People v. Jefferson

Filed 7/2/15
CERTIFIED FOR PARTIAL PUBLICATION*
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION FIVE
THE PEOPLE,
Plaintiff and Respondent,
A139007
v.
GREGORY JEFFERSON, (Alameda County
Super. Ct. No. C170682)
Defendant and Appellant.
On January 18, 2012, Officer Anthony Tedesco observed defendant and appellant
Gregory Jefferson placing an item—later determined to be a loaded and stolen firearm—
under the driver’s seat of a gray Bentley that Jefferson had driven to the location.
Jefferson then left that location in another car, as a passenger. At Tedesco’s request, that
second car was stopped and Jefferson was found in possession of a second firearm that
was legally registered to him. Approximately one year later, Jefferson was observed by a
different officer exiting the same gray Bentley and placing a bag in the trunk of that
vehicle. A subsequent search revealed a third firearm in that bag, also legally registered
to Jefferson.
Based on the stolen firearm concealed in the Bentley, Jefferson was charged with
carrying a concealed firearm within a vehicle and carrying a loaded firearm in public. At
trial, the court permitted the prosecution to introduce evidence of Jefferson’s possession
of the two legally registered firearms to prove he had control over the charged firearm
and to prove his knowledge that firearm was stolen. In the published portion of this
*Pursuant to California Rules of Court, rules 8.1105(b) and 8.1110, this opinion is
certified for publication with the exception of parts II.C and II.D.
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opinion, we conclude the court abused its discretion in failing to exclude the registered
firearms evidence. The error was harmless, except with respect to the jury’s true findings
on special allegations on both counts that Jefferson had reasonable cause to believe the
charged firearm was stolen. We reverse the true findings on those special allegations,
and affirm in all other respects.
I. FACTUAL AND PROCEDURAL BACKGROUND
Jefferson was charged, by information, with carrying a concealed firearm within a
vehicle (Pen. Code, § 25400, subd. (a)(1); count one)1 and carrying a loaded firearm on
one’s person in a city (§ 25850, subd. (a); count two). With respect to count one, it was
alleged the firearm was stolen and Jefferson knew or had reasonable cause to believe it
was stolen. (§ 25400, subd. (c)(2).) It was further alleged the firearm was loaded and not
registered to Jefferson. (§ 25400, subd. (c)(6).) With respect to count two, it was alleged
that the firearm was stolen and Jefferson knew or had reasonable cause to believe it was
stolen (§ 25850, subd. (c)(2)), and that the firearm was not registered to Jefferson
(§ 25850, subd. (c)(6)).
At trial, Oakland Police Officer Anthony Tedesco testified that, on January 18,
2012, around 6:00 p.m., he was conducting undercover narcotics surveillance on 64th
Avenue Place in Oakland. Using binoculars, Tedesco observed a man later identified as
Jefferson drive a gray Bentley to the dead-end street, park about 30 yards away from
Tedesco, and remain seated in the car for around 20 minutes before exiting and walking
across the yard of a nearby house. As Jefferson approached the front door of the house,
Tedesco lost sight of him for a minute or two. During that time, Tedesco heard a door
open and close and the sound of a small metal object being dropped on what sounded like
sheet metal.
Jefferson came back into view as he returned to the Bentley. At the same time, a
green Porsche Cayenne sport utility vehicle drove up the street, made a u-turn, and
stopped alongside the Bentley. Jefferson walked up to the Porsche, spoke to its
1 Undesignated statutory references are to the Penal Code.
2
occupants, entered the Porsche for a minute or two, and then returned to the Bentley
while carrying something under his shirt. According to Tedesco, Jefferson carried the
item “very gingerly,” as though it were important. Based on his experience and training
and the size of the object being carried, Tedesco believed the object was a handgun.
Jefferson opened the Bentley’s driver door, bent down underneath the steering wheel, and
appeared to push something under the driver’s seat. Jefferson then walked back to the
Porsche, entered the backseat, and the Porsche drove away.
Tedesco reported this activity to nearby uniformed officers and asked those
officers to make an investigative stop of the Porsche. Oakland Police Officer Jeffrey
Smoak discovered that the Porsche had an expired registration and pulled it over within
blocks of 64th Avenue Place. When the car stopped, Smoak approached and asked the
driver to roll down the window. When the driver complied, Smoak smelled the fresh
odor of marijuana coming from inside the car. Smoak observed that the driver and the
passenger behind the driver were men, while the two passengers on the right side of the
car were women. When Smoak smelled the marijuana, he also saw that the rear left
passenger—later identified as Jefferson—was bent over and moving one hand by his
waist. Concerned that Jefferson was armed, Smoak instructed him to put his hands on the
seat in front of him. Jefferson complied.
The driver was discovered to be on probation and detained. Jefferson then
dropped his hands off the seat in front of him. Smoak asked Jefferson to exit the vehicle
and, when Jefferson did so, Smoak saw on the seat where Jefferson had been sitting an
ammunition magazine containing eight rounds. Smoak handcuffed Jefferson and
conducted a pat search to check for weapons. As Jefferson was pat-searched, a lower
receiver for a Glock pistol dropped from his pants. The upper receiver to the pistol, with
matching serial numbers, was found in Jefferson’s waistband. The gun was a Glock 27
semiautomatic pistol, which was legally registered to Jefferson. Smoak also found
$1,785 in cash on Jefferson, a “fist sized” baggie of marijuana on one of the two female
passengers, a small digital scale that had marijuana residue on it, and gallon-sized
baggies.
3
Based on what was found inside the Porsche and Tedesco’s prior observations,
Smoak obtained a search warrant for the Bentley. Oakland Police Officer Billy Matthews
searched the Bentley. Matthews discovered a loaded nine-millimeter Sig Sauer firearm
underneath the floor mat on the driver’s side floorboard. Matthews also found a picture
of Jefferson in the glove compartment. Jefferson was arrested. Keys to the Bentley were
later recovered from the mailbox of the house Jefferson had approached.
