People v. Orozco CA4/1

Filed 12/17/15 P. v. Orozco CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D068491
Plaintiff and Respondent,
v. (Super. Ct. No. FVI1301531)
ARTHUR OROZCO et al.,
Defendants and Appellants.
APPEAL from a judgment of the Superior Court of San Bernardino County, John
M. Tomberlin, Judge. Judgment vacated and remanded with directions.
Marcia R. Clark, under appointment by the Court of Appeal, for Defendant and
Appellant Arthur Orozco.
Patricia J. Ulibarri, under appointment by the Court of Appeal, for Defendant and
Appellant Jeffrey Batson.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Lynne G. McGinnis and Eric A.
Swenson, Deputy Attorneys General, for Plaintiff and Respondent.
A jury convicted Arthur Orozco and Jeffrey Batson (together, appellants) of the
second degree murder of Roger Miller. The jury also found true a special allegation that,
in the commission of the offense, a principal was armed with a firearm. The jury also
convicted Paul Pavelak of involuntary manslaughter and found true the special allegation
as to him as well. Pavelak is not a party to this appeal. Appellants appeal, contending
the trial court erred in: (1) refusing to instruct the jury on voluntary manslaughter based
on imperfect self-defense, and (2) denying them a sentencing continuance to permit them
to investigate potential juror misconduct. Batson also contends his abstract of judgment
must be corrected to eliminate a fine that was not included in the trial court's oral
pronouncement of judgment. We conclude the trial court abused its discretion in denying
appellants a continuance to investigate potential juror misconduct. We also conclude
Batson's abstract of judgment improperly includes a fine not included in the trial court's
oral pronouncement of judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Appellants do not challenge the sufficiency of the evidence. Accordingly, we
summarize the facts to provide background for their contentions on appeal.
Amber Gutierrez and her children lived with Miller in his home in Victorville,
California. Gutierrez was a drug addict and helped Miller sell drugs. In May 2013, they
got into an argument. When Pavelak attempted to pick Gutierrez up, Miller was holding
a bat and stated, "I will beat your ass with this bat. I'll leave you for dead. I'll kill you."
Pavelak drove off without Gutierrez.
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The fight between Gutierrez and Miller escalated. Gutierrez went to a nearby
house and used the phone to call Pavelak. Pavelak and Orozco picked Gutierrez and her
children up and took them to a motel where they met Batson. Thereafter, they all drove
to another motel where Gutierrez stayed with her children.
Early that morning, Bessie Velasco met with Orozco, Batson, and Pavelak in the
motel parking lot. While they were all in Batson's truck, the three men discussed a plan
to scare and beat up Miller. They drove to Miller's home. When they arrived, Velasco's
role was to knock on Miller's door to get him to come out. Velasco understood that she
would then go back to the truck while the men jumped Miller.
Pavelak and Batson, holding a shotgun, went to Miller's front door, but saw Miller
approaching from down the street. At that point, Velasco ran back to the truck. She
heard two gunshots and saw Miller fall to the ground.
When Batson got back to the truck, Velasco asked why he shot Miller. Batson
replied that he did not shoot Miller in a spot where it would kill him. Velasco then asked
Batson why he shot Miller a second time. Batson said it looked liked Miller was
reaching in a bag for something.
Batson said they needed to go back to pick up the shell casings. Pavelak got out of
the truck and the others returned to the motel where Gutierrez was staying. Orozco told
Gutierrez, "[w]e robbed him" and "[w]e shot him." He explained that Batson shot Miller
with a shotgun. Orozco also said that he did not know if Miller was dead.
A forensic pathologist determined that Miller had two gunshot wounds consistent
with a shotgun. Miller's cause of death was shotgun wounds on his left buttock and
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thigh, with some pellets piercing his femoral artery. A crime scene specialist with the
San Bernardino County Sheriff's Department found two shotgun shells at the scene of the
crime. Sheriff's deputies also found a baseball bat lying in the grass.
DISCUSSION
I. Imperfect Self-Defense Instruction
Appellants argue the trial court prejudicially erred by refusing to instruct the jury
on voluntary manslaughter based on imperfect self-defense. We disagree.
A. General Homicide Principles
First degree murder is an unlawful killing with malice aforethought,
premeditation, and deliberation. (People v. Chun (2009) 45 Cal. 4th 1172, 1181.) Second
degree murder is an unlawful killing with malice, but without the elements of
premeditation and deliberation. (Ibid.) Malice may be express (intent to kill) or implied
(intentional commission of life-threatening act with conscious disregard for life). (Ibid.)
