People v. Hautman CA6

Filed 1/13/21 P. v. Hautman CA6
Opinion following transfer from Supreme Court
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
THE PEOPLE, H047735
(Santa Cruz County
Plaintiff and Respondent, Super. Ct. No. 19CR02568)
v.
CURTIS ANTHONY HAUTMAN,
Defendant and Appellant.
I. INTRODUCTION
Defendant Curtis Anthony Hautman pleaded guilty to bringing a controlled
substance into a jail (Pen. Code, § 4573)1 and misdemeanor possession of controlled
substance paraphernalia (Health & Saf. Code, § 11364, subd. (a)). The trial court
suspended imposition of sentence and placed defendant on probation for three years with
various terms and conditions, including that he serve 111 days in jail. The court granted
defendant 111 days of custody credits, consisting of four actual days, four days’ conduct
credit, and 103 days “on the monitor.” The trial court denied defendant’s request for
conduct credit for the 103 days that he had an “ankle monitor.”
On appeal, defendant initially contended that he is entitled to 103 days of conduct
credit for the time he purportedly spent on an electronic monitoring program on home
1
All further statutory references are to the Penal Code unless otherwise indicated.
detention prior to sentencing. On September 18, 2020, we reversed the judgment and
directed the trial to determine whether defendant participated in an electronic home
detention program under section 1203.018 and, if so, to calculate defendant’s conduct
credit for time spent in that program.
Subsequently, on September 30, 2020, the Governor signed Assembly Bill
No. 1950 (2019-2020 Reg. Sess.) (Assembly Bill 1950), which amended section 1203.1,
by limiting the probation period for most felony convictions to two years. (§ 1203.1,
subd. (a), as amended by Stats. 2020, ch. 328, § 2.) The amendment became effective on
January 1, 2021. (Cal. Const., art. IV, § 8, subd. (c).)
Upon a petition by defendant, the California Supreme Court granted review (case
No. S265014) and transferred the matter to this court with directions to vacate our
decision and to reconsider the cause in light of Assembly Bill 1950. We vacated our
prior decision by separate order.
Having reconsidered the cause, we will again reverse the judgment. We will
direct the trial court to determine: (1) whether section 1203.1, subdivision (a) as
amended effective January 1, 2021, applies retroactively to defendant and, if so, the
appropriate remedy; and (2) to the extent the amount of conduct credit is not thereby
rendered moot, whether defendant participated in an electronic home detention program
under section 1203.018 and, if so, to calculate defendant’s conduct credit for time spent
in that program.
II. FACTUAL AND PROCEDURAL BACKGROUND
A. The Offenses
On the night of April 21, 2019, a police officer conducted a traffic stop on
defendant and determined that there was an active warrant for his arrest. In searching
defendant before placing him in the police car, the officer found a pipe used for ingesting
methamphetamine. Upon being booked into the county jail, defendant was searched
more thoroughly. A substance that appeared to be methamphetamine was found in his
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sock. The substance tested presumptive positive for methamphetamine and weighed
10.9 grams.
B. The Charges, Pleas, and Sentencing
Defendant was charged with bringing a controlled substance into a jail (§ 4573;
count 1) and misdemeanor possession of controlled substance paraphernalia (Health &
Saf. Code, § 11364, subd. (a); count 2).
On December 31, 2019, defendant pleaded guilty to both counts after the trial
court indicated that it would place him on probation with “credit for time served and
no additional jail time” over the prosecutor’s objection. The court immediately
suspended imposition of sentence and placed defendant on probation for three years
with various terms and conditions, including that he serve 111 days in jail. The court
granted defendant 111 days of custody credits, consisting of four actual days, four
days’ conduct credit, and 103 days “on the monitor.” Defendant requested that the
court award “[section] 4019 credits for the ankle monitor pursuant to” People v. Yanez
(2019) 42 Cal.App.5th 91 (Yanez), but the court denied the request. The court stated,
“My reading of the statutes is different than the courts. And I’m confident that
[defendant] is not coming back.”
III. DISCUSSION
A. Conduct Credit
1. The Parties’ Contentions
Defendant contends that based on equal protection principles and Yanez, supra,
42 Cal.App.5th 91, the trial court erred in denying his request for 103 days’ conduct
credit for the time he spent on electronic monitoring before sentencing. In Yanez, the
appellate court held that, because defendants are statutorily eligible for conduct credit
if they are placed on electronic home detention after imposition of sentence (see
§§ 1203.016, 4019, subd. (a)(7)), it violates equal protection to deny eligibility for
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conduct credit for time spent on electronic home detention prior to sentencing (see
§ 1203.018). (Yanez, supra, at p. 93.)
