People v. Vanis CA4/2

Filed 9/25/15 P. v. Vanis CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E062625
v. (Super.Ct.No. FMB1300441)
JOHN CHARLES VANIS, JR., OPINION
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Bert L. Swift,
Judge. (Retired judge of the San Bernardino Super. Ct. assigned by the Chief Justice
pursuant to art. VI, § 6 of the Cal. Const.) Affirmed.
Sylvia Whatley Beckham, under appointment by the Court of Appeal, for
Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Senior Assistant Attorney
General, and Arlene A. Sevidal and Christen Somerville, Deputy Attorneys General, for
Plaintiff and Respondent.
1
Police officers found defendant John Charles Vanis, Jr. in a garage where
marijuana was being grown. At the time, he admitted that he had made cuttings from
several plants and had placed the cuttings in a growing medium. At trial, however, he
denied this. He also testified that he thought the growing operation was legal because it
was conducted by a collective.
After 36 minutes of deliberations, a jury found defendant guilty of unlawful
cultivation of marijuana. (Health & Saf. Code, § 11358.) He was placed on supervised
probation for three years, on conditions including a term of 60 days in jail.
Defendant now contends that the trial court erred by instructing that a mistake of
law is not a defense. He also contends that it erred by instructing that a mistake of fact is
not a defense unless it is reasonable. We find no prejudicial error. Accordingly, we will
affirm.
I
FACTUAL BACKGROUND
A. Prosecution Evidence.
On September 18, 2013, police officers executed a search warrant at the home of
one John Zeising in Yucca Valley. They found Zeising, defendant and a third man in a
detached garage. Also in the garage, there were trays of marijuana plants, grow lights, a
watering system, and air blowers. Defendant was standing in a walkway between two
rows of trays. There was nothing in his hands. However, four or five feet away, there
was a tray with about 30 rock wool cubes containing marijuana clippings.
2
After defendant was arrested, he waived his Miranda rights and agreed to be
interviewed. The entire interview was recorded and played for the jury.
In the interview, defendant said he was there to help Zeising trim some marijuana
plants to make clones. He added, “Which I thought was totally legal. . . . I guess I’m
wrong.” “[Zeising] was showing me how to do it. I’ve never done it before. . . . I just
wanted to learn.” He stated, “I got here probably 15 minutes before you guys [got] here
and trimmed up some little plants and stuck them in . . . cubes.”
Defendant assumed that Zeising would give him a “little” marijuana for “coming
over . . . and helping[.]”
Defendant had a medical marijuana card, but he was not sure whether it was valid
or expired. He admitted that he was not a member of any collective.
B. Defense Evidence.
On September 18, 2013, and also at the time of trial, defendant had a valid medical
marijuana card. He understood that he was allowed to grow marijuana at his home for his
own personal use.
Zeising told defendant that his growing operation was legal because it was for a
collective called Desert Opus Cooperative. A month or two earlier, he had asked
defendant to join his collective. He had shown defendant two or three inches of
paperwork, including articles of incorporation, relating to the collective. Defendant had
said he would think about it.
3
On the morning of the search, Zeising told defendant that he was going to clone
some marijuana plants. Defendant went over so he could learn how to do it. He arrived
late; Zeising was already “pretty much done” with the cloning. However, “he showed
[defendant] how he did one . . . .”
Defendant denied personally trimming or clipping any plants, using any rooting
solution, or placing any cuttings into cubes. When asked what he meant when he said, in
his recorded statement, that he had trimmed some plants and stuck them in cubes, he
responded: “I don’t think I said that, but if I did, I must have been nervous.”
Defendant admitted again that he was not a member of any collective.
II
JURY INSTRUCTIONS ON MISTAKE OF LAW AND MISTAKE OF FACT
Defendant contends that the jury instructions regarding mistake of law and mistake
of fact were erroneous.
A. Additional Factual and Procedural Background.
Defense counsel requested CALCRIM No. 3406 (Mistake of Fact) and No. 3407
(Mistake of Law). The prosecutor objected to the mistake of fact instruction, arguing that
defendant’s belief that the growing operation was legal was a mistake of law, not a
mistake of fact.
Initially, the trial court refused to give a mistake of fact instruction, because it
found insufficient evidence of a mistake of fact, as opposed to a mistake of law.
4
However, after an unreported discussion in chambers and after further research, it agreed
to give both instructions.
Thus, the jury was instructed:1
“The defendant is not guilty of cultivation of marijuana if he did not have the
intent or mental state required to commit the crime because he reasonably did not know,
in [sic] fact, or reasonably mistakenly [sic] believed a fact.
