People v. Cardenas

Filed 8/7/20
See dissenting opinion
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E070624
v. (Super.Ct.No. RIF1601208)
PEDRO JORGE CARDENAS, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Mac R. Fisher and
Charles J. Koosed, Judges. Affirmed in part, vacated in part, and remanded with
directions.
Mary Woodward Wells, under appointment by the Court of Appeal, for Defendant
and Appellant.
Xavier Becerra, Attorney General, Julie L. Garland, Assistant Attorney General,
Melissa Mandel, Collette Cavalier and Tami F. Hennick, Deputy Attorneys General, for
Plaintiff and Respondent.
1
This appeal involves a brief encounter between two groups of strangers in a
restaurant parking lot at closing time, in which quickly escalating tensions resulted in a
shooting. One man was killed, and three others were injured.
Pedro Jorge Cardenas was one of the shooters. He was convicted by jury trial on
one count of murder, two counts of attempted murder, and one count of assault with a
firearm, and he pled guilty to one count of being a felon in possession of a firearm.
The trial court instructed the jury on the kill zone theory as to the attempted
murder counts. We conclude that the evidence was insufficient to justify instructing on
the kill zone theory under People v. Canizales (2019) 7 Cal. 5th 591 (Canizales), and the
error was prejudicial. We therefore vacate the attempted murder convictions.
On the felon in possession count, Cardenas argues that his rights under People v.
Arbuckle (1978) 22 Cal. 3d 749 (Arbuckle) were violated because he was sentenced by a
different judge from the one who took his guilty plea. Cardenas did not object on that
basis at sentencing, but he cites People v. Bueno (2019) 32 Cal. App. 5th 342 (Bueno) for
the proposition that he did not thereby forfeit the issue. We disagree with Bueno and
hold that Cardenas forfeited the Arbuckle issue by failing to raise it at sentencing.
Apart from correcting certain clerical errors in the abstract of judgment, we
otherwise affirm.
2
BACKGROUND1
In two separate trials (one following an initial mistrial on the murder count), juries
convicted Cardenas of one count of second degree murder of victim Armando H. (Pen.
Code,2 § 187, subd. (a); count 1), two counts of premeditated attempted murder of
victims Christopher (Chris) H. and Juan R. (§§ 187, subd. (a), 664; counts 2 & 3), and
one count of assault with a semiautomatic firearm (§ 245, subd. (b); count 4).3 Before
the first trial, Cardenas pled guilty to being a felon in possession of a firearm (§ 29800,
subd. (a)(1); count 5). In addition, firearm enhancement allegations for the murder count
and one of the attempted murder counts (count 3) were found true, as was a personal
infliction of great bodily injury enhancement for the assault count. (§§ 12022.53,
subd. (d), 12022.7, subd. (a).) Cardenas received a total sentence of 12 years eight
months plus 79 years to life.
A. Prosecution’s Case
On the evening of February 27, 2016, Armando, four of his nephews (including
Chris and Jesse H.), Armando’s father-in-law (Juan), and several others were drinking
beer and listening to live music at a restaurant and bar. The group stayed until closing
1 We take these facts from the first jury trial in early 2017. Cardenas does not raise
any issues from the second trial at which he was convicted of second degree murder.
2 Unlabeled statutory references are to the Penal Code.
3 We refer to the victims and their associates by their first names, with or without
last initials, to preserve the victims’ anonymity. (Cal. Rules of Court, rule 8.90(b).) No
disrespect is intended.
3
time and left minutes before 2:00 a.m. the following morning. Everyone exited together
and headed into the parking lot. Armando, Chris, and Jesse were among the first to exit
the restaurant; Juan was the last to leave.
Video recordings from two different locations in the parking lot captured what
happened there. Those recordings were introduced and played for the jury. Our
description of how the incident transpired is based primarily on our viewing of those
recordings. Cardenas identified himself and Luis in the recordings.
In the parking lot, Chris and Jesse both noticed two men, later identified as
Cardenas and Luis, whom they did not know or recognize, walking toward them in an
aggressive manner.4 When the two groups encountered one another, a verbal altercation
ensued. Luis was the initiator and said something like “‘what’s up’” in an argumentative
and aggressive manner. Jesse and Armando both responded in kind. Armando said in
Spanish, “Que onda, pendejo,” which Jesse explained roughly translates as “what’s up,
asshole.”
At that point, the parties were in the following relative positions, from Cardenas’s
perspective: In front of Cardenas and Luis were three empty parking spots, bounded by
an SUV parked in a spot to Cardenas’s right and a sedan parked in a spot to Cardenas’s
left. To the right of the SUV was another empty spot and then a third parked car.
Armando and his companions were in the empty spots between the SUV and the sedan,
with Armando standing directly in front of Cardenas and Luis. Chris and Jesse were
4 Luis or Luison was identified by Cardenas by his first name only.
4
close to Armando but slightly behind him and to Cardenas’s right. The other members of
Armando’s group were standing loosely behind Armando, Chris, and Jesse, close to the
SUV. Armando was standing roughly 15 feet away from Luis, who was slightly closer
than Cardenas.
Armando, Chris, and Jesse advanced toward Luis and Cardenas. Armando raised
his arms outward and held his palms open. Chris described this stance as Armando being
in “fighting form” but not “like he was going to punch somebody,” because his palms
remained open. Cardenas, whose nickname is Spanky, responded, “‘What’s up? This is
Spanky.’” No one in Armando’s group was armed with any kind of weapon.
Luis was holding a gun at his side, pointing it toward the ground.5 Cardenas
pulled a gun out from his waistband. As soon as Chris noticed Cardenas’s gun (he had
not noticed Luis’s), Chris started to back away toward the SUV to take cover. Jesse also
backed away from Cardenas and Luis toward the SUV, which is where everyone else
headed except Armando and Juan. Armando did not move. Juan had exited the
restaurant only moments earlier (six seconds before the shooting began) and was coming
around the far end of the sedan (i.e., the end of the sedan further from Cardenas).
Just seconds after pulling out his gun, Cardenas began shooting without warning.
Cardenas aimed directly at Armando. After Cardenas fired the first shot, Armando
doubled over but remained standing. Armando turned to the side and started to move
5 It is not clear when Luis pulled out his gun, but it was not visible when the groups
encountered one another.
5
toward the nearby SUV. As Armando turned, Cardenas fired a second shot, and Luis
fired a shot too, also appearing to aim at Armando. One second transpired between the
first and third shots.
At that one second mark, Juan turned to take cover behind the sedan. He appears
to have been hit immediately by a bullet on his left leg or foot. Juan picked up that foot
and started hopping and limping toward the sedan, which he ducked behind.
When Armando turned toward the SUV immediately after the first shot was fired,
Luis and Cardenas simultaneously began retreating. At first both men were walking
backward and continued to shoot in Armando’s direction. The second shot from
Cardenas and the first shot from Luis were taken during their initial steps backward.
After Cardenas fired the third shot, as Armando and his companions retreated
toward the far end of the SUV, Cardenas turned and started running to his right, putting
the SUV, the fourth empty spot, and the third car between himself and Armando’s group.
Luis turned and ran too, following Cardenas around the SUV, the fourth empty spot, and
the third car. Both men fired several additional shots while running away, with the SUV
and the third car separating them from Armando and his group.
After rounding the near end of the third car, Cardenas and Luis turned left and
fled. The path of their flight took them past the far end of the third car and then past the
corner of the restaurant building, out of view of the video cameras. For at most one or
two seconds, when Cardenas and Luis had passed the far end of the third car but had not
yet passed the corner of the building, there were no obstructions separating them from
6
most of the members of Armando’s group, who were huddled behind the SUV. But the
videos show that by then Cardenas and Luis were no longer firing.
The entire incident—from the initial encounter to Cardenas’s and Luis’s flight
from the scene—lasted 30 seconds. Less than 10 seconds transpired between the first
shot and Luis’s departure from the parking lot.
Armando was shot six times—once in the right chest, once in the abdomen, and
four times in the left leg. He died later that morning. Juan was shot in the foot. Chris
was shot on the back side of his right ankle above the Achilles tendon. He was not sure
when he was shot. A glass window in the restaurant was shattered, and a man inside was
struck in the back by at least one bullet.