The Attorney General contends that, assuming Yanez was correctly decided, there
is no evidence in the record to show that defendant meets the requirements for obtaining
presentence conduct credit under Yanez.
In analyzing whether defendant is entitled to additional presentence conduct
credit, we first summarize the record regarding defendant’s custody status prior to
sentencing. We then set forth general legal principles regarding electronic home
detention and custody credits before turning to the substance of the parties’ contentions.
2. Defendant’s Presentence Custody Status
The record reflects the following regarding defendant’s custody status between his
arrest on or about April 21, 2019, and his sentencing on December 31, 2019.
On April 24, 2019, defendant appeared in court. The minute order from the
hearing states that defendant was “remanded into custody until next appearance, Bail
amount: $5,000.” The minute order further states that “[p]retrial [i]ntensive [s]upervised
[r]elease is granted,” and that defendant was to be “[r]elease[d] to Pre-Trial for intensive
supervised O/R, Home confinement with EMP.”
The minute orders for subsequent hearings on May 8 and June 21, 2019, indicate
that defendant remained out of custody, having been “[r]elease[d] to Pre-Trial for
intensive supervised O/R, Bail $5,000.00.”
On June 28, 2019, defendant failed to appear at a hearing. The minute order
indicates that the trial court revoked defendant’s release on his own recognizance and
issued a bench warrant.
On July 18, 2019, defendant appeared in court, and the bench warrant was
recalled. The court reinstated defendant’s “[p]retrial intensive supervised release.”
The minute order from the hearing, consistent with earlier minute orders, indicates that
defendant was “[r]elease[d] to Pre-Trial for intensive supervised O/R, Bail $5,000.00.”
4
Sometime thereafter, it appears that the trial court again revoked defendant’s
release on his own recognizance based on a “Pretrial Services report” alleging
defendant’s noncompliance. A bench warrant was issued.
On August 16, 2019, defendant appeared in court and the bench warrant was
recalled. The court ordered a representative from “Pretrial Service” to be present at
the next court date to address defendant’s alleged noncompliance. The court also
reinstated defendant’s “[i]ntensive [s]upervised OR.” The minute order from the
hearing, consistent with earlier minute orders, indicates that defendant was “[r]elease[d]
to Pre-Trial for intensive supervised O/R, Bail $5,000.00.”
On August 20, 2019, defendant and a representative from “Pretrial Services”
appeared in court. After hearing from both, the trial court ruled that defendant could
“remain on intensive supervised own recognizance.” Consistent with earlier minute
orders, the minute order from this hearing indicates that defendant was “[r]elease[d] to
Pre-Trial for intensive supervised O/R, Bail $5,000.00.”
On September 13, 2019, a hearing was held during which the trial court was
informed that defendant “remain[ed] hospitalized.” Upon motion by one of the parties to
“modify [defendant’s] release status to remove the monitor,” the court granted the motion
and modified defendant’s “[i]ntensive pretrial release with GPS” to “pretrial supervision
with no monitor.” The minute order from the hearing states that defendant was
“[r]elease[d] to Pre-Trial for supervised O/R with standard terms.”
The minute orders for subsequent hearings until the date of sentencing on
December 31, 2019, continue to indicate that defendant was “[r]elease[d] to Pre-Trial
for supervised O/R with standard terms.”
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3. General Legal Principles Regarding Electronic Home Detention
and Custody Credits
a. Electronic home detention under sections 1203.016 and 1203.018
Section 1203.016 “governs home detention postsentencing. It authorizes counties
to create electronic home detention programs in which certain inmates may be placed
‘during their sentence,’ under specified conditions, ‘in lieu of confinement in a county
jail or other county correctional facility or program.’ (Id., subd. (a).)” (Yanez, supra,
42 Cal.App.5th at p. 94, italics added.)
In contrast, section 1203.018, applies to defendants in an electronic home
detention program prior to sentencing. Section 1203.018 authorizes “the board of
supervisors of any county” to “offer a program under which inmates being held in lieu of
bail in a county jail or other county correctional facility may participate in an electronic
monitoring program” if specified statutory conditions are met. (Id., subd. (b); see also
id., subd. (a).) “The statute applies to ‘inmates being held in lieu of bail.’ [Citation.] It
has [also] been construed to apply when a pretrial detainee is required to submit to home
confinement in a local electronic monitoring program as a condition of a reduction in
bail. [Citation.]” (Yanez, supra, 42 Cal.App.5th at p. 93; accord, People v. Raygoza
(2016) 2 Cal.App.5th 593, 599-601 (Raygoza).)