The parties stipulated that the Glock firearm was registered to Jefferson and that
the Sig Sauer nine-millimeter pistol was registered to Stanley Toy, a former Daly City
police officer. Toy testified that two guns had been stolen from the trunk of his car in
2007, one of which was a nine-millimeter Sig Sauer. Toy recognized the gun that had
been seized from the Bentley because it had the same serial number and sights he had
installed.
About a year after the events observed in Oakland, on January 1, 2013, San
Francisco Police Officer Charles Simpson noticed a gray Bentley with no license plates
parking on a street in San Francisco. He observed the driver, who was later identified as
Jefferson, get out with a tan bag, move to the rear of the car, open the trunk, put the bag
in, and then close the trunk. Simpson later searched the car and found a tan backpack
containing a nine-millimeter firearm and 10 live rounds in an unlocked gun box in the
trunk. The gun was legally registered to Jefferson. The car had the same vehicle
identification number as the Bentley previously searched in Oakland.
Jefferson did not present any witnesses in his defense.
The prosecutor argued, in closing argument: “The [gun] found on [Jefferson] is
not charged. I won’t get into the reasons for that, but essentially it’s not put together in
an operable way. . . . However, the issue in this case is the stolen gun, the one found in
the [Bentley]. That’s what you’re being asked to decide, whether he was in possession of
that.” Defense counsel’s closing argument made clear that, with respect to count one,
Jefferson conceded that the Sig Sauer was found in the Bentley on January 18, 2012, but
contended that the People had not met their burden to show that Jefferson controlled the
4
car,2 knew of the gun’s presence, or knew the gun was stolen. Furthermore, Jefferson’s
counsel argued that Tedesco’s identification was not credible because “he couldn’t tell
anything about what [Jefferson] was wearing, how he looked.”3
The jury returned guilty verdicts as to both counts and found the additional
allegations true. The trial court suspended imposition of sentence on count one, placed
Jefferson on five years’ probation, and ordered him to spend the first year in county jail.
Punishment on count two was stayed pursuant to section 654. Jefferson filed a timely
notice of appeal.
II. DISCUSSION
On appeal, Jefferson argues that the trial court erred by: (1) admitting evidence of
his two uncharged firearm possessions; (2) failing to instruct the jury that a police
officer’s testimony should be judged by the same standards applicable to other witnesses;
and (3) allowing the prosecutor to improperly vouch for the testifying officers’
credibility. We reverse the jury’s true findings on the special allegations based on
Jefferson’s knowledge that the firearm was stolen, but otherwise affirm.
A. Statutory Scheme
Section 25400 provides, in relevant part: “(a) A person is guilty of carrying a
concealed firearm when the person does any of the following: [¶] (1) Carries concealed
within any vehicle that is under the person’s control or direction any pistol, revolver, or
other firearm capable of being concealed upon the person. [¶] . . . [¶] (c) Carrying a
concealed firearm in violation of this section is punishable as follows: [¶] . . . [¶] (2) If the
firearm is stolen and the person knew or had reasonable cause to believe that it was
2On cross-examination, Tedesco testified he thought the Bentley had dealer
plates. He also testified the registered owner of the Bentley was eventually determined to
be Moda Auto Lounge—a car dealership that rents and sells high-end vehicles.
3 On cross-examination, Tedesco testified it was getting dark when he made his
observations; he did not remember if street lights were on, whether either the Bentley or
Porsche had tinted windows, or what jewelry the Bentley driver was wearing; he did not
write a police report; he did not provide a facial description of the driver or notice any
scars or tattoos; and he did not see how many people were in the Porsche.
5
stolen, as a felony. [¶] . . . [¶] (6) If both of the following conditions are met, by
imprisonment pursuant to subdivision (h) of Section 1170, or by imprisonment in a
county jail not to exceed one year, by a fine not to exceed one thousand dollars ($1,000),
or by both that fine and imprisonment: [¶] (A) The pistol, revolver, or other firearm
capable of being concealed upon the person is loaded, or both it and the unexpended
ammunition capable of being discharged from it are in the immediate possession of the
person or readily accessible to that person. [¶] (B) The person is not listed with the
Department of Justice pursuant to paragraph (1) of subdivision (c) of Section 11106 as
the registered owner of that pistol, revolver, or other firearm capable of being concealed
upon the person. [¶] (7) In all cases other than those specified in paragraphs (1) to (6),
inclusive, by imprisonment in a county jail not to exceed one year, by a fine not to exceed
one thousand dollars ($1,000), or by both that imprisonment and fine.” (Italics added.)
In other words, a violation of section 25400 is a felony offense under subdivision (c)(2), a
misdemeanor offense under subdivision (c)(7), and an alternate felony/misdemeanor,
commonly known as a “wobbler” offense, under subdivision (c)(6).
Section 25850, subdivision (a) provides: “A person is guilty of carrying a loaded
firearm when the person carries a loaded firearm on the person or in a vehicle while in
any public place or on any public street in an incorporated city or in any public place or
on any public street in a prohibited area of unincorporated territory.” Subdivision (c) of
section 25850 is substantively identical to subdivision (c) of section 25400 except the
phrase “concealed firearm” is replaced with “loaded firearm.”4 As with section 25400,
section 25850 may be a felony, a misdemeanor, or a wobbler depending on the
circumstances.
Accordingly, the People had to prove on count one, inter alia, that Jefferson
“carried concealed within a vehicle under his/her control or direction a pistol, revolver,
or handgun” and that he “had knowledge of the presence of the pistol, revolver or
4Of course, section 25850, subdivision (c)(6) does not separately require that the
firearm be loaded, as is required in section 25400, subdivision (c)(6)(A), because section
25850 only relates to loaded firearms.
6
handgun.” (CALJIC No. 12.46, italics added; § 25400, subd. (a)(1).) Similarly, the
People had to show on count two, inter alia, that Jefferson “carried a loaded firearm on
his person” and “had knowledge of the presence of the firearm.” (CALJIC No. 16.470;
§ 25850, subd. (a).) In order to subject Jefferson to felony punishment, the jury had to
find that the firearm was stolen and that Jefferson “knew or had reasonable cause to
believe that it was stolen.” (§§ 24500, subd. (c)(2), 25850, subd. (c)(2).)