Detectives collected 15 shell casings from the scene—seven from a nine-
millimeter semiautomatic handgun and eight from a .38 Super semiautomatic handgun.
One casing was found approximately 40 feet from the site of the initial encounter; the
remainder were closer.
B. Cardenas’s Testimony
Cardenas testified on his own behalf. He and Luis had been waiting in their car
for a companion to return from the restaurant, and they eventually decided to approach
the restaurant on foot in order to find her. Cardenas had a loaded nine-millimeter
handgun stored in the trunk of the car, and he put it in his waistband before heading
toward the restaurant. He brought the gun with him “just in case” because he and Luis
7
had been involved in a shooting in the same parking lot two weeks earlier. Cardenas
knew that Luis also was carrying a loaded gun, a “.38 Super.”
Some of the people in Armando’s group responded by “going off” after Luis
pulled out his gun and said that they did not care that Luis had a gun. Cardenas pulled his
gun out from his waistband because being surrounded by so many people caused him to
fear for his life. Chris was standing closest to Cardenas. Cardenas heard “someone clock
[sic] their gun” but did not see a gun. Some of the other men, including Armando, may
have been armed or had unspecified objects in their hands, which could have been
weapons, but Cardenas was not certain.
Cardenas fired the first shot at Armando because he thought Armando was going
to kill him. Cardenas thought Armando might have had a concealed weapon. Cardenas
aimed directly at Armando when he fired the first two shots and continued to shoot in
Armando’s direction when he ran away because he wanted to hit Armando.
Cardenas acknowledged that after the first two shots he was firing at people who
were running for cover, but he could not say specifically whom he was targeting. He
described the people whom he was targeting during his retreat as “the people [who] were
coming towards [him].”
8
DISCUSSION
A. Kill Zone Jury Instruction
Cardenas contends that there was not sufficient evidence to warrant instructing the
jury on the kill zone theory for the attempted murder counts and that giving the
instruction amounted to prejudicial error. We agree.
1. Canizales and the Kill Zone Theory
The trial court instructed the jury on attempted murder with CALCRIM No. 600,
stating that one of the ways in which Cardenas could be found guilty of attempted murder
was if he created a kill zone and intended to kill everyone within that zone as a means of
killing Armando.6 The jury also was instructed that it could find Cardenas guilty of
attempted murder if he intended to kill Chris and Juan specifically or as an aider and
abettor to Luis. In closing argument, the prosecutor argued that Cardenas was guilty of
attempted murder under the kill zone theory and as an aider abettor. The prosecutor did
not otherwise argue that Cardenas possessed the requisite specific intent to kill Chris and
Juan.
6 The jury was instructed that the prosecution had to prove two elements to prove
attempted murder: “1. The defendant took at least one direct but ineffective step toward
killing another person; [¶] AND [¶] 2. The defendant intended to kill that person.” The
jury was instructed as follows concerning the kill zone theory: “A person may intend to
kill a specific victim or victims and at the same time intend to kill everyone in a
particular zone of harm or ‘kill zone.’ In order to convict the defendant of the attempted
murder of [Juan] or [Chris], the People must prove that the defendant not only intended to
kill [Armando] but also . . . intended to kill everyone within the kill zone. If you have a
reasonable doubt whether the defendant intended to . . . kill [Armando] by killing
everyone in the kill zone, then you must find the defendant not guilty of the attempted
murder of [Juan] or [Chris].”
9
The elements of attempted murder are “specific intent to kill and the commission
of a direct but ineffectual act toward accomplishing the intended killing.” (People v. Lee
(2003) 31 Cal. 4th 613, 623.) “When a single act is charged as an attempt on the lives of
two or more persons, the intent to kill element must be examined independently as to
each alleged attempted murder victim; an intent to kill cannot be ‘transferred’ from one
attempted murder victim to another under the transferred intent doctrine.” (Canizales,
supra, 7 Cal.5th at p. 602.) But consistent with those requirements, the kill zone theory,
which was first approved by the Supreme Court in People v. Bland (2002) 28 Cal. 4th
313, 327, 330 (Bland), “yields a way in which a defendant can be guilty of the attempted
murder of victims who were not the defendant’s ‘primary target.’” (People v. McCloud
(2012) 211 Cal. App. 4th 788, 797 (McCloud).)
The Supreme Court recently reexamined the kill zone theory in Canizales with the
express goal of “more clearly defining” the theory. (Canizales, supra, 7 Cal.5th at
p. 606; id. at p. 607.) To that end, Canizales held “that the kill zone theory for
establishing the specific intent to kill required for conviction of attempted murder may
properly be applied only when a jury concludes: (1) the circumstances of the defendant’s
attack on a primary target, including the type and extent of force the defendant used, are
such that the only reasonable inference is that the defendant intended to create a zone of
fatal harm—that is, an area in which the defendant intended to kill everyone present to
ensure the primary target’s death—around the primary target and (2) the alleged
attempted murder victim who was not the primary target was located within that zone of
10
harm.” (Canizales, at p. 607.) “Taken together, such evidence will support a finding that
the defendant harbored the requisite specific intent to kill both the primary target and
everyone within the zone of fatal harm.” (Ibid.)
Canizales instructed that “[i]n determining the defendant’s intent to create a zone
of fatal harm and the scope of any such zone, the jury should consider the circumstances
of the offense, such as the type of weapon used, the number of shots fired (where a
firearm is used), the distance between the defendant and the alleged victims, and the
proximity of the alleged victims to the primary target.” (Canizales, supra, 7 Cal.5th at
p. 607.) This determination “does not turn on the effectiveness or ineffectiveness of the
defendant’s chosen method of attack.” (Id. at p. 611.) “Evidence that a defendant who
intends to kill a primary target acted with only conscious disregard of the risk of serious
injury or death for those around a primary target does not satisfy the kill zone theory.”
(Id. at p. 607.)
Further emphasizing the point that the kill zone theory applies only if the
defendant specifically intends to kill a primary target by killing everyone in the primary
target’s vicinity, Canizales quoted with approval the description of the theory in People
v. Medina (2019) 33 Cal. App. 5th 146, 156 (Medina): The kill zone theory does not apply
when “‘the defendant merely subjected persons near the primary target to lethal risk.
Rather, in a kill zone case, the defendant has a primary target and reasons [that] he cannot
miss that intended target if he kills everyone in the area in which the target is located. In
11
the absence of such evidence, the kill zone instruction should not be given.’” (Canizales,
supra, 7 Cal.5th at p. 607, quoting Medina, supra, at p. 156.)
Given the strict requirements of the kill zone theory—the defendant must have
specifically intended to kill everyone in the area around the primary target as a means of
killing the primary target—and given that the instruction should only be given if the
evidence would support a jury finding that the only reasonable inference is that the
defendant intended to create a kill zone, Canizales predicted that there should “be
relatively few cases in which the theory will be applicable and an instruction
appropriate.” (Canizales, supra, 7 Cal.5th at p. 608.) The Court further cautioned “that
trial courts must be extremely careful in determining when to permit the jury to rely upon
the kill zone theory.” (Id. at p. 597; id. at p. 608 [“Trial courts should tread carefully
when the prosecution proposes to rely on such a theory . . .”].) And the Supreme Court
has repeatedly explained that a kill zone instruction is never required. (People v. Stone
(2009) 46 Cal. 4th 131, 137; People v. Smith (2005) 37 Cal. 4th 733, 746 (Smith); Bland,
supra, 28 Cal.4th at p. 331, fn. 6.)
Turning to the facts before it in Canizales, the Supreme Court concluded that there
was not sufficient evidence to warrant giving the kill zone instruction. (Canizales, supra,
7 Cal.5th at pp. 609-611.) There, the two defendants fired handguns at two rival gang
members attending an outdoor block party. (Id. at p. 599.) One of the defendants fired
five shots from a nine-millimeter handgun at the primary target from 100 to 160 feet
away on a “wide city street” with easy escape routes. (Id. at p. 611.) The primary target
12
fled down the street in the opposite direction after the first shot, which is when “the
bullets were ‘going everywhere.’” (Ibid.) No one was struck by a bullet. (Ibid.) The
Court concluded that “the evidence . . . was not sufficient to support a reasonable
inference that [the] defendants intended to create a zone of fatal harm around a primary
target.” (Id. at p. 610.)