Even when a defendant has the intent to kill or conscious disregard for life, a
homicide may be further reduced to voluntary manslaughter in limited, explicitly defined
circumstances that are viewed as negating malice. (People v. Moye (2009) 47 Cal. 4th
537, 549; People v. Lasko (2000) 23 Cal. 4th 101, 107-109.) For voluntary manslaughter,
malice is deemed to be negated by the defendant's (1) heat of passion arising from
provocation that would cause a reasonable person to react with deadly passion, or (2)
unreasonable but good faith belief in the need to act in self-defense (imperfect self-
defense). (Ibid.) Under these two limited circumstances, voluntary manslaughter negates
malice even though the lethal act was committed with the intent to kill or conscious
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disregard for life that otherwise establishes malice. (See People v. Bryant (2013) 56
Cal. 4th 959, 968; People v. Rios (2000) 23 Cal. 4th 450, 460-461, 467.)
Finally, an unlawful homicide without intent to kill and without conscious
disregard for life is involuntary manslaughter. (People v. Butler (2010) 187 Cal. App. 4th
998, 1006.) Involuntary manslaughter can arise from a lawful act, a misdemeanor, or a
noninherently dangerous felony committed with criminal negligence; i.e., aggravated,
reckless conduct that creates a foreseeable high risk of death. (Id. at pp. 1006, 1008; see
People v. Bryant, supra, 56 Cal.4th at p. 974 (conc. opn. of Kennard, J.).)
B. Imperfect Self-defense
"An unlawful killing involving either an intent to kill or a conscious disregard for
life constitutes voluntary manslaughter, rather than murder, when the defendant acts upon
an actual but unreasonable belief in the need for self-defense. [Citations.] In addition, a
homicide is justifiable and noncriminal where the actor possessed both an actual and
reasonable belief in the need to defend. [Citations.] In either case, 'the fear must be of
imminent harm. 'Fear of future harm — no matter how great the fear and no matter how
great the likelihood of the harm — will not suffice. The defendant's fear must be of
imminent danger to life or great bodily injury.' [Citations.] The trial court need not give
[perfect or imperfect self-defense] instructions on request absent substantial evidence to
support them." (People v. Stitely (2005) 35 Cal. 4th 514, 550; see also People v.
Manriquez (2005) 37 Cal. 4th 547, 581; In re Christian S. (1994) 7 Cal. 4th 768, 783.)
Where there is no evidence from which a jury could reasonably conclude a
defendant had an actual or honest belief in the need to defend against imminent danger to
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himself or others, such instructions are properly refused. (People v. Rodriguez (1997) 53
Cal. App. 4th 1250, 1269; accord, People v. Breverman (1998) 19 Cal. 4th 142, 162
[instructions on imperfect self-defense required where the evidence that the defendant
was guilty only of that lesser offense is " 'substantial enough to merit [a jury's]
consideration' "; the existence of any evidence, no matter how weak, will not justify
instructions on a lesser included offense]; People v. Barton (1995) 12 Cal. 4th 186, 201
[sua sponte instruction that defendant killed in unreasonable self-defense is not required
when the evidence is " 'minimal and insubstantial' "].)
" 'The concepts of perfect and imperfect self-defense are not entirely separate, but
are intertwined. We have explained that 'the ordinary self-defense doctrine—applicable
when a defendant reasonably believes that his safety is endangered—may not be invoked
by a defendant who, through his own wrongful conduct (e.g., the initiation of a physical
attack or the commission of a felony), has created circumstances under which his
adversary's attack or pursuit is legally justified. [Citations.] It follows, a fortiori, that the
imperfect self-defense doctrine cannot be invoked in such circumstances.' " (People v.
Enraca (2012) 53 Cal. 4th 735, 761.) On appeal, we review de novo whether the trial
court erred in refusing to instruct the jury on the theory of imperfect self-defense.
(People v. Manriquez, supra, 37 Cal.4th at p. 581.)
C. Analysis
We conclude that the evidence in this case did not require giving an imperfect self-
defense instruction. First, the record is devoid of evidence suggesting that appellants shot
Miller because they believed they were in imminent danger of being killed or seriously
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injured. Rather, appellants, armed with a shotgun, went to Miller's home with a plan to
beat him up. They saw Miller approaching from down the street, but did not retreat at
that point. Although sheriff's deputies found a bat at the scene of the crime, there was no
evidence that Miller charged at appellants, initiated an altercation, or in any way used the
bat against them.
