In re Bean CA3

Filed 9/4/13 In re Bean CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
C072465
(Super. Ct. No. 11F07120)
ORDER MODIFYING
In re ANTHONY BEAN OPINION AND DENYING
REHEARING
on Habeas Corpus.
[CHANGE IN JUDGMENT]
THE COURT:
It is ordered that the opinion filed herein on August 8, 2013, be modified as follows:
On page 21, the phrase “remove all documents related to the validation from
petitioner‟s prison file” is deleted from the “Disposition” so the disposition
now reads:
The Department of Corrections and Rehabilitation is directed to
vacate petitioner‟s 2010 gang validation decision, which validated
petitioner as a member of the Black Guerrilla Family (BGF) prison
1
gang, and is further directed to (1) report the expungement of
petitioner‟s 2010 validation to all gang-related enforcement
databases and clearinghouses to which the original validation was
reported previously and (2) cease housing petitioner based on the
2010 gang validation.
This modification changes the judgment.
Respondent‟s petition for rehearing is denied.
BY THE COURT:
BLEASE , Acting P. J.
BUTZ , J.
MURRAY , J.
2
Filed 8/8/13 (unmodified version)
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
C072465
In re ANTHONY BEAN
(Super. Ct. No. 11F07120)
on Habeas Corpus.
This petition challenges a decision of California‟s Department of Corrections and
Rehabilitation (CDCR) validating petitioner, prison inmate Anthony Bean, as an active
member of the Black Guerrilla Family (BGF) prison gang. Prison regulations provide
that a gang validation must be premised on three independent sources of information
(“source items”) . (Cal. Code Regs., tit. 15, § 3378, subd. (c)(3).)1 Although CDCR
relied on four source items, two of the source items fail to meet the requirements of
CDCR‟s regulations. Specifically, one source item, a report from the “debriefing” of a
prison gang member, fails to refer to “specific gang related acts or conduct” by petitioner,
as required by section 3378, subdivision (c)(8)(M). Another source item, a book order
1Further undesignated section references are to title 15 of the California Code of
Regulations.
1
form found in petitioner‟s possession, is not supported by prison staff‟s articulation of
why, “based on either the explicit or coded content,” the written material is reliable
evidence of association or membership with the gang, as required by section 3378,
subdivision (c)(8)(C). Accordingly, we shall direct CDCR to vacate petitioner‟s gang
validation decision and to cease housing him based on that validation.
PROCEDURAL BACKGROUND
CDCR validated petitioner as a member of the BGF in 2010. As a consequence of
that validation, petitioner has been transferred from California State Prison, Sacramento,
to the security housing unit (SHU) at Pelican Bay State Prison.2
Prison gang investigators recommended that petitioner be validated as a BGF
prison gang member based on five source items. Although CDCR‟s gang validation
reviewer concluded that all five items “meet validation requirements,” the reviewer
indicated that one of the items (a “Confidential 128b dated 08/16/10”) was considered to
be a support document to the first source item (a “Confidential CDCR 128b dated
08/23/10”). Accordingly, respondent, in the informal opposition and in the return filed in
this court, has taken the position that petitioner‟s gang validation is supported by four
source items (i.e., the four source items other than the “Confidential 128b dated
2 On January 12, 2011, an Administrative Segregation Unit Institutional Classification
Committee at California State Prison, Sacramento, retained petitioner in administrative
segregation, due to the imposition of an indeterminate SHU term based on his validation
as a BGF member, pending his transfer to the SHU at Pelican Bay State Prison.
Correspondence received by this court from petitioner shows that he has now been
transferred to Pelican Bay State Prison.
2
08/16/10”). We accept respondent‟s concession that petitioner‟s validation is based on
only four source items, which do not include the “Confidential 128b dated 08/16/10” as
an independent source item.3 As relevant, we will summarize the evidence supporting
the validation decision in the discussion portion of this opinion.
Petitioner unsuccessfully challenged his gang validation by filing an
administrative appeal. Petitioner then sought relief by filing a petition for writ of habeas
corpus in the superior court. The superior court denied the petition on the ground that
petitioner‟s claims are not cognizable on habeas corpus.
Petitioner then filed a petition for writ of habeas corpus in this court. We obtained
the confidential source item documents before issuing an order to show cause returnable
before this court and appointing counsel to represent petitioner. We are now in receipt of
respondent‟s return and petitioner‟s traverse.
