Williams v. Fremont Corners, Inc.

Filed 6/24/19; Certified for Publication 7/18/19 (order attached)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
TAYLER L. WILLIAMS, H043218
(Santa Clara County
Plaintiff and Appellant, Super. Ct. No. 114CV262382)
v.
FREMONT CORNERS, INC.,
Defendant and Respondent.
Tayler L. Williams sued the Fremont Corners Shopping Center for negligence and
premises liability after he was assaulted in its parking lot. His appeal concerns, as a
measure of foreseeability, the scope of a landowner’s duty to exercise reasonable care to
discover that criminal acts are being committed or are likely to be committed on the
premises. The trial court granted the defendant shopping center’s motion for summary
judgment after finding that it had no duty to take affirmative measures—beyond those in
the record—to discover criminal activity on the premises. We will affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Parking Lot Assault
The Fremont Corners Shopping Center in Sunnyvale houses approximately 16
retail stores, including the Peacock Lounge. Defendant Fremont Corners, Inc. (Fremont
Corners), owns and manages the shopping center. Jay Murray is the manager and vice
president of Fremont Corners.
The Peacock Lounge is a bar. Williams is a drummer who performed at the bar on
the evening of March 31, 2012. He was accompanied by his bandmate and two friends.
After the band finished its set around 1:30 a.m. on April 1, 2012, Williams and a friend
went outside to the parking lot. Returning to the bar, the group noticed a man they
recognized from the bar, who was urinating on the sidewalk outside the front door by the
planter. One of them commented “not cool” to the man, who responded belligerently,
confronting Williams’ friend, Aaron Palmer. A group of unidentified males calmed the
man down, and Williams and Palmer walked inside while another friend remained in the
parking lot.
Williams turned and saw through the open door that the friend who had stayed
outside was on the ground being punched by the man who had been urinating. The
assault was happening in the parking lot about 15 to 25 feet from the Peacock Lounge
entrance. Williams and Palmer yelled for “security” to no one in particular, then ran
outside. Williams yelled “I’m not fighting” and “Stop” as he approached, but was hit on
the left side of his head by an unknown assailant. Williams was knocked out. When he
came to, he realized that he had injured his left knee. Palmer testified later that he did not
see any security patrolling the parking lot on the evening or day of the assault.
B. Complaint Against Fremont Corners
Williams claimed serious injuries from the attack, including a dislocated left knee
and several torn ligaments. He sued several defendants associated with the Peacock
Lounge and Fremont Corners Shopping Center, alleging causes of action for negligence
and premises liability. Fremont Corners is the only defendant party to this appeal.
According to the complaint, Fremont Corners leased the premises to the Peacock
Lounge to operate a bar. Williams was there on the night of the attack by implied
invitation, and his assailant or assailants were patrons of the bar. Williams alleged that
Fremont Corners owed a duty of care to keep the shopping center premises reasonably
2
safe for the public, including to protect from the reasonably foreseeable criminal acts of
third parties, given the nature of bar business and “prior similar occurrences” on the
premises. He alleged that Fremont Corners breached its duty by failing, in various ways,
to provide adequate security on the premises, to monitor the parking lot close to the bar,
and to properly light the area, which created or permitted dangerous conditions to exist
on the premises and formed a substantial factor in causing his injuries. The allegations
formed the basis of both the negligence and premises liability causes of action.
C. Motion for Summary Judgment
Fremont Corners moved for summary judgment. It contended that Williams could
not support the allegations that the assault was reasonably foreseeable, and so could not
establish a legal duty as required for the negligence and premises liability causes of
action. It relied on Delgado v. Trax Bar & Grill (2005) 36 Cal.4th 224 (Delgado) and
other premises liability cases for the principles that govern a business enterprise’s scope
of duty to protect others from the conduct of third parties. It asserted that the evidence
showed that Fremont Corners and the Peacock Lounge were not aware of any prior
similar incidents in the bar or at the shopping center, which had lighting and security
cameras.
Williams responded in part by offering records of service calls from the Sunnyvale
Department of Public Safety. According to the declaration of Williams’ counsel, the
records were obtained by deposition subpoena. They include a declaration of the
custodian of records for the department stating that the record copies were prepared in the
ordinary course of business at or near the time of the act or event. There are incident
reports from five calls for service to Fremont Corners and the Peacock Lounge, including
police reports of a simple assault on August 13, 2011, a battery with serious bodily injury
on September 4, 2011, and a physical altercation with an unknown suspect on October 8,
2011, which resulted in the victim suffering a broken right jaw. Williams requested
3
judicial notice of a series of facts related to the manner of preparation and trustworthiness
of public entity records like the police reports, as “not reasonably subject to dispute
and . . . capable of immediate and accurate determination . . .” (Evid. Code, § 452,
subd. (h)). The subpoenaed evidence, however, was not referenced in Williams’ separate
statement of undisputed facts.
Williams argued in opposition to the motion for summary judgment that under the
general rule of liability of landowners and possessors of property as set forth in
Restatement Second of Torts, section 344, Fremont Corners had the duty to exercise
reasonable care to discover unsafe conditions on the property, including the harmful acts
of third parties that might injure patrons of the shopping center. Williams pointed out
that in Delgado, the jury was instructed concerning the duty to anticipate criminal
conduct of a third person and concerning the duty of care owed by a business proprietor.