B. Other Firearms Evidence
Jefferson contends that the trial court abused its discretion and denied him due
process in admitting, under Evidence Code section 1101, subdivision (b), evidence of his
possession of the Glock in 2012, as well as the nine-millimeter firearm found in the
Bentley’s trunk in 2013. He argues the trial court should have excluded this evidence
because it was irrelevant (Evid. Code, § 350), constituted inadmissible character evidence
(id., § 1101), or, alternatively, its probative value was substantially outweighed by the
potential for undue prejudice (id., § 352).5 “ ‘Rulings made under [Evidence Code
sections 1101 and 352] are reviewed for an abuse of discretion. [Citation.]’ [Citation.]
5 Evidence Code section 350 provides: “No evidence is admissible except
relevant evidence.”
Evidence Code section 1101, subdivision (a), provides: “Except as provided in
this section and in Sections 1102, 1103, 1108, and 1109, evidence of a person’s character
or a trait of his or her character (whether in the form of an opinion, evidence of
reputation, or evidence of specific instances of his or her conduct) is inadmissible when
offered to prove his or her conduct on a specified occasion.” But, Evidence Code
section 1101, subdivision (b), provides: “Nothing in this section prohibits the admission
of evidence that a person committed a crime, civil wrong, or other act when relevant to
prove some fact (such as motive, opportunity, intent, preparation, plan, knowledge,
identity, absence of mistake or accident, or whether a defendant in a prosecution for an
unlawful sexual act or attempted unlawful sexual act did not reasonably and in good faith
believe that the victim consented) other than his or her disposition to commit such an
act.”
Evidence Code section 352 provides: “The court in its discretion may exclude
evidence if its probative value is substantially outweighed by the probability that its
admission will (a) necessitate undue consumption of time or (b) create substantial danger
of undue prejudice, of confusing the issues, or of misleading the jury.”
7
‘Under the abuse of discretion standard, “a trial court’s ruling will not be disturbed, and
reversal . . . is not required, unless the trial court exercised its discretion in an arbitrary,
capricious, or patently absurd manner that resulted in a manifest miscarriage of justice.”
’ ” (People v. Foster (2010) 50 Cal. 4th 1301, 1328–1329.)
1. Background
Prior to trial, the prosecution gave notice that it intended to introduce evidence of
Jefferson’s 2013 contact with police, pursuant to Evidence Code section 1101,
subdivision (b), to prove Jefferson’s intent and absence of mistake. Specifically, the
prosecutor argued: “[I]f the uncharged act illuminates [Jefferson’s] control of the vehicle
and absence of mistake at the time he committed the other offense, it may logically tend
to show [Jefferson’s] control of the vehicle and absence of mistake when he committed
the charged offenses. . . . [¶] The similarities between the uncharged offenses satisfy the
requirements of Evidence Code section 1101(b) and warrant their admission into
evidence. They both show his ownership and control of the Bentley.” Jefferson’s trial
counsel moved in limine to exclude the evidence, as well as “[a]ny mention of the
officers’ recovery [in 2012] of [Jefferson’s] lawfully possessed firearm.”
At argument on the motions, the prosecutor stated: “I think the gist of the
argument is that the proposed testimony of one or two San Francisco police officers
regarding [Jefferson] driving the same vehicle that . . . was searched as a part of this case
in January of 2012 . . . . I’m not even sure as I read it it’s really an 1101(b) because the
thrust of the testimony is going to be his connection to the car, which in and of itself isn’t
illegal in any way.6 It’s not other crimes evidence, although he was arrested for having a
handgun in his possession. [¶] What the San Francisco report says, in addition to what
I’ve stated here, is he gets out of the driver’s seat with a backpack and the police watch
6 It is worth noting that an uncharged act need not be a criminal offense to be
subject to the limitations contained in Evidence Code, section 1101. (People v. McCurdy
(2014) 59 Cal. 4th 1063, 1100; see § 1101, subd. (b) [“Nothing in this section prohibits
the admission of evidence that a person committed a crime, civil wrong, or other act
when relevant . . . .”], italics added.)
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him put it in the trunk. When they search the car pursuant to an inventory search, they
find the backpack that has the gun in it, although not loaded. The testimony will be about
the connection to the vehicle to show that he’s in control of the same vehicle that the gun
was found in January of 2012. [¶] So it’s other evidence as far as contact with the
police, but the People’s argument would be [that it] is to show that this wasn’t just a
random car he had no connection to on one day in January of 2012. The fact that he’s
driving the same exact vehicle nearly 12 months later shows his connection to the
vehicle.” In response, Jefferson’s trial counsel contended that intent was not at issue, the
acts were completely dissimilar, and the evidence’s potential for prejudice outweighed its
probative value. Defense counsel also stated: “If the Court was to allow any evidence
regarding the San Francisco matter, I would request the Court to limit it solely to the fact
that they observed my client driving a Bentley that day . . . .”
The trial court ruled that the 2013 evidence was admissible, stating it had “looked
at the probative value versus prejudicial effect.” Then, specifically mentioning both the
Glock and the firearm found in San Francisco, defense counsel asked the court to
reconsider its ruling. The court declined, stating, “[i]n this particular case it’s clear the
connection between the weapons found, the intent, et cetera.”
2. Analysis
“ ‘Relevant evidence’ means evidence . . . having any tendency in reason to prove
or disprove any disputed fact that is of consequence to the determination of the action.”
(Evid. Code, § 210.) “ ‘Evidence that a defendant has committed crimes other than those
currently charged is not admissible to prove that the defendant is a person of bad
character or has a criminal disposition; but evidence of uncharged crimes is admissible to
prove, among other things, the identity of the perpetrator of the charged crimes, the
existence of a common design or plan, or the intent with which the perpetrator acted in
the commission of the charged crimes. (Evid. Code, § 1101.) Evidence of uncharged
crimes is admissible to prove identity, common design or plan, or intent only if the
charged and uncharged crimes are sufficiently similar to support a rational inference of
9
identity, common design or plan, or intent. ’ ” (People v. Foster, supra, 50 Cal.4th at
p. 1328.)