3 There is another reason that we will not treat the “Confidential 128b dated 08/16/10” as
an independent source item. By order dated December 10, 2012, this court ordered
respondent to “file under seal with this court copies of all materials relied upon by the
Department of Corrections and Rehabilitation in validating petitioner as a gang member.”
Despite that order, respondent has not filed under seal in this court any document related
to the “Confidential 128b dated 08/16/10.” Accordingly, there is no evidence before this
court which supports respondent‟s reliance on “Confidential 128b dated 08/16/10” either
as an independent source item or as support for another source item.
3
DISCUSSION
I. Legal Background
A. Validation Decision Requirements
“Prison regulations promulgated by [CDCR] set forth the procedures and
substantive requirements for validating an inmate as a member or associate of a prison
gang. Because gangs „present a serious threat to the safety and security of California
prisons‟ (Cal. Code Regs., tit. 15, § 3023, subd. (b)), validation of an inmate as a gang
member or associate can result in the inmate‟s placement in a security housing unit
(SHU).” (In re Cabrera (2012) 55 Cal.4th 683, 685.)
“A gang „member‟ is described as „an inmate/parolee or any person who has been
accepted into membership by a gang.‟ (§ 3378, subd. (c)(3).) The validation of either a
gang member or associate requires the recognition of three reliable source items
indicative of active association with the gang, and at least one of those sources must
constitute a direct link to a current or former validated gang member or associate. (See
[In re] Efstathiou [(2011)] 200 Cal.App.4th [725,] 730; see also §§ 3378, subd. (c)(2),
(3), (4), (8), 3321.)” (In re Fernandez (2013) 212 Cal.App.4th 1199, 1205, fn. omitted.)
“Section 3378 lists 13 different categories of source items indicative of association
with validated gang affiliates, including an inmate‟s admission of involvement with the
gang, tattoos and symbols distinctive to the gang, written material or communications
evidencing gang activity, the inmate‟s association with validated gang affiliates, and
offenses reflecting gang affiliation. (§ 3378, subd. (c)(8).)” (In re Cabrera, supra,
55 Cal.4th at p. 689.) In this case, respondent asserts petitioner‟s validation is based on
4
just two of the 13 source item categories, i.e., “debriefing reports” pursuant to
subdivision (c)(8)(M) of section 3378 and “written material” pursuant to subdivision
(c)(8)(C) of section 3378.
B. Standard of Review
“The „some evidence‟ standard is the constitutional test that applies to court
review of certain prison administrative decisions, including the gang validation decisions
at issue here as well as other decisions such as parole or prison discipline affecting an
inmate‟s credits. ([In re] Furnace [(2010)] 185 Cal.App.4th [649,] 659; see
Superintendent v. Hill (1985) 472 U.S. 445, 454 [86 L.Ed.2d 356, 364, 105 S.Ct. 2768];
[In re] Efstathiou, supra, 200 Cal.App.4th at p. 733.) In applying that standard in the
gang validation context, the court must still consider whether the requisite findings have
been established consistent with the administrative regulations. There must be three
independent sources of evidence supporting the gang validation decision, at least one of
which provides direct evidence of gang activity. (Cf. [In re] Furnace, supra, at pp. 659–
663 [reviewing gang validation decision]; see [In re] Efstathiou, supra, at p. 730; In re
Sampson (2011) 197 Cal.App.4th 1234, 1242–1243 [130 Cal.Rptr.3d 39].)” (In re
Fernandez, supra, 212 Cal.App.4th at p. 1207.)
“Court review of a gang validation decision, like review of other administrative
decisions by prison staff, is nevertheless deferential. „The existence of a
nonincriminating explanation for a source item . . . is irrelevant to this court‟s “some
evidence” review. Neither is it appropriate for this court to weigh conflicting evidence.‟
([In re] Furnace, supra, 185 Cal.App.4th at p. 663.) „The issue is simply whether the
5
evidence in question permits a court to conclude that the administrator had reasons for his
or her decision.‟ (Id. at p. 659.) Nevertheless, the state Supreme Court has cautioned in
applying the some evidence standard in the related administrative context of parole
decisions that the decision „must be supported by some evidence, not merely by a hunch
or intuition.‟ (In re Lawrence (2008) 44 Cal.4th 1181, 1213 [82 Cal.Rptr.3d 169, 190
P.3d 535].)” (In re Fernandez, supra, 212 Cal.App.4th at p. 1207.)