(Delgado, supra, 36 Cal.4th at p. 232, fns. 8 & 9.) Williams challenged the assertion that
Fremont had insufficient knowledge of prior instances of criminal conduct, noting the
undisputed evidence that its manager, Jay Murray, knew of two prior criminal incidents
at the shopping center and, moreover, had a legal duty to exercise due care to discover the
possibility of harm from other third-party criminal acts. Williams asserted that Murray’s
semi-regular visits to the shopping center failed to fulfill this duty. Williams also pointed
to the public safety records attached to his counsel’s declaration as evidence that several
assaults had occurred on the premises in the seven-month period preceding his assault.
Fremont Corners objected to the proffered public safety records. First, Fremont
Corners argued that Williams’ noncompliance with the procedural rules requiring the
party opposing the motion for summary judgment to include in the separate statement any
“material fact contended by the opposing party to be disputed” was itself a “sufficient
ground, in the court’s discretion, for granting the motion.” (Code Civ. Proc., § 437c,
subd. (b)(3).) It also challenged the admissibility of the records submitted as exhibits to
Williams’ counsel’s declaration, including for lack of foundation, lack of authentication,
4
and hearsay. It argued in reply to the opposition that Williams’ evidence failed to raise a
triable issue of fact regarding the question of foreseeability of the third-party conduct,
and that the incidents identified in the reports were not sufficiently similar to the assault
on Williams to establish foreseeability.
D. Order Granting Summary Judgment
The trial court issued a written order after hearing.1 Addressing the admissibility
question, the court agreed with Fremont Corners that Williams’ opposition had not
utilized the separate statement to identify and explain how the public records attached to
his counsel’s declaration would raise a triable issue of fact. But the court declined to
grant the motion on that basis. (Code Civ. Proc., § 437c, subd. (b)(3).) It sustained
Fremont Corners’ authentication objection to one record that was “a five-page table of
numbers and undecipherable codes” and overruled the hearsay objection to the proffered
incident reports, finding that if Williams’ “purpose is to show potential notice to Fremont
Corners and not the truth of the double hearsay statement, then the hearsay objection to
the second layer is not well taken.”
The trial court then analyzed duty under the framework outlined in the California
Supreme Court’s decision in Ann M. v. Pacific Plaza Shopping Center (1993) 6 Cal.4th
666, 676-679 (Ann M.), disapproved on another ground in Reid v. Google, Inc. (2010) 50
Cal.4th 512, 527, footnote 5. The court observed that under Ann M., a duty to take action
to control the wrongful acts of a third party exists “ ‘only where such conduct can be
reasonably anticipated’ ” (quoting Ann M., supra, at p. 676), which for certain affirmative
actions requires a “ ‘high degree of foreseeability . . . .’ ” (quoting id. at p. 679). The trial
court found that the evidence proffered by Williams was insufficient under this standard,
because “[e]ven assuming that there is record evidence of previous assaults occurring” at
the shopping center, Williams “does not argue or offer any evidence that Fremont
1
The record on appeal does not contain a reporter’s transcript of the hearing.
5
Corners had notice of these incidents.” It rejected the contention that Fremont Corners’
“duty to exercise reasonable care to discover that criminal acts are being or likely to be
committed” (id. at p. 679) required it to affirmatively inquire about criminal activity,
finding “no legal authority to support the imposition of such an affirmative duty.”
The trial court accordingly granted the motion for summary judgment. Fremont
Corners thereafter filed a notice of entry of order granting the motion for summary
judgment, followed by an amended notice of entry of order.
This appeal followed.2
II. DISCUSSION
A. Scope of Inquiry and Standard of Review
Both the negligence and premises liability causes of action in this case require us
to determine whether Fremont Corners owed Williams a legal duty to protect him from
the assault on the premises. Whether and to what extent the defendant owed a duty to the
plaintiff is a question of law for the court to resolve. (Ann M., supra, 6 Cal.4th at p. 674;
Wiener v. Southcoast Childcare Centers, Inc. (2004) 32 Cal.4th 1138, 1146 (Wiener).)
We determine de novo the existence and scope of that duty. (Ann M., supra, at p. 674.)
“Although duty is a legal question, the factual background against which we
decide it is a function of a particular case’s procedural posture.” (Castaneda v. Olsher
(2007) 41 Cal.4th 1205, 1214 (Castaneda).) On review of an order granting summary
judgment, we independently examine the record to determine whether triable issues of
2
The appeal was from the nonappealable order granting summary judgment and
was subject to dismissal on that basis. (See Code Civ. Proc., § 904.1; Modica v. Merin
(1991) 234 Cal.App.3d 1072.) In the interest of considering the merits of the case, we
provided Williams with an opportunity to cure the defect. Williams filed a copy of a
judgment entered on January 23, 2019, in favor of Fremont Corners. Recognizing that
this does not rectify the defective notice of appeal, we deem the notice of appeal as taken
from the later-filed judgment. (Lat v. Farmers New World Life Ins. Co. (2018) 29
Cal.App.5th 191, 193, fn. 1; Powell v. Kleinman (2007) 151 Cal.App.4th 112, 121.)