“If [the] defendant’s conduct would have been lawful under that facts as he
reasonably believed them to be, he did not commit cultivation of marijuana.
“If you find that the defendant believed that [sic] Mr. Z[ei]sing’s statement that it
was a collective and if you find that belief was reasonable, he did not have a specific [sic]
or mental state required for the cultivation of marijuana, . . . you must find the defendant
not guilty of that crime.” (Italics added.)2 (CALCRIM No. 3406.)
“It is not a defense to the crimes of unlawfully planting, cultivating, harvesting,
drying and processed [sic] marijuana that the defendant did not know he was breaking the
law or that he believed that his act was lawful.” (CALCRIM No. 3407.)
1 As indicated by “sic” below, the trial court misread the instructions in
various minor respects. Defendant does not claim that this was error.
2 In the standard form version of CALCRIM No. 3406, the italicized words
are in brackets. The Bench Notes to CALCRIM No. 3406 provide: “If the mental state
element at issue is either specific criminal intent or knowledge, do not use the bracketed
language requiring the belief to be reasonable. [Citations.]” The trial court chose to
include the italicized language without any discussion; counsel did not object.
5
The trial court also gave aiding and abetting instructions. (CALCRIM Nos. 400 &
401.) Thus, among other things, it instructed: “Someone aids and abets a crime if he
knows of the perpetrator’s unlawful purpose, and he specifically intends to, and does, in
fact, aid, facilitate, promote, encourage, instigate [sic] the perpetrator’s commission of
that crime.”
B. Discussion.
1. CALCRIM No. 3407 – Mistake of Law.
Defendant argues that, to the extent that he was prosecuted on an aiding and
abetting theory, CALCRIM No. 3407 was erroneous and in conflict with CALCRIM
No. 3406.
We begin with “[t]he ancient maxim . . . ‘ignorantia facti excusat, ignorantia juris
non excusat.’ Ignorance of facts excuses, ignorance of the law does not excuse.” (Stark
v. Superior Court (2011) 52 Cal. 4th 368, 396.)
“In determining whether a defendant’s mistaken belief disproves criminal intent,
the courts have drawn a distinction between mistakes of fact and mistakes of law.
[Citation.] While a mistake of fact usually is a defense, a mistake of law usually is not.
. . . ‘[I]n the absence of specific language to the contrary, ignorance of a law is not a
defense to a charge of its violation.’ [Citation.] ‘If the act itself is punishable when
knowingly done, it is immaterial that the defendant thought it was lawful.’ [Citation.]”
(People v. Meneses (2008) 165 Cal. App. 4th 1648, 1661-1662.)
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Admittedly, there are exceptions. “There are a number of circumstances . . . in
which violation of a penal statute is premised on the violator’s harboring a particular
mental state with respect to the nonpenal legal status of a person, thing, or action. In such
cases, the principle is ‘firmly established that defendant is not guilty if the offense
charged requires any special mental element, such as that the prohibited act be committed
knowingly, fraudulently, corruptly, maliciously or wilfully, and this element of the crime
was lacking because of some mistake of nonpenal law.’ [Citation.] . . . [But] the mistake
must be one of nonpenal law. [Citation.] Thus, a taxpayer may defend against a [tax
fraud] charge on the basis, for example, that he mistakenly believed certain deductions
were proper under the tax laws, but not on the basis that he was unaware it was a crime to
lie on one’s tax return.” (People v. Hagen (1998) 19 Cal. 4th 652, 660, fn. 4.)
In addition, “[t]here are rare instances where ignorance that a penal law prohibits
one’s conduct does provide a defense. Those instances include crimes punishing the
failure to act (rather than an affirmative act) and certain conspiracies. . . . In cases
involving a mere failure to act, the defendant must know of the duty to act to be culpable.
[Citations.]” (People v. Meneses, supra, 165 Cal.App.4th at p. 1663.)
“Ignorance that a penal law prohibits one’s conduct may also provide a defense
where one is charged with conspiracy to commit a crime that is not malum in se.
[Citation.] ‘The essence of the crime of conspiracy is the “evil” or “corrupt” agreement
to do an unlawful act. It is the evil intent that makes a combination criminally indictable.