2. Insufficient Evidence to Support Giving the Kill Zone Instruction
We too conclude that there was not sufficient evidence here to support a jury
determination that the only reasonable inference from the circumstances of the attack was
that Cardenas intended to create a zone of fatal harm as a means of killing Armando.
The record contains substantial evidence from which the jury could infer that
Armando was Cardenas’s primary target in the shooting (Canizales, supra, 7 Cal.5th at
p. 609), and no one disputes this. For the first two shots that Cardenas fired within the
first second, Cardenas pointed the gun directly at Armando (or in his direction) from 15
feet away. Although the groups of men were strangers and had no history with each
other, Armando was leading the group of men that was advancing toward Luis and
Cardenas during the brief verbal confrontation. Armando was the most vocal person
from his group during that encounter. Armando also was holding his arms up in what
one of his nephews described as “fighting form.” The remaining shots were fired toward
the location where Armando sought shelter by the SUV. That is sufficient evidence that
Armando was Cardenas’s primary target.
13
To justify instructing on the kill zone theory, however, the evidence must show
more than the existence of a primary target. (Canizales, supra, 7 Cal.5th at p. 609.)
There also must be sufficient evidence “to support a jury determination that the only
reasonable inference from the circumstances of the offense is that a defendant intended to
kill everyone in the zone of fatal harm” as a means of killing that primary target. (Id. at
p. 608.) That is not present here.
This 10-second shooting occurred in two distinct phases, which we analyze
separately. The first phase occurred in the first second of the shooting. During that
phase, Armando was standing 15 feet directly in front of Cardenas and Luis. Armando
did not move to seek cover when either Luis or Cardenas pulled out their handguns.
Cardenas pointed the gun directly at Armando and fired his first two shots. No one else
was standing next to Armando when those shots were fired. Chris and Jesse were behind
and to the side of Armando and started to move toward the SUV for cover when they saw
Cardenas’s gun—by the time the first shots were fired, Chris and Jesse appeared (on the
video) to be at least five feet to Armando’s left. Juan was the only person who was not
already seeking cover behind any parked car. Juan was struck by a bullet within that first
second. However, when he was struck, Juan was standing at least one car’s length behind
Armando, having just walked past the far end of the sedan and emerged from behind it.
In fact, Armando was standing directly in between Juan and the shooters. With the
targets and the shooters standing in that formation, killing Juan could not have been a
means of killing Armando. Nor did the manner in which Cardenas fired his gun have any
14
tendency to show that he was attempting to create a zone of fatal harm around Armando.
Cardenas did not sweep his arm from side to side or spray the area with bullets. Instead,
he pointed the gun in the direction of his target, Armando, and fired two shots from close
range. There therefore was not sufficient evidence from which a jury could conclude that
even a reasonable inference—let alone the only reasonable inference—was that during
this first phase of the attack, Cardenas intended to create a kill zone in order to kill
Armando.
The same holds true for the second phase of the attack, which started when
Armando moved toward the SUV to seek cover with the other men standing there.
Cardenas and Luis simultaneously started their retreat out of the parking lot. During the
first phase of the attack, there were no objects separating the shooters from Armando and
most of his companions. A few of the men were partially obstructed because they were
already behind the SUV, but the rest were, like Armando, completely unprotected. Also,
when the shooting started, the distance between Armando’s companions and the shooters
was not much greater than the distance between Armando and the shooters. Thus, had
Cardenas stayed where he was when he started shooting, he would have had an
unobstructed and short line of fire at both Armando and (most of) the other men.
But Cardenas did not stay where he was. Instead, he retreated along a route that
created two obstructions, putting the SUV and the third car between him and Armando’s
group. Cardenas’s retreat also took him farther away from Armando’s group—one shell
casing was found 40 feet away from where the group took shelter by the SUV. Because
15
Juan sought cover behind the sedan, Cardenas’s retreat took Cardenas even farther away
from Juan than from the rest of the group.7 Thus, during the second phase of the
shooting, Cardenas’s retreat caused his line of fire at Armando and the group of men to
become obstructed and longer. (As noted previously, for at most one or two seconds at
the end of Cardenas’s and Luis’s flight from the parking lot there were no obstructions
separating them from most of Armando’s group, but Cardenas and Luis were no longer
firing at that point.) Having repeatedly viewed both video recordings of the shooting, we
do not see how a jury could reasonably infer that Cardenas specifically intended to kill
everyone around Armando as a means of killing Armando. Moreover, there are
numerous alternative reasonable inferences, such as that Cardenas’s intention in
continuing to fire while retreating was just to facilitate his escape, or to frighten
Armando’s companions. In sum, as with the first phase of the attack, the record does not
contain sufficient evidence from which a jury could conclude that even a reasonable
inference—let alone the only reasonable inference—was that during the second phase of
the attack Cardenas intended to create a kill zone in order to kill Armando.
7 To repeat the relative positions of the parties and vehicles: From Cardenas’s
perspective when the shooting began, Armando was standing straight ahead in the three
empty parking spots, the sedan was parked to Cardenas’s left, and the SUV was parked to
Cardenas’s right, followed by a fourth empty spot and then the third car. Juan emerged
from behind the sedan just before the shooting began, and he was immediately wounded
and retreated behind the sedan. After the first two shots, Cardenas retreated to his right,
around the SUV, the fourth empty spot, and the third car, while Armando and his
companions took shelter behind the SUV and Juan remained behind the sedan.
16
The analysis does not change if the two phases of the attack are aggregated and
considered together. Cardenas and Luis initially fired directly at Armando from point
blank range and then fled, placing two vehicles and additional distance between
themselves and Armando’s group while firing additional shots as they ran. For all of the
reasons already discussed, the episode considered as a whole cannot support a reasonable
inference that Cardenas intended to create a kill zone in order to kill Armando.
To be sure, Cardenas’s conduct subjected everyone near and around Armando “‘to
lethal risk.’” But that is not enough to warrant a kill zone instruction. (Canizales, supra,
7 Cal.5th at p. 607; Medina, supra, 33 Cal.App.5th at p. 156.)
The People contend that the circumstances of the attack here constituted a kill
zone because the circumstances differ “from Canizales in nearly every one of the
pertinent circumstances identified by the California Supreme Court”—namely, closer
proximity, more combined bullets fired by Cardenas and Luis, and the purported lack of
an “easy escape” route. We are not persuaded. The existence of factual distinctions
between this case and Canizales is not sufficient to show that the kill zone instruction
was warranted here. For the reasons we have already explained, the evidence in this case
does not support a reasonable inference that Cardenas specifically intended to kill
everyone around Armando as a means of killing Armando.
We are similarly unpersuaded by the People’s reliance on a post-Canizales
decision of the Court of Appeal, People v. Cerda (2020) 45 Cal. App. 5th 1, review
17
granted May 13, 2020, S260915 (Cerda). The People fail to argue that there are any
material factual similarities between the instant case and Cerda, and we see none.
In sum, whether the two phases of the attack are considered separately or together,
the evidence does not support a reasonable inference that Cardenas specifically intended
to kill Armando by killing everyone in the area in which Armando was located. The trial
court therefore erred by instructing the jury on the kill zone theory.
3. Prejudicial Error to Instruct on the Kill Zone Theory
Because the evidence was not sufficient to justify instructing the jury on the kill
zone theory and the jury was instructed on a legally inadequate theory, the trial court
erred by giving the instruction. That error requires reversal unless it was harmless
beyond a reasonable doubt under Chapman v. California (1967) 386 U.S. 18, 24
(Chapman).8 (Canizales, supra, 7 Cal.5th at p. 614; Aledamat, supra, 8 Cal.5th at p. 13.)
We conclude that it was not harmless beyond a reasonable doubt.