6
fact exist to reinstate the action. (Wiener, supra, 32 Cal.4th at p. 1142.) In doing so, we
view the evidence in the light most favorable to Williams as the party opposing summary
judgment, liberally construing his evidentiary submissions and strictly scrutinizing the
evidence submitted by Fremont Corners. (Ibid.) The Code of Civil Procedure places
“the initial burden on the defendant moving for summary judgment and shift[s] it to the
plaintiff upon a showing that the plaintiff cannot establish one or more elements of the
action.” (Wiener, supra, at p. 1142; see Code Civ. Proc., § 437c, subds. (o), (p)(2).) In
this appeal, we consider only whether the trial court erred in finding that Fremont
Corners did not owe a legal duty to protect Williams against the criminal conduct of a
third party.
B. Guiding Principles Regarding a Landowner’s Duty to Protect Against Injury
From Third Party Criminal Conduct on the Premises
Cases involving landowner liability to persons injured on the premises due to the
criminal conduct of a third party have formed a well-trodden path to the California
Supreme Court. Our high court has considered a landowner’s duty to protect against the
foreseeable criminal acts of third parties under various circumstances and has articulated
the following guiding principles. Landowners under California law are required to
maintain land in their possession and control in a reasonably safe condition. (Ann M.,
supra, 6 Cal.4th at p. 674.) The underlying principle, set forth in Civil Code
section 1714, subdivision (a), is that “[e]veryone is responsible . . . for an injury
occasioned to another by his or her want of ordinary care or skill in the management of
his or her property or person . . . .” This rule “ ‘establishes the general duty of each
person to exercise, in his or her activities, reasonable care for the safety of others.’ ”
(Vasilenko v. Grace Family Church (2017) 3 Cal.5th 1077, 1083 (Vasilenko).)
“ ‘ “Courts . . . invoke[] the concept of duty to limit generally ‘the otherwise
potentially infinite liability which would follow from every negligent act . . . .’ ” ’ ”
(Vasilenko, supra, 3 Cal.5th at p. 1083.) Our Supreme Court has explained that an
7
exception to the general rule of Civil Code section 1714 must be “ ‘ “clearly supported by
public policy.” ’ ” (Vasilenko, supra, at p. 1083.) Courts look to what are commonly
called “the Rowland factors” in determining whether policy considerations favor such an
exception. (Ibid.) These are “ ‘the foreseeability of harm to the plaintiff, the degree of
certainty that the plaintiff suffered injury, the closeness of the connection between the
defendant’s conduct and the injury suffered, the moral blame attached to the defendant’s
conduct, the policy of preventing future harm, the extent of the burden to the defendant
and consequences to the community of imposing a duty to exercise care with resulting
liability for breach, and the availability, cost, and prevalence of insurance for the risk
involved.’ (Rowland [v. Christian (1968)] 69 Cal.2d [108,] 113.)” (Ibid.)
One well-established limit is that there is no duty to act to protect others from the
conduct of third parties. (Delgado, supra, 36 Cal.4th at p. 235.) In the case of a landlord,
however, the general duty of maintenance that is owed to tenants and patrons “has been
held to include the duty to take reasonable steps to secure common areas against
foreseeable criminal acts of third parties that are likely to occur in the absence of such
precautionary measures.” (Ann M., supra, 6 Cal.4th at p. 674.) This exception to the
“general no-duty-to-protect rule” comes under the “ ‘special relationship’ doctrine”
(Delgado, supra, at p. 235), which courts have found “in cases involving the relationship
between business proprietors such as shopping centers, restaurants, and bars, and their
tenants, patrons, or invitees.” (Ibid.; accord Morris v. De La Torre (2005) 36 Cal.4th
260, 264 [“ ‘special relationship’ ” between businesses and their patrons or invitees
“imposes upon the proprietor a duty to take reasonable measures to protect such persons
against foreseeable criminal attack”].)
As explained more fully in Ann M., “the question of the scope of a landlord’s duty
to provide protection from foreseeable third party crime . . . is determined in part by
balancing the foreseeability of the harm against the burden of the duty to be imposed.”
(Ann M., supra, 6 Cal.4th at p. 678.) Where “ ‘ “the burden of preventing future harm is
8
great, a high degree of foreseeability may be required” ’ ” (id. at p. 678) but “ ‘ “where
there are strong policy reasons for preventing the harm, or the harm can be prevented by
simple means, a lesser degree of foreseeability may be required.” ’ ” (Id. at pp. 678-679.)
“[D]uty in such circumstances is determined by a balancing of ‘foreseeability’ of the
criminal acts against the ‘burdensomeness, vagueness, and efficacy’ of the proposed
security measures.” (Id. at p. 679.)
