart or interfere with the orderly administration of justice. There is thus no risk appellant was convicted of constitutionally protected conduct.
As noted in respondent’s brief, a number of courts in other jurisdictions have rejected contentions that similar statutes were unconstitutionally vague. (See, e.g., New Jersey y. Crescenzi, supra, 539 A.2d at p. 1253; Connecticut v. Cavallo, supra, 513 A.2d at pp. 650-651; Connecticut v. Bennett-Gibson, supra, 851 A.2d at pp. 1222-1223; People v. Esteves (N.Y.Crim.Ct. 1976) 85 Misc.2d 217, 219-220 [378 N.Y.S.2d 920].)
See footnote, ante, page 1336.