DocketNumber: Crim. 3727
Citation Numbers: 63 Cal. App. 2d 144, 146 P.2d 469, 1944 Cal. App. LEXIS 923
Judges: Shinn, Bishop
Filed Date: 3/2/1944
Status: Precedential
Modified Date: 11/3/2024
Defendant was convicted of manslaughter committed in the shooting of one Ernest Dempsey. She had originally been charged with murder, had been convicted of manslaughter, and the conviction had been reversed because of the failure of the court to instruct the jury in the law of self-defense. (People v. Hatchett (1942), 56 Cal.App.2d 20 [132 P.2d 51].) The information had been amended to charge manslaughter. Upon appeal from the judgment and order denying her motion for new trial defendant contends that the evidence was insufficient to support the verdict and she specifies error in the giving and refusal of instructions. It is necessary that the evidence be stated somewhat fully, not so much for the purpose of demonstrating its sufficiency to justify the verdict as for the purpose of showing that the state of the evidence was such that the failure of the court to instruct the jury fully and fairly operated to the substantial prejudice of defendant’s case and resulted in a miscarriage of justice.
Defendant is a Negro woman 33 years of age, married but separated from her husband. She lived alone in a small house and was employed. For several years prior to December, 1941, she and Dempsey, also a Negro, 27 years of age and unmarried, had maintained an illicit relationship. Dempsey then married but did not entirely break off his relations with defendant; he continued to force his attentions upon her. On the day of the shooting, March 31, 1942, defendant was standing on a street corner talking with an acquaintance, a Mr. Welcher, whom she had met there by chance. Dempsey passed by in his car, stopped, parked the car, got out and started across the street toward defendant, who advanced to meet him. What occurred from that time on was narrated by defendant and corroborated in part by others who were in her company until a short time prior to the shooting. Defendant testified that Dempsey had an open knife in his hand as she met him, appeared to have been
Turning to the evidence of the People, we find the testimony of the wife of deceased that defendant telephoned to her on the evening of the shooting and told her that Dempsey was at her home, cursed her, accused her of going out with other men; that she laid down the phone and refused to listen to defendant and finally hung it up; that she then called the police because she wanted them “to go there and get the both of them” but she could not tell the officers the address. (Upon cross-examination she stated that she knew that the Hatchett house was the only one on Wadsworth between Fifty-second and Fifty-third Streets and that she had been there.) That she called defendant about five minutes after defendant had called her; that defendant answered the phone and said, “He isn’t coming back to you again. I will kill him before he does.” She testified that she heard three shots, heard her husband groan and two more shots and heard defendant hang up her receiver. She testified further on cross-examination as follows: “Q. Incidentally, Mrs. Hatchett had called and asked you to come and get your husband? A. Yes. Q. She called you to let you know' that your husband was there, and for you to come and get him? A. Yes.” It is unnecessary to point out the improbabilities in Mrs. Dempsey’s account of the shooting. If it had occurred as she testified, defendant’s conduct would have shown a premeditated purpose to kill Dempsey and she would have been guilty of murder. It must be presumed that the jury in the first case returned a verdict in accordance with the facts found and that in finding defendant' guilty of manslaughter when she was charged with murder they determined
We have discussed Mrs. Dempsey’s testimony and quoted from it because a careful appraisal of it is necessary in testing the strength of the People’s case, and for the additional reason that all of the other evidence upon which the People relied was circumstantial. Its inherent improbabilities and the fact that it was disbelieved upon the first trial are not otherwise important.