II. Petitioner’s Contentions are Cognizable on Habeas Corpus
We must first address respondent‟s contention that habeas corpus does not provide
a remedy for petitioner‟s claims that CDCR failed to comply with its own regulation
regarding validation of gang members and that CDCR‟s gang validation decision violated
petitioner‟s right to due process.
A. Habeas Corpus Lies to Remedy CDCR’s Violation of its Gang Validation
Regulation
As we understand the contention, respondent asserts habeas corpus does not lie as
a remedy for respondent‟s failure to comply with its own prison gang regulation because
gang validation is part of the prison classification process, which lies within CDCR‟s
responsibility, so that subjecting that process to judicial review would expand “the
judiciary‟s traditional role beyond that of protecting prisoners from decisions that violate
the prisoner‟s constitutional or statutory rights.” Respondent cites no apposite authority
in support of this novel contention, and ignores apposite authority to the contrary.
In California state courts, habeas corpus lies to vindicate not only statutory or
constitutional rights, but also violations of administrative regulations. “Historically, the
6
function of the writ of habeas corpus was to „releas[e] a person imprisoned or restrained
as a result of a void proceeding or jurisdictional defect in the imprisoning authority.‟
[Citations.] The writ has been expanded to address wrongful imprisonment even in
situations in which jurisdiction is not lacking. [Citation.] [¶] Additionally, „habeas
corpus may be sought by one lawfully in custody for the purpose of vindicating rights to
which he is entitled in confinement.‟ (In re Jordan (1972) 7 Cal.3d 930, 932
[103 Cal.Rptr. 849, 500 P.2d 873]; see, e.g., In re Davis (1979) 25 Cal.3d 384, 387
[158 Cal.Rptr. 384, 599 P.2d 690] [challenging lengthy administrative and disciplinary
segregation pending rules violation hearing]; In re Harrell (1970) 2 Cal.3d 675, 682
[87 Cal.Rptr. 504, 470 P.2d 640] [addressing access to courts and conditions of
confinement]; In re Riddle (1962) 57 Cal.2d 848, 851 [22 Cal.Rptr. 472, 372 P.2d 304]
[alleging cruelty by prison guards].) Those rights include not only statutory or
constitutional violations, but also violations of administrative regulations. (See, e.g., In
re Dannenberg (2005) 34 Cal.4th 1061 [3 Cal.Rptr.3d 417, 104 P.3d 783] [challenging
Board of Prison Terms‟s failure to apply its own „matrix‟ regulations to parole-eligible
inmates]; In re Van Geldern (1971) 5 Cal.3d 832 [97 Cal.Rptr. 698, 489 P.2d 578]
[challenging regulation requiring inmate-authors to relinquish 25 percent of royalties
from published writings].)” (Gomez v. Superior Court (2012) 54 Cal.4th 293, 309,
fn. 10, italics added.)
“Penal Code section 1473, subdivision (a), provides: „Every person unlawfully
imprisoned or restrained of his liberty, under any pretense whatever, may prosecute a writ
of habeas corpus, to inquire into the cause of such imprisonment or restraint.‟
7
Subdivision (d) of Penal Code section 1473 reads: „Nothing in this section shall be
construed as limiting the grounds for which a writ of habeas corpus may be prosecuted or
as precluding the use of any other remedies.‟ The function of habeas corpus „has evolved
from the traditional remedy for release of a prisoner to include a declaration of rights of a
prisoner not entitled to outright release. [Citations.] The writ of habeas corpus may be
used to secure fundamental rights of a person lawfully in custody.‟ (In re Brindle (1979)
91 Cal.App.3d 660, 669 [154 Cal.Rptr. 563]; see In re Riddle[, supra,] 57 Cal.2d [at p.]
851 [22 Cal.Rptr. 472, 372 P.2d 304] [writ of habeas corpus can be used to protect
„fundamental basic rights‟ of prisoners].) More recent cases have dropped the limitation
to „fundamental‟ rights, stating that the writ of habeas corpus can be used by inmates to
address a deprivation of their „rights‟ while in confinement. (See In re Arias (1986)
42 Cal.3d 667, 678 [230 Cal.Rptr. 505, 725 P.2d 664], abrogated by statute on another
point as recognized in Thompson v. Department of Corrections (2001) 25 Cal.4th 117,
130 [105 Cal.Rptr.2d 46, 18 P.3d 1198]; In re Davis[, supra,] 25 Cal.3d [at p.] 387
[158 Cal.Rptr. 384, 599 P.2d 690].)” (In re Garcia (2012) 202 Cal.App.4th 892, 901-902
[habeas corpus lies as to inmate‟s claim of violation of statutory rights under the
Religious Land Use and Institutionalized Persons Act of 2000 (42 U.S.C. § 2000cc et
seq.)].)
