People v. Dayzie CA2/7

Filed 2/9/16 P. v. Dayzie CA2/7
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SEVEN
THE PEOPLE, B260418
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. YA090167)
v.
JUDY ANN DAYZIE,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County,
Steven R. Van Sicklen, Judge. Affirmed as modified.
Sally Patrone Brajevich, under appointment by the Court of Appeal, for
Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant
Attorney General, Lance E. Winters, Senior Assistant Attorney General, Paul M.
Roadarmel Jr. and Daniel C. Chang, Deputy Attorneys General, for Plaintiff and
Respondent.
_____________________
INTRODUCTION
Judy Ann Dayzie appeals from the judgment entered following her open plea of no
contest to felony driving under the influence of alcohol (Veh. Code, § 23152, subd. (a),
count 1) and felony driving with a blood alcohol level of 0.08 percent or greater (id.,
subd. (b), count 2). Dayzie also admitted she had suffered two prior felony convictions
for similar offenses within the past 10 years (Veh. Code, §§ 23550, 23550.5) and one
prior felony conviction within the meaning of the three strikes law (Pen. Code,1 §§ 667,
subds. (b)-(j), 1170.12), and she had served three separate prison terms for felonies
(§ 667.5, subd. (b)). The trial court sentenced Dayzie to nine years in state prison.
Dayzie contends the trial court abused its discretion in denying her motion to dismiss her
prior strike convictions and sentenced her in violation of section 654. We modify the
judgment to stay the sentence on count 2, and otherwise affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
A. The Crimes
Around midnight on April 28, 2014, Torrance police officers observed Dayzie
driving erratically. They initiated a traffic stop, conducted field sobriety tests, and
arrested Dayzie for driving under the influence based on her objective symptoms of
intoxication. A sample of Dayzie’s blood was subsequently drawn and tested twice,
revealing blood alcohol concentrations of 0.227 and 0.218 percent.
B. The Plea
On August 19, 2014 Dayzie appeared in court with her attorney, who stated he had
informed Dayzie that the People had rescinded their offer of four years in state prison and
were not going to make a new offer. Counsel for Dayzie told the court that he had
1
Undesignated statutory references are to the Penal Code.
2
advised Dayzie she could enter an open plea for a potential maximum prison sentence of
nine years, it was unlikely under the circumstances the court would impose a four-year
term, and the People would ask the court to impose the maximum sentence. Counsel for
Dayzie stated that he believed Dayzie planned to enter a plea, but she wanted to postpone
the sentencing hearing to participate in the MERIT program.2
The trial court observed that Dayzie had numerous prior convictions for driving
under the influence and other offenses, but the court declined to give a tentative sentence.
Instead, the court agreed to postpone the sentencing hearing to enable the parties to
submit sentencing memoranda. The court noted that, although Dayzie would “get some
credit for pleading open and for not going through a trial,” the case was “very serious. I
just don’t know what we can do to stop Ms. Dayzie from drinking and driving. She will
kill somebody some day. . . . And she knows that. Because every time she gets a D.U.I.
she gets a Watson advisement. And you can tell her what happened here recently.”3 The
court then told Dayzie that a young man had received a sentence of 34 years to life after
killing two people while driving under the influence of alcohol. Dayzie stated she was
aware of the case.
After Dayzie conferred with her attorney, her attorney informed the court that
Dayzie wanted to enter an open plea. The court reminded Dayzie, “This is a no-promises
plea. The sentence could be anywhere from, let’s say, four years to nine years, if that’s
the maximum.” Dayzie replied, “Yes, I understand.” The court continued, “It’s
definitely not going to be a probationary plea—sentence for sure. But I’ll consider the
four years as a bottom and nine years as the top. If you have any questions, though,
2
The MERIT program is the Los Angeles County Sheriff Department’s
Maximizing Education Reaching Individual Transformation program, which is overseen
by the Education Based Incarceration Bureau and facilitated by volunteers, professional
instructors, and deputies in the Sheriff’s Department.
3
The Watson advisement refers to an advisement, based on People v. Watson
(1981) 30 Cal.3d 290, 296, about the dangers of drinking and driving, and warns that
those who kill someone while driving under the influence could be charged with murder.
3
please stop us and talk to your attorney. Any questions, we’ll do our best to answer them
for you.”