The case which had been presented to the jury and to which the instructions of the court were to be applied was, in brief, the following: Deceased was shown by substantial and uncontradicted evidence to have been a violent man when under the influence of liquor; he had previously assaulted defendant upon several occasions and several times had threatened to kill her; his infatuation for her persisted notwithstanding his marriage and his attentions were forced upon her; on the afternoon of the shooting and again in the evening he had intruded himself into her home and his appearance on the latter occasion had caused defendant’s guests to take their sudden departure; his conduct then and upon former occasions had been that of an angry, jealous and violent paramour. Defendant, according to her testimony and also that of Dempsey’s widow, had called the latter and asked her to come and get her husband and he had refused to leave defendant’s house. Defendant was not shown to have been the instigator of any of her difficulties with Dempsey. The reduced charge of manslaughter relied upon in the second trial was, under the facts of the case, an admission on the part of the People that the shooting had occurred in a quarrel or sudden heat of passion, or in other words that it was voluntary manslaughter.
The shooting having been admitted by defendant, the question of guilt depended upon the claim of justification
Defendant requested, and the court refused to give, the following instruction: “You are instructed that in a trial where circumstantial evidence is relied upon to obtain a conviction, the circumstances must be consistent with the hypothesis that the defendant is guilty and at the same time inconsistent with any other rational conclusion and if you find from the evidence in this case that the evidence is not inconsistent with defendant’s innocence, then she is entitled
The court gave another instruction at the request of .the People, the pertinent portions of which are as follows: “If the evidence in this case, is susceptible of two constructions or interpretations, each of which appears to you to be reasonable, and one of which points to the guilt of the defendant, and the other to his innocence, it is your duty, under the law, to adopt that interpretation which will admit of the defendant’s innocence, and reject that which points to his guilt.” This was no more than an amplification of the general rule that doubts are to be resolved in favor of the defendant. The principle of law stated in the quoted instruction which was refused, and the practice of stating it in a separate instruction, are well established. The requested instruction lays down a specific rule under which circumstantial evidence must be analyzed and weighed. It is true that it has been said that it is a principle that is encompassed within the general doctrine of reasonable doubt and it has been held unnecessary to give it in a case where the latter doctrine has been fully covered by other instructions, but we are not persuaded to that view by anything which has been said upon the subject. (See opinion of District Court of Appeal, adopted by Supreme Court in People v. Von Cleave (1929), 208 Cal. 295, 301 [280 P. 983].) The opinion in that case does not set out the instructions requested or those given, and we are of the opinion that the fact that the judgment was reversed for other errors would account for the brevity of the attention given to the point and the failure of the court to recognize that the right of a defendant to the specific instruction we are discussing, in a case of circumstantial evidence, has endured for many years and that the courts very generally have regarded it as one which should be given independently of the general doctrine of reasonable doubt.
In People v. Holden (1910), 13 Cal.App. 354, 359 [109 P. 495], it was said that the rule relating to circumstantial evidence was sufficiently covered by other instructions given, and the court said: “Where the case rests entirely or chiefly
To the legally trained mind the doctrine of reasonable doubt has a scope much broader than would be easily understood by inexperienced jurors. The rule under which circumstantial evidence is to.be weighed is not one which would be suggested to the lay mind by instructions that doubts are to be resolved in favor of the accused. This is sufficiently proved by the fact that through long experience it has become an established practice in the courts to state the rule in distinct and specific form, to serve as an easily understood and safe guide for juries in weighing the sufficiency of circumstantial evidence. Simplicity in the statement of legal principles adds greatly to their efficacy; statements of abstract principles which leave the jury in doubt as to their proper application tend toward confusion. Neither the statement in an instruction that the guilt of the defendant must be established beyond a reasonable doubt, nor the statement that as between two opposing reasonable inferences the one which is consistent with innocence must be preferred to the one tending to show guilt, satisfies the right of the defendant to have the jury instructed that where circumstantial evidence is relied upon by the People it must be irreconcilable with the theory of innocence in order to furnish a sound basis for conviction.
In denying a hearing in People v. Heus (1928), 95 Cal. App. 680, 684 [273 P. 583], the Supreme Court made a state
The court in the instant case refused to give instructions requested by defendant, which read as follows: “Actual or positive danger is not indispensable to justify self-defense. The law considers that men, when confronted with danger, are obliged to judge from appearances and to determine from them as to the actual state of things surrounding them and in such case, if a person acts from honest convictions induced by reasonable evidence, as a reasonable man, he will not be held responsible criminally for the mistake as to the extent of the actual danger.