Respondent‟s contention ignores the nearly century-long recognition that, in
California state courts, habeas corpus lies to compel custodial officials‟ compliance with
state law implicating conditions of confinement as well as to correct deprivations of
constitutional rights. As the Court of Appeal stated in 1920: “We think that a person
8
may be said to be unlawfully „restrained of his liberty,‟ so as to be entitled to the writ of
habeas corpus, when, though unlawfully in custody, he is deprived of some right to
which, even in his confinement, he is lawfully entitled under the constitution or laws of
this state or the United States, the deprivation whereof serves to make his imprisonment
more onerous than the law allows, or curtails, to a greater extent than the law permits
even in his confinement, his freedom to go when and where he likes.” (In re Rider
(1920) 50 Cal.App. 797, 801, italics omitted; see also In re Ferguson (1961) 55 Cal.2d
663, 669 [quoting Rider with approval, and adding: “It thus appears that a writ of habeas
corpus may be sought to inquire into alleged illegal restraints upon a prisoner‟s activities
which are not related to the validity of the judgment or judgments of incarceration, but
which relate „solely to a matter of prison administration.‟ ”].)
Accordingly, the courts have regularly examined, via habeas corpus, California
prison inmates‟ claims of violation of statutory or regulatory law pertaining to conditions
of prison confinement. (See, e.g., In re Cabrera, supra, 55 Cal.4th 683 [evaluating
inmate‟s claim that CDCR misapplied and misinterpreted section 3378, the prison gang
validation regulation]; In re Jenkins (2010) 50 Cal.4th 1167, 1182 [evaluating inmate‟s
claim that CDCR violated prison regulation in making a classification decision]; In re
Young (2004) 32 Cal.4th 900 [evaluating inmate‟s claim of statutory entitlement to credit
for performing a heroic act in prison]; In re Van Geldern, supra, 5 Cal.3d 832 [evaluating
inmate‟s claim that a CDCR rule regarding royalty profits from published writings was
inconsistent with state law]; In re Martinez (2013) 216 Cal.App.4th 1141 [evaluating
inmate‟s claim that prison rule regarding obscenity was inconsistent with CDCR
9
regulation regarding obscenity]; In re Fernandez, supra, 212 Cal.App.4th 1199[evaluating inmates‟ claim that CDCR violated section 3378 by validating them as gang
members without evidence of three source items]; In re Furnace, supra, 185 Cal.App.4th
649 [same]; In re Bode (1999) 74 Cal.App.4th 1002 [evaluating inmate‟s claim of
entitlement to parole hearing transcript under state law]; In re Bittaker (1997)
55 Cal.App.4th 1004 [declaring inmate‟s statutory right to file habeas corpus petition
without complying with vexatious litigant statute]; In re Hamilton (1996) 41 Cal.App.4th
926 [evaluating inmate‟s claim that CDCR violated state law regarding surcharges
charged inmates on their purchases of handicraft materials].)
Moreover, the distinction that respondent would have us draw between statutory
and regulatory rights makes no logical sense. As the Supreme Court explained in the
context of CDCR‟s gang validation regulation: “Section 3378 (the regulation at issue
here) is a quasi-legislative rule promulgated by the CDCR to identify and manage
inmates with a prison gang affiliation. Because the CDCR, like any agency granted this
sort of substantive lawmaking power, is „truly “making law,” [its] quasi-legislative rules
have the dignity of statutes.‟ ” (In re Cabrera, supra, 55 Cal.4th at p. 688.)
Finally, we reject respondent‟s reliance on In re Johnson (2009) 176 Cal.App.4th
290 (Johnson). There, the court denied an inmate‟s claim that his disciplinary removal
from his position as a prison chaplain clerk violated his right to due process. (Id. at
pp. 293-297.) Because the inmate‟s contention was premised on a due process violation,
and the court rejected that contention, the court properly denied the habeas corpus
petition. However, to the extent that dicta in Johnson suggests that an inmate may not
10
challenge the prison‟s violation of an administrative regulation via habeas corpus, we
disagree for the reasons stated above.