Moreover, when Velasco questioned Batson about why he shot Miller, Batson
initially stated that he did not shoot Miller in a place where it would kill him. Batson did
not state anything about being in fear of imminent harm. While Batson also told Velasco
that he thought Miller was reaching for something in a bag, that statement was in
response to Velasco's question about why Batson shot Miller a second time. At that
point, Miller had already been shot once and thus, even if he was reaching for a weapon,
it does not support appellants' theory of imperfect self-defense as appellants created
circumstances in which Miller's use of force would have been justified.
Given the state of the evidence, in which nothing suggests Miller charged at
appellants or initiated an altercation placing appellants in fear of imminent harm, the
elements required for imperfect self-defense are lacking. Accordingly, we conclude the
trial court correctly did not instruct the jury on imperfect self-defense.
D. Alleged Prejudice
Appellants contend the trial court's failure to instruct on imperfect self-defense
rendered the instructions incomplete on the issue of malice and amounted to federal
constitutional error.
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To support their argument, appellants rely on People v. Thomas (2013) 218
Cal. App. 4th 630 (Thomas). The Thomas court held that failure to instruct on heat of
passion voluntary manslaughter as a lesser included offense of murder, where warranted,
is federal constitutional error because heat of passion negates malice, malice is a
necessary element of murder, and, therefore, failure to instruct on heat of passion
unconstitutionally reduces the prosecution's burden of proving every element of the
charged crime. (Id. at pp. 643-644.) However, in Thomas, the appellate court found that
the evidence supported a finding that the defendant's passion was aroused and his reason
obscured when he shot the victim. As a result, the trial court erred when it refused to
instruct the jury on voluntary manslaughter based on a theory of heat of passion. (Id. at
pp. 633, 645.)
Here, unlike Thomas, instruction on the lesser offense was not warranted by the
evidence. Thus, the question of whether appellants' federal constitutional rights were
violated does not arise.
II. Sentencing Continuance
A. Background
At a jury instruction conference in April 2014, Pavelak's counsel noted that a male
juror's wife or girlfriend was routinely sitting in the gallery. (Undesignated date
references are to the year 2014.) In May, during the original sentencing hearing,
Orozco's counsel noted that the male juror was present and requested that the court
provide him with the juror's number. The court denied the request.
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On June 27, the continued date for sentencing, Orozco's counsel requested a
continuance of approximately two months because he had received statements from
Orozco's family members regarding contacts they observed between a juror's wife and
Miller's father. Orozco's counsel informed the court that he received the statements a few
days before he left on a trip on June 4. He returned from his trip on June 19, but had not
had an opportunity to follow up on the statements.
Orozco's counsel provided the court with letters that he had received from two of
Orozco's family members. Orozco's counsel explained that Orozco's family members had
observed a juror's wife speaking with Miller's father and placing her hand on his back.
Additionally, on the original sentencing date, the juror in question and his wife spoke
with Miller's family, sat next to them, and hugged them.
Batson's counsel also requested a continuance, complaining that he had not
obtained the names of Orozco's family members who had provided the letters to Orozco's
counsel until that morning. Batson's counsel stated that if the court denied a continuance,
he would move for a new trial on the ground that Batson was not provided with an
opportunity to fully investigate potential juror misconduct.
The prosecution opposed a continuance because Miller's family had traveled from
Arizona to give impact statements. Batson's counsel noted that Pavelak intended to go
forward with sentencing that day and thus Miller's family could make their statements
concerning Pavelak.
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The trial court observed that it did not see anything in the letters from Orozco's
family members that warranted a mistrial. The court permitted counsel to make an oral
motion for a new trial. After a dialogue with counsel regarding unsealing juror
information, the court denied a sentencing continuance and new trial. The court went on
to state that a motion to unseal juror information would be an "idle act" at that point
because further investigation could not proceed as a result of the denial of a sentencing
continuance.
B. Analysis
Appellants argue the trial court erred in denying them a sentencing continuance to
permit them to investigate potential juror misconduct. We agree.
Juror misconduct usually leads to a rebuttable presumption of prejudice. (People
v. Danks (2004) 32 Cal. 4th 269, 302.) "When a trial court is aware of possible juror
misconduct, the court 'must "make whatever inquiry is reasonably necessary" ' to resolve
the matter." (People v. Hayes (1999) 21 Cal. 4th 1211, 1255.)