Under Chapman, supra, 386 U.S. 18, error is harmless if the record shows
“beyond a reasonable doubt that the error complained of did not contribute to the verdict
obtained.” (Id. at p. 24.) In other words, we must determine “‘whether it is clear beyond
8 We agree with the parties that the Chapman harmlessness standard applies to
Cardenas’s claim of error. As we describe below, the instruction here was identical to
that given in Canizales, and the prosecutor’s argument was similarly misleading.
(Canizales, supra, 7 Cal.5th at p. 613.) Therefore, as in Canizales, “there is a
‘“reasonable likelihood”’ that the jury understood the kill zone theory in a legally
impermissible manner.” (Ibid.) When the jury is instructed on a legally inadequate
theory, the Chapman standard applies. (People v. Aledamat (2019) 8 Cal. 5th 1, 13
(Aledamat); In re Rayford (2020) 50 Cal. App. 5th 754, 781-783.)
18
a reasonable doubt that a rational jury would have rendered the same verdict absent the
error.’” (Canizales, supra, 7 Cal. 5th at p. 615.) Reversal is required if there is “‘a
reasonable possibility’” that the error may have contributed to the verdict. (Chapman, at
p. 24.)
We cannot say beyond a reasonable doubt that the jury would have reached the
same verdict on the attempted murder counts absent the instructional error. The evidence
was sufficient to support a finding that Cardenas specifically intended to kill Chris and
Juan, but it was not overwhelming, particularly as to Juan. Cardenas fired a gun in the
direction of both men. (Smith, supra, 37 Cal.4th at p. 742 [“the very act of firing a
weapon ‘“in a manner that could have inflicted a mortal wound had the bullet been on
target’” is sufficient to support an inference of intent to kill”].) In addition, Chris was
near Armando during the verbal confrontation until he moved away upon seeing the guns,
and he initially advanced toward Luis and Cardenas along with Armando. From that
evidence, the jury could have reasonably inferred that Cardenas possessed the requisite
specific intent to kill Chris and Juan. But there also was evidence from which a jury
could have reasonably inferred that Cardenas intended to kill only Armando—Cardenas
fired directly at Armando from close range and then, while fleeing, continued to fire
toward the area in which Armando had taken cover. Given the multiple reasonable
inferences that the jury could have drawn about Cardenas’s intent to kill, it is not clear
beyond a reasonable doubt that the jury would have reached the same conclusion on the
attempted murder counts in the absence of the kill zone instruction.
19
Both the kill zone instruction itself and the prosecutor’s misstatement of the kill
zone theory in closing argument further support the finding of prejudice. Both “had the
potential to cause confusion regarding the application of the kill zone theory.”
(Canizales, supra, 7 Cal.5th at p. 616.) Canizales involved the same instruction that was
given here—CALCRIM No. 600—and explained why it is problematic. “Beyond its
reference to a ‘particular zone of harm,’ the instruction provided no further definition of
the term ‘kill zone.’ Nor did the instruction direct the jury to consider evidence regarding
the circumstances of [Cardenas’s] attack when determining whether [he] ‘intended to kill
[Armando] by killing everyone in the kill zone.’” (Canizales, at p. 613.) The instruction
therefore created the potential for confusion by allowing the jury to apply the kill zone
theory without taking into account the particular circumstances of the attack.
The prosecutor’s argument about the kill zone “substantially aggravated the
potential for confusion.” (Canizales, supra, 7 Cal.5th at p. 613.) The prosecutor told the
jury: “[B]asically if you’re shooting into a crowd of people, the people that are in that
immediate area, if you’re willing to kill them, you’re guilty of the attempt murder. So in
theory, one bullet can create attempt murder as to multiple people because, depending on
where you are—like if you’re standing all the way across the parking lot and you’re
shooting back at a small group of people, trying to hit those one or two people, all those
bullets, they put everybody in that cone of danger, that zone of danger. Those people are
all victims of attempt murder because your actions show that you’re willing to kill them.”
And then the prosecutor reiterated: “So you shoot at a crowd, you’re willing to kill
20
anyone in there, you’re in the kill zone. The defendant’s responsible for it. That shows
his intent to kill you.”9
As described by the prosecutor, the kill zone theory does not require a primary
target. But that is incorrect—without a primary target, the kill zone theory is
categorically inapplicable. (Canizales, supra, 7 Cal.5th at p. 608 [“evidence of a primary
target is required”].) Moreover, as presented by the prosecutor, the kill zone theory did
not require specific intent to kill anyone. Rather, mere “willing[ness] to kill anyone”
(whatever that means) suffices. As in Canizales, such a description of the theory
“essentially equated attempted murder with implied malice murder.” (Id. at p. 614.)
Consequently, “the prosecutor’s argument had the potential to mislead the jury to believe
that the mere presence of a purported victim in an area in which he or she could be fatally
shot is sufficient for attempted murder liability under the kill zone theory.” (Ibid.)
The prosecutor’s legally erroneous argument was particularly prejudicial because
the prosecutor relied almost exclusively on the kill zone theory in support of the
attempted murder counts. The prosecutor never argued that there was any evidence that
Cardenas shot Chris and Juan because he specifically intended to kill them. Apart from
the kill zone theory, the only other theory offered by the prosecutor was that Cardenas
aided and abetted Luis.
9 The prosecutor’s description of the kill zone theory is similar to the prosecutor’s
description in Canizales. There, “[t]he prosecutor told the jury that under the kill zone
theory, when a defendant is ‘shooting at someone and people are within the zone that
they can get killed, then [the defendant] is responsible for attempted murder as to the
people who are within the zone of fire.’” (Canizales, supra, 7 Cal.5th at pp. 613-614.)
21
The People argue that any error was harmless beyond a reasonable doubt, but they
do not explain how the analysis of the issue here should differ from the analysis in
Canizales despite the apparent similarities. The People also fail to discuss the
prosecutor’s closing argument.
Given “the potential for confusion created by the attempted murder instruction in
combination with the prosecutor’s argument” and the lack of overwhelming evidence that
Cardenas specifically intended to kill Chris and Juan (Canizales, supra, 7 Cal.5th at
p. 617), we conclude that it is not clear beyond a reasonable doubt that a reasonable jury
would have returned the same verdict on the two attempted murder counts absent the
instructional error.10
10 The dissent does not disagree with our conclusion that it was error to instruct the
jury on the kill zone theory. But the dissent concludes that the error was harmless
because (1) the record contains substantial evidence that Cardenas intended to kill Chris
and Juan (dis. opn. post, at p. 4), and (2) the findings that the attempted murders were
willful, deliberate, and premeditated are “inconsistent with the conclusion that the jury
relied upon the kill zone theory” (id. at p. 6). Neither argument has merit. In Canizales,
the Supreme Court concluded that instructing the jury on the kill zone theory was
prejudicial error even though the record contained substantial evidence that the defendant
specifically intended to kill the attempted murder victim. (Canizales, supra, 7 Cal.5th at
pp. 616-618.) And a defendant can willfully, deliberately, and with premeditation try to
kill a primary target by killing everyone in the area in which the primary target is
located—there is no inconsistency between the kill zone theory and willfulness,
deliberation, and premeditation. In addition, the dissent contains several other errors that
appear to play important roles in the dissent’s reasoning. For example, we do not
“agree[] that all three victims were in a kill zone” (dis. opn., post, at p. 2), Cardenas did
not testify that he “specifically intended to kill each member of Armando’s group” (dis.
opn., post, at p. 3), and we do not take issue with the statement that, in conducting
harmless error analysis under Chapman, “the reviewing court must determine beyond a
reasonable doubt that a reasonable jury would have rendered the same verdict absent the
error” (dis. opn., post, at p. 5 & fn. 2).
22
B. Sufficiency of the Evidence of Specific Intent to Kill
Cardenas further contends that the attempted murder convictions were not
supported by substantial evidence that he specifically intended to kill either Juan or Chris.
As we mentioned in our prejudice analysis concerning the kill zone instruction, we
disagree.
“The act of firing toward a victim at a close, but not point blank, range ‘in a
manner that could have inflicted a mortal wound had the bullet been on target is
sufficient to support an inference of intent to kill.”’ (People v. Chinchilla (1997) 52
Cal. App. 4th 683, 690; Smith, supra, 37 Cal.4th at p. 742.) Even if “the shooter merely
perceiv[es] the victim as ‘a momentary obstacle or annoyance,’ the shooter’s purposeful
‘use of a lethal weapon with lethal force’ against the victim, if otherwise legally
unexcused, will itself give rise to an inference of intent to kill.”11 (Smith, at p. 742.)