The effect of section 3378 is to preclude respondent from validating petitioner as a
prison gang member unless there is evidence of three source items indicating petitioner‟s
gang membership. Petitioner‟s claim that evidence of three source items is lacking, i.e.,
that respondent has violated section 3378, is cognizable via a petition for writ of habeas
corpus.
B. Habeas Corpus Lies to Remedy a Due Process Violation Resulting from
Gang Validation Lacking Evidence
Respondent alternatively contends that gang validation does not result in a due
process violation because a validated prison gang member will not necessarily be housed
in the SHU, and even if the inmate is assigned to the SHU due process requires only
notice and an opportunity to be heard and does not require judicial review. Respondent‟s
contention was recently rejected in In re Cabrera (2013) 216 Cal.App.4th 1522.
Moreover, respondent‟s contention runs afoul of authority holding that an
unsupported CDCR gang validation decision violates an inmate‟s right to due process and
is accordingly subject to judicial review under the “some evidence” standard of review.
(See, e.g., In re Cabrera, supra, 55 Cal.4th at p. 692 [“[w]hether the evidence is
sufficient, under the regulation as properly construed, to uphold the validation of Cabrera
as a gang associate, and whether the validation and placement in the SHU otherwise
violates any of Cabrera‟s rights, is for the Court of Appeal to decide on remand in the
first instance”]; In re Villa (2013) 214 Cal.App.4th 954, 962 [due process is satisfied if a
11
prison gang validation decision is supported by some evidence]; In re Fernandez, supra,
212 Cal.App.4th at p. 1207 [CDCR did not dispute that due process compels court review
of a gang validation decision pursuant to the “some evidence” standard]; In re Furnace,
supra, 185 Cal.App.4th at p. 659 [due process satisfied if gang validation decision is not
“arbitrary, capricious, irrational, or an abuse of . . . discretion,” i.e., if it is supported by
“some evidence”]; see also Castro v. Terhune (9th Cir. 2013) 712 F.3d 1304, 1314 [“Due
Process guarantees [an inmate] that the evidence used to validate him [as a prison gang
member] meet the „some evidence‟ evidentiary standard”].)
In any event, we reject the premises of respondent‟s argument. First, although a
gang validation decision does not necessarily result in the inmate‟s transfer to the SHU
(see § 3378, subd. (d)), there is no dispute that in this case petitioner has been assigned to
the Pelican Bay State Prison SHU, based on his validation as a BGF prison gang member.
Second, respondent‟s contention that due process requires only notice and a
written decision in the context of gang validation decisions, and precludes judicial review
via habeas corpus, is premised on respondent‟s misunderstanding of Wilkinson v. Austin
(2005) 545 U.S. 209 (Wilkinson). There, the United States Supreme Court held that an
inmate‟s placement in Ohio‟s “Supermax” prison imposes atypical and significant
hardship on the inmate in relation to the ordinary incidents of prison life, and
consequently gives rise to a liberty interest protected by the Due Process Clause of the
Fourteenth Amendment. (Wilkinson, supra, at pp. 213, 221-224.) This is so because
Supermax confinement involves solitary confinement for 23 hours per day, is indefinite
with only annual review, and disqualifies an otherwise eligible inmate for parole
12
consideration. (Id. at pp. 223-224.)4 After concluding the inmate‟s confinement gave
rise to a liberty interest, the United States Supreme Court considered only the question of
what procedural due process is required during the decisionmaking process as to an
inmate placed in the Supermax prison. (Id. at pp. 224-229.) The Court did not directly
address the question whether due process compels judicial review of Supermax
confinement decisions. But, the Court necessarily assumed that judicial review of such
confinement is required, in stating: “If an inmate were to demonstrate that the New
Policy [i.e., the decisionmaking procedures] did not in practice operate in this fashion,
resulting in a cognizable injury, that could be the subject of an appropriate future
challenge. On remand, the Court of Appeals, or the District Court, may consider in the
4 Respondent‟s acknowledgment that some process is due an inmate confined in the
SHU implicitly recognizes that such confinement implicates the inmate‟s liberty interest.