“ ‘The admissibility of other crimes evidence depends on (1) the materiality of the
facts sought to be proved, (2) the tendency of the uncharged crimes to prove those facts,
and (3) the existence of any rule or policy requiring exclusion of the evidence.’ ” (People
v. Lindberg (2008) 45 Cal. 4th 1, 22; accord, People v. Nible (1988) 200 Cal. App. 3d 838,
847.) “In determining relevance, the trial court must look behind the label describing the
kind of similarity or relation between the other offense and the charged offense; it must
examine the precise elements of similarity between the offenses with respect to the issue
for which the evidence is proffered and satisfy itself that each link of the chain of
inference between the former and the latter is reasonably strong.” (People v. Schader
(1969) 71 Cal. 2d 761, 775.)
“Even where such evidence is relevant for other purposes . . . evidence of other
crimes ‘contains within itself a substantial degree of prejudice [and] should be received
with “extreme caution,” its admissibility “examined with care,” and in the event of
uncertainty as to its connection with the offense charged “the doubt should be resolved in
favor of the accused.” ’ ” (People v. Holt (1984) 37 Cal. 3d 436, 451.) “The probative
value of the uncharged offense evidence must be substantial and must not be largely
outweighed by the probability that its admission would create a serious danger of undue
prejudice, of confusing the issues, or of misleading the jury.” (People v. Kipp (1998) 18
Cal. 4th 349, 371.)
Jefferson argues the trial court erred because “[e]vidence of the gun[s] admitted
here was not related to the charged crime. The only reason for admitting [them] was to
paint [Jefferson] as a person who ‘surrounded himself’ with guns, a fact that was not
relevant to determining whether he intentionally concealed a gun known to be stolen in
the Bentley.” In admitting the evidence below, the court stated, “In this particular case
it’s clear the connection between the weapons found, the intent, et cetera.” On appeal,
the People make only minimal effort to justify admission of the disputed evidence on the
10
ground that it is relevant to intent.7 Instead, they primarily argue that possession of the
two firearms was relevant to show control of the Bentley and knowledge that the Sig
Sauer was stolen.8 To wit, the People argue: “[T]he preciseness of the similarity
between 2012 and 2013 rests in the vehicle, not in the weapon. On both occasions,
[Jefferson] was driving precisely the same vehicle and exerting control over it by
depositing items in his possession in the vehicle and leaving them there. Therefore, the
type of inference that the prosecutor urged was . . . that the use of the same vehicle on
both occasions reflects [Jefferson’s] control over the vehicle . . . . Moreover, the
prosecutor specifically explained that the gun from 2013 was being used to show that
[Jefferson] knows about the legal requirements of registering a gun and therefore would
have known that the gun that he had hidden in the Bentley in 2012 was not properly
registered to him.”
Jefferson’s closing argument and his cross-examination of Tedesco—revealing
that the Bentley was registered to a car dealership—made clear that Jefferson disputed his
7 The People argue that “[e]vidence of the gun registered in his name establishes
that [Jefferson] not only drives the Bentley, but also has control over the trunk of the
Bentley. The fact that he used the trunk of the Bentley to store his possessions there
demonstrates the requisite general intent–that on both occasions where he stored an
object in the Bentley, he was aware of his own control over the Bentley.” This argument
is difficult to follow. “ ‘A crime is characterized as a “general intent” crime when the
required mental state entails only an intent to do the act that causes the harm; a crime is
characterized as a “specific intent” crime when the required mental state entails an intent
to cause the resulting harm. ’ ” (People v. Atkins (2001) 25 Cal. 4th 76, 86.) The fact that
Jefferson had placed a lawfully possessed gun in the trunk of the Bentley in 2013 may
tend to make it more likely that, in 2012, he concealed the gun in his car intentionally.
But, Jefferson never contends he did so unintentionally.
8 Although the knowledge argument was not raised at the in limine stage, the
prosecutor raised these arguments in his closing: “[Jefferson is] driving that car a year
later, not just that day. [¶] . . . [¶] . . . [The Sig Sauer is] a stolen gun. . . . [Jefferson]
knows how to register a gun. Now, this is important because [Jefferson] obviously was
able to purchase a gun and register it . . . . Two guns; the one from San Francisco and the
one that was actually found on him disassembled and inoperable . . . But the fact that he
knows how to lawfully obtain a weapon is really good evidence that he knows when he
has unlawfully obtained a gun.”
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control of the Bentley. We agree with the People that the fact that Jefferson was seen
driving the same Bentley a year later suggests the Bentley was under Jefferson’s control
on January 18, 2012. This conclusion is strengthened by the fact that Jefferson placed a
bag in the vehicle’s trunk in 2013. However, the precise nature of any object found in the
bag, whether a football or a firearm, adds nothing. Driving a car and accessing the car’s
trunk to store a bag, even if the bag is empty, demonstrates control. The contents of the
bag, if any, have no tendency in reason to prove or disprove control over the vehicle.
Further, Jefferson’s lawful possession of a firearm at the time of his 2012 arrest has no
tendency to prove he was in control of the Bentley earlier that evening. Thus, without
regard to the restrictions on admissible evidence imposed by Evidence Code sections
1101(b) and 352, the challenged evidence should not have been admitted to establish
Jefferson controlled the Bentley.
Regarding Jefferson’s knowledge the charged firearm was stolen, the People argue
that the fact that Jefferson has possessed legally registered guns—both the firearm found
in the Bentley in 2013 and the Glock found on his person in 2012—demonstrated
Jefferson knew how to legally acquire firearms and should have known the charged
firearm was stolen. However, this chain of logic is impaired by the absence of any
stipulation by the parties or instruction by the trial court explaining the details of the
applicable California and federal firearm laws. Such a stipulation or instruction might
have enabled the jury to make inferences from the fact that Jefferson possessed firearms
registered in his name, including potentially inferences about how acquisition of the
registered firearms differed from acquisition of the charged firearm. Those inferences
might have tended to prove Jefferson should have known the charged firearm was stolen.