“The association of persons with an honest intent is not conspiracy, and one of the tests
7
on a conspiracy trial is, did the accused act in ignorance without criminal intent? In other
words, did they honestly entertain a belief that they were not committing an unlawful
act?” [Citation.]’ [Citation.] [In People v. Marsh (1962) 58 Cal. 2d 732, i]n a
prosecution for conspiracy to practice medicine without a license, [the Supreme Court
held that] the trial court erred in instructing the jury that criminal intent was present even
if defendants believed their conduct was lawful. [Citation.] However, [it] found that the
error was not prejudicial because the evidence showed defendants knew it was unlawful
to practice medicine without a license. [Citation.]” (People v. Meneses, supra, 165
Cal.App.4th at p. 1663.)
Here, defendant’s asserted mistake was with respect to a penal law — i.e., that the
growing operation did not violate the criminal laws. He was not accused of any crime
involving failure to act. He also was not accused of conspiracy. He notes, however, that
aiding and abetting requires the “know[ledge] of the perpetrator’s unlawful purpose and
. . . [the] specifically inten[t] to . . . aid, facilitate, promote, encourage, or instigate the
perpetrator’s commission of that crime.” (CALCRIM No. 401, italics added; see also
People v. Hajek and Vo (2014) 58 Cal. 4th 1144, 1227.) He concludes that aiding and
abetting requires the specific intent to break the law. Thus, essentially, he is attempting to
extend the exception for conspiracy cases to aiding and abetting cases.
Significantly, defendant does not cite a single case holding that an aider and
abettor must know that the perpetrator’s unlawful act is, in fact, unlawful. Unlike
8
conspiracy,3 aiding and abetting has never been held to require the intent to break the law.
Rather, the required knowledge of the perpetrator’s “unlawful purpose” and the required
intent to aid “that crime” both refer to the act (1) that the perpetrator intends to commit
and does commit and (2) that happens to be unlawful. Just like the perpetrator, the aider
and abettor can be guilty without knowing that the perpetrator’s act breaks any law.
For example, in People v. Byers (1979) 90 Cal. App. 3d 140, defendant Higgins was
found guilty of criminal violations of the Subdivided Lands Act on the theory that she
aided and abetted violations perpetrated by defendant Byers. (Id. at pp. 145, 150.) The
court held that “[i]gnorance of the Subdivided Lands Act is not a defense to prosecution
for violating the Act. [Citation.]” (Id. at p. 150.) “Although we concede Higgins may
have naively concluded that she was not violating the law, she nevertheless voluntarily
assisted Byers.” (Id. at p. 151.)
People v. Costa (1991) 1 Cal. App. 4th 1201 is to similar effect. There, chemicals
and equipment for manufacturing methamphetamine were found in defendant David
Costa’s garage. (Id. at p. 1205.) Costa testified that he let a neighbor named Wolden
3 The on-going vitality of Marsh — and hence of the conspiracy exception
noted in Meneses — may be questioned. Marsh relied on a line of cases, many of them
from New York, going back to People v. Powell (1875) 63 N.Y. 88. (People v. Marsh,
supra, 58 Cal.2d at pp. 743-744.) The federal courts and the American Law Institute
have all rejected Powell. (United States v. Cohen (2d Cir. 2001) 260 F.3d 68, 71-73.)
Marsh, however, remains controlling authority in California. (See, e.g., People v.
Urziceanu (2005) 132 Cal. App. 4th 747, 775-779 [following Marsh and applying
conspiracy exception].)
9
manufacture methamphetamine in his garage because he believed that Wolden was a
police informant and hence that Wolden was not doing anything illegal. (Id. at pp. 1209-
1210.) Nevertheless, Costa was found guilty of manufacturing amphetamine. (Id. at
p. 1204.)
On appeal, Costa argued that the trial court erred by failing to instruct that “if [he]
mistakenly but reasonably believed [he was] helping an agent of the police, [he] could be
found not guilty.” (People v. Costa, supra, 1 Cal.App.4th at p. 1208.) He argued that
“[b]ecause an aider and abettor’s liability is vicarious, . . . his culpability ‘necessarily
depends on the commission of [the underlying crime] by the perpetrator.’ [Citation.]”
(Id. at p. 1211.)
As the appellate court noted, Health and Safety Code “[s]ection 11367 provides
‘All duly authorized peace officers, while investigating violations of this division in
performance of their official duties, and any person working under their immediate
direction, supervision or instruction, are immune from prosecution under this division.’”
(People v. Costa, supra, 1 Cal.App.4th at p. 1210.) The court concluded that, even if
Wolden was a police informant, this section did not provide immunity to a person who
assists an informant. (Id. at p. 1211.) Costa’s belief that he was not doing anything
illegal was a mistake of law, not a mistake of fact, and therefore not a defense. (Id. at
pp. 1211-1212.)