Ann M. illustrates how these principles apply. The plaintiff, an employee at a
store in a strip mall shopping center, was raped by an unknown assailant after he entered
the store armed with a knife. (Ann M., supra, 6 Cal.4th at pp. 670-671.) She alleged that
the defendants who owned and operated the shopping center were negligent in failing to
provide adequate security to protect her from an unreasonable risk of harm. (Id. at
p. 672.) The court found that Ann M. had not demonstrated that violent criminal assaults
were “sufficiently foreseeable” to impose a duty upon the shopping center to provide
security guards in the common areas. (Id. at p. 679.) It explained that given the costs of
hiring private security guards, “a high degree of foreseeability” was required to find that
the scope of the landowner’s duty of care included such measures. (Ibid.)
Although Ann M. alleged that previous assaults and robberies had occurred in the
shopping center, the court found “no evidence” that the shopping center “had notice of
these incidents.” (Ann M., supra, 6 Cal.4th at p. 679.) The court reasoned that “[w]hile a
landowner’s duty includes the duty to exercise reasonable care to discover that criminal
acts are being or are likely to be committed on its land” (ibid.), the shopping center had
demonstrated that it had “ ‘a standard practice . . . to note or record instances of violent
crime’ and that [its] records contain[ed] no reference to violent criminal acts prior to
Ann M.’s rape” (id. at p. 680). The court further reasoned that even assuming the
shopping center had notice of the previous incidents, they were not similar in nature to
the assault that she suffered, and neither did other evidence related to the presence of
transients or the statistical crime rate of the surrounding area satisfy her burden. (Ibid.)
9
The court thus affirmed the grant of summary judgment for the shopping center since it
owed no duty to Ann M. to provide security guards in the common areas. (Ibid.)
California Supreme Court decisions since Ann M. “expressly reaffirm the
sliding-scale balancing formula articulated” by the court for determining when
heightened foreseeability is required to impose a special relationship-based duty upon the
owner or proprietor. (Delgado, supra, 36 Cal.4th at p. 243.) The standard is that
“imposition of a high burden requires heightened foreseeability, but a minimal burden
may be imposed upon a showing of a lesser degree of foreseeability.” (Ibid.; accord
Morris, supra, 36 Cal.4th at p. 271.) So “[i]n circumstances in which the burden of
preventing future harm caused by third party criminal conduct is great or onerous (as
when a plaintiff, such as in Ann M., asserts the defendant had a legal duty to provide
guards . . .), heightened foreseeability—shown by prior similar criminal incidents or other
indications of a reasonably foreseeable risk of violent criminal assaults in that location—
will be required. By contrast, in cases in which harm can be prevented by simple means
or by imposing merely minimal burdens, only ‘regular’ reasonable foreseeability as
opposed to heightened foreseeability is required.” (Delgado, supra, at pp. 243-244,
fn. 24.)
The foregoing principles guide our evaluation of Williams’ challenge to the trial
court’s summary judgment determination.
C. Fremont Corners Did Not Owe a Duty to Williams
Williams seeks to distinguish this case from Ann M. on the question of duty. He
argues that Fremont Corners failed to meet its initial burden as the moving party to make
a prima facie showing regarding its exercise of reasonable care to discover criminal acts
being committed or likely to be committed on the property. He further argues that the
evidence in the record supports a reasonable inference that Fremont Corners had general
10
knowledge of criminal conduct at the shopping center, such that the exercise of
reasonable care would have established the foreseeability of his assault under Ann M.
Williams relies on the deposition testimony of Jay Murray to contrast Murray’s
approach to managing Fremont Corners with the “uncontroverted evidence” in Ann M.
that the shopping center “had implemented ‘a standard practice . . . to note or record
instances of violent crime.’ ” (Ann M., supra, 6 Cal.4th at p. 680.)
Murray testified, when asked what he did to determine whether criminal conduct
was occurring on the property, that he would listen to the tenants, if they had anything to
report. He stated that as the sole manager of Fremont Corners,3 the tenants would call
him if there was a problem, or they could talk with him during his onsite visits once or
twice a week. He would stroll around and ask if everything was okay, but “did not
specifically ask if there has been any violence or criminal activity.” He explained that if
the tenants “wave at me and I wave and there’s nothing to be said,” he “just keep[s]
walking.”
Murray also would check the lighting system every two to three months and
replace broken bulbs or fixtures. He explained that there were about a dozen video
cameras positioned under the eaves of the buildings, over the sidewalks, recording
“24/7.” The video system saved about one month’s worth of data. The footage was not
reviewed or monitored, though there were a few times that the police department
requested surveillance footage due to a reported incident. Murray would then arrange for
his video security service to copy the footage for the police. Murray recalled two such
instances before 2012. One involved “some form of altercation” that occurred between
the Peacock Lounge and the neighboring store, which broke the store window. Another
was around 2008 when a tanning salon was burglarized. There may have been a third
3
Fremont Corners’ only other employee is Murray’s mother, who pays the bills
and has not visited the property for approximately 35 years.
11
incident as well in which he was contacted by the police about assaultive behavior on the
property.
Regarding the Peacock Lounge, Murray estimated that he had visited it over 100
times from 2009 to 2012. He generally would check in on the bar in the morning or
afternoon but had never visited in the mid or late evening. Someone at the Peacock
Lounge had made him aware that they had a bouncer on site for their events. As he
understood it, the bouncer or security guard was responsible “to keep things civil and
noncriminal” among the patrons. He explained, “There were a lot of people. There were
more people coming through, so . . . .” He agreed with the statement that “with more
people, a change in character of the bar, that there was a greater concern in your mind
that there were going to be fights or problems . . . .” However, he “felt that they had their
own security, that they were covering the problem they were creating.”