But, absent information about firearm laws, the jury was left to speculate about the
significance of Jefferson’s posession of registered firearms. And “ ‘[s]peculative
inferences that are derived from evidence cannot be deemed to be relevant to establish the
speculatively inferred fact in light of Evidence Code section 210, which requires that
evidence offered to prove or disprove a disputed fact must have a tendency in reason for
such purpose.’ ” (People v. Babbitt (1988) 45 Cal. 3d 660, 681.)
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Even if the trial court did not abuse its discretion in concluding the registered
firearm evidence was relevant to show Jefferson’s knowledge the charged firearm was
stolen, the court abused its discretion in failing to exclude the evidence under Evidence
Code, section 352. The required analysis compares the probative value of the evidence
and the probability of undue prejudice;9 here, the former is substantially outweighed by
the latter. Though arguably relevant, the probative value of the evidence that on two
occasions Jefferson possessed registered firearms in establishing that Jefferson knew the
charged firearm had been stolen is vanishingly slight. First, as discussed above, the
logical chain connecting the challenged evidence to the disputed issue is so attenuated as
to be almost speculative. In addition, the circumstances surrounding appellant’s
acquisition of the weapon—on the street, from inside another car—and his obvious
attempt to conceal it on his person and in the Bentley are much stronger evidence that
Jefferson knew it was contraband. Though these circumstances are hardly conclusive
that he knew the charged firearm was stolen, the evidence he also possessed registered
firearms adds next to nothing to them.10
On the other hand, evidence that Jefferson possessed firearms on other occasions
unduly prejudiced him. “The ‘prejudice’ referred to in Evidence Code section 352
9 “ ‘[A] court need not expressly weigh prejudice against probative value or even
expressly state that it had done so, if the record as a whole shows the court was aware of
and performed its balancing functions under Evidence Code section 352.” (People v.
Lewis (2009) 46 Cal. 4th 1255, 1285.) However, it is almost always a better practice for
trial courts to expressly engage in this weighing process, if for no other reason than to
assist in appellate review. (People v. Paniagua (2012) 209 Cal. App. 4th 499, 518.)
10 The People also assert in passing that evidence of Jefferson’s 2012 possession
of the Glock was relevant and admissible in order to “explain how the police became
suspicious enough of the Bentley to obtain a search warrant and investigate it.” While in
certain limited circumstances such evidence might be relevant at trial or in resolving a
motion to suppress, the People fail to explain why the basis for the search warrant was an
issue of such importance in the present case as to outweigh the potential for undue
prejudice to Jefferson. Moreover, Tedesco’s observations of the Bentley and the other
contraband and suggestive evidence found in the Porsche were sufficient to justify the
investigation of the Bentley, without evidence of the Glock.
13
applies to evidence which uniquely tends to evoke an emotional bias against the
defendant as an individual and which has very little effect on the issues.’ ” (People v.
Karis (1988) 46 Cal. 3d 612, 638.) The statute is not directed at “ ‘ “the prejudice or
damage to a defense that naturally flows from relevant, highly probative evidence.” ’ ”
(People v. Harris (1998) 60 Cal. App. 4th 727, 737.) But the registered firearms evidence
was not highly probative and it prejudiced Jefferson primarily by painting him as a
dangerous person in a dangerous neighborhood probably engaged in a dangerous
profession, drug dealing. “Exclusion of evidence under Evidence Code section 352 is
reserved for those cases where the proffered evidence has little evidentiary value and
creates an emotional bias against the party.” (Hernandez v. County of Los Angeles (2014)
226 Cal. App. 4th 1599, 1613.) This is such a case.
Simply establishing the court erred is not enough. To prevail on appeal, Jefferson
must demonstrate the error was prejudicial under People v. Watson (1956) 46 Cal. 2d 818,
836. (People v. Mullens (2004) 119 Cal. App. 4th 648, 659.) “Under the Watson standard,
prejudicial error is shown where ‘ “ ‘after an examination of the entire cause, including
the evidence,’ [the reviewing court] is of the ‘opinion’ that it is reasonably probable that a
result more favorable to the appealing party would have been reached in the absence of
the error.” [Citation.] “We have made clear that a ‘probability’ in this context does not
mean more likely than not, but merely a reasonable chance, more than an abstract
possibility.” ’ ” (Richardson v. Superior Court (2008) 43 Cal. 4th 1040, 1050; accord,
People v. Wilkins (2013) 56 Cal. 4th 333, 351.) With respect to the pertinent special
allegations attached to counts one and two, the evidence Jefferson knew or should have
known the charged firearm had been stolen was entirely circumstantial and far from
overwhelming. And any question as to the emotional bias produced by the evidence was
removed in the prosecutor’s closing argument: “I don’t want to be unfair to anybody
right now . . . . But . . . [w]e’re talking about $100,000 cars, 1,000 or almost $2,000 in
small denominations, hundreds, 20’s. We’re talking about drugs, marijuana coming out.
I won’t call it a hard drug, but illegal to have. We’re talking about a bad area. Talking
about not just one gun, but two guns. And the gun that’s found on [Jefferson], . . . I don’t
14
think it’s a recreational casual gun. [¶] What do you need this for? 28 rounds. The
regular 12 or 13 is not enough? Live bullets and the gun. . . . It doesn’t look all that
innocent. Menacing. . . . You have to make sure you don’t have to reload. I mean,
ladies and gentlemen, this is what makes us worry about our kids walking to school. This
is what makes areas have bad reputations. This is what should be taken off the street. ”
Under Watson, the jury’s true findings on the section 25400, subdivision (c)(2) and
section 25850, subdivision (c)(2) special allegations must be reversed.