The prosecutor advised Dayzie of the nature of the charges and special allegations
against her. He further advised that by entering an open plea she would be pleading to
both charges and admitting all allegations, with “no promise for your plea at this time.”
The prosecutor told Dayzie that “the maximum sentence you can receive is nine years in
the state prison.” Dayzie indicated she understood the nature of the charges against her,
had spoken with her attorney, and wanted to enter a plea.
The prosecutor next advised Dayzie of her constitutional rights, including her right
to a jury trial and her right of confrontation, as well as her privilege against self-
incrimination. Dayzie stated she understood and agreed to waive each of these rights.
The prosecutor further advised Dayzie that the court would sentence her to state prison
and, upon her release, the court would place her either on parole or post-release
community supervision. The prosecutor gave Dayzie another Watson advisement, telling
her that “driving under the influence of alcohol or drugs or a combination of both is
extremely dangerous to human life. In the future, if you drive under the influence of
alcohol or drugs or a combination of both and as a result of your driving someone is
killed, you can be charged with murder.” Dayzie stated she understood, acknowledged
she was pleading freely and voluntarily, and confirmed no one had made any promises in
exchange for her plea or admissions.
Dayzie then pleaded no contest to both counts and admitted the enhancement
allegations. Counsel for Dayzie joined in the plea and the waiver, and stipulated to a
factual basis for the plea based on the police reports and the preliminary hearing
transcript. The trial court found that Dayzie had voluntarily, knowingly, and intelligently
entered the plea and admitted the special allegations, and that there was a factual basis for
the plea. Based on the plea and admissions, the court found Dayzie guilty of violating
Vehicle Code section 23152, subdivisions (a) and (b). The court, after Dayzie gave a
time waiver, scheduled a sentencing hearing, and requested sentencing memoranda from
the parties.
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C. The Sentence
At the sentencing hearing on November 18, 2014 the trial court confirmed it had
read Dayzie’s motion to dismiss her prior convictions pursuant to People v. Superior
Court (1996) 13 Cal.4th 497, 529-530 (Romero motion), the parties’ sentencing
memoranda, the probation officer’s report, and letters from Dayzie and her daughter.
Counsel for Dayzie asked the court to dismiss the prior strike and to impose the four-year
sentence previously offered by the People. The prosecutor asked the court to impose the
maximum nine-year sentence. After listening to argument by the attorneys and a
personal statement by Dayzie, the court denied the motion to strike the prior strike and
sentenced Dayzie to an aggregate state prison term of nine years.
In denying Dayzie’s motion to strike the prior strike, the trial court acknowledged
her 1987 prior strike conviction for assault with a deadly weapon was 25 years old, but
discounted its remoteness in light of Dayzie’s continuous criminal activity and numerous
convictions during the intervening years. In particular, the court noted Dayzie’s record
showed multiple convictions for driving on a suspended license and nine convictions for
driving under the influence. The court also found that Dayzie was “extremely likely” to
reoffend because she was relatively young and she had a 0.23 blood alcohol level in the
current offense.4
The trial court also commented on the letter from Dayzie’s daughter, in which she
apparently wrote that the legal system had never offered Dayzie treatment for her
addiction and that Dayzie’s struggle with alcoholism was related to her Native American
heritage. The court indicated it was “sort of offended” by the daughter’s letter and
characterized her claims as “nonsense.” The court stated that judges and prosecutors are
always seeking programs for defendants who need them and that addiction does not
discriminate, but “hits everybody” regardless of ethnicity. The court then stated, “My
father and mother both died from addiction. My father was a judge and died at age 62
from alcohol. My mother followed five years later. I’ve been sober 18 years. I’m an
4
Dayzie was born December 2, 1964, making her 49 years old at the time of
sentencing.
5
alcoholic. . . . There’s no minority associated with me.” The court remarked that
“sobriety is a product of two things. It’s saying ‘no’ and staying away from people that
enable you to drink or encourage you to drink and pretend to be your friends when in
reality they’re as much a public enemy as the alcoholic is.”