In sum, then, regardless of whether defendant was prosecuted as a perpetrator or as
an aider and abettor, the instruction that a mistake of law is not a defense was correct.
10
2. CALCRIM No. 3406 – Mistake of Fact.
Defendant also argues that, to the extent that he was prosecuted on an aiding and
abetting theory, the version of CALCRIM No. 3406 that the trial court gave, which
required that a mistake of fact must be reasonable in order to constitute a defense, was
erroneous.
Actually, defendant was not entitled to any mistake of fact instruction whatsoever,
because there was insufficient evidence of any mistake of fact.
“‘“A “mistake of fact” is where a person understands the facts to be other than
they are; whereas a “mistake of law” is where a person knows the facts as they really are,
but has a mistaken belief as to the legal consequences of those facts.’ [Citation.]”
(People v. LaMarr (1942) 20 Cal. 2d 705, 710.)
As the prosecutor argued below, defendant did not claim that there was any
particular relevant fact that he was mistaken about. He merely testified that he believed
that Zeising’s operation was legal because it was conducted by a collective. This was a
mistake of law. 4
In People v. Young (2001) 92 Cal. App. 4th 229, the defendant was charged with
transportation of marijuana. (Id. at p. 231.) There was evidence that he believed he was
legally allowed to transport marijuana under the Compassionate Use Act (Health & Saf.
4 It is conceivable that defendant was not mistaken on this point — i.e., that
Zeising was cultivating legally on behalf of a legal collective. Even if so, for the reasons
discussed below, defendant was mistaken about whether his own conduct was legal.
11
Code, § 11362.5) (CUA). (Young, supra, at p. 232.) On appeal, he argued that the trial
court erred by failing to give a mistake of fact instruction. (Id. at p. 233.) The court held
that, because the CUA provided a defense to a charge of possession or cultivation of
marijuana but not to a charge of transportation of marijuana, the defendant’s claimed
belief was a mistake of law, not a mistake of fact. (Id. at pp. 235-237.)
Defendant attempts to distinguish Young on the ground that he was charged with
cultivation. Even so, much as in Young, the facts as he understood them did not amount
to a defense under the CUA. The CUA provides that it is an affirmative defense that the
defendant cultivated the marijuana for personal medical purposes on the recommendation
or approval of a physician. (Health & Saf. Code, § 11362.5, subd. (d).) It does not deal
with cultivation of marijuana by a collective.
While defendant did claim to have a medical marijuana card, he did not claim that
he was cultivating the marijuana for his own personal medical use. The evidence
indicated that he was cultivating it for use by Zeising and Zeising’s collective; true, he
was hoping that Zeising would give him some marijuana in exchange for his help, but that
would be marijuana that the collective had cultivated. (See People v. Urziceanu, supra,
132 Cal.App.4th at p. 768 [CUA “was designed for a single patient to grow or possess his
or her own marijuana”; it does not authorize patents and caregivers to “pool talents,
efforts, and money to create a stockpile of marijuana that is to be collectively
distributed”].) The CUA simply did not apply to these facts.
12
Defendant does not so much as mention the Medical Marijuana Program Act
(Health & Saf. Code, § 11362.7 et seq.) (MMPA). Thus, he has forfeited any reliance on
it. If only out of an excess of caution, however, we note that, as with the CUA, defendant
also did not claim to be mistaken as to any fact that would have afforded him a potential
defense under the MMPA. The MMPA provides that it is not a crime for qualified
patients to “associate . . . in order collectively or cooperatively to cultivate marijuana for
medical purposes . . . .” (Health & Saf. Code, § 11362.775.) “The MMPA provides a
defense when a defendant shows that members of the collective or cooperative: ‘(1) are
qualified patients who have been prescribed marijuana for medicinal purposes, (2)
collectively associate to cultivate marijuana, and (3) are not engaged in a profit-making
enterprise.’ [Citation.]” (People v. Baniani (2014) 229 Cal. App. 4th 45, 59.) By
definition, however, a nonmember of the collective cannot use the MMPA as a defense.
If defendant believed otherwise, that was a mistake of law.
Thus, the trial court made the right ruling at first, when it refused to give a mistake
of fact instruction. It erred when it reconsidered and determined to give such an
instruction. However, the error could not possibly have been prejudicial, under any
standard, because the instruction merely allowed the jury to find defendant not guilty on
an inapplicable theory. For the same reason, the fact that the instruction limited the
defense to a reasonable mistake could not have been prejudicial.
13
III
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
RAMIREZ
P. J.
We concur:
MILLER
J.
CODRINGTON
J.
14