We note confinement at Pelican Bay‟s SHU seems to be analogous to confinement in
Ohio‟s Supermax prison. “ „Located in a completely separate complex inside the security
perimeter, the [Pelican Bay State Prison] SHU has gained a well-deserved reputation as a
place which, by design, imposes conditions far harsher than those anywhere else in the
California prison system.‟ (Madrid v. Gomez [(N.D.Cal. 1995)] 889 F.Supp. [1146,]
1155.) The roughly 1,200 inmates confined in the SHU „remain isolated in windowless
cells for 22 and 1/2 hours each day, and are denied access to prison work programs and
group exercise yards.‟” (In re Morales (2013) 212 Cal.App.4th 1410, 1415.) Although
in general an inmate assigned to an indeterminate SHU term is subject to a classification
committee review at least every 180 days (§ 3341.5(c)(2)(A)(1)), an inmate like
petitioner, assigned to an indeterminate term as a result of prison gang validation (see
§ 3341.5(c)(2)(A)(2)), can be released from SHU confinement only if he submits to and
succeeds in voluntary gang debriefing (§ 3378.1) or if he desists in engaging in gang
activity for six years and is then determined to be “inactive” (§ 3378, subd. (e)). Further,
confinement in the SHU necessarily adversely affects an inmate‟s ability to obtain parole.
(See § 2402, subds. (c)(6) & (d)(9) [institutional behavior as factors for parole
suitability]; see also In re Davis, supra, 25 Cal.3d at pp. 387-388 [quoting federal court
decision recognizing that parole is usually denied to inmates retained in the SHU].)
13
first instance what, if any, prospective relief is still a necessary and appropriate remedy
for due process violations under Ohio‟s previous [decisionmaking] policies.” (Id. at
p. 230.)
Most significantly, the Supreme Court in Wilkinson did not address, let alone
question or distinguish, its prior decision in Superintendent v. Hill, supra, 472 U.S. 445,
that due process compels that a prison decision implicating an inmate‟s liberty interest be
subject to judicial review to determine whether the decision is supported by “some
evidence”: “In a variety of contexts, the Court has recognized that a governmental
decision resulting in the loss of an important liberty interest violates due process if the
decision is not supported by any evidence. [Citations.] Because the written statement
mandated by Wolff [v. McDonnell (1974) 418 U.S. 539] requires a disciplinary board to
explain the evidence relied upon, recognizing that due process requires some evidentiary
basis for a decision to revoke good time credits will not impose significant new burdens
on proceedings within the prison. Nor does it imply that a disciplinary board‟s factual
findings or decisions with respect to appropriate punishment are subject to second-
guessing upon review.” (Id. at p. 455.)
III. Petitioner’s Gang Validation is Not Supported by “Some Evidence”
As we have indicated, CDCR regulations provide that the validation of a prison
gang member must be supported by at least three independent source items. (§ 3378,
subd. (c)(3).) As we shall explain, two of the four source items relied on by CDCR in
validating petitioner as a prison gang member are not supported by any evidence. It is
therefore unnecessary for us to consider the remaining two source items.
14
A. Debriefing Report, October 31, 2007 Memo
One of the four source items used in the validation decision is a debriefing report
by a validated BGF member. In validating a gang member, CDCR may rely on evidence
that “comes from „debriefing‟ inmates who were involved with the prison gang. The
regulation provides: „Only information referencing specific gang related acts or conduct
shall be considered as a source item. Multiple sources of information relative to a single
gang related offense or activity shall be considered a single source of validation.‟
(§ 3378, subd. (c)(8)(M).)” (In re Fernandez, supra, 212 Cal.App.4th at p. 1206.)
In In re Fernandez, this court concluded that no evidence supported CDCR‟s
reliance on a debriefing report to validate an inmate named Saldana as a prison gang
member. The debriefing report indicated that a validated gang member identified
Saldana as an associate of the Northern Structure (NS) prison gang, but did not show that
Saldana participated in any identified gang activity. We explained: “We have reviewed
the confidential source material itself and concluded that it is inadequate. As previously
noted, use of a debriefing report is limited by the clear and unequivocal evidentiary
requirement that „[o]nly information referencing specific gang related acts or conduct
shall be considered as a source item.‟ (§ 3378, subd. (c)(8)(M).) Here, the debriefed
inmate failed to describe the nature of Saldana‟s involvement with the gang, other than
simply describing him as an „associate.‟ Not only are no specific acts or incidents
involving Saldana mentioned, but there is likewise no mention of him serving a particular
role or job for the gang (as there is in Fernandez‟s case). Further, the confidential
material does not otherwise describe how Saldana interacted with NS members or was
15
otherwise involved with the NS. Consequently, even assuming the required showing may
be made by inference, there is no way to make the required inference. „Some evidence‟
does not support the decision.” (In re Fernandez, supra, 212 Cal.App.4th at pp. 1212-
1213, fns. omitted.)