Applying those principles, and viewing the evidence in the light most favorable to
the judgment and “presuming the existence of every fact the jury could reasonably
deduce from the evidence in support of the judgment” (Smith, supra, 37 Cal.4th at
p. 742), we conclude that there was sufficient evidence that Cardenas specifically
intended to kill Chris and Juan. Cardenas pointed a gun in the direction of both men and
11 In reviewing a sufficiency of the evidence claim, our role is limited. We review
the entire record to determine whether it discloses reasonable and credible evidence to
allow a rational trier of fact to determine guilt beyond a reasonable doubt. (Smith, supra,
37 Cal.4th at pp. 738-739.) We draw all reasonable inferences in favor of the judgment.
(Id. at p. 739.) Matters of credibility of witnesses and the weight of the evidence are
“‘“the exclusive province’”” of the trier of fact. (Ibid.)
23
fired multiple shots in their direction. Aside from Armando, Juan was the only other
person from the group who was in Cardenas’s direct line of fire during the first second.
Cardenas pointed a gun in Juan’s direction and fired. The jury could reasonably infer
from that evidence that Cardenas specifically intended to kill Juan.
The evidence of specific intent to kill was stronger as to Chris. Chris was standing
close to Armando throughout the verbal confrontation, until he saw Cardenas’s gun.
Chris advanced toward Cardenas along with Armando and Jesse. While Cardenas
provided conflicting evidence about whom he was targeting, Cardenas at one point said
that he was targeting the people who were coming toward him, which would have
included Chris. From this evidence, the jury could have drawn a reasonable inference
that Cardenas specifically intended to kill Chris.
We reject Cardenas’s arguments that there was not sufficient evidence of his
specific intent to kill either man because he did not know them, did not exchange words
with either of them, and “wasn’t looking for a fight or intending to shoot anyone that
night,” and because the bullets struck the men in their feet or ankles. One can
specifically intend to kill a stranger. Cardenas was carrying a loaded semiautomatic
weapon that he placed in his waistband just before encountering Armando’s group.
During a verbal confrontation that had not escalated into any physical violence, Cardenas
pulled out that weapon and fired in the direction of Armando, Juan, and Chris. No one in
Armando’s group had a visible weapon. The jury could reasonably infer that Cardenas
intended to shoot to kill.
24
That the bullets struck Chris and Juan in their feet and ankles similarly does not
show that there was insufficient evidence of specific intent to kill them. One reasonable
inference that could be drawn from that evidence, as Cardenas does, is that Cardenas shot
both men with the intent to injure or to frighten and not the intent to kill. However,
another reasonable inference that could be drawn from that evidence is that Cardenas
intended to shoot to kill both Chris and Juan but had poor aim. (People v. Lashley (1991)
1 Cal. App. 4th 938, 945 [“Nor does the fact that the victim may have escaped death
because of the shooter’s poor marksmanship necessarily establish a less culpable state of
mind”].)
Viewing the evidence in the light most favorable to the judgment, we therefore
conclude that there was sufficient evidence from which the jury could have concluded
that Armando specifically intended to kill both Chris and Juan. Because we conclude
that there was sufficient evidence to support the attempted murder convictions, we vacate
the two attempted murder convictions and remand to allow the prosecutor to retry
Cardenas on those counts.12
C. Sufficiency of the Evidence of Premeditation and Deliberation
Cardenas also contends that there was not sufficient evidence to support the jury’s
findings of premeditation and deliberation for either attempted murder count. We agree
as to Juan but disagree as to Chris.
12 Because we vacate the attempted murder convictions, we do not address
Cardenas’s argument that the attempted murder instruction contained confusing language
unrelated to the kill zone theory.
25
An attempted murder is premeditated and deliberate if it occurs “‘“as the result of
preexisting thought and reflection rather than unconsidered or rash impulse.’”” (People
v. Burney (2009) 47 Cal. 4th 203, 235; People v. Jurado (2006) 38 Cal. 4th 72, 118
(Jurado).) “‘In this context, “premeditated” means “considered beforehand,” and
“deliberate” means “formed or arrived at or determined upon as a result of careful
thought and weighing of considerations for and against the proposed course of action.”’”
(Jurado, supra, at p. 118.) “The process of premeditation and deliberation does not
require any extended period of time.” (People v. Mayfield (1997) 14 Cal. 4th 668, 767,
overruled on other grounds by People v. Scott (2015) 61 Cal. 4th 363, 390, fn. 2; People v.
Lenart (2004) 32 Cal. 4th 1107, 1127 [“We have never required that there be an extensive
time to premeditate and deliberate”].) “A reviewing court normally considers three kinds
of evidence to determine whether a finding of premeditation and deliberation is
adequately supported—preexisting motive, planning activity, and manner of killing—but
‘[t]hese factors need not be present in any particular combination to find substantial
evidence of premeditation and deliberation.’” (Jurado, at pp. 118-119; People v.
Anderson (1968) 70 Cal. 2d 15, 26-27.)
Cardenas argues that the attempted murders of Chris and Juan “were but a random
attack,” with no “evidence of prior planning activity or motive to kill.” Although
Cardenas concedes that his act of arming himself evinces preparation, he claims “there
was no evidence [he] went to [the restaurant] to instigate trouble or that he or Luis
specifically armed themselves that night in anticipation of doing so.” Regardless of how
26
Cardenas justified arming himself, the act of taking a loaded weapon with him to the
restaurant is evidence of preparation and planning for involvement in a violent encounter.
(People v. Salazar (2016) 63 Cal. 4th 214, 245 [the “defendant brought a loaded gun with
him to the [restaurant], demonstrating preparation”]; People v. Lee (2011) 51 Cal. 4th 620,
636 [the “defendant brought a loaded handgun with him on the night [the victim] was
killed, indicating [the defendant] had considered the possibility of a violent encounter”];
People v. Romero (2008) 44 Cal. 4th 386, 401 [evidence of planning could be inferred
from the fact that the defendant “brought a gun to the video store where, without any
warning or apparent awareness of the impending attack, [the victim] was shot in the back
of the head”].)
With respect to Chris, there also was evidence of motive to kill, and the manner of
the shooting supports a finding of premeditation and deliberation. Although Chris and
Cardenas do not appear to have exchanged any words (and both said that they did not),
Chris was standing close to Armando during the verbal confrontation until he moved
away upon seeing the guns, and he also was one of the three men who initially advanced
toward Cardenas during that confrontation. Cardenas confirmed that he was shooting at
the “people who were coming toward him.” A reasonable jury could infer from that
evidence that Cardenas had a motive to kill Chris because he perceived Chris as one of
the main aggressors from Armando’s group. Moreover, Cardenas shot five bullets into
the group of men with whom Chris sought cover after Cardenas shot Armando directly
from point blank range. This demonstrates consideration and reflection (however
27
momentary) before Cardenas fired into the group of men that included Chris. From this
evidence along with the evidence of planning and preparation, a jury could reasonably
infer that the attempted murder of Chris was the result of thoughtful consideration and
not the result of an unconsidered spontaneous act.
We reach a different conclusion as to Juan, however. Although the planning
evidence remains the same, there is no evidence of motive, and the manner in which Juan
was shot does not support a finding that the attempted murder was the result of
premeditation and deliberation. Juan was the last to exit the restaurant and was not
involved in the verbal confrontation between the groups. He arrived in the parking lot
and emerged from behind the sedan only a few seconds before being struck by one of the
first shots fired. He was never standing close to Armando, Chris, or Jesse, nor was he
congregating with the larger group of men. Instead, Juan was one car’s length behind
Armando when the shooting began, and Juan was shot in the first second. There was no
evidence that Cardenas had any motive to kill Juan. Moreover, Cardenas shot only two
bullets in that first second in which Juan was in the line of fire along with Armando.