“You are instructed that for a man to avail himself of his right of self-defense, it is not necessary that he shall be in actual danger of death or of receiving great bodily harm. It is sufficient that appearances on the part of her adversary were such as to arouse in his mind, as a reasonable man, that he was about to suffer death or great bodily harm. He may act upon such appearances with safety, and if without fault or carelessness she is misled concerning them, and defends himself correctly according to what she supposes the facts to be, he is justificable, though they were in truth otherwise,
The four following instructions were given at the request of the People: “The mere apprehension of danger is insufficient to justify a homicide. The fear, if any, must have been produced by circumstances such as would be sufficient to excite the fears of a reasonable person. The law of self-defense is founded on necessity, and in order to justify the taking of life upon this ground, it must not only appear to the slayer, as a reasonable person, that she had reason to believe, and did believe, that she was in danger of her life, or of receiving great bodily harm, but it must also appear to her comprehension, as a reasonable person, that to avoid such danger it was absolutely necessary for her to take the life of the deceased.
“The Court further instructs the jury that to justify the killing of another in self-defense, it must appear to the slayer, as a reasonable person, that the danger, if any, was so urgent and pressing that in order to save her own life or to prevent her receiving great bodily harm, the killing of the other was absolutely necessary. And it must appear that the person killed was the assailant, or, if not the assailant, that the slayer had really and in good faith endeavored to decline further trouble before the fatal shot was fired.
“To justify a homicide committed by one in resisting or repelling an assault or battery committed or attempted to be committed upon his person by another, it must appear to the slayer as a reasonable person that the danger threatened, if any, was immediate and sufficient to excite the fears of a reasonable person that he or she was in danger of receiving death or great bodily harm, and that he or she acted under the influence of such fears and not in a spirit of revenge;
“A person may have a lively apprehension that he is in imminent danger, and believe that his apprehension is based on sufficient cause and supported by reasonable grounds; that such apprehension is reasonable and warranted from appearances as they present themselves to him. If, however, he acts on these appearances, he does so at his peril, because the law leaves it to no man to be the exclusive judge of the reasonableness of the appearances upon which he acts, but prescribes a standard of its own, which is not only did the person acting on the appearances himself believe that he was in deadly peril of Ms life or of receiving great bodily harm, but would a reasonable person, situated as the defendant was, seeing what she saw, and knowing what she knew, be justified in believing herself in danger.”
Defendant’s two proposed instructions which we have quoted should have been given. The second one called for some revision, but as a whole they correctly stated the law. (People v. Miles (1880), 55 Cal. 207.) If defendant otherwise acted justifiably, her plea of self-defense would not fail merely because the jury may have believed that defendant’s danger was not as great as she believed it to have been. It is true that the four instructions given at the request of the People do not incorrectly state the law of self-defense, but they stated the rule negatively and from the viewpoint solely of the prosecution. To the legal mind they would imply that actual or positive danger need not exist in order to justify self-defense, but that principle should not have been left to implication. The difference between a negative and a positive statement of a rule of law favorable to one or the other of the parties is a real one, as every practicing lawyer knows. The rules of law relating to self-defense should not have been stated exclusively from the viewpoint of the prosecution. There should be absolute impartiality as between the People and the defendant in the matter of instructions, including the phraseology employed in the statement of familiar principles. Of instructions that had been given by the court, and which we find upon examination of the original record were identical with the four we have last
In addition to the foregoing instructions on justification, the court gave another reading as follows: “The Court instructs the jury that if from the evidence you believe that, without any overt act or physical demonstration upon the part of the deceased sufficient to warrant the defendant, as a reasonable person, in believing that she was in great bodily danger, she, the defendant, fired the fatal shot at deceased and killed him, such killing under such circumstances was not justifiable. ’ ’ This instruction was wholly unnecessary and it emphasized the fact that the court was viewing the claim of self-defense exclusively from the viewpoint of the prosecution. If we were considering any one of these instructions separately, even including the last one, the harm would not be so serious, but the five instructions together, we think, in the absence of a statement of the law of self-defense from the viewpoint of the defendant, tended to create the impression in the minds of the jury that the judge was of the opinion that self-defense had not been established.
