People v. Estrada CA4/2

Filed 12/18/13 P. v. Estrada CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E057454
v. (Super.Ct.No. RIF1100789)
MATTHEW JOEL ESTRADA, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Charles J. Koosed, Judge.
Affirmed with directions.
Jennifer Peabody, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland, and
Kimberley A. Donohue, Deputy Attorneys General, for Plaintiff and Respondent.
1
I
INTRODUCTION
Defendant Matthew Joel Estrada stabbed to death his friend, Rene Gonzalez.
Before the killing, defendant had been drinking heavily. A jury convicted defendant of
one count of first degree murder (Pen. Code, §§ 187, 189)1 and found true the allegation
that he personally used a deadly weapon in committing murder. (§§ 12202, subd. (b)(1),
1192.7, subd. (c)(23).) The trial court sentenced defendant to an indeterminate term of 25
years to life in prison, plus one year on the personal weapons-use enhancement, for a
total indeterminate prison term of 26 years to life.
On appeal, defendant admits he killed Gonzalez but argues he did not act with
premeditation and deliberation. He contends the court erred in admitting prior acts of
violence and in refusing to give the jury an instruction on the lesser included offense of
voluntary manslaughter. We reject these contentions and affirm the judgment.
II
STATEMENT OF FACTS
Gonzalez’s Death
On March 27, 2011, defendant visited the home of Angel Guzman. Defendant
showed Guzman a butcher knife and said he was planning to stab someone because he
1 All statutory references are to the Penal Code unless stated otherwise.
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was mad about an incident in which his son's dog was run over two or three years earlier.
Defendant blamed Albert Torres and his friends for the dog’s death. He asked Guzman
to be his “back-up.”
Later in the evening, around 8:00 or 9:00 p.m., defendant arrived at the Torres
house, where Torres and Gonzalez were hanging out and drinking. Initially Torres told
defendant that he could not stay because defendant was already drunk, and Torres knew
defendant liked to fight. Defendant did not leave but remained at Torres’s house where
the three men continued to drink. At one point, they drove to defendant’s house to get
another bottle of liquor. They returned to the Torres home for more drinking.
Defendant returned to Guzman’s house, where Guzman said defendant was visibly
drunk. Defendant went back to the Torres home and kept drinking in the side yard.
Gonzalez asked Torres why defendant was “itching” to fight him. Torres said to ignore
defendant because “that’s how he is when he’s drunk.”
Torres was holding his infant son several feet away from Gonzalez and defendant.
Torres could not hear their conversation over the loud music. Defendant then stabbed
Gonzalez in the back with a knife. Gonzalez appeared “dazed” and tried to swing at
defendant but he did not make contact.
Torres removed his son for safety. When he came back outside, defendant was
running down the street and Gonzalez was standing, dazed in the yard, until he fell down.
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After Torres’s girlfriend called 911, an ambulance transported Gonzalez to the hospital,
where he underwent surgery but eventually died from a stab wound to the chest.
Defendant’s Flight and Arrest
Defendant sought out his neighbor, Jonathan Solis, and asked to hide in his yard.
Defendant told Solis, “I think I killed somebody,” and showed him a knife. Solis told
defendant to get off of his property, and defendant ran through Solis’s back yard and
jumped the fence. Defendant dropped a liquor bottle and a steak knife. Defendant was
eventually taken to jail.
Defendant’s Admissions
In recorded telephone calls from jail to family members, defendant admitted that
he had “messed up.” He also discussed the police search for the knife he used to stab
Gonzalez and had shown to Solis, corroborating Solis’s testimony that defendant dropped
a knife when defendant jumped the fence in Solis’s backyard.
Defendant’s Uncharged Assaults
While in jail, defendant attacked a cellmate and stabbed him with a toothbrush.
He continued kicking and punching the cellmate until correctional officers were able to
subdue defendant with pepper balls.
On another occasion, after defendant had been drinking, he asked his neighbor,
Jose Pinto, to assist him in a fight for revenge. Pinto refused. About 30 minutes later,
defendant returned with a bloody gash on his head and asked Pinto to take him to the
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hospital. Pinto waited several hours for defendant to be treated but finally left defendant
to walk home about a mile and a half. Defendant responded by coming to Pinto’s house
in a rage, throwing a brick at Pinto’s car, and cracking defendant’s own windshield.