The conditions of electronic home detention under sections 1203.016 and
1203.018 are “substantially similar.” (Yanez, supra, 42 Cal.App.5th at p. 94.) For
example, under section 1203.018, similar to section 1203.016, the participant in the
program must “consent in writing to participate and shall agree in writing to comply
with the rules and regulations of the program, including, but not limited to, all of the
following: [¶] (1) The participant shall remain within the interior premises of the
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participant’s residence during the hours designated by the correctional administrator.[2]
[¶] (2) The participant shall admit any person or agent designated by the correctional
administrator into the participant’s residence at any time for purposes of verifying the
participant’s compliance with the conditions of the detention. [¶] (3) The electronic
monitoring may include global positioning system devices or other supervising devices
for the purpose of helping to verify the participant’s compliance with the rules and
regulations of the electronic monitoring program. The electronic devices shall not be
used to eavesdrop or record any conversation, except a conversation between the
participant and the person supervising the participant to be used solely for the purposes
of voice identification. [¶] (4) The correctional administrator in charge of the county
correctional facility from which the participant was released may, without further order
of the court, immediately retake the person into custody if the electronic monitoring or
supervising devices are unable for any reason to properly perform their function at the
designated place of home detention, if the person fails to remain within the place of home
detention as stipulated in the agreement, if the person willfully fails to pay fees to the
provider of electronic home detention services, . . . or if the person for any other reason
no longer meets the established criteria . . . .” (§ 1203.018, subd. (d)(1)-(4); see
§ 1203.016, subd. (b)(1)-(4).) Further, “[w]henever the peace officer supervising a
participant has reasonable cause to believe that the participant is not complying with the
rules or conditions of the program, . . . the peace officer may, under general or specific
authorization of the correctional administrator, and without a warrant of arrest, retake the
person into custody.” (§ 1203.018, subd. (f); see § 1203.016, subd. (c).)
2
“ ‘Correctional administrator’ means the sheriff, probation officer, or director of
the county department of corrections.” (§ 1203.018, subd. (k)(1); see also § 1203.016,
subd. (h).)
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b. Custody credit for actual time in electronic home detention
A defendant is entitled to credit for time spent in custody, including time in
electronic home detention. Specifically, section 2900.5 provides that “[i]n all felony
and misdemeanor convictions, . . . when the defendant has been in custody, . . . all days
of custody of the defendant, including . . . credited to the period of confinement pursuant
to Section 4019, and days served in home detention pursuant to Section 1203.016 or
1203.018, shall be credited upon his or her term of imprisonment . . . .” (Id., subd. (a).)
“ ‘[T]erm of imprisonment’ includes any period of imprisonment imposed as a condition
of probation or otherwise ordered by a court in imposing or suspending the imposition of
any sentence.” (Id., subd. (c).)
c. Conduct credit for postjudgment electronic home detention
In addition to actual custody credit under section 2900.5, “section 4019 . . .
offer[s] prisoners in local custody the opportunity to earn ‘conduct credit’ against their
sentences for good behavior.” (People v. Brown (2012) 54 Cal.4th 314, 317, fn. omitted.)
Presentence conduct credit encourages “ ‘ “minimal cooperation and good behavior by
persons temporarily detained in local custody before they are convicted, sentenced, and
committed . . . .” ’ [Citations.]” (People v. Dieck (2009) 46 Cal.4th 934, 939.)
Section 4019 generally provides that a defendant may earn conduct credit at a rate of
two days for every two days spent in local custody. (§ 4019, subds. (b), (c) & (f).)
Section 4019 applies in various circumstances, including “[w]hen a prisoner
participates in a program pursuant to Section 1203.016 . . . .” (§ 4019, subd. (a)(7).)
Although section 4019 expressly authorizes conduct credit for defendants participating
in a postsentencing electronic home detention program under section 1203.016,
section 4019 does not expressly address defendants participating in a presentencing
electronic home detention program under section 1203.018.