Here, during the gang validation proceedings, respondent issued to petitioner a
confidential information disclosure form, which summarized a confidential memorandum
dated October 31, 2007. According to the confidential information disclosure form, as
relevant: “BEAN was identified by a validated BGF member undergoing the debrief
process as a BGF member. BEAN was identified as physically assaulting a BGF member
while housed at San Quentin State Prison. BEAN is directly linked to the BGF member
being debriefed.” We have reviewed the October 31, 2007, confidential memorandum,
which adds only, as relevant, the name of the debriefed BGF member, the name of the
BGF member assaulted by petitioner at San Quentin, petitioner‟s “aka,” and the
approximate date of the incident.
The confidential memorandum fails to refer to “specific gang related acts or
conduct” committed by petitioner. That is, the memorandum fails to indicate how the
information specifically relates to petitioner‟s involvement with the gang, such as, for
example, by asserting that the assault on the BGF member was ordered by, or conducted
on behalf of, the BGF. The fact that petitioner assaulted a BGF member has no tendency
in itself to show that petitioner was a BGF member or that the assault was a gang related
act. Thus, this source item consists of nothing more than a debriefed BGF member‟s
identification of petitioner as a BGF member. “Some evidence” does not support
16
respondent‟s reliance on the October 31, 2007, confidential memorandum as a source
item for petitioner‟s validation as a prison gang member.
B. Written Material, August 20, 2010 Memo
In validating petitioner as a BGF member, respondent also relied on a book order
form found in petitioner‟s possession. In its return, respondent justifies its reliance on
this book order form on the ground that it constitutes a “written material” source item.
A “written material” source item is defined in the gang validation regulation as:
“Any material or documents evidencing gang activity such as the membership or enemy
lists, constitutions, organizational structures, codes, training material, etc., of specific
gangs. Staff shall articulate why, based on either the explicit or coded content, the
written material is reliable evidence of association or membership with the gang.”
(§ 3378, subd. (c)(8)(C), italics added.)
Central to the plain language of this definition is the requirement that there be
something in the content of the written material that evidences gang membership or
association. The definition is thus directly analogous to a related source item,
“communications,” defined as: “Documentation of telephone conversations,
conversations between inmates, mail, notes, greeting cards, or other communication,
including coded messages evidencing gang activity. Staff shall articulate why, based on
either the explicit or coded content, the communication is reliable evidence of association
or membership with the gang.” (§ 3378, subd. (c)(8)(L), italics added.) Neither
definition provides that the mere fact of a communication between an inmate and gang
member, or the fact that a gang member has given written material to another inmate, is
17
in itself indicative of gang membership or association. Rather, the plain language of the
regulation requires respondent to point to something in the content of the written material
or communication that evidences gang membership or association.5
During the gang validation proceedings, respondent issued to petitioner a
confidential information disclosure form, which summarized a confidential memorandum
dated August 20, 2010. According to the confidential information disclosure form, as
relevant: “[O]n August 4, 2010, a search of the personal paperwork belonging to BEAN
was conducted. During the course of this search a book order form was discovered. The
order form was for a book titled „Finding Freedom: Writings From Death Row.‟ The
5 Because the return attempts to justify reliance on the book order form solely as a
“written material,” we have no occasion to address whether the book order form might
meet one of the other source item definitions in section 3378. We note that although
respondent‟s institution gang reviewer labeled the book order form, without explanation,
as “communication/association,” respondent has not argued that the book order form
constitutes a communication or association source item. In any event, our analysis of the
content requirement is the same whether the book order form is characterized as a
“written material” source item or a “communication” source item. Moreover, respondent
does not take the position in this proceeding that the act of a validated gang member in
sending a document to, or asking a third person to send a document to, another inmate
constitutes “association” within the meaning of subdivision (c)(8)(G) of section 3378.