Williams contends that given the police department’s prior requests for security
footage, Fremont Corners had general knowledge of prior criminal conduct at the
shopping center. He argues that Murray’s informal check-ins with tenants fail to
establish that Fremont Corners exercised reasonable care to discover the occurrence of
criminal conduct on its property, particularly given that Fremont Corners did not
routinely or even intermittently monitor the security camera footage and did not require
tenants to report criminal activity to the shopping center management. He further
contends that the assault outside the bar was highly foreseeable, as shown by the
subpoenaed police reports documenting several instances of violent criminal conduct in
the months before his assault. According to Williams, this information was available to
Fremont Corners, had it exercised its duty of reasonable care to discover those incidents.
We evaluate Williams’ claim according to the following analytical process.
“ ‘First, the court must determine the specific measures the plaintiff asserts the defendant
should have taken to prevent the harm. This frames the issue for the court’s
determination by defining the scope of the duty under consideration. Second, the court
12
must analyze how financially and socially burdensome these proposed measures would
be to a landlord, which measures could range from minimally burdensome to
significantly burdensome under the facts of the case. Third, the court must identify the
nature of the third party conduct that the plaintiff claims could have been prevented had
the landlord taken the proposed measures, and assess how foreseeable . . . it was that this
conduct would occur. Once the burden and foreseeability have been independently
assessed, they can be compared in determining the scope of the duty the court imposes on
a given defendant. The more certain the likelihood of harm, the higher the burden a court
will impose on a landlord to prevent it; the less foreseeable the harm, the lower the
burden a court will place on a landlord.’ ” (Castaneda, supra, 41 Cal.4th at p. 1214,
quoting Vasquez v. Residential Investments, Inc. (2004) 118 Cal.App.4th 269, 285.)
While “other Rowland factors may come into play in a given case, . . . the balance of
burdens and foreseeability is generally primary to the analysis.” (Castaneda, supra, at
p. 1214.)
1. Williams Fails to Fully Identify Specific Measures
Williams’ argument on appeal, like his opposition to the summary judgment
motion, fails to fully identify the measures that Fremont Corners should have taken to
prevent the harm. The three areas in which he asserts that Fremont Corners failed its
duty to exercise reasonable care to discover unsafe conditions, including the potential of
harmful third-party acts, may be described as (1) a failure to inquire about criminal
activities reported to the police, (2) a failure to establish a policy or procedure to require
tenants to report occurrences of criminal activities to Fremont Corners, and (3) a failure
to review security camera footage.
Viewed in the light most favorable to Williams and drawing all reasonable
inferences in his favor (Wiener, supra, 32 Cal.4th at p. 1142), we agree that the evidence
above demonstrates that Murray was generally aware of the possibility of fights erupting
13
at or near the bar. But a general knowledge of the possibility of violent criminal conduct
is not in itself enough to create a duty under California law, as shown by the cases
discussed below.
The case that best illustrates this point is Sharon P. v. Arman, Ltd. (1999) 21
Cal.4th 1181 (Sharon P.), disapproved on other grounds by Aguilar v. Atlantic Richfield
Co. (2001) 25 Cal.4th 826, 853, footnote 19 and Reid v. Google, Inc., supra, 50 Cal.4th at
page 527, footnote 5. In Sharon P., our Supreme Court found the occurrence of a sexual
assault in a parking garage at gunpoint “not sufficiently foreseeable to support” the
requirement that the defendant provide security in the garage. (Sharon P., supra, at
p. 1185.) The court considered evidence that during the 10 years preceding the attack,
the garage manager knew of no incident involving a physical assault in the garage,
though he knew about armed robberies at the bank on the building’s ground floor. (Id. at
pp. 1185, 1186.) The plaintiff also submitted police department records showing the
crime statistics for the 50 square blocks surrounding the building in the two years
preceding the attack, including two rapes the year before. (Id. at p. 1186.) She also
showed that the garage’s condition had deteriorated in the months before her attack, with
light outages that left several darkened areas and some nonfunctioning security cameras.
(Ibid.)
The high court reasoned that the prior armed robberies targeting a bank on the
premises “were not sufficiently similar to the sexual assault inflicted upon plaintiff to
establish a high degree of foreseeability that would justify the imposition of” hiring
guards, even if considered in combination with the statistical crime rate and deteriorating
garage conditions. (Sharon P., supra, 21 Cal.4th at p. 1191, citing Ann M., supra, 6
Cal.4th at p. 680.) The court rejected the argument that certain characteristics of
underground parking structures made them “inherently dangerous” and the crime
reasonably foreseeable. (Sharon P., supra, at p. 1192.) It also rejected the argument that
violent third-party crime in underground garages was sufficiently foreseeable to require
14
the defendants “to provide protection by simple and less burdensome means” than hiring
security guards. (Id. at p. 1196.) The court questioned the efficacy of the plaintiff’s
proposed measures, which included lighting, security cameras, and periodic
walk-throughs by existing personnel. (Ibid.) It explained: “It is difficult to quarrel with
the abstract proposition that the provision of improved lighting and maintenance,
operational surveillance cameras and periodic walk-throughs of the tenant garage owned
and operated by defendants might have diminished the risk of criminal attacks occurring
in the garage. But absent any prior similar incidents or other indications of a reasonably
foreseeable risk of violent criminal assaults in that location, we cannot conclude
defendants were required to secure the area against such crime.” (Id. at p. 1199.)