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d. People v. Yanez (2019) 42 Cal.App.5th 91In Yanez, the appellate court held that denying eligibility for conduct credit for
time spent on electronic home detention prior to sentencing (see § 1203.018), but making
conduct credit available to defendants who are placed on electronic home detention after
imposition of sentence (see §§ 1203.016, 4019, subd. (a)(7)), violates equal protection.
(Yanez, supra, 42 Cal.App.5th at p. 93.) The trial court in Yanez had “imposed home
detention subject to electronic monitoring as a condition of reducing [the defendant’s]
bail from $480,000 to $100,000. By the time of his sentencing hearing, [the defendant]
had spent 555 days on electronic home detention, in a program authorized by Alameda
County.” (Id. at p. 94.) The trial court granted the defendant credit for his 555 days of
home confinement (see § 2900.5, subd. (a)). (Yanez, supra, at p. 94.) The defendant
argued that he was also entitled to presentence conduct credit under equal protection
principles because postsentencing home detainees were eligible for conduct credit under
section 4019. (Yanez, supra, at p. 94.) The trial court rejected the defendant’s request for
presentence conduct credit.
The appellate court in Yanez concluded that there was “no legitimate, much less a
compelling, reason for treating people participating in an electronic monitoring program
on home detention while awaiting trial and sentencing differently for purposes of conduct
credits than someone serving a sentence in an electronic monitoring program. Under the
relevant statutes, both are subjected to similarly restrictive conditions and both are
avoiding spending time in jail or other local custody.” (Yanez, supra, 42 Cal.App.5th at
p. 100.) In reaching this conclusion, the appellate court in Yanez relied on People v. Sage
(1980) 26 Cal.3d 498 (Sage). In Sage, the California Supreme Court “addressed an
analogous disparity” under former law between convicted felons who were denied
conduct credit for pretrial jail time, and convicted felons who served no jail time before
sentencing but were statutorily entitled to conduct credit against their full prison
sentence. (Yanez, supra, at p. 99.) In Sage, “ ‘[i]t [was] the distinction between the
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detainee/felon and the felon who serves no presentence time that raises equal protection
problems.’ ” (Yanez, supra, at p. 99, quoting Sage, supra, at p. 507.)
4. Analysis
Defendant contends that based on equal protection principles and Yanez, supra,
42 Cal.App.5th 91, the trial court erred in denying his request for 103 days’ conduct
credit for the time he spent on electronic monitoring before sentencing.
The Attorney General contends that, assuming Yanez was correctly decided,
there is no evidence in the record to show that defendant met the requirements for
obtaining presentence conduct credit under Yanez. According to the Attorney General,
there is no evidence that defendant “was released, either in lieu of bail or with a reduction
in his bail, to a home detention program at all, much less one statutorily authorized under
section 1203.018.” The Attorney General argues that, “[t]o the contrary, the record
shows that [defendant] posted $5,000 bail, and that he was released on his own
recognizance.” Further, regarding the references in the record to “[h]ome confinement
with EMP” and defendant being on supervised release, the Attorney General contends
that it is “unclear if it refers to a statutorily authorized program as contemplated by
section 1203.018” or that the “conditions enumerated under section 1203.018 were met.”
Regarding the 103 days that the court awarded for defendant’s actual time “on the
monitor,” the Attorney General argues that “there is no authority to support a conclusion
that [defendant] was entitled to custody credits while out of custody on his own
recognizance.”
In reply, defendant contends that there is “no evidence” that he posted bail.
According to defendant, the record “unambiguously shows that [he] was ordered
confined at home in lieu of posting $5,000 bail” and that he “was placed on the electronic
monitoring program in lieu of posting $5,000 in bail.” Further, “[o]nly when [he] sought
a modification, which the court granted on September 13, 2019, was he [no] longer
required to wear the electronic monitor.” Regarding the Attorney General’s argument
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that defendant’s home confinement while wearing “an electronic G.P.S.” might not be a
program that complies with section 1203.018, defendant contends that the Attorney
General “should bear the burden” on this issue.
On appeal, “[w]e must indulge in every presumption to uphold a judgment, and it
is defendant’s burden on appeal to affirmatively demonstrate error – it will not be
presumed. [Citation.]” (People v. Garcia (1987) 195 Cal.App.3d 191, 198.) In seeking
presentence conduct credit for his time “on the monitor,” defendant must establish that
his participation in that monitoring program met the requirements and conditions of
section 1203.018. (See Raygoza, supra, 2 Cal.App.5th at p. 601 [“the focus is properly
on whether the placement met certain custodial conditions and standards” under
section 1203.018].)
