People v. Zevallos CA1/1

Filed 1/21/21 P. v. Zevallos CA1/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE,
Plaintiff and Respondent,
A156332
v.
ADAIR JERU ENRIQUEZ (San Mateo County
ZEVALLOS, Super. Ct. No. 16SF014091)
Defendant and Appellant.
Defendant Adair Jeru Enriquez Zevallos was convicted by jury of
murder (Pen. Code, § 187, subd. (a)1) and assault on a child causing death
(§ 273ab, subd. (a)). It was further alleged, and the trial court found,
defendant was ineligible for probation because he personally inflicted great
bodily injury (§ 1203.075, subd. (a)). He raises two issues on appeal—that
the prosecutor committed “Griffin”2 error during closing argument, and the
trial court committed “Dueñas”3 error in imposing fines and fees without
determining defendant’s ability to pay. We affirm.
All further statutory references are to the Penal Code unless
1
otherwise designated.
2 Griffin v. California (1965) 380 U.S. 609 (Griffin).
3 People v. Dueñas (2019) 30 Cal.App.5th 1157 (Dueñas).
1
DISCUSSION4
“Griffin” Error
The rule established in Griffin, supra, 380 U.S. 609, prohibits a
prosecutor from commenting upon a defendant’s failure to testify. (People v.
Thomas (2012) 54 Cal.4th 908, 945 (Thomas).) A prosecutor indirectly
violates the rule “ ‘if he or she argues to the jury that certain testimony or
evidence is uncontradicted, [and] if such contradiction or denial could be
provided only by the defendant. . . .’ ” (Ibid.) Similarly, under the Griffin
rule, a prosecutor “cannot refer to the absence of evidence that only the
defendant’s testimony could provide.” (People v. Brady (2010) 50 Cal.4th 547,
565–566, italics added.)
However, the rule does not otherwise forbid comment on the absence of
defense evidence. (See People v. Taylor (2010) 48 Cal.4th 574, 632–633 [no
Griffin error in prosecutor’s comments on defendant’s failure to call any
witnesses, such as a hypothetical friend or neighbor, to provide nonfelonious
reason for defendant’s entry into victim’s home]; Thomas, supra, 54 Cal.4th
at p. 945 [no Griffin error in prosecutor’s comments on absence of alibi
evidence “framed in terms of the failure to call some person other than
defendant”]; People v. Sanchez (2014) 228 Cal.App.4th 1517, 1526–1527
(Sanchez) [no Griffin error in prosecutor’s comments emphasizing defense’s
failure to explain defendant’s presence at crime scene, where other logical
witness could have testified on the subject].)
Defendant complains about the following portion of the prosecutor’s
closing argument:
“So let’s talk about the evidence that we’ve got. I want to
4 We address the pertinent facts and procedural history in connection
with our discussion of the issues raised on appeal.
2
start with what Dr. Tayama [the People’s child abuse
expert] would characterize as the history. What she told us
is that in the course of her job duties, she is making
evaluations about whether a child is suffering from child
abuse. One of the many things she considered and one of
the things I’m asking you to consider, although I want you
to consider every single thing in this case and totality of the
circumstances, is the history that we know regarding what
happened to Leia. And it’s not much.
“Here is a quote, and this is verbatim from the 911 call of
what the defendant told the dispatcher in the 911 call.
Quote, ‘Okay. So I just got finished feeding my daughter
food and I made her go to the bathroom and she went No. 2.
And then she got off the toilet, laid down on the bed, and she
turned really, really pale. She is unresponsive, very faint,
breathing, and she looks like she is in pain. And she is like
very, very—like she is lethargic. She is floppy and’—and
then a word that we couldn’t make out. That’s it. That’s the
history from the 911 call.
“There is no explanation as to anything that might have
caused the trauma or the bruising that we see on Leia’s
body. So what else do we know that he said that day? So
the paramedics, again, no indication of any trauma. This
vague sort of I put her down and then she was having all
these weird symptoms.
“Does that seem strange that the people who are treating
this girl who is obviously in severe medical distress, that
there is a complete absence to the treating doctors or
paramedics of what may have caused this so that they can
actually treat her? And what we call that is a consciousness
of guilt. That he is telling the 911 dispatcher and the
paramedics only a part of the story because there must have
been something significantly more based on the trauma to
her body.