Defendant struck Pinto on the side of the head, leaving Pinto “a little incoherent.”
Pinto’s wife and defendant’s uncle tried to calm defendant down and eventually called
the police.
Defense
Defendant did not testify. Instead, he presented stipulations between the parties
that (1) an investigator with the prosecutor’s office would testify that Guzman told him
that defendant was drunk all day on the date he stabbed Gonzalez and that Torres was a
member of a gang; (2) that the investigator would testify that Torres’s neighbor did not
mention hearing loud music coming from the Torres house that night; (3) that Gonzalez’s
blood alcohol level at the time of his death was .25; (4) that defendant’s blood alcohol
level at 6:00 a.m. the day after he stabbed Gonzalez was .13; and (5) that, through a
process called “retrograde extrapolation,” the blood alcohol level decreases at a certain
rate over time.
III
EVIDENCE OF UNCHARGED CONDUCT
Defendant contends that the court improperly admitted evidence of the two
uncharged assaults on defendant’s cellmate and his neighbor. Respondent contends the
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trial court properly exercised its discretion in allowing the evidence because the
uncharged acts were sufficiently similar to the murder and relevant to prove intent and to
negate the defense of intoxication. Additionally, the evidence was not unduly prejudicial
and any error in admitting it was harmless, given the overwhelming evidence of
defendant’s guilt. We agree.
In a pretrial hearing, the prosecutor argued the evidence showed defendant
intended to use a weapon to inflict great bodily injury or endanger the life of an
individual. The prosecutor described each incident as similar unprovoked attacks and
probative to establish defendant’s intent at the time of the stabbing. Defense counsel
argued the incidents were distinguishable and overly prejudicial. The attack in jail was
part of the “code of conduct” for incarcerated persons. Similarly, defense counsel argued
that the attack on the neighbor with a brick was different because defendant hit the
neighbor with the brick only once before he was distracted. The trial court allowed
evidence of the two assaults on the cellmate and the neighbor and precluded evidence of
a third attack on defendant’s stepfather.
“A trial court’s decision to admit or exclude evidence is reviewable for abuse of
discretion.” (People v. Vieira (2005) 35 Cal.4th 264, 292; see also People v. Davis
(2009) 46 Cal.4th 539, 602.) A trial court’s exercise of discretion must not be disturbed
on appeal except where the court acted in an arbitrary, capricious or patently absurd
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manner that resulted in a manifest miscarriage of justice. (People v. Rodrigues (1994) 8
Cal.4th 1060, 1124.)
Evidence of uncharged misconduct is admissible “when relevant to prove some
material fact other than the defendant’s general disposition to commit such an act.”
(People v. Jones (2012) 54 Cal.4th 1, 49.) Evidence Code section 1101, subdivision (b),
provides, in relevant part: “Nothing in this section prohibits the admission of evidence
that a person committed a crime, civil wrong or other act when relevant to prove some
fact (such as motive, opportunity, intent, preparation, plan, knowledge, identity, absence
of mistake or accident . . .) other than his or her disposition to commit such an act.”
(Evid. Code, § 1101, subd. (b).)
In determining whether evidence of uncharged misconduct is admissible, the trial
court must look to the similarities between the uncharged misconduct and the charged
conduct. The required degree of similarity changes depending on the purpose for which
the proponent of the evidence wishes to introduce the uncharged acts: “[E]vidence of a
defendant’s uncharged misconduct is relevant where the uncharged misconduct and the
charged offense are sufficiently similar to support the inference that they are
manifestations of a common design or plan. [¶] . . . [¶] The least degree of similarity . .
. is required in order to prove intent”—that the defendant probably harbored the same
intent in each instance. (People v. Ewoldt (1994) 7 Cal.4th 380, 401-402.) The trial
court must also decide whether the probative value of the evidence is substantially
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outweighed by the probability that its admission would (a) necessitate undue
consumption of time or (b) create substantial danger of undue prejudice, of confusing the
issues, or of misleading the jury. (Id. at p. 404, citing Evid. Code, § 352.) “Prejudicial”
is not synonymous with “damaging,” but refers instead to evidence that “‘“uniquely tends
to evoke an emotional bias against defendant”’” without regard to its relevance on
material issues. [Citations.]” (People v. Kipp (2001) 26 Cal.4th 1100, 1121; see also
People v. Dejourney (2011) 192 Cal.App.4th 1091, 1105.)