While this is sufficient evidence to support an intent to kill Juan, viewing this evidence in
the light most favorable to the judgment, there is not sufficient evidence from which a
jury could conclude that the attempted murder of Juan was the result of thoughtful
consideration or any reflection.
For all of these reasons, we conclude that the record contains substantial evidence
to support the findings of premeditation and deliberation as to Chris but not as to Juan.
28
Accordingly, the premeditation and deliberation allegation may be retried on remand as
to Chris but not as to Juan.
D. Arbuckle Violation and Forfeiture
Cardenas contends that the matter should be remanded for resentencing because he
was denied his right to be sentenced by the same judge who accepted his plea to being a
felon in possession of a firearm (count 5), in violation of his rights under Arbuckle, supra,
22 Cal. 3d 749. The People counter that Cardenas forfeited the contention by failing to
raise it below and that he agreed to be sentenced on all counts by another judge and thus
expressly waived his Arbuckle right. We agree that Cardenas forfeited the issue by
failing to raise it at sentencing.
1. Guilty Plea on Count 5 and Sentencing
The day before jury selection was set to begin for the first trial, Cardenas indicated
that he intended to plead guilty to count 5, being a felon in possession of a firearm. At a
hearing before Judge Charles J. Koosed the next day, Cardenas entered his guilty plea to
that count, and Judge Koosed accepted it over the People’s objection.
The written plea form that Cardenas and his attorney signed did not contain an
Arbuckle waiver. After accepting Cardenas’s guilty plea, Judge Koosed trailed
sentencing until after the conclusion of the trial. Judge Koosed deferred having Cardenas
provide a factual basis for the guilty plea until the time of sentencing. Neither Judge
Koosed nor the People requested that Cardenas waive his right to be sentenced by Judge
Koosed.
29
After Cardenas was found guilty of the two attempted murder counts and the
assault with a deadly weapon count at the first trial, Cardenas agreed to waive time for
being sentenced on count 5 to allow for a new trial on the murder count to be scheduled.
Regarding an Arbuckle waiver, Judge Koosed said, “I’m not going to take an Arbuckle
waiver either unless you want me to because I believe just wait and see what happens.
[¶] You guys okay with that also?” Neither attorney objected.
Judge Mac R. Fisher presided over the second trial. After the conclusion of that
trial, Judge Fisher asked counsel if he (Judge Fisher) was correct in assuming that he
would be sentencing Cardenas on all matters, including the “verdicts and, probably,
findings” received by Judge Koosed in the first trial. The prosecutor agreed to having
Judge Fisher handle the sentencing on all counts. Defense counsel was unsure if that was
appropriate. The prosecutor and defense counsel conferred off the record and tentatively
agreed that Judge Fisher could sentence Cardenas on all counts with the caveat that they
would further research the matter.
Five months later, Judge Fisher sentenced Cardenas on all counts, including count
5. Defense counsel did not object to Judge Fisher’s presiding at sentencing. No one
mentioned Arbuckle, Cardenas’s right to be sentenced by the same judge who accepted
his guilty plea, or any waiver of that right.
2. Legal Analysis
In 1978 in Arbuckle, supra, 22 Cal. 3d 749, our Supreme Court recognized as a
“general principle” that an implicit term in every plea bargain is that the sentence will be
30
imposed by the same judge who accepted the plea bargain and retained sentencing
discretion under the agreement. (Id. at pp. 756-757.) The reason for the rule is that a
sentencing judge has discretion to choose among a range of available dispositions.
Because of that discretion, “the propensity in sentencing demonstrated by a particular
judge is an inherently significant factor in the defendant’s decision to enter a guilty plea.”
(Id. at p. 757.)
Recently, in K.R. v. Superior Court (2017) 3 Cal. 5th 295 (K.R.), the Supreme
Court affirmed the continuing validity of the rule announced in Arbuckle, supra, 22
Cal. 3d 749: “[W]e adhere to the plain and original understanding of Arbuckle that in
every plea in both adult and juvenile court, an implied term is that the judge who accepts
the plea will be the judge who pronounces sentence.” (K.R., supra, at p. 312.) K.R.
disapproved post-Arbuckle Court of Appeal cases that had “declined to apply Arbuckle’s
same-judge rule as a categorical presumption, and instead began examining the trial
record for evidence of the parties’ actual intent.” (K.R., at pp. 307, 309.)
Cardenas’s plea agreement did not contain an express waiver of his Arbuckle
rights. Therefore, under Arbuckle and K.R., an implied term of the agreement was that
Cardenas would be sentenced on count 5 by the same judge who took his guilty plea to
that count.
The People argue, however, that Cardenas forfeited the issue by failing to object to
being sentenced by Judge Fisher on count 5. In response, Cardenas cites Bueno, supra,
32 Cal. App. 5th 342 for the proposition that failure to raise the Arbuckle issue at
31
sentencing does not result in forfeiture. We agree with the People and decline to follow
Bueno.
“[T]he right to challenge a criminal sentence on appeal is not unrestricted. In
order to encourage prompt detection and correction of error, and to reduce the number of
unnecessary appellate claims, reviewing courts have required parties to raise certain
issues at the time of sentencing. In such cases, lack of a timely and meaningful objection
forfeits or waives the claim.” (People v. Scott (1994) 9 Cal. 4th 331, 351.) Applying that
forfeiture doctrine, multiple cases have held that Arbuckle claims are forfeited when not
raised at sentencing. (People v. Adams (1990) 224 Cal. App. 3d 1540, 1544 (Adams),
disapproved on another ground in K.R., supra, 3 Cal.5th at p. 313, fn. 10; People v.
Serrato (1988) 201 Cal. App. 3d 761, 764 (Serrato), disapproved on another ground in
K.R., at p. 313, fn. 10; People v. Ruhl (1985) 168 Cal. App. 3d 311, 315 (Ruhl),
disapproved on another ground in K.R., at p. 313, fn. 10; People v. West (1980) 107
Cal. App. 3d 987, 992 (West).)
Cardenas’s contrary argument is based on Bueno, which held that failure to object
on the basis of Arbuckle at sentencing does not forfeit the issue for purposes of appeal.
(Bueno, supra, 32 Cal.App.5th at p. 350.) Bueno derived that conclusion from K.R., but
we find Bueno’s reasoning and interpretation of K.R. unpersuasive.
K.R. was a juvenile delinquency case in which the minor raised an Arbuckle
objection at disposition, but the trial court rejected the claim. (K.R., supra, 3 Cal.5th at
p. 303.) The Court of Appeal too denied relief on the ground that the minor “‘failed to
32
show that he entered into the plea agreement in expectation of and reliance upon’ having
the same judge who took his plea also preside at sentencing.” (Id. at p. 298.) The
Supreme Court reversed, explaining that Arbuckle means what it says: “[A] defendant’s
negotiated plea agreement necessarily include[s] an implied term that the same judge who
accepted his plea would preside at sentencing,” unless the parties expressly agree to the
contrary. (K.R., at pp. 305-306.) The Supreme Court also criticized several prior Court
of Appeal cases, which purported to limit Arbuckle by finding the same-judge right was
included in the plea agreement only if the record contained evidence of “the parties’
actual intent” to include such a term, or evidence showing the defendant had “a
reasonable expectation he would be sentenced by the same judicial officer who accepted
his negotiated plea.” (K.R., at p. 307.)
Because the minor in K.R. objected on the basis of Arbuckle at disposition, the
Supreme Court did not discuss whether failure to raise such an objection would result in
forfeiture. Bueno nonetheless concluded that K.R. rejected the forfeiture rule, for the
following reasons: In K.R., the People argued that “a pleading defendant (or juvenile)
can protect their Arbuckle rights by striking an express agreement to have the same judge
preside at both change of plea (admissions) and sentencing (disposition).” (K.R., supra, 3
Cal.5th at p. 312.) The Supreme Court rejected the argument and observed that “[t]o the
extent the People seek to place the burden on a pleading defendant or juvenile to make
his or her preferences explicit on pain of forfeiting the right to the same judge at
sentencing, the People would turn Arbuckle on its head.” (K.R., at pp. 312-313.) Bueno
33
interpreted the Supreme Court’s reasoning as implicitly rejecting all application of
forfeiture rules to Arbuckle rights, whether at the plea stage or at sentencing: “To hold
that Arbuckle rights are forfeited if not invoked by the defendant would necessarily
undermine the main holding of K.R., in which it reaffirmed that the rights under Arbuckle
are implied as part of every plea bargain, regardless of the defendant’s actions or
intentions.” (Bueno, supra, 32 Cal.App.5th at p. 350.)