“What did he tell [the child’s mother]? What did he tell the
mother of Leia? ‘I don’t know what happened.’ She said he
made reference to some possible choking that he thought he
heard the paramedics maybe say. Of course, we heard from
3
Dr. Rogers [(the pathologist who performed the autopsy)]
there is no evidence of anything choking related that
caused her death or caused any of her injuries. He just
repeatedly said ‘I don’t know.’
“And that’s it. That is the history as given to the 911 call
taker, as given to the treating paramedics who were on
scene desperately trying to save her life and as told to the
mother who wanted to know what in the world happened to
my daughter that she died? When I left, she was perfectly
fine with no medical symptoms whatsoever.
“And this is what Dr. Tayama was talking about when
considering the history and the absence of a history that
might explain the injuries, the absence of, well, this child
was in a fall or got hit with something or struck with
something or was in a car accident or whatever the history
might be to explain it, the absence of that or the
inconsistency of the story presented is one of the factors
that she considers in making a determination as to whether
or not this is a case of child abuse. And that’s exactly what
we have here is there is the absence in these three
statements to explain any type of potential trauma of the
type that we saw on Leia’s body.”
Defendant maintains the prosecutor was effectively urging the jury to
infer guilt based on his failure to testify and provide an explanation for the
child victim’s condition. Specifically, defendant maintains the prosecutor was
chastising him for not introducing “direct[]” evidence that proved his actions
at the time, which he claims could come only through “his own testimony.”
The Attorney General asserts defendant forfeited any claim of error
because he failed to object to the prosecutor’s argument. It is well-
established that a claim of Griffin error is forfeited in the absence of a timely
objection. (See People v. Valdez (2004) 32 Cal.4th 73, 127; People v. Brown
(2003) 31 Cal.4th 518, 554.)
4
Defendant claims he did not forfeit the issue because any objection
would have been futile, pointing out that one of the issues he raised in a new
trial motion was the prosecutor’s alleged Griffin error. He cites no authority,
however, for the proposition that belatedly raising the issue is sufficient to
preserve the issue on appeal. (See People v. Bonilla (2007) 41 Cal.4th 313,
336 [“We have never expanded the futility exception to encompass a situation
where, as here, the defendant made a belated objection after forgoing
multiple earlier opportunities to object, and we decline to do so here”].)
We therefore conclude defendant forfeited the issue. Anticipating this,
defendant urges us to consider his Griffin error claim as one of ineffective
assistance of counsel.
“ ‘ “In order to establish a claim of ineffective assistance of counsel,
defendant bears the burden of demonstrating, first, that counsel’s
performance was deficient because it ‘fell below an objective standard of
reasonableness [¶] . . . under prevailing professional norms.’ [Citations.]
Unless a defendant establishes the contrary, we shall presume that ‘counsel’s
performance fell within the wide range of professional competence and that
counsel’s actions and inactions can be explained as a matter of sound trial
strategy.’ [Citation.] If the record ‘sheds no light on why counsel acted or
failed to act in the manner challenged,’ an appellate claim of ineffective
assistance of counsel must be rejected ‘unless counsel was asked for an
explanation and failed to provide one, or unless there simply could be no
satisfactory explanation.’ [Citations.] If a defendant meets the burden of
establishing that counsel’s performance was deficient, he or she also must
show that counsel’s deficiencies resulted in prejudice, that is, a ‘reasonable
probability that, but for counsel’s unprofessional errors, the result of the
5
proceeding would have been different.’ ” ’ ” (People v. Henderson (2020)
46 Cal.App.5th 533, 549 (Henderson).)
The record does not disclose why defense counsel remained silent, and
there certainly is a “plausible tactical reason” for the absence of an
objection—namely, “counsel could have decided to refrain from objecting to
avoid drawing the jury’s attention to arguments detrimental to the defense
case. (See, e.g., People v. Harris (2008) 43 Cal.4th 1269, 1290. . . .) The
decision whether to object to an argument is an inherently tactical one that is
not ordinarily reviewable on appeal. (Harris, at p. 1290. . . .) And usually,
‘ “where counsel’s trial tactics or strategic reasons for challenged decisions do
not appear on the record, we will not find ineffective assistance of counsel on
appeal unless there could be no conceivable reason for counsel’s acts or
omissions.” ’ (People v. Nguyen (2015) 61 Cal.4th 1015, 1051. . . .)”