A trial court has broad discretion in ruling on motions for continuance of
sentencing and new trial. (People v. Smithey (1999) 20 Cal. 4th 936, 1011-1012.)
" 'Continuances shall be granted only upon a showing of good cause,' " and the moving
party must show that the evidence could be obtained within a reasonable time. (People v.
Beeler (1995) 9 Cal. 4th 953, 1003.) "In determining whether a denial [of a continuance]
was so arbitrary as to deny due process, the appellate court looks to the circumstances of
each case and to the reasons presented for the request. [Citations.] One factor to
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consider is whether a continuance would be useful." (People v. Frye (1998) 18 Cal. 4th
894, 1012-1013.)
Here, the court exceeded its discretion in denying a sentencing continuance. In
general, jurors commit misconduct when they directly violate the oaths, duties, and
admonitions imposed on them. (In re Hamilton (1999) 20 Cal. 4th 273, 294.) Those
oaths, duties, and admonitions in this case included not allowing bias and sympathy
influence decisions and not discussing the case with anyone other than fellow jurors. The
letters from Orozco's family members suggested that further inquiry into whether a juror
violated the court's instructions regarding improper influences and bias may have been
productive.
While we note that a month had passed since Orozco's counsel received statements
from Orozco's family members regarding potential juror misconduct, counsel had not had
an opportunity to investigate the matter because he was away from his office most of that
time. Moreover, Batson's counsel did not receive the names of Orozco's family members
who had provided the letters until the morning of sentencing. We are mindful that
Miller's family members had traveled from Arizona to give impact statements. However,
as Batson's counsel noted, Pavelak intended to go forward with sentencing that day and
thus Miller's family could have made their statements concerning Pavelak. Accordingly,
any inconvenience to Miller's family members was not a proper reason to deny appellants
a continuance.
Given the severity of the sentences appellants were facing and the information
before the court, the trial court should have given appellants an opportunity to investigate
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possible juror misconduct. Instead of allowing a brief continuance for investigation, the
trial court forced appellants to make an oral new trial motion on the day of sentencing
without the benefit of evidence that an investigation may have revealed. In doing so, the
court abused its discretion.
While we express no opinion on the merits of a new trial motion, we conclude
appellants should have the opportunity to engage in an investigation regarding possible
juror misconduct and bring a new trial motion should they choose to do so based on the
results of the investigation. Accordingly, we vacate the judgment and remand with
directions to the trial court to set a briefing schedule allowing for an investigation, motion
for release of juror information, if necessary and proper, and potential new trial motion.
If appellants ultimately choose not to move forward with a new trial motion or if the new
trial motion is denied on the merits, the judgment shall be reinstated.
III. Discrepancy Between Oral Pronouncement and Abstract of Judgment
Batson contends his abstract of judgment must be corrected to eliminate a $41 fine
under former Penal Code section 12025, which was not included in the trial court's oral
pronouncement of judgment. The Attorney General concedes that the fine was
improperly imposed but argues Batson's contention is moot because the abstract of
judgment has since been modified and no longer includes the fine. However, as Batson
notes, the Attorney General refers to the abstract of judgment reflecting his indeterminate
sentence whereas he is referring to a fine on the abstract of judgment for his determinate
sentence.
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Based on our review of the record, the trial court did not impose a $41 fine under
Penal Code section 12025 in its oral pronouncement of judgment. Thus, the abstract of
judgment must be corrected to eliminate the fine. (People v. Mitchell (2001) 26 Cal. 4th
181, 185 [appellate court may order correction of an abstract of judgment that does not
accurately reflect the oral pronouncement of judgment].)
DISPOSITION
The judgment is vacated and the case is remanded with directions to the trial court
to set a briefing schedule allowing for an investigation, motion for release of juror
information, if necessary and proper, and potential new trial motion. If appellants
ultimately choose not to move forward with a new trial motion or if the new trial motion
is denied on the merits, the judgments shall be reinstated.
At the conclusion of the above proceedings, the trial court shall amend the
abstracts of judgment appropriately, including eliminating the $41 fine imposed on
Batson under former Penal Code section 12025, and forward the amended abstracts of
judgment to the Department of Corrections and Rehabilitation.
McINTYRE, J.
WE CONCUR:
NARES, Acting P. J.
McDONALD, J.
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