The court observed that the officers reported that Dayzie was disoriented and lost
when they stopped her, and she admitted she was going the wrong way. The court then
told Dayzie about a 23-year-old man who was driving under the influence and was
similarly disoriented and lost. He struck and killed two employees of the California
Department of Transportation on the freeway and was sentenced to a state prison term of
36 years to life. The court told Dayzie she had been cheating death, and the deaths of
others, for a long time. The court told Dayzie it was time she and her daughter accepted
responsibility for Dayzie’s pattern of drinking and driving. The court said that Dayzie’s
daughter should do more to help her mother rather than trying to blame Dayzie’s
alcoholism on others.
In selecting the upper term and imposing a nine-year sentence, the trial court
considered the factors in California Rules of Court, rule 4.421(b), including
rule 4.421(b)(2), “[t]he defendant’s prior convictions as an adult . . . are numerous or of
increasing seriousness,” and rule 4.421(b)(3), “[t]he defendant has served a prior prison
term.” The court explained that Dayzie had previously been incarcerated in state prison
for a total of seven years as a result of her convictions for felony driving under the
influence and child endangerment, yet she was “still not willing to get sober.” The court
determined that Dayzie was “a very serious danger to society” and “somebody that I
don’t want on the road.”
Dayzie filed a timely notice of appeal, in which she checked the preprinted box
indicating her appeal was “based on the sentence or other matters occurring after the plea
that do not affect the validity of the plea.” Dayzie did not obtain a certificate of probable
cause.
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DISCUSSION
A. The Trial Court Did Not Abuse Its Discretion in Denying the Motion To Dismiss
Dayzie argues that the “trial court abused its discretion when it denied [her]
motion to dismiss one strike and two Penal Code, § 667.5, subdivision (b) priors based in
part on personal bias against alcoholics.”5 The People argue that Dayzie cannot raise this
argument on appeal because she failed to obtain a certificate of probable cause, she
forfeited the argument by not objecting to the court’s remarks at the sentencing hearing,
and the argument lacks merit because the court’s denial of Dayzie’s Romero motion was
not based on judicial bias. We agree with the People’s second and third arguments.
1. Dayzie Did Not Need To Obtain a Certificate of Probable Cause
Under section 1237.5, a defendant generally may not appeal from a judgment of
conviction following a guilty or no contest plea unless the defendant files with the trial
court a statement “showing reasonable constitutional, jurisdictional, or other grounds
going to the legality of the proceedings” (§ 1237.5, subd. (a)), and the trial court executes
and files “a certificate of probable cause for such appeal with the clerk of the court”
(§ 1237.5, subd. (b)). The requirements of section 1237.5 are strictly applied. (In re
Chavez (2003) 30 Cal.4th 643, 651; People v. Mendez (1999) 19 Cal.4th 1084, 1098;
People v. Hodges (2009) 174 Cal.App.4th 1096, 1105.) There are, however, several
exceptions to the certificate of probable cause requirement of section 1237.5, one of
which is if the appeal is based on “[g]rounds that arose after entry of the plea and do not
affect the plea’s validity.” (Cal. Rules of Court, rule 8.304(b)(4)(B); see People v.
Johnson (2009) 47 Cal.4th 668, 677 [“a defendant is ‘not required to comply with the
provisions of section 1237.5 where . . . he is not attempting to challenge the validity of
his plea of guilty but is asserting only that errors occurred in the subsequent adversary
hearings conducted by the trial court for the purpose of determining the degree of the
5
The record does not reflect that Dayzie ever moved to strike the prior prison term
allegations pursuant to section 667.5, subdivision. (b).
7
crime and the penalty to be imposed’”].) “‘[T]he critical inquiry is whether a challenge
to the sentence is in substance a challenge to the validity of the plea, thus rendering the
appeal subject to the requirements of section 1237.5.’” (People v. French (2008) 43
Cal.4th 36, 44; see People v. Buttram (2003) 30 Cal.4th 773, 781-782 (Buttram); People
v. Panizzon (1996) 13 Cal.4th 68, 76 (Panizzon).)
In Panizzon, the defendant entered into a plea agreement pursuant to which the
court would impose a specified sentence and the prosecution would dismiss several
charges. (Panizzon, supra, 13 Cal.4th at p. 73.) After the court sentenced the defendant
to the negotiated term, the defendant appealed without first obtaining a certificate of
probable cause, arguing that the sentence violated the federal and state constitutional
prohibitions against cruel and unusual punishment. (Id. at p. 74.) The Supreme Court
held that, because the defendant was “in fact challenging the very sentence to which he
agreed as part of the plea,” the challenge “attacks an integral part of the plea [and] is, in
substance, a challenge to the validity of the plea, which requires compliance with the
probable cause certificate requirements of section 1237.5 . . . .” (Id. at p. 73.) The
Supreme Court dismissed the appeal because the defendant had not obtained a certificate
of probable cause. (Id. at pp. 89-90.)