This case resembles Sharon P. in that Williams seeks to rely on a general
awareness of criminal conduct occurring on the premises, the nature of the bar business
as increasing the likelihood of criminal incidents, and some form of statistical evidence or
police reports of other similar incidents of which the landowner was not aware.
However, in Sharon P. the court found that even considering all those factors together,
there was no evidence of sufficiently similar criminal conduct to establish the high degree
of foreseeability required for the landowner to provide security guards. (Sharon P.,
supra, 21 Cal.4th at p. 1191.) The court declined to impose a duty on the parking garage
owner based upon the reasonable but unproven notion that improved facilities operations
and oversight “might have diminished the risk of criminal attacks occurring in the
garage.” (Id. at p. 1199.)
Here, we cannot disagree that as an “abstract proposition” (Sharon P., supra, 21
Cal.4th at p. 1199), one or more of the three measures listed by Williams (such as
requiring tenants to report known criminal activities, or hiring personnel to regularly
review security footage) might have increased the foreseeability of an assault occurring
outside of the bar. But in opposing the summary judgment motion, Williams has not
asserted what measures Fremont Corners should have taken to prevent the harm that he
15
endured. This hinders Williams’ effort to establish duty for his negligence and premises
liability claims, because “ ‘the specific measures the plaintiff asserts the defendant should
have taken to prevent the harm’ ” (Castaneda, supra, 41 Cal.4th at p. 1214, italics added)
are what “ ‘defin[e] the scope of the duty under consideration.’ ” (Ibid.)
We nevertheless proceed, for the sake of completion, by analyzing the duty to be
imposed on Fremont Corners in relation to increased security measures for the parking
area outside of the Peacock Lounge. (See Ann M., supra, 6 Cal.4th at p. 679 [reviewing
court determines duty by balancing “ ‘foreseeability’ of the criminal acts against the
‘burdensomeness, vagueness, and efficacy’ of the proposed security measures”].) This is
consistent with the allegations of the complaint, in which Williams has asserted a list of
duties of reasonable care for his protection, including by way of example: to provide
adequate security for the customers and invitees of the bar and the premises; to develop
and implement adequate security policies, measures, and procedures; to have an adequate
number of competent security guards to protect customers and invitees; to adequately
monitor the entrances and exits to and from the bar, the area directly outside of the bar,
and the parking lots on the premises used to access the bar; and to monitor the parking
lots on the premises used to access the bar.
2. Williams Cannot Establish the Requisite Foreseeability For
Imposing the Asserted Security Measures
Our next steps are to analyze the burden of the proposed measures to the
landowner and to assess how foreseeable was the third-party conduct that the plaintiff
claims could have been prevented had the landlord taken the proposed measures.
(Castaneda, supra, 41 Cal.4th at p. 1214.) We compare the burden and foreseeability in
determining the scope of the duty to be imposed on the defendant. (Ibid.)
It is undisputed that the security measures taken by Fremont Corners at the time of
the assault on Williams consisted of maintaining the lighting in the parking lot and the
security cameras under the eaves of the buildings, which recorded onsite to an
16
unmonitored digital video recorder. Fremont Corners also employed a parking guard
who redirected certain vehicles to a back parking lot; the parking guard was not a security
guard. We infer from the measures asserted in Williams’ complaint that the duty to be
imposed on Fremont Corners includes providing security guards or patrols on the
premises in the area of the bar and adjacent parking lots. Williams also claims more
generally the need for “adequate security policies, security measures and security
procedures necessary to protect” Williams and other customers and invitees.
The duty to take proactive security measures, as Williams alleges, comes under
what our Supreme Court has described as “a proprietor’s duty to take preventative
measures to guard against possible future criminal conduct” (Morris v. De La Torre,
supra, 36 Cal.4th at p. 271), triggering the need to show heightened foreseeability under
Ann M. (Ibid.) This is due to the high financial and social cost of requiring a landowner
to provide security guards, or to take other preventative measures. In Ann M., the court
explained that “[w]hile there may be circumstances where the hiring of security guards
will be required to satisfy a landowner’s duty of care, such action will rarely, if ever, be
found to be a ‘minimal burden.’ The monetary costs of security guards is not
insignificant. Moreover, the obligation to provide patrols adequate to deter criminal
conduct is not well defined.” (Ann M., supra, 6 Cal.4th at p. 679.) Sharon P. echoed
Ann M. on this point, citing “the vagueness of the obligation to provide patrols adequate
to deter crime and the significant monetary and social costs that are implicated in
imposing such an obligation . . . .” (Sharon P., supra, 21 Cal.4th at p. 1190.) For this
reason, “the requisite degree of foreseeability ‘rarely, if ever, can be proven in the
absence of prior similar incidents of violent crime on the landowner’s premises.’ ” (Ibid.)