As to the two substantive offenses, it is a much closer question. The defense
vigorously disputed whether Jefferson possessed the charged firearm, principally by
challenging Tedesco’s identification of him as the person who placed it under the driver’s
seat of the Bentley. But, in addition to the officer’s identification, Jefferson was located
in the Porsche when that car was stopped. Jefferson’s picture was found in the Bentley in
the same search that revealed the charged firearm. And one year later he drove the
identical Bentley in San Francisco. The compelling nature of this evidence leads us to
conclude there is no “reasonable chance” that the jury would have reached a different
verdict on counts one and two had Jefferson’s challenge to the registered firearm
evidence been sustained. Thus, the error in admitting this evidence does not require
reversal of the convictions on those counts. Neither is there a basis to conclude the error
in admitting the registered firearms evidence affected the jury’s true findings on the
section 25400, subdivision (c)(6) and section 25850, subdivision (c)(2) special
allegations, which were based on the undisputed circumstances that the firearm was
loaded and registered to someone other than Jefferson.
C. Jury Instruction Regarding Police Testimony
Next, Jefferson argues we should reverse the convictions on counts one and two
because the trial court erred by failing to instruct the jury that testimony given by police
officers was to be weighed and judged according to the same standards applicable to
other witnesses. Although he concedes his trial counsel did not request such an
instruction, Jefferson contends the court had a sua sponte duty to so instruct because
15
“[d]efense counsel focused on the limits of [the officers’] testimony and its
inconsistencies.”
“[I]t is well settled that no objection is required to preserve a claim for appellate
review that the jury instructions omitted an essential element of the charge.” (People v.
Mil (2012) 53 Cal. 4th 400, 409.) However, no such omission occurred here. A police
officer’s testimony is to be judged by the same standard that applies to the average
witness. (People v. Hanna (1939) 36 Cal. App. 2d 333, 337.) Consistent with this
principle and CALJIC No. 2.20, the jury was instructed that “[e]very person who testifies
under oath or affirmation is a witness” and that it may consider “[t]he existence or
nonexistence of a bias, interest, or other motive” and “[t]he attitude of the witness toward
this action or toward the giving of testimony.” “ ‘A trial court has no sua sponte duty to
revise or improve upon an accurate statement of law without a request from counsel
[citation], and failure to request clarification of an otherwise correct instruction forfeits
the claim of error for purposes of appeal . . . .’ ” (People v. Whalen (2013) 56 Cal. 4th 1,
81–82.) Thus, by failing to request any additional instruction or clarification, Jefferson’s
claim of instructional error was forfeited. Even assuming Jefferson could assert the
alleged instructional error because it affects his substantial rights (§ 1259; People v.
Coffman and Marlow (2004) 34 Cal. 4th 1, 103, fn. 34), he can show no error.
Jefferson’s reliance on People v. Cummings (1993) 4 Cal. 4th 1233 (Cummings) is
misplaced. In Cummings, a courtroom bailiff testified regarding incriminating statements
made by the defendant while in a holding cell. (Id. at pp. 1266, 1289.) The defendant
objected, arguing that “admitting the testimony of a trusted court officer, who had been
involved in seating and escorting the jurors and relaying juror messages to the court,
would deny due process and a fair and impartial trial.” (Ibid.) The Supreme Court
concluded that the trial court did not err in admitting the testimony: “[The courtroom
bailiff] had relatively little direct contact with members of the jury and was promptly
relieved of his courtroom duties when he became a witness. The jury was admonished
that all witnesses’ testimony was to be judged on the same basis and that no greater
weight should be accorded to [the courtroom bailiff] because he had been a deputy in the
16
court. Neither defendant’s right to a fair trial, nor his right to jury trial was undermined
by the admission of [the courtroom bailiff’s] testimony.” (Id. at pp. 1290–1291, italics
added; see also People v. Hill (1998) 17 Cal. 4th 800, 842–843 (Hill) [sua sponte
instruction required that no artificial weight is to be given to the testimony of a witness
who is also serving as a bailiff].) Here, there is no indication that the police officers who
testified against Jefferson had any other interaction with the jury. Neither Cummings nor
Hill suggest that any special instruction is required in the circumstances of the present
case. Opinions are not authority for propositions not considered therein. (People v. Avila
(2006) 38 Cal. 4th 491, 566.)
D. Prosecutorial Misconduct
Finally, Jefferson asserts that the prosecutor committed misconduct by vouching
for the veracity of police officer witnesses. Specifically, he complains of the following
statements made in the prosecutor’s closing argument: “I was struck by how I think
candid and honest and straightforward the officers were in this case.” Later the
prosecutor argued, “I don’t see a reason to disbelieve any of the officers or what they
saw. I think that you may agree [about] them being candid, them being honest about
what they saw and didn’t see . . . .”
“To preserve a misconduct claim for review on appeal, a defendant must make a
timely objection and, unless an admonition would not have cured the harm, ask the trial
court to admonish the jury to disregard the prosecutor’s improper remarks or conduct.”
(People v. Martinez, supra, 47 Cal.4th at p. 956.) Jefferson concedes that he did not raise
a vouching objection at trial. An exception to the objection requirement may occur
“when the ‘misconduct [is] pervasive, defense counsel [has] repeatedly but vainly
objected to try to curb the misconduct, and the courtroom atmosphere was so poisonous
that further objections would have been futile.’ ” (People v. Friend (2009) 47 Cal. 4th 1,
29.) “In addition, failure to request the jury be admonished does not forfeit the issue for
appeal if ‘ “an admonition would not have cured the harm caused by the misconduct.” ’ ”
(Hill, supra, 17 Cal.4th at p. 820.) Neither exception applies here; accordingly, the
misconduct claim has been forfeited.
17
Even if the claim was properly before us, we would conclude no improper
vouching occurred. “To prevail on a claim of prosecutorial misconduct based on remarks
to the jury, the defendant must show a reasonable likelihood the jury understood or
applied the complained-of comments in an improper or erroneous manner. In conducting
this inquiry, we ‘do not lightly infer’ that the jury drew the most damaging rather than the
least damaging meaning from the prosecutor’s statements.” (People v. Frye (1998) 18
Cal. 4th 894, 970, disapproved on a different ground by People v. Doolin (2009) 45
Cal. 4th 390, 421 & fn. 22.)