We conclude the evidence of defendant’s unprovoked assaults with deadly
weapons on two other persons was properly admitted to establish his intent to kill
Gonzalez. The trial court determined that the uncharged assaults were sufficiently
similar to Gonzalez’s murder to allow the evidence under Evidence Code section 1101,
subdivision (b). The trial court considered the similarities between the stabbing of
Gonzalez and defendant’s cellmate. Specifically, the court examined the manner in
which defendant attacked both victims, the injuries caused, and the circumstances.
Defendant’s attack on his cell mate was sufficiently similar to the attack on Gonzalez
because it showed that he attacked his victims with a weapon from behind in order to
gain an advantage. After wounding his victims, he proceeded to attack them further.
Each attack was severe enough to show an intent to kill.
The trial court concluded that these attacks, although one occurred in jail and
another on the streets, were sufficiently similar to allow admission. The trial court also
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concluded that any prejudice from the evidence was outweighed by its probative value
under Evidence Code section 352. Noting that it is “hard to ignore the highly, I think,
probative value of these acts,” and recognizing that many inmates in jail do not
physically attack other inmates when they are “disrespected,” the trial court found that
the probative value of an unprovoked attack against defendant’s cell mate outweighed the
prejudice, especially given the significant similarities between the two attacks.
The trial court also examined the similarities between defendant’s attack on his
neighbor and found it was sufficiently similar to the attack on Gonzalez to warrant its
admission under Evidence Code section 1101, subdivision (b). When defendant’s
neighbor left him at the hospital, it took defendant 30 to 45 minutes to walk home and he
became so enraged that he hit his neighbor in the head with a brick. This unprovoked
attack was sufficiently similar to the unprovoked attack on Gonzalez to warrant its
admission to establish defendant’s intent to endanger the life of another with a weapon.
The trial court then examined the probative nature of the evidence, compared to its
prejudicial effect. Defendant’s irrational attack on his neighbor outweighed any
prejudicial impact.
When instructing the jury, the trial court indicated that any evidence of uncharged
acts could be considered only for the limited purpose of determining whether defendant
had the intent to kill. The trial court’s decision was well within the bounds of reason, and
therefore not an abuse of discretion.
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Even if this court were to conclude that the trial court erred in admitting evidence
of defendant’s uncharged assaults, any such error was harmless—as it is not reasonably
probable that defendant would have received a more favorable result absent the
admission of that evidence. (People v. Welch (1999) 20 Cal.4th 701, 750.) Defendant
does not dispute he stabbed Gonzalez, intending to kill him. After first stabbing
Gonzalez in the back, defendant continued to attack, culminating in a fatal stab to the
chest. Defendant stabbed Gonzalez with so much force that the tip of the knife bent.
Defendant pierced the sternum and continued stabbing to a depth of four to five inches,
damaging two separate chambers in Gonzalez’s heart and piercing Gonzalez’s upper left
lung. As defendant acknowledges, “Stabbing the victim in the torso with such force that
it penetrates muscle, bone and two vital organs constitutes compelling and virtually
irrefutable evidence of intent to kill.”
Additional evidence confirmed defendant intended to stab someone that night.
Defendant told Guzman he was angry because Torres and his friends had killed his dog a
few years before and he wanted retribution. Considering the evidence against defendant,
it is not reasonably probable that, absent the evidence of the prior assaults, a different
result would have occurred. Thus, any error was harmless. (People v. Williams (2009)
170 Cal.App.4th 587, 612.)
Finally, defendant forfeited an objection to the admission of evidence on federal
constitutional grounds by failing to raise that objection with the trial court. (People v.
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Sanders (1995) 11 Cal.4th 475, 510, fn. 3, citing People v. Gordon (1990) 50 Cal.3d
1223, 1264-1265, overruled on other grounds in People v. Edwards (1991) 54 Cal.3d
787.) Defendant never asserted any objection based on the Fifth, Sixth or Fourteenth
Amendments when opposing the prosecution’s motion to admit the evidence. In any
event, as discussed above, the trial court did not abuse its discretion in admitting the
evidence. Because defendant’s due process argument can rest only on the premise that
the trial court abused its discretion in admitting the evidence, his claim fails. (Sanders, at
p. 9.) It is also not reasonably likely defendant would have obtained a more favorable
outcome. (People v. Watson (1956) 46 Cal.2d 818, 836.) For the same reasons, any error
does not rise to the level of prejudice under Chapman v. California (1967) 386 U.S. 18,
24.)