“To hold otherwise would be to impose an unfair burden upon landlords and, in effect,
would force landlords to become the insurers of public safety, contrary to well-
established policy in this state.” (Ann M., supra, at p. 679.)
17
Accordingly, the standard that applies to Williams’ allegations for Fremont
Corners’ duty in this case is one of heightened foreseeability, as articulated in Delgado.
“[O]nly when ‘heightened’ foreseeability of third party criminal activity on the premises
exists—shown by prior similar incidents or other indications of a reasonably foreseeable
risk of violent criminal assaults in that location—does the scope of a business
proprietor’s special-relationship-based duty include an obligation to provide guards to
protect the safety of patrons.” (Delgado, supra, 36 Cal.4th at p. 240.) Williams is correct
that foreseeability is measured not by the particular plaintiff’s injury but by “ ‘the general
character of the event or harm . . . .’ ” (Kesner v. Superior Court (2016) 1 Cal.5th 1132,
1145.)
It is apparent in comparing the facts of this case to those in Anne M. and Sharon P.
that the incidents known to Fremont Corners in the years preceding Williams’ assault,
including a burglary, a broken window next-door to the bar, and an assault for which the
police requested security camera footage, do not meet this heightened standard. (See
Sharon P., supra, 21 Cal.4th at p. 1191 [prior armed robberies at bank above parking
garage were not similar enough to the sexual assault of the plaintiff to establish high
degree of foreseeability]; Ann M., supra, 6 Cal.4th at p. 679 [shopping center did not
have notice of prior similar, violent assaults on the premises]; see also Delgado, supra,36 Cal.4th at p. 245 [plaintiff attacked in bar parking lot had not demonstrated
“heightened foreseeability in the form of prior similar incidents or other indications of a
reasonably foreseeable risk of a violent criminal assault”].4) Drawing all reasonable
4
Delgado involved an assault in the parking lot of a bar which employed
two guards—one stationed inside and one outside. (Delgado, supra, 36 Cal.4th at
pp. 229-230.) The plaintiff left the bar at the suggestion of the inside guard; but the
outside guard was not at his station, and the plaintiff was assaulted by a gang of men in
the parking lot. (Id. at pp. 231-232.) We note that while the court ultimately found a
legal duty on the part of the bar’s proprietor, it rested that determination not on the
foreseeability of the attack in the parking lot (like at issue in this case), but on other
(continued)
18
inferences from the evidence in Williams’ favor, we find at most that Fremont Corners
was on notice of the possibility of fights, given Murray’s acknowledgment that “more
people” and the bar’s changing character could cause problems. Knowing there is a
general potential for rowdy or troublesome conduct by bar patrons, however, does not
make the category of aggressive parking lot assaults reasonably foreseeable, any more so
than the presumed awareness of previous assaults and robberies or problems with
transients on the property establishes the foreseeability of a violent sexual assault. (See
Ann M., supra, 6 Cal.4th at pp. 679-680; Sharon P., supra, 21 Cal.4th at p. 1191.)
There is also the question of whether a security presence in the parking area would
have deterred the assault or prevented the harm. In Castaneda, the California Supreme
Court applied the heightened foreseeability standard to assess whether the owner of a
mobilehome park had a duty to hire and deploy security guards to prevent gang violence.
(Castaneda, supra, 41 Cal.4th at p. 1222.) The plaintiff in that case was shot and injured
when a gang confrontation erupted at the mobilehome across the street. (Id. at p. 1209.)
The plaintiff argued that a prior “incident of gang gunplay on an adjacent empty lot,
which involved a resident of the mobilehome park, together with the gang graffiti,
complaints of gang members and ‘wannabes’ living at the park, and other crimes
occurring there was sufficient to put [the defendant] on notice that gang violence was
circumstances giving rise to liability under the special relationship doctrine. (Id. at
pp. 240-241.) Such circumstances include a “duty to undertake relatively simple
measures” (id. at p. 241) such as warning patrons of known dangers, taking “reasonable”
steps to protect from “imminent or ‘ongoing’ criminal conduct” (ibid.), and for a
proprietor who serves intoxicating drinks to customers on the premises, “ ‘exercis[ing]
reasonable care to protect his patrons from injury at the hands of fellow guests’ ” (ibid.).
The court concluded that the record established the existence of “a minimally
burdensome duty” (id. at p. 245), on the part of the proprietor to respond to the events
unfolding in its presence by warning the gang away from the plaintiff as he tried to leave
the premises, or by checking the outside guard post before sending the plaintiff out. (Id.
at pp. 246-247.)
19
likely to erupt at the park if no protective measures were taken.” (Id. at p. 1222.) Despite
this arguably robust showing, the court rejected the notion that the claimed security
measures would have prevented the harm to plaintiff. (Id. at p. 1223.)