The jury were not instructed that defendant was accused of manslaughter and not murder, an omission which is pertinent to our discussion of the next point.
An instruction, given at the request of the People, reads as follows: “You are instructed that manslaughter is the unlawful killing of a human being without malice. It is of two kinds:
“1. Voluntary—upon a sudden quarrel or heat of passion.
“2. Involuntary—in the commission of an unlawful act not amounting to a felony, or in the commission of a lawful act which might produce death, in an unlawful manner, or without due caution and circumspection.
*160 “The words ‘malice’ and ‘maliciously’ import a wish to vex, annoy or injure another person, or an intent to do a wrongful act established either by proof or by presumption of law.
“Manslaughter is principally distinguishable from murder in this: That though the act which occasioned the death be unlawful or likely to be attended with bodily mischief, yet the malice, either express or implied, which is the essence of murder, is presumed to be wanting, and the act being imputed to the infirmity of human nature, the correction for it is proportionately lenient.
“And when the mortal blow, though unlawful, is struck in the heat of passion, excited by a quarrel, sudden and of sufficient violence to amount to adequate provocation, the law, out of forebear anee for the weakness of human nature, will disregard the actual intent, and will reduce the offense to manslaughter. In such case, although the intent to kill exists, it is not that deliberate and malicious intent which is an essential element in the crime of murder.
“Heat of passion is defined as such a passion as would naturally be aroused in the mind of an ordinary, reasonable person under the given facts and circumstances, and consequently no defendant may set up his own standard of conduct and justify or excuse himself because in fact his passions were aroused, unless further the jury believe that the facts and circumstances were sufficient to arouse the passions of the ordinary reasonable man.
“While no particular cause for such heat of passion is expressly prescribed by law, there must be provocation of such character as is naturally calculated to arouse passion, and it must appear that the defendant acted under the smart thereof.
“There must be considerable provocation, sufficient at least as would stir the resentment of a reasonable man. A provocation of slight and trifling character, such as words of reproach, however opprobrious or grembus they may be, or gestures without an assault upon the person, nor any trespass against lands or goods, are not recognized as sufficient to arouse in a reasonable man such passion as has heretofore been defined to you.”
Defendant could not have been convicted of a higher crime than manslaughter, and when that crime was charged by the amended information it constituted an admission by
Another instruction was given in this case which read as follows: ‘ ‘ The acts which a defendant may do and justify under a plea of self-defense depend primarily upon his own conduct, and secondarily upon the conduct of the deceased. There is no fixed rule applicable to every case, though certain general principles, well established, stand forth as guides for the action of men, and measures for the jury’s determination of their deportment.
‘ ‘ Self-defense is not available as a plea to a defendant who has sought a quarrel with the design to force a deadly issue and thus, through his fraud, contrivance or fault, to create a real or apparent necessity for killing.”