IV
VOLUNTARY MANSLAUGHTER
Defendant next asserts the trial court should have instructed the jury on the lesser
included offense of voluntary manslaughter. We hold the trial court had no duty to give
the instruction but any error in failing to instruct the jury was harmless because the jury
was instructed on both first and second degree murder and convicted appellant of first
degree murder.
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We conduct an independent review of instructional error concerning a lesser
included offense. (People v. Avila (2009) 46 Cal.4th 680, 705.) When discussing jury
instructions, the trial court stated:
“We have been discussing jury instructions.
“There were a couple, there were two specifically which the defense has
requested, and the Court is inclined to deny that request, specifically it is CALCRIM 570,
voluntary manslaughter, heat of passion as a lesser-included offense, as well as 571,
voluntary manslaughter, imperfect self-defense as a lesser-included offense.
“. . . The Court in reviewing the evidence that was presented in the trial does not
believe that there is substantial evidence warranting those instructions be given to the
jury.
“The facts which were argued in support of those instructions, . . . was that there
was an argument, a verbal argument which took place, I think logically you could
conclude between the victim and [defendant], because Mr. Torres said he was taking care
of his kid at the time and overheard an argument.
“And I think Mr. Philips also mentioned that there was some—there could have
been some injuries to [defendant], although I will tell you that in listening to the
evidence, I am not aware of any injuries that would have occurred by way of a fist fight.
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“In any event, that was all I was provided with, so as to the provocation, heat of
passion, I am not aware of any evidence that was presented which would otherwise have
provoked [defendant] to the point where he would have acted in the way that he did.
[¶] . . . [¶]
“Again, it is just a verbal argument. If any one of those instructions is even close
to being applicable, it would probably be the heat of passion as opposed to self-defense,
but even that one there is a big hole and lack of evidence to warrant those instructions.”
The court ultimately instructed the jury only on first degree and second degree
murder. The jury found defendant guilty of first degree murder.
A trial court must instruct the jury on the general principles of law that are
“closely and openly connected with the facts before the court.” (People v. Wickersham
(1982) 32 Cal.3d 307, 323, disapproved on other grounds in People v. Barton (1995) 12
Cal.4th 186, 200-201.) This obligation extends to lesser included offenses if the evidence
“‘raises a question as to whether all of the elements of the charged offense are present
and there is evidence that would justify a conviction of such a lesser offense.’
[Citations.]” (People v. Lopez (1998) 19 Cal.4th 282, 287.) Voluntary manslaughter is a
lesser-included offense of murder. (People v. Booker (2011) 51 Cal.4th 141, 181.)
However, as the trial court decided, the evidence in this case did not justify the giving of
an instruction on voluntary manslaughter based on heat of passion or provocation or
imperfect self-defense. A court’s duty to instruct on lesser included offenses arises only
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where there is substantial evidence for a jury to evaluate. (People v. Barton, supra, 12
Cal.4th at p. 195, fn. 4; People v. Oropeza (2007) 151 Cal.App.4th 73, 78.) Speculation
is not sufficient evidence. (People v. Escobar (1996) 48 Cal.App.4th 999, 1016; People
v. Berryman (1993) 6 Cal.4th 1048, 1081, overruled on other grounds in People v. Hill
(1998) 17 Cal.4th 800, 823, fn. 1.)
Voluntary manslaughter is “the unlawful killing of a human being without malice
. . . [¶] . . . upon a sudden quarrel or heat of passion.” (§ 192, subd. (a).) An intentional,
unlawful homicide caused by sudden quarrel, heat of passion, or provocation is voluntary
manslaughter. (People v. Barton, supra, 12 Cal.4th at p. 201.) There must be evidence
that: (1) the provocation was caused by the victim or the defendant reasonably believed
it was caused by the victim, and (2) the provocation was such as to cause an ordinary
person of average disposition to act rashly or without due deliberation and reflection.
(People v. Moye (2009) 47 Cal.4th 537, 550; People v. Lee (1999) 20 Cal.4th 47, 59.)