Nor does Fremont Corners’ alleged failure to exercise reasonable care to discover
criminal activity that is occurring or is likely to occur on the premises remedy the
foreseeability gap. In Ann M., the court deemed it adequate that the shopping center had
a “ ‘standard practice . . . to note or record instances of violent crime’ . . . .” (Ann M.,
supra, 6 Cal.4th at p. 680.) Fremont Corners’ practice in this case consisted of Murray’s
weekly or semiweekly visits to the property, when he would make himself available to
tenants and engage in informal check-ins. Murray also occasionally responded to
requests from the police department for security footage, though he did not review or
retrieve the footage himself. Williams contends that these actions fell short of Fremont
Corners’ duty to exercise reasonable care to discover criminal incidents on the property,
given that Fremont Corners was on notice of at least some prior criminal conduct and of
the increased traffic and changing character of the bar. He urges that under those
circumstances, a “reasonably thoughtful” owner (Kesner v. Superior Court, supra, 1
Cal.5th at p. 1145) would undertake to discover unlawful conduct, whether by reviewing
the video surveillance footage, asking tenants directly about criminal activity, or
requiring tenants under their leases to report known criminal activity. Williams argues
that these measures would impose a minimal burden on Fremont Corners.
We find Williams’ position to be unsupported by case authority that requires only
the exercise of reasonable care to discover the occurrence or likely occurrence of criminal
acts (Ann M., supra, 6 Cal.4th at p. 679), and untenable for owners like Fremont Corners.
It is true that Fremont Corners did not have a precise system to track problematic
occurrences, and relied on tenants to volunteer information to Murray when asked. On
the other hand, it is highly uncertain that requiring tenants to report known criminal
activity, or hiring personnel to review security footage, would uncover criminal activity
20
more effectively than Murray’s informal process of talking to tenants.5 Our Supreme
Court conducted a similar calculus in Sharon P., where it rejected the efficacy and
practicality of security measures such as using surveillance cameras and requiring
existing personnel to do periodic walk-throughs of the underground garage where the
plaintiff was attacked. (Sharon P., supra, 21 Cal.4th at p. 1196.) The court questioned
whether the proposed measures “would have been any less burdensome than the hiring of
security guards” (ibid.) and observed that “surveillance cameras may be ineffectual to
protect against crime unless there are employees who are available to continuously
monitor video transmissions and respond effectively when suspicious or criminal
behavior is observed.” (Ibid.)
In light of this precedent and the Supreme Court’s observation that the hiring of
security guards imposes a significant cost for a “not well defined” deterrence benefit
(Ann M., supra, 6 Cal.4th at p. 679), we conclude that Williams’ proposed measures have
even more of an attenuated relationship to preventing the type of harm that Williams
suffered. Given that “[f]oreseeability and the extent of the burden to the defendant are
ordinarily” considered the “crucial” considerations in evaluating legal duty (Castaneda,
supra, 41 Cal.4th at p. 1213), it is unnecessary here to separately review the remaining
Rowland factors. (See Sakai v. Massco Investments, LLC (2018) 20 Cal.App.5th 1178,
1188, fn. 1 [noting in relevant part that the factor of moral blame “ ‘require[s] a higher
degree of moral culpability’ ” and “ ‘ “is generally not sufficient to tip the balance of the
Rowland factors in favor of liability,” ’ ” and that the policy of preventing future harm is
not served by imposing costs on the defendant in the absent of the requisite
5
Using the subpoenaed reports from the city’s public safety department (which the
trial court deemed admissible only “to show potential notice to Fremont Corners”) as an
approximation of the type of information that Fremont Corners presumably should have
known, we note that the three reported incidents occurred in the early morning hours
when tenants are unlikely to be present, and only one incident involved eyewitnesses and
patrons of the Peacock Lounge.
21
foreseeability].) In sum, absent admissible evidence of “prior similar incidents or other
indications of a reasonably foreseeable risk of violent criminal assaults” (Delgado, supra,
36 Cal.4th at p. 240), Williams has not carried his burden in opposing the motion for
summary judgment to establish that Fremont Corners had a legal duty to implement
additional measures to uncover incidents of criminal acts on the premises and to secure
the premises against future, possible third-party conduct.
III. DISPOSITION
The judgment is affirmed. Fremont Corners is entitled to recover its costs on
appeal.
22
Premo, J.
WE CONCUR:
Greenwood, P.J.
Elia, J.
Williams v. Fremont Corners, Inc.
H043218
Filed 7/18/19
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
TAYLER L. WILLIAMS, H043218
(Santa Clara County
Plaintiff and Appellant, Super. Ct. No. 114CV262382)
v. ORDER FOR PUBLICATION
FREMONT CORNERS, INC.,
Defendant and Respondent.
BY THE COURT:
The written opinion which was filed on June 24, 2019, has now been certified for
publication pursuant to rule 8.1105(b) of the California Rules of Court, and it is therefore
ordered that the opinion be published in the official reports.
Premo, J.
Greenwood, P.J.
Elia, J.
Trial Court: Santa Clara County Superior Court
Superior Court No. 114CV262382
Trial Judge: Hon. Patricia M. Lucas
Counsel for Plaintiff/Appellant: The Kern Law Group
Tayler L. Williams Reńe J. Kern, Jr.
Gaetano J. Verrastro
Counsel for Defendant/Respondent: The Thomas Law Firm
Fremont Corners, Inc. Bradley S. Thomas
Williams v. Fremont Corners, Inc.
H043218