“A prosecutor is prohibited from vouching for the credibility of witnesses or
otherwise bolstering the veracity of their testimony by referring to evidence outside the
record. [Citations.] Nor is a prosecutor permitted to place the prestige of her office
behind a witness by offering the impression that she has taken steps to assure a witness’s
truthfulness at trial. [Citation.] However, so long as a prosecutor’s assurances regarding
the apparent honesty or reliability of prosecution witnesses are based on the ‘facts of [the]
record and the inferences reasonably drawn therefrom, rather than any purported personal
knowledge or belief,’ her comments cannot be characterized as improper vouching.”
(People v. Frye, supra, 18 Cal.4th at p. 971.)
We agree with the People that the circumstances here are similar to those in
People v. Ward (2005) 36 Cal. 4th 186 (Ward) and People v. Huggins (2006) 38 Cal. 4th
175 (Huggins). In Ward, the prosecutor told the jury, “ ‘The only thing I have ever told
[the People’s witness] is to tell the truth, nothing but the truth, and that’s what he did for
you’ and that another witness’s testimony ‘is the type of evidence I’m talking about that I
am relying on in terms of being truthful, believable and credible evidence.’ ” (Id. at p.
216.) The court concluded that the prosecutor had done nothing more “than express[] his
view of and reasonable inferences from the totality of the evidence.” (Ibid.) The court
explained: “ ‘The fact that comments upon the testimony of certain witnesses made in an
argument have been couched in the first person does not of itself render them improper.’
[Citation.] . . . Considered in context, this was no more than a comment on the relative
18
quality and strength of this witness in light of his identification of defendant as the
shooter.” (Ibid, italics added.)
In Huggins, supra, 38 Cal. 4th 175, the prosecutor argued, “ ‘None of [the
defendant’s testimony] can be true. Please believe me. He has lied through his teeth in
trying to sell this story to you.’ ” (Id. at p. 206.) The Supreme Court again found no
misconduct: “It is not . . . misconduct to ask the jury to believe the prosecution’s version
of events as drawn from the evidence. Closing argument in a criminal trial is nothing
more than a request, albeit usually lengthy and presented in narrative form, to believe
each party’s interpretation, proved or logically inferred from the evidence, of the events
that led to the trial. It is not misconduct for a party to make explicit what is implicit in
every closing argument, and that is essentially what the prosecutor did here.” (Id. at
p. 207.)
Similar to the arguments at issue in Ward and Huggins, the prosecutor’s comments
here, when considered in context, are nothing more than expressions of the prosecutor’s
reasonable inferences from the evidence. The prosecutor argued: “I don’t know what the
defense is going to be. . . . [In his opening statement, defense counsel] told you you’re
going to hear about people changing their testimony and mistakes and inconsistencies.
[¶] I don’t know what trial he was expecting, but I didn’t see much of that. Maybe you
did, maybe you didn’t. . . . [¶] . . . You’ll get an instruction from the Court . . . . It’s
going to tell you that . . . discrepancies in witness testimony or between two different
witnesses, if any, do not necessarily mean that the witness should be discredited. Failure
of recollection is common. Innocent misrecollection is not uncommon. . . . And this is
the important part. Whether a discrepancy pertains to an important matter or only to
something trivial should be considered by you. [¶] . . . I think we rely on police officers a
lot in this world. We think that they should be completely mistake free. They should be
perfect, not ever forget something or forget to write something important down in a
police report. But we’re talking about a situation that occurred . . . 15 months ago; . . .
where officers are surveilling multiple different targets and people that day. . . . I was
struck by how I think candid and honest and straightforward the officers were in this
19
case. [¶] [Defense counsel] told you at the beginning of the case that there was going to
be . . . inconsistencies, that the stories were going to change over time. There’s no
evidence of that. . . . [T]here may have been a couple of moments . . . where there were
questions like isn’t it true you said such and such at the preliminary hearing, and he’s like
yeah, that sounds right. You know, isn’t it true you said that? Well, yeah, sounds like
the same that I’m testifying to today. Those aren’t inconsistencies. And I think you can
kind of draw a lot of honesty from that.” (Italics aded.)
The prosecutor did not portray his office as privy to any information bearing on
the officers’ veracity that was not admitted at trial. He also did not impermissibly argue
that, because he personally believed the officers, their testimony must be true. Most
importantly, the prosecutor made clear that the jury should not simply rely on his view of
the evidence, but should assess it independently.
E. Cumulative Error
Finally, Jefferson argues the cumulative effect of the trial court’s errors requires
reversal of the judgment. We have concluded that only Jefferson’s claim arising from
admission of the registered firearms evidence has merit. There are no additional errors to
cumulate with that error.
III. DISPOSITION
The judgment is reversed as to the true findings on the section 25400, subdivision
(c)(2) special allegation on count one and the section 25850, subdivision (c)(2) special
allegation on count two, and otherwise affirmed. The trial court is directed on remand to
strike those true findings from the record of conviction and re-sentence appellant.
20
SIMONS, J.
I concur.
JONES, P.J.
(A139007)
21
BRUINIERS, J., Concurring and Dissenting
I share my colleagues’ views in all but one respect. I would not find that the trial
court abused its discretion in admitting evidence of Jefferson’s legal possession of other
firearms and affirm in all respects. I therefore respectfully dissent from the majority
opinion to the extent that it holds otherwise.
The trial court, in finding the disputed evidence admissible, stated that it had
“looked at the probative value versus prejudicial effect,” and that “[i]n this particular case
it’s clear the connection between the weapons found, the intent, et cetera.” The majority
arrives at a different conclusion and finds that the trial court abused its discretion in
admitting, under Evidence Code section 1101, subdivision (b) (section 1101(b)),
evidence of Jefferson’s possession of the Glock pistol in 2012, as well as the nine-
millimeter firearm found in the Bentley’s trunk in 2013. I do not.
Probative Value
The majority first discounts the relevance of the evidence. “ ‘Relevant evidence’
means evidence . . . having any tendency in reason to prove or disprove any disputed fact
that is of consequence to the determination of the action.” (Evid. Code, § 210.)