On the other hand, in Buttram the defendant pleaded guilty to felony drug charges
in exchange for an agreed-upon maximum sentence. (Buttram, supra, 30 Cal.4th at
p. 776.) Thereafter, the defendant appealed the trial court’s denial of diversion and
imposition of the maximum term. (Ibid.) The Supreme Court held the defendant did not
have to obtain a certificate of probable cause because, “absent contrary provisions in the
plea agreement itself, a certificate of probable cause is not required to challenge the
exercise of individualized sentencing discretion within an agreed maximum sentence.
Such an agreement, by its nature, contemplates that the court will choose from among a
range of permissible sentences within the maximum, and that abuses of this discretionary
sentencing authority will be reviewable on appeal, as they would otherwise be.” (Id. at
pp. 790-791.)
8
Dayzie does not need a certificate of probable cause to appeal the trial court’s
denial of her motion to strike her prior strike conviction. Dayzie entered an open plea,
not a negotiated plea. “An open plea is one under which the defendant is not offered any
promises. [Citation.] In other words, the defendant ‘plead[s] unconditionally, admitting
all charges and exposing himself [or herself] to the maximum possible sentence if the
court later [chooses] to impose it.’” (People v. Cuevas (2008) 44 Cal.4th 374, 381, fn. 4.)
The prosecution did not promise Dayzie any reduction in her sentence or other benefit in
exchange for her plea. Nor were there any promises about how the court might rule on a
motion to strike Dayzie’s prior strike conviction. Moreover, as in Buttram, Dayzie’s plea
necessarily contemplated further adversary proceedings in which the court would
exercise its discretion to determine the appropriate sentence. (See Buttram, supra, 30
Cal.4th at p. 785). Dayzie’s plea exposed her to a sentencing range of four years to nine
years, and preserved her right to ask the trial court to exercise discretion in favor of a
shorter term within that range. (See ibid. [certificate of probable cause is not required
where the defendant “seeks only to raise issues reserved by the plea agreement, and as to
which he did not expressly waive the right to appeal”]; cf. People v. Cuevas, supra, 44
Cal.4th at p. 384 [“by challenging the negotiated maximum sentence imposed as part of
the plea bargain, defendant is challenging the validity of his plea itself”].) Dayzie’s
Romero motion sought only to challenge the trial court’s exercise of discretion in
imposing sentence. It was not an attack on the plea but was related to the determination
of the penalty the court would impose.
2. Dayzie Has Forfeited Her Argument Based on Judicial Bias
Although Dayzie argues on appeal that the trial court was biased against her, she
neither objected on that basis nor moved to disqualify the court for bias at any time
during the plea and sentencing hearings. Therefore, she has forfeited her assertion that
the trial court was biased against her. (See People v. Pearson (2013) 56 Cal.4th 393,
447 [claim of judicial bias forfeited where defendant did not object]; People v. Elliott
(2012) 53 Cal.4th 535, 572 [“[b]y failing to raise at trial a claim of judicial bias,
9
defendant has forfeited it”]; People v. Guerra (2006) 37 Cal.4th 1067, 1111 [party must
raise judicial bias “‘“at the earliest practicable opportunity”’” and “‘[i]t is too late to raise
the issue for the first time on appeal’”], overruled on another ground in People v. Rundle
(2008) 43 Cal.4th 76, 151.)
3. The Trial Court’s Denial of Dayzie’s Motion To Strike the Prior Strike Was
Not Based on or the Product of Judicial Bias
Even if Dayzie had not forfeited her judicial bias argument, the trial court’s denial
of Dayzie’s motion to dismiss was not based on bias. In exercising its discretion in ruling
on a motion to dismiss a prior strike conviction, “the trial court ‘must consider whether,
in light of the nature and circumstances of [the defendant’s] present felonies and prior
serious and/or violent felony convictions, and the particulars of [the defendant’s]
background, character, and prospects, the defendant may be deemed outside the scheme’s
spirit, in whole or in part, and hence should be treated as though he had not previously
been convicted of one or more serious and/or violent felonies.’ (Italics added.)” (People
v. Vargas (2014) 59 Cal.4th 635, 641.)