(Henderson, supra, 46 Cal.App.5th at p. 549.) There is nothing in the record
before us to suggest we should reach a contrary conclusion here.
Indeed, there was no cause for an objection because no Griffin error
occurred. The prosecutor made no express reference to defendant’s failure to
testify, nor did she allude to any exculpatory evidence explaining the cause of
the child’s death that only defendant, himself, could have supplied. Rather,
the challenged passage is from that part of the prosecutor’s argument urging
that this was not a case of criminal negligence, but of implied malice—if “this
is actually conscious disregard [of human life] when you consider the location
of all the injuries, the number of all of the injuries, all of the evidence in this
case.” The prosecutor then reviewed, in painstaking detail, all the evidence
in the case, from store video that morning showing the child toddling after
defendant, to the text to the mother around noontime expressing great
frustration with the child, to the Facetime call to the mother less than 30
6
minutes later telling her something was wrong with the child, to the
defendant’s 911 call (which mother had told him to make), to the testimony of
the paramedics, and the graphic testimony of the pathologist and photos of
the extensive, brutal injuries suffered by the child. All of the evidence,
argued the prosecutor, established far more than reasonable provocation and
showed conscious disregard of “human life of a human who stands three feet
tall and weighs 30 pounds.” In short, in the challenged portion of the
argument, the prosecutor was focusing on what defendant said at the time,
and why that evidence, along with all the other evidence, was important in
terms of whether it was a case of manslaughter or murder. This was
commentary on the evidence, not Griffin error. (See Sanchez, supra,
228 Cal.App.4th at pp. 1526–1527.)
In fact, the prosecutor readily acknowledged the evidence did not show
“exactly what” defendant did to the victim. What was critical, however, said
the prosecutor, was that both the pathologist and the child abuse expert
testified “your pancreas does not spontaneously split in half. That does not
happen absent blunt force trauma,” and the evidence established that trauma
of that sort, regardless of its exact nature, occurred shortly before defendant
called 911. The prosecutor continued, “We know her pancreas was not split
in half in the hour before he called 911, and we know her bowel did not
become detached from her mesentery and she did not go into cardiac arrest
spontaneously. Some act caused those things to happen, and we may not be
able to pinpoint exactly what that act was, but that doesn’t matter as long as
you believe for purposes of these instructions that the defendant did some act
that caused those injuries. That is the critical inquiry in a case like this.”
Furthermore, even had an objection been warranted, any supposed
error was not prejudicial. The complained-of comments were a fraction of the
7
prosecutor’s argument. The jury was instructed on defendant’s right not to
testify (CALCRIM No. 355) and we must presume the jury followed the
instructions given. (People v. Bennett (2009) 45 Cal.4th 577, 596.) And there
was overwhelming evidence supporting the convictions. The child was in
defendant’s care at the time, and around lunchtime, he texted the mother
expressing great frustration with the child. Less than 30 minutes later,
defendant Facetimed mother saying “something” was wrong with the child;
mother told him to call 911. When paramedics arrived, the child was in
critical condition, and continued to deteriorate. At the hospital, the child was
declared dead. The autopsy revealed extensive bruising on her face, neck,
head, left hand and forearm, both legs, chest, abdomen, and back. The
pathologist believed most of the bruising was inflicted within three days of
her death, and perhaps within minutes of it. In addition, her small bowel
mesentery was damaged, and her pancreas had been “broken in two.” He
testified the cause of death was “blunt injuries to the abdomen.” In short,
any error was harmless beyond a reasonable doubt. (See Chapman v.
California (1967) 386 U.S. 18, 24.)
“Dueñas” Error
The court imposed a $60 court facilities assessment (Gov. Code,
§ 70373), an $80 court operations assessment (§ 1465.8), and a $10,000
restitution fine (§ 1202.4). Citing Dueñas, supra, 30 Cal.App.5th 1157,
defendant claims the trial court violated his constitutional rights by imposing
the assessments and restitution fine without holding a hearing on his ability
to pay.
In Dueñas, the defendant was a chronically-ill, unemployed homeless
woman with cerebral palsy and a limited education who supported her two
children through public aid. (Dueñas, supra, 30 Cal.App.5th at pp. 1160–
8
1161.) She had lost her driver’s license because of her inability to pay her
juvenile citations and then had acquired three misdemeanor convictions for
driving without a license because the accumulating fines and fees prevented
her from clearing the citations and recovering her license. (Id. at p. 1161.)