(See In re Cabrera, supra, 55 Cal.4th at pp. 691-692 [“Here, by contrast, nothing in the
plain language of section 3378 requires proof the inmate formed a reciprocal or mutual
relationship with a validated gang affiliate in order to establish a direct link, via the
source item category of association, with that gang affiliate. The Court of Appeal
appears to suggest that such a requirement would nonetheless be necessary as a matter of
policy, for „[o]therwise, a validated gang affiliate could create such a relationship with an
inmate unilaterally, without any assent or mutuality on the part of the inmate.‟ But the
CDCR has not claimed the requisite connection could be formed by unilateral conduct by
the validated gang affiliate. Rather, as the Court of Appeal acknowledges in the very
next sentence of its opinion, the connection contemplated by the CDCR is „unilateral
action by an inmate.‟”].)
18
author of this book is identified as MASTERS, Jarvis aka „Lefthand‟ a validated BGF
member. At the top of the order form the following handwritten entry was discovered.
„Hey! Lefthand asked me to forward this. ♥ Donna.‟ This document reveals BEAN‟s
continued communication via third party contact with a validated BGF member.” We
have reviewed the confidential memorandum dated August 20, 2010, which attaches a
copy of the book order form.
Respondent supports its return with the declaration of Special Agent Beeson of
CDCR‟s Office of Correctional Safety, a prison gang expert. As relevant to the book
order form, Agent Beeson asserts, “Bean‟s possession of the book order form
demonstrates Bean‟s continued contact and communication, via a third party, with a
validated BGF member.” In a similar vein, the confidential memorandum asserts that
prison gang members use third party community contacts to maintain contact with
inmates housed in separate prison facilities or institutions.
However, the plain language of subdivision (c)(8)(C) of section 3378 requires that
something in the content of the written material, either explicit or coded, must evidence
gang association or membership. Respondent does not contend that the book that is the
subject of the book order form evidences gang involvement, or that the description of the
book on the book order form evidences gang involvement. (Compare In re Furnace,
supra, 185 Cal.App.4th at p. 660.) Nor does respondent argue that the words handwritten
on the book order form are themselves evidence of gang involvement, other than that
those words show a communication. But an interpretation of section 3378, subdivision
(c)(8)(C) as including a written material that shows a communication from a prison gang
19
member, whether directly or through a third party contact, would do violence to
subdivision (c)(8)(L) which on its face permits such a communication absent evidence
that the explicit or coded content of the communication evidences gang association or
membership. Further, this is not analogous to an inmate‟s possession of the address,
name or identity information of a gang member, which is expressly prohibited by the
“association” source item of subdivision (c)(8)(G) of section 3378. (In re Furnace,
supra, at pp. 660-661.)
A plain language reading of subdivision (c)(8)(C) of section 3378 avoids both
overbroad and absurd applications of the regulatory scheme. The regulation cannot be
interpreted to penalize all third party communications from a prison gang member to
another inmate, precluding a gang member‟s friends or family members from passing
along social greetings or communications. (See Castro v. Terhune, supra, 712 F.3d at
p. 1312 [“prison officials, without more, cannot validate inmates based on a mere „social
connection to an individual gang member.‟ [Citation.] Any connection must evidence
affiliation or association with a gang to be used as a source item supporting validation”];
§ 3343, subds. (e) & (f) [inmates in the SHU are permitted to send and receive personal
mail, and to have non-physical contact visits].) And the regulation would be subject to an
absurd reading if a validated gang member could create false evidence of gang validation
simply by mailing documents to an inmate or having a third person mail documents to the
inmate. (See In re Fernandez, supra, 212 Cal.App.4th at p. 1212 [“The „independence‟
of the source items in such a context would be in question, and there would be a real
20
danger of facilitating an attempt by the gang to leak false information to target its
enemies”].)
Because the record contains no evidence to support two of the four source items
relied on by respondent in validating petitioner as a prison gang member, we must grant
petitioner relief via habeas corpus.
DISPOSITION
The Department of Corrections and Rehabilitation is directed to vacate petitioner‟s
2010 gang validation decision, which validated petitioner as a member of the Black
Guerrilla Family (BGF) prison gang, and is further directed to (1) report the expungement
of petitioner‟s 2010 validation to all gang-related enforcement databases and
clearinghouses to which the original validation was reported previously, (2) remove all
documents related to the validation from petitioner‟s prison file, and (3) cease housing
petitioner based on the 2010 gang validation.
BLEASE , Acting P. J.
We concur:
BUTZ , J.
MURRAY , J.
21