We disagree. K.R.’s holding is that Arbuckle’s same-judge right is an implied
term of every plea agreement unless expressly excluded. Thus, if a defendant raises an
Arbuckle objection at sentencing, then the objection cannot be defeated by pointing out
that the plea agreement did not mention Arbuckle, the parties never discussed Arbuckle,
the defendant did not have a reasonable expectation of being sentenced by the same
judge, and so forth. None of that is undermined by holding that if a defendant does not
raise an Arbuckle objection at sentencing, then the issue is forfeited. The K.R./Arbuckle
rule gives defendants a particular contractual right; the same-judge right is part of every
plea agreement (unless it is expressly excluded). The forfeiture rule requires defendants
to take timely, appropriate action in order to exercise that contractual right. There is no
conflict.
We likewise disagree with Bueno’s interpretation of K.R.’s disapproval of prior
Court of Appeal case law. Because Bueno interprets K.R. as holding both that the
Arbuckle same-judge right is an implied term of every plea agreement (unless expressly
excluded) and that the right is not forfeited by failure to invoke it at sentencing, Bueno
34
interprets K.R. as disapproving Adams, Serrato, and Ruhl on both of those points.
(Bueno, supra, 32 Cal.App.5th at pp. 348-349.)
We believe that interpretation is incorrect. K.R. disapproved all three cases “[t]o
the extent [they] are inconsistent with this opinion” and did not expressly identify the
point of law on which they were disapproved. (K.R., supra, 3 Cal.5th at p. 313, fn. 10.)
But K.R. did cite specific pages of each case, and in each instance the citation is to the
holding that the Arbuckle right is not an implied term of every plea agreement. (Ibid.,
citing Adams, supra, 224 Cal.App.3d at p. 1543, Serrato, supra, 201 Cal.App.3d at
p. 764, & Ruhl, supra, 168 Cal.App.3d at p. 315.) In no instance is the citation to the
holding that the Arbuckle right is forfeited if not raised at sentencing. Moreover, K.R.
also disapproved People v. Horn (1989) 213 Cal. App. 3d 701 (Horn), which rejected
application of the forfeiture rule to Arbuckle claims. (K.R., at p. 313, fn. 10; Horn, supra,
at p. 709.) Again, K.R. cited the holding that the Arbuckle right is not an implied term of
every plea agreement; it did not cite the holding concerning forfeiture. (K.R., at p. 313,
fn. 10, citing Horn, at pp. 707-708.) And K.R. did not disapprove West, supra, 107
Cal. App. 3d 987, which did not hold that the Arbuckle right is not an implied term of
every plea agreement but did hold that the Arbuckle right is forfeited if not raised at
sentencing. (West, at p. 992.) For all of these reasons, we disagree with Bueno’s
conclusion that K.R. disapproved prior Court of Appeal case law on the issue of forfeiture
at sentencing.
35
In sum, we do not find Bueno persuasive, and we see no other reason to decline to
apply the forfeiture rule here. We therefore conclude that because Cardenas did not
object on the basis of Arbuckle at sentencing, he forfeited the issue.
E. Abstract of Judgment
Cardenas contends that the abstract of judgment should be amended to correctly
reflect the dates of conviction. The People concur, and we agree. We have the inherent
authority to correct an abstract of judgment that does not accurately reflect the oral
judgment of the trial court. (People v. Mitchell (2001) 26 Cal. 4th 181, 185.)
The abstract of judgment provides that Cardenas was convicted on January 29,
2018, for all counts. However, that is the date of conviction for count 1 (second degree
murder) only. The correct conviction date for count 4 (assault with a deadly weapon) is
April 3, 2017, and the correct conviction date for count 5 (being a felon in possession of a
firearm) is March 21, 2017, when Cardenas pled guilty to that count. The abstract of
judgment should be amended accordingly.13
DISPOSITION
We vacate the two attempted murder convictions (counts 2 & 3), reverse the
finding of premeditation and deliberation with respect to the attempted murder conviction
as to Juan (count 3), and remand for further proceedings consistent with this opinion.
The trial court is directed to (1) prepare an amended abstract of judgment reflecting that
13 Because we vacate the attempted murder convictions, the argument concerning
clerical errors with respect to those convictions is moot.
36
the date of conviction for the assault with a deadly weapon (count 4) is April 3, 2017, and
the date of conviction for the felon in possession of a firearm (count 5) is March 21,
2017, and (2) forward a copy of the amended abstract of judgment to the California
Department of Corrections and Rehabilitation. In all other respects, the judgment is
affirmed.
CERTIFIED FOR PUBLICATION
MENETREZ
J.
I concur:
SLOUGH
J.
37
[People v. Cardenas, E070624]
RAMIREZ, P. J., Dissenting.
I write separately to express disagreement with the majority’s analysis and
conclusion on the kill-zone instruction. There is a serious logic gap between the
majority’s analysis of the kill zone theory and its conclusion that there is sufficient
evidence to support the finding of specific intent to kill the attempted murder victims,
giving rise to an internally contradictory result.1
As the majority correctly notes, in Canizales, the Supreme Court held, “[T]he kill
zone theory for establishing the specific intent to kill required for conviction of attempted
murder may properly be applied only when a jury concludes: (1) the circumstances of
the defendant’s attack on a primary target, including the type and extent of force the
defendant used, are such that the only reasonable inference is that the defendant intended
to create a zone of fatal harm—that is, an area in which the defendant intended to kill
everyone present to ensure the primary target’s death—around the primary target; and (2)
the alleged attempted murder victim who was not the primary target was located within
that zone of harm. Taken together, such evidence will support a finding that the
defendant harbored the requisite specific intent to kill both the primary target and
everyone within the zone of fatal harm.” (People v. Canizales (2019) 7 Cal. 5th 591,
607.)
1I concur with the majority’s discussion and result on the Arbuckle issue.
(People v. Arbuckle (1978) 22 Cal.3d.749.)
1
But from there, the majority reaches an errant conclusion that the kill-zone
instruction infected the jury’s verdict. This is wrong for several reasons.
First, in assessing the impropriety of the “kill-zone” instruction, the majority states
that Armando was Cardenas’s primary target and that during this first phase of the attack
there was insufficient evidence Cardenas intended to create a kill zone in order to kill
Armando. (Maj. opn., pp. 14-15.) The majority goes on to discuss the “second phase” of
the attack in which defendant was seen to retreat on the video, taking defendant farther
from the group, and concludes, “we do not see how a jury could reasonably infer that
Cardenas specifically intended to kill everyone around Armando as a means of killing
Armando.” (Maj. opn., p. 16)
Yet later, the majority finds sufficient evidence of specific intent to kill Chris and
Juan because “Cardenas pulled out that weapon and fired in the direction of Armando,
Juan, and Chris. No one in Armando’s group had a visible weapon. The jury could
reasonably infer that Cardenas intended to shoot to kill.” (Maj. opn. p. 24.) Seemingly,
the majority agrees that all three victims were in a kill zone.
But the jury did not need to infer anything. Defendant’s own testimony showed
that Armando was not the only target. He admitted on the stand that he intentionally shot
at other “targets,” members of Armando’s group, as they were running for cover. He did
not know if they were coming after him, so he shot at everyone who was running. In
other words, the jury did not have to rely on the kill zone as an alternative theory, or infer
that defendant intended to shoot others as a means of killing Armando because the
2
defendant personally admitted he attempted to kill all the members of Armando’s group,
though he was only successful in killing Armando.
At a minimum, the two gunmen created a kill zone where Armando was but one of
several targets. And according to defendant’s own testimony, Cardenas specifically
intended to kill each member of Armando’s group because he thought they were coming
after him, even as they ran for cover. We do not need to resort to inference to determine
whether the defendant intended to kill everyone within the “kill zone” because he
provided direct evidence of that intent when he testified he was shooting at everyone in
the group, even as they ducked for cover under a hail of bullets.