Similarly in order for a killing to be imperfect self-defense, a defendant must have an
actual, but unreasonable, belief of having to act in self-defense. (People v. Barton, supra,12 Cal.4th at pp. 200-201.)
In People v. Manriquez (2005) 37 Cal.4th 547, 585-586, the California Supreme
Court held that a defendant was not entitled to jury instructions on voluntary
manslaughter based on heat of passion or provocation because an average, reasonable
person would not shoot someone who taunted him or called him names. (Ibid.) In
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another instance, the same defendant confronted another victim, who had been
romantically involved with the defendant’s girlfriend, and fatally shot him. A witness
told law enforcement officers that, just before the shooting, the victim asked the
defendant, “Why are you mad at me?” and “What’s your problem with me?”' The
defendant shot the victim from a distance of several feet and drove off. (Id. at pp. 561-
562.) The California Supreme Court held that the defendant was not entitled to an
instruction on voluntary manslaughter based on imperfect self-defense because the
defendant never indicated that he felt a threat of immediate harm or fear of the victim.
(Id. at p. 582.) At most, the evidence showed the defendant had a fear of future harm
which is insufficient to require an instruction on imperfect self-defense, which requires
an actual, but unreasonable, fear of imminent harm. (Ibid.)
The evidence here was, likewise, insufficient to require an instruction on the lesser
included offense of voluntary manslaughter, either under a theory of heat of passion or
imperfect self-defense. There was no evidence defendant feared imminent harm from
Gonzalez. Defendant was the unprovoked aggressor, stabbing Gonzalez in the back with
the knife. Additionally, any injuries defendant sustained were, by his own admission,
caused by jumping and eluding law enforcement—not inflicted by Gonzalez. Defendant
had told Guzman earlier in the day that he was planning to stab someone. Finally,
defendant fled the scene of the murder, leading police on a chase through the
neighborhood. The only mention of self-defense arose in the context of defendant’s
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jailhouse conversation with his stepfather, in which he agreed with the stepfather’s
comment that he acted in self-defense. The only possible provocation was an argument
between him and Gonzalez. But an average, reasonable person would not stab someone
based on a verbal dispute. (People v. Manriquez, supra, 37 Cal.4th at pp. 585-586.)
Defendant maintains the jury reasonably could have inferred that Gonzalez threatened or
taunted defendant, justifying an instruction on voluntary manslaughter. (People v. Berry
(1976) 18 Cal.3d 509, 515.) The evidence simply does not support such a conclusion.
The trial court had no duty to instruct on voluntary manslaughter, either under the theory
of heat of passion or the theory of imperfect self-defense.
In any event, there could be no prejudice from any error in this case. Error is
harmless unless the court finds it is reasonably probable a result more favorable to the
defendant would have been reached absent the error. (People v. Breverman (1998) 19
Cal.4th 142, 178; People v. Moye, supra, 47 Cal.4th at pp. 555-556.) Because the jury
found defendant guilty of first degree murder, they necessarily found that he acted with
premeditation and deliberation. It is not reasonably probable, therefore, that had the trial
court instructed on voluntary manslaughter, the jury’s verdict would have been any
different: “The jury’s verdict finding defendant guilty of the first degree murder of [the
victim] implicitly rejected defendant’s version of the events, leaving no doubt the jury
would have returned the same verdict had it been instructed regarding imperfect self-
defense.” (People v. Manriquez, supra, 37 Cal.4th at p. 582, citing People v. Lewis
16
(2001) 25 Cal.4th 610, 646.) Any error in failing to instruct on voluntary manslaughter
was harmless.
V
DISPOSITION
We affirm the judgment.
The abstract of judgment should be corrected to show defendant was sentenced to
an indeterminate sentence of 25 years to life on count 1 (first degree murder) along with a
one-year sentence on the personal weapons-use enhancement to run consecutively to the
sentence on count 1, for a total indeterminate sentence of 26 years to life. (People v.
Avila (2013) 212 Cal.App.4th 819, 828, citing People v. Farell (2002) 28 Cal.4th 381,
394, fn. 2.) The trial court should forward the corrected abstract of judgment to the
Department of Corrections and Rehabilitation.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
CODRINGTON
J.
We concur:
RAMIREZ
P. J.
HOLLENHORST
J.
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