The first two sentences of the instruction, by themselves, state no legal principle and as used were meaningless, although they aptly introduced the discussion of the principles of self-defense on pages 462 et seq., in People v. Hecker (1895), 109 Cal. 451 [42 P. 307, 30 L.R.A. 403], We find nothing in the evidence, direct or circumstantial, suggestive of the situation described in the concluding sentence of the instruction. Deceased entered defendant’s house as an intruder and his appearance caused her guests to leave. No one but defendant knew or testified as to the circumstances of the shooting. If the jury believed her she should have been acquitted upon the ground that she acted in self-defense. But this instruction invited speculation as to whether defendant had sought a quarrel with deceased in order to create
The court gave an instruction on justification for homicide which purported to be a copy of section 197 of the Penal Code, much of which was irrelevant, but which included the following: “Homicide is justifiable . . . when committed in the lawful defense of such person . . . but such person, or the person in whose behalf the defense was made, if he was the assailant or engaged in mortal combat, must really and in good faith have endeavored to decline any further struggle before the homicide was committed.” The code section specifies mutual combat, not mortal combat. In the original code section the word “mortal” was used, but, as stated in People v. Fowler (1918), 178 Cal. 657, 671 [174 P. 892], the word “mutual” was no doubt intended, since it is mutual combat or combat entered into voluntarily, and not mortal combat, from which one must endeavor to withdraw before taking the life of his adversary. The section was amended in 1931 to state the true rule. In People v. Fowler, supra, the giving of the same instruction was excused upon the ground that it was in the words of the statute, and it was held that defendant could not complain where he had not requested a corrective instruction. But no such excuse appears here for the use of the words “mortal combat” in the instruction, for which the correct words “mutual combat” were substituted by the Legislature more than twelve years ago. Defendant might have been engaged in “mortal” combat even though she were not the aggressor. 'According to her own testimony she was so engaged, not as the aggressor or voluntarily, but under circumstances which did not compel her to retreat, and yet by this instruction the jury were told, in effect, and without qualification, that it was her duty to retreat or to attempt to retreat before she shot. Even if the word “mutual” had been used instead of “mortal” there still would have been no evidence to which the instruction could have applied. The jury were instructed separately that defendant, when attacked, had a right to stand her
Section 197 of the Penal Code provides that homicide is justifiable “when committed in defense of . . . person, against one who manifestly intends or endeavors, by violence or surprise, to commit a felony. ...” The instruction as given in the present case used the words “intends and endeavors.” Under the law one has a right to defend his person against another who manifestly intends to commit a felony, as well as against one who endeavors by violence or surprise to commit it, and, without entering upon a discussion as to the meaning of the word “manifestly” as used in the statute, we have -no hesitation in holding that the instruction as given was distinctly in error upon a vital issue in the case. Under the third subdivision of section 197, homicide is justifiable in lawful defense of the person “when there is reasonable ground to apprehend a design to commit a felony or to do some great bodily injury, and imminent danger of such design being accomplished” etc. Under such circumstances justification exists by reason of appearances which furnish reasonable grounds for apprehending the assailant’s design and also imminent danger of its accomplishment. The word “endeavors” is not used, as it is in the preceding paragraph which we have quoted. The substitution of “and” for “or” as above noted created a conflict in the instructions on self-defense which we have hereinbefore quoted, by adding the element that deceased must have endeavored to commit a felony and may have led the jury to believe that his actions short of an actual endeavor to commit a felony or to do great bodily injury would not have justified the shooting. The jury may well have believed that even if deceased pointed the gun at defendant he did not intend or endeavor to shoot her, or they may have believed that even though he came toward her with the upraised smoking stand, he was endeavoring to frighten her rather than to strike her with it. Defendant had testified that on that day deceased had twice exhibited a knife without attempting to use it and had threatened her with a vase without striking her. As we have already pointed out, the issue of justification depended not upon the existence of actual danger but upon appearances. This alteration in the language of section 197 could have been understood as
Section 197 contains many provisions which could have had no possible application to the case on trial, which we will not undertake to enumerate. Only the pertinent provisions should have been stated to the jury. It is well understood that instructions upon irrelevant matters are “calculated to mislead the jury by diverting their minds from the true issue before them for trial.” (8 Cal.Jur. 322.)
In conclusion we should add that we are not basing a reversal upon any single error among those which we have discussed. We regard all of them as substantial, although some are considerably more serious than others. No conviction by a jury instructed as this one was should be allowed to stand, except upon evidence of guilt so strong as to compel an affirmance under section 4%, article YI, of the Constitution. The evidence was sufficient to justify defendant’s conviction but not sufficient to clearly establish her guilt.
The judgment and the order denying defendant’s motion for a new trial are reversed.
Desmond, P. J., concurred.