Defendant thus has the burden on appeal to show that he is entitled to an
additional 103 days’ conduct credit. As we have explained, a defendant is entitled to
custody credit for actual time on electronic home detention prior to sentencing under
section 1203.018 (§ 2900.5, subd. (a)), and such a defendant is also eligible for conduct
credit (Yanez, supra, 42 Cal.App.5th at p. 93).
In this case, the parties dispute whether the record is sufficient to establish that
defendant’s time “on the monitor,” as characterized by the trial court, constituted
participation in an electronic home detention program under section 1203.018.
On the one hand, the record does not reflect whether the board of supervisors of
Santa Cruz County authorized an electronic home detention program pursuant to
section 1203.018 (see id., subd. (b)) and, if so, whether defendant’s time “on the monitor”
was pursuant to that program. (Cf. Raygoza, supra, 2 Cal.App.5th at p. 600 [appellate
court found “no dispute that appellant was enrolled in the county’s electronic monitoring
program,” “[n]or [was] there any dispute that appellant’s electronically monitored
confinement was subject to the conditions described in section 1203.018”]; see also id. at
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p. 602.) The meaning of the references to $5,000 bail in the various minute orders is also
unclear.
On the other hand, section 2900.5, subdivision (a) authorizes credit for “days
served in home detention pursuant to Section . . . 1203.018.” To the extent the trial
court’s award of 103 days for time “on the monitor” was pursuant to this subdivision, it
would reflect a determination by the trial court that defendant’s time “on the monitor”
met the requirements of section 1203.018. We also observe that when defendant
requested conduct credit pursuant to Yanez at sentencing, the prosecutor never objected
on the ground that defendant’s time “on the monitor” did not meet the requirements of
section 1203.018.
In view of (1) the lack of clarity in the record regarding the factual question of
whether defendant’s time “on the monitor” was pursuant to an electronic home detention
program under section 1203.018, (2) the trial court’s ambiguous statement that it was
denying defendant’s request for conduct credit because its “reading of the statutes is
different than the courts,” and (3) the parties’ agreement that a remand may be necessary
for the trial court to make the requisite factual determinations, we will remand the matter
to the trial court to determine whether defendant participated in an electronic home
detention program under section 1203.018 and, if so, to calculate defendant’s conduct
credit for the time spent in that program (see Yanez, supra, 42 Cal.App.5th at p. 93).
B. Probation Period
After our prior opinion was filed, Penal Code section 1203.1 was amended to
provide that felony defendants may be placed on probation “for a period of time not
exceeding two years.” (Id., subd. (a), as amended by Stats. 2020, ch. 328, § 2, eff. Jan. 1,
2021.) This two-year probation limit does not apply to specified offenses, including
violent felonies (§ 667.5, subd. (c)), certain theft-related offenses, and offenses that
include specific probation lengths within its provisions. (§ 1203.1, subd. (m)(1), (2).)
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In supplemental briefing, defendant contends that the amendment limiting
probation to two years applies retroactively to his case. He argues that none of the
exceptions to the two-year probation limit applies to him, and that the trial court should
be directed to reduce his probation term from three years to two years.
The Attorney General contends in supplemental briefing that the amendment
limiting probation to two years does not apply retroactively to defendant. To the extent
the amendment does apply retroactively, the Attorney General argues that the matter
should be remanded to the trial court “to utilize its discretion in deciding whether to
impose a two-year probation term” and to allow “the People . . . the opportunity to either
agree to the new term or to withdraw from the plea agreement.”
In view of our determination that the matter must be remanded regarding
defendant’s entitlement to conduct credit, the trial court shall also consider in the first
instance whether section 1203.1, subdivision (a) as amended effective January 1, 2021,
applies retroactively to defendant and, if so, the appropriate remedy.
IV. DISPOSITION
The judgment is reversed. The matter is remanded to the trial court with
directions to determine:
(1) whether Penal Code section 1203.1, subdivision (a) as amended effective
January 1, 2021, applies retroactively to defendant and, if so, the appropriate remedy; and
(2) to the extent the amount of conduct credit is not thereby rendered moot,
whether defendant participated in an electronic home detention program under Penal
Code section 1203.018 and, if so, to calculate defendant’s conduct credit for time spent in
that program.
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BAMATTRE-MANOUKIAN, J.
WE CONCUR:
GREENWOOD, P.J.
ELIA, J.
People v. Hautman
H047735