Dayzie argues that the trial court, in considering these Romero factors, made
several “disparaging remarks” and “negative comments about alcoholics and
alcoholism,” which “gave the appearance the judge was biased and denied the motion
based on personal antipathy toward [Dayzie], an admitted alcoholic.” Dayzie points to
the judge’s statements identifying himself and his parents as alcoholics, advising Dayzie
to refuse all alcohol and to avoid people who encourage her to drink alcohol, stating
Dayzie and her daughter had responsibility for Dayzie’s criminal conduct, and describing
an unrelated case in which a young man received an indeterminate life term for killing
two people while driving under the influence.
Although trial courts generally should avoid making statements in sentencing
hearings about their personal background and experiences, in this case the court’s
remarks were primarily comments about the record of a woman who had been convicted
of 10 offenses of driving under the influence, most recently with a blood alcohol level
10
nearly three times the legal limit, as well as “four or five probation violations while [she
was] on DUI probation” and several convictions for driving on a suspended license, and
who had a “history of violence.” The court’s remarks were also in response to statements
by Dayzie and her daughter (who counsel for Dayzie informed the court also had driving
under the influence cases), in support of Dayzie’s motion to strike and her request for
leniency, that no one in the criminal justice system had ever offered Dayzie any
rehabilitation services, and that the court should take into account Dayzie’s Native-
American heritage. These and other remarks by the court showed it was understandably
frustrated with Dayzie’s failure to accept responsibility for her chronic drinking and
driving, believed it unlikely she would refrain from this behavior in the future, and hoped
to impress upon Dayzie the extreme danger her conduct posed to society. (See People v.
Guerra, supra, 37 Cal.4th 1067 at p. 1111 [“[m]ere expressions of opinion by a trial
judge based on actual observation of the witnesses and evidence in the courtroom do not
demonstrate a bias”]; accord, Nevarez v. Tonna (2014) 227 Cal.App.4th 774, 786.) The
court’s remarks do not show impermissible bias in denying Dayzie’s motion to strike her
prior strike conviction.
B. The Trial Court Should Have Stayed the Sentence on Count 2
The nine-year state prison sentence imposed by the trial court consisted of six
years (the upper term of three years doubled under the three strikes law) for felony
driving under the influence (count 1), a concurrent term of six years for felony driving
with a blood-alcohol level of 0.08 percent or greater (count 2), plus three one-year terms
for the prior prison term enhancements. Section 654 “prohibits multiple punishment for a
single act or omission” (People v. Cook (2015) 60 Cal.4th 922, 929) or “for more than
one crime arising from a single indivisible course of conduct.” (People v. Williams
(2013) 57 Cal.4th 776, 781; see People v. Sok (2010) 181 Cal.App.4th 88, 99
[“[s]ection 654 prohibits punishment for two offenses arising from the same act or from a
11
series of acts constituting an indivisible course of conduct”].)6 Dayzie argues, the People
acknowledge, and we agree that the court can only punish Dayzie once for the single act
of driving under the influence of alcohol and with a blood-alcohol level of 0.08 percent or
greater. (See People v. Martinez (2007) 156 Cal.App.4th 851, 857; People v. Duarte
(1984) 161 Cal.App.3d 438, 447.) Therefore, the judgment is modified to stay execution
of the concurrent sentence on count 2. (See People v. Duff (2010) 50 Cal.4th 787, 796;
People v. Alford (2010) 180 Cal.App.4th 1463, 1469.)
DISPOSITION
The judgment is modified to stay execution of sentence on count 2 for driving with
a blood alcohol level of 0.08 percent or greater in violation of Vehicle Code
section 23152, subdivision (b). In all other respects the judgment is affirmed. The trial
court is directed to prepare a corrected abstract of judgment and to forward it to the
Department of Corrections and Rehabilitation.
SEGAL, J.
We concur:
ZELON, Acting P. J. BLUMENFELD, J.*
6
Section 654 provides: “An act or omission that is punishable in different ways by
different provisions of law shall be punished under the provision that provides for the
longest potential term of imprisonment, but in no case shall the act or omission be
punished under more than one provision.”
*
Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to
article VI, section 6 of the California Constitution.
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