The majority is correct in pointing out that the kill zone instruction, as an
alternative theory of attempted murder liability, is properly given “only in those cases
where the court concludes there is sufficient evidence to support a jury determination that
the only reasonable inference from the circumstances of the offense is that a defendant
intended to kill everyone in the zone of fatal harm.” (People v. Canizales, supra, 7
Cal.5th at p. 608.) But, again, we do not need to rely on an “inference” because we have
defendant’s own admission that he intended to kill everyone in that zone.
Second, and inexplicably, the majority concludes “that there was sufficient
evidence that Cardenas specifically intended to kill Chris and Juan,” relying on People v.
Chinchilla (1997) 52 Cal. App. 4th 683, 690, and People v. Smith (2005) 37 Cal. 4th 733,
742. “‘Attempted murder requires the specific intent to kill and the commission of a
direct but ineffectual act toward accomplishing the intended killing.’ [Citations.]”
3
(People v. Covarrubias (2016) 1 Cal. 5th 838, 890.) By concluding defendant harbored
the requisite intent to kill Chris and Juan, the majority has actually established the
attempted murder verdicts were not based on reliance on any alternative theory, thereby
undermining any conclusion that the jury must have improperly relied on the kill-zone
theory in convicting on those counts.
Chinchilla is cited for the proposition that “[t]he act of firing toward a victim at a
close, but not point blank, range ‘in a manner that could have inflicted a mortal wound
had the bullet been on target is sufficient to support an inference of intent to kill . . . .’
[Citation.]” (Chinchilla, supra, 52 Cal.App.4th at p. 690.) The majority then states that
from this evidence, the jury could have drawn a reasonable inference that Cardenas
specifically intended to kill Chris and Juan. (Maj. opn., pp. 22-23.)
Smith is cited for the proposition that even if “the shooter merely perceiv[es] the
victim as ‘a momentary obstacle or annoyance,’ the shooter’s purposeful ‘use of a lethal
weapon with lethal force’ against the victim, if otherwise legally unexcused, will itself
give rise to an inference of intent to kill.” (Smith, supra, 37 Cal.4th at p. 742.)
Specifically, the majority finds “Cardenas pointed a gun in the direction of both men and
fired multiple shots in their direction” (maj. opn., pp. 23-24), as evidence defendant had
the requisite specific intent to kill.
By finding substantial evidence of specific intent to kill Chris and Juan, the
majority demonstrates that the convictions were not marred by reliance on a faulty legal
theory. Cardenas specifically intended to kill Chris and Juan and acted on that intention,
4
thus committing attempted murders of the two victims. This also shows the majority
erroneously assessed prejudice in instructing the jury on the kill zone theory.
Alternative-theory instructional error is subject to the Chapman harmless error
test. (People v. Aledamat (2019) 8 Cal. 5th 1, 13, referring to Chapman v. California
(1967) 386 U.S. 18, 24 [17 L. Ed. 2d 705, 87 S. Ct. 824].) “The reviewing court must
reverse the conviction unless, after examining the entire cause, including the evidence,
and considering all relevant circumstances, it determines the error was harmless beyond a
reasonable doubt.” (Aledamat, supra, 8 Cal.5th at p. 13.) It is enough if we can say,
beyond a reasonable doubt, the legally inadequate theory did not contribute to the verdict.
(Id. at pp. 10, 12.) In other words, the reviewing court must determine beyond a
reasonable doubt that a reasonable jury would have rendered the same verdict absent the
error. (Canizales, supra, 7 Cal.5th at p. 615.)2
2 The majority takes issue with this statement and argues that under the holding of
Canizales, the Supreme Court concluded that instructing the jury on the kill zone theory
was prejudicial error even though the record contained substantial evidence that the
defendant specifically intended to kill the attempted murder victim. (Canizales, supra, 7
Cal.5th at pp. 616-618.) (Maj.opn., p. 22, fn. 10.) Not so. The Supreme Court in
Canizales concluded it was not clear, beyond a reasonable doubt, that a jury would have
come to the conclusion that defendant intended to kill Bolden specifically, in finding the
kill zone alternate theory instruction prejudicial. (Canizales, supra, 7 Cal.5th at p. 616.)
And therein lies the problem. Here, the majority itself found there was evidence of
specific intent to kill all three victims, and, as I have demonstrated, the jury made factual
findings demonstrating they did not rely on the kill zone theory in finding defendant
guilty of the attempted murder counts. Thus, any error in instructing the jury on the
alternate theory was necessarily harmless beyond a reasonable doubt.
5
Here, the jury would have—and, I submit, it did—rendered the same verdict
without reliance on the alternative kill-zone instruction. The majority apparently agrees
there was substantial evidence that defendant specifically intended to kill the two
attempted murder victims. In addition, the totality of the evidence does not support a
theory that the defendant targeted Armando alone; instead, he targeted Armando’s
companions as well. By his own admission, defendant fired directly at all the victims
because he thought they might be armed, which establishes beyond a reasonable doubt
that defendant specifically intended to kill them all and committed an act that went
beyond mere preparation towards completion of the crime of murder by firing at the
victims with the requisite intent to kill. These facts demonstrate that a reasonable jury
would have rendered the same verdict absent the error. (Canizales, supra, 7 Cal.5th at
p. 615.) But there’s more.
The jury also found the attempted murders were willful, deliberate, and
premeditated. Such a finding is inconsistent with the conclusion that the jury relied upon
the kill zone theory, striking Chris and Juan while targeting Armando, although it is
consistent with the defendant’s testimony that he was shooting to kill everyone in the
group. (See People v. Wharton (1991) 53 Cal. 3d 522, 572 [no prejudice in instructional
error where jury’s finding that defendant premeditated and deliberated the killing was
“manifestly inconsistent with having acted under the heat of passion”]; see also, People v.
Franklin (2018) 21 Cal. App. 5th 881, 894 [“the jury’s finding of premeditation and
deliberation is ‘manifestly inconsistent with having acted under the heat of passion’ and
6
nullifies any potential for prejudice”]; People v Peau (2015) 236 Cal. App. 4th 823, 831-
832.)
The finding that the attempted murders were premeditated and deliberate is
consistent only with the conclusion that the attempted murders were not grounded on a
kill-zone theory that defendant intended only to kill Armando when he shot at others.
The defendant admitted he intentionally shot at all the victims, not just Armando. A
finding of premeditation/deliberation, which could only be based on defendant’s
testimony that he actually aimed at Chris and Juan, shows the kill zone instruction did not
contribute to the verdict.
A sister court recently reached a similar conclusion under almost identical
circumstances. There, the defendant exited a vehicle and approached a group of young
men sitting on some bleachers. The defendant asked the young men where they were
“from,” effectively asking them the name of their gang. One young man in the group
replied they were not gang members. The defendant pulled out a gun, said “Culver City,”
and shot that young man multiple times. That victim grabbed his stomach and fell, dying
from his wounds. The defendant then pointed the gun toward the four men who had been
on the top row of the bleachers, who tried to run, and shot two of the men twice. (People
v. Mariscal (2020) 47 Cal. App. 5th 129, 133.)
In that case, the reviewing court concluded that, “with respect to attempted
murder, the jury was instructed on both direct intent to kill and kill zone. The error in
giving the kill zone instruction was harmless beyond a reasonable doubt because the
7
undisputed evidence is that defendant intended to kill all five young men.” (People v.
Mariscal, supra, 47 Cal.App.5th at pp. 139-140.)
The facts of the instant case are eerily similar to Mariscal where Cardenas, after
asking the group of approaching victims, “What’s up,” and “What’s up? This is Spanky”
began firing at point blank range at Armando, and then directing his fire—as did Luis⸺at
the other members of the group as they tried to take cover. Opening fire on persons in an
opening between parked cars was like shooting fish in a barrel, and defendant candidly
admitted he aimed at them all, even as they ran for cover. Any instructional error was
harmless beyond a reasonable doubt.
I would affirm the judgment.
RAMIREZ
P. J.
8