Jefferson’s plea of not guilty put every element of the charged offenses at issue. (People
v. Lindberg (2008) 45 Cal. 4th 1, 23.) I find it difficult to say that personal possession of
another firearm (albeit in pieces) and ammunition within moments of Tedesco’s
observations of Jefferson’s activities in and around the Bentley was not probative of
whether Jefferson “had knowledge of the presence” of the firearm later found in that
vehicle. (Pen. Code, §§ 25400, subd. (a)(1), 25850, subd. (a); CALJIC Nos. 12.46,
16.470.) I would find the evidence was admissible as indicative of a common design,
plan, or intent. (§ 1101(b).) The majority agrees that evidence of Jefferson placing a bag
in the Bentley’s trunk in 2013 was relevant to his control over the vehicle, but argues that
evidence of the bag’s contents has “no tendency in reason to prove or disprove control
over the vehicle.” Perhaps true, but the trial court could nevertheless reasonably
conclude that Jefferson’s placement of a firearm in the Bentley’s trunk in 2013 is
1
probative of his knowledge of, and control of, the firearm found under the driver’s side
floor mat of that same vehicle in 2012.1
Prejudicial Effect
I will assume, for purposes of this discussion, that the disputed evidence here was
an “other act” subject to section 1101(b), even though neither incident involved evidence
of a crime or civil wrong.2 The trial court certainly treated it as such. Nevertheless,
evidence relevant under section 1101(b) must be excluded only if probative value is
substantially outweighed by the potential for undue prejudice (Evid. Code, § 352).
Jefferson contends that evidence of other firearms posed a substantial danger of prejudice
because a jury would be inclined to view those incidents of possession as evidence of
criminal propensity and, as a result, view him as deserving of punishment regardless of
his guilt on the counts charged. But the evidence presented here did not show other
criminal offenses for which Jefferson was subject to punishment, or use of the firearms
for any criminal purpose. Our Supreme Court has recognized that evidence of
commission of other crimes has an inherent potential for prejudice, requiring “ ‘extreme
1 The People also argue that the fact Jefferson possessed legally registered guns—
the nine-millimeter firearm found in the Bentley in 2013 and the Glock found on his
person in 2012—demonstrated Jefferson’s knowledge of the registration requirement and,
inferentially, his knowledge that the Sig Sauer found under the Bentley’s floor mat was
stolen. The majority first dismisses the People’s contention that Jefferson’s possession of
registered firearms was relevant to his knowledge that the gun at issue here was stolen as
speculative, but then concedes such possession was “arguably relevant.” Since I would
find the evidence admissible as to knowledge of the presence of the Sig Sauer in the
Bentley on January 18, 2012, it is unnecessary to address this additional ground for
admissibility.
2 The majority cites People v. McCurdy (2014) 59 Cal. 4th 1063, 1100 for the
proposition that an uncharged act under section 1101(b) need not be a criminal offense.
In McCurdy, the Supreme Court found that evidence of the defendant’s prior sexual
molestation of his sister, committed when he was under 14 years of age, was admissible
under section 1101(b) as evidence of a “wrong or other act,” even if it would not qualify
as a “crime” under Evidence Code section 1108. (McCurdy, at p. 1100.) Since
McCurdy’s incestuous conduct was clearly a prior “wrong,” the court had no occasion to
consider the scope of section 1101(b)’s application to “other acts” not criminal or
otherwise wrongful.
2
caution’ ” in determining admissibility. (People v. Holt (1984) 37 Cal. 3d 436, 451; see
also People v. Lindberg, supra, 45 Cal.4th at pp. 22–23.) While still subject to Evidence
Code section 352 analysis, I submit that the calculus is necessarily different if the “other
acts” are not themselves wrongful. I disagree that evidence of weapons lawfully
possessed by Jefferson and not connected to any actual violence would share the same
inherent prejudice as evidence of wrongful conduct. The disputed evidence was certainly
no more inflammatory than the evidence of the charged offense.
In assessing prejudice, we must remember that “[t]he prejudice which exclusion of
evidence under Evidence Code section 352 is designed to avoid is not the prejudice or
damage to a defense that naturally flows from relevant, highly probative evidence. ‘[A]ll
evidence which tends to prove guilt is prejudicial or damaging to the defendant’s case.
The stronger the evidence, the more it is “prejudicial.” The “prejudice” referred to in
Evidence Code section 352 applies to evidence which uniquely tends to evoke an
emotional bias against the defendant as an individual and which has very little effect on
the issues.’ ” (People v. Karis (1988) 46 Cal. 3d 612, 638.) “Evidence is substantially
more prejudicial than probative [citation] if, broadly stated, it poses an intolerable ‘risk to
the fairness of the proceedings or the reliability of the outcome.’ ” (People v. Waidla
(2000) 22 Cal. 4th 690, 724.)
My colleagues would strike a different balance under Evidence Code section 352
than did the trial court. It would not have been unreasonable for the trial court to have
reached a similar conclusion and excluded the evidence. I disagree, however, that it was
required to do so. “ ‘Under the abuse of discretion standard, “a trial court’s ruling will
not be disturbed, and reversal . . . is not required, unless the trial court exercised its
discretion in an arbitrary, capricious, or patently absurd manner that resulted in a
manifest miscarriage of justice.” ’ ” (People v. Foster (2010) 50 Cal. 4th 1301, 1328–
1329.) The decision made here by the trial court in admitting the evidence was not
arbitrary, capricious, or patently absurd, nor was it beyond the bounds of reason. (See
People v. Osband (1996) 13 Cal. 4th 622, 666 [“[a] court abuses its discretion when its
3
ruling ‘falls outside the bounds of reason’ ”].) In my view, no abuse of discretion has
been shown.
BRUINIERS, J.
A139007
4
Superior Court of Alameda County, No. C170682, Hon. Vernon K. Nakahara, Judge.
Thea Greenhalgh, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Senior Assistant Attorney
General, Catherine A. Rivlin and Hanna Chung, Deputy Attorneys General, for Plaintiff
and Respondent.
1