She experienced a series of “cascading consequences” due to “a series of
criminal proceedings driven by, and contributing to, [her] poverty,” and she
had already been ordered to pay the charges by the end of her probation
period. (Id. at pp. 1160, 1163–1164.) The Court of Appeal reversed the
challenged assessments, holding “the assessment provisions of Government
Code section 70373 and Penal Code section 1465.8, if imposed without a
determination that the defendant is able to pay, are . . . fundamentally unfair
[and] imposing these assessments upon indigent defendants without a
determination that they have the present ability to pay violates due
process. . . .” (Dueñas, at p. 1168.) It also ordered the trial court to stay the
restitution fine “unless and until the People prove that [the defendant] has
the present ability to pay it.” (Id. at pp. 1172–1173.)
The Attorney General maintains defendant also forfeited his “Dueñas”
challenge since he failed to object on ability to pay grounds in the trial court.
Defendant claims his failure to object should be excused (a) because
imposition of the assessments and fine without first determining his ability
to pay constitutes legal, indeed constitutional, error, which is correctible
despite his failure to preserve the issue on appeal, and (b) Dueñas
represented a “dramatic” and “unforeseen” change in the law and any
objection would have been futile.
Since the briefing was completed in this case, the majority of appellate
courts have distinguished or disagreed with Dueñas, and the Supreme Court
has granted review to consider its analysis. (People v. Kopp (2019)
9
38 Cal.App.5th 47, review granted Nov. 13, 2019, S257844.) However, we
need not weigh in on the merits of Dueñas’s analysis.
In cases where the trial court imposes a restitution fine exceeding the
statutory minimum and the defendant voices no objection on ability to pay
grounds, as was the case here, the courts have concluded the defendant has
forfeited any complaint that the trial court failed to hold an ability to pay
hearing.
Section 1202.4 requires the imposition of a restitution fine upon
conviction of a crime, unless the court “finds compelling and extraordinary
reasons for not doing so.” (§ 1202.4, subd. (b).) The minimum restitution fine
for felony convictions is $300, and the maximum fine is $10,000. (Id., subd.
(b)(1).) The statute expressly provides that “[a] defendant’s inability to pay
shall not be considered a compelling and extraordinary reason not to impose
a restitution fine.” (Id., subd. (c).) However, “[i]nability to pay may be
considered . . . in increasing the amount of the restitution fine in excess of the
minimum fine pursuant to paragraph (1) of subdivision (b).” (Ibid.) The
burden of demonstrating such inability to pay lies with the defendant. (Id.,
subd. (d).)
Defendant concedes he did not object to imposition of the maximum
restitution fine. Such an objection clearly would not have been futile as trial
courts are statutorily authorized to consider a defendant’s inability to pay
any restitution fine above the statutory minimum. (§ 1202.4, subds. (c) &
(d).)
We therefore conclude defendant forfeited any Dueñas challenge not
only to the restitution fine, but also to the other minimal assessments
imposed by the court. (See People v. Smith (2020) 46 Cal.App.5th 375, 395;
People v. Gutierrez (2019) 35 Cal.App.5th 1027, 1033 [“As a practical matter,
10
if Gutierrez chose not to object to a $10,000 restitution fine based on an
inability to pay, he surely would not complain on similar grounds regarding
an additional $1,300 in fees.” The court also noted that “even before Dueñas
a defendant had every incentive to object to imposition of a maximum
restitution fine based on inability to pay. . . .”]; People v. Frandsen (2019)
33 Cal.App.5th 1126, 1154 [“Given his failure to object to a $10,000
restitution fine based on inability to pay, Frandsen has not shown a basis to
vacate assessments totaling $120 for inability to pay.”].)
Finally, even if defendant had objected on failure to pay grounds and
even assuming Dueñas’s analysis is sound and applicable, the record
demonstrates any supposed error in failing to hold an ability to pay hearing
was harmless beyond a reasonable doubt. (See People v. Aviles (2019)
39 Cal.App.5th 1055, 1075–1077 [rejecting Dueñas claim where, although no
ability to pay hearing was held, record showed any error was harmless].)
Defendant was sentenced to a prison term of 25 years to life. Nothing in the
record indicates he will be ineligible for or unable to perform prison work
assignments. Prior to the offenses, defendant worked in retail,
restaurant/bar service, and the automotive repair trade. His health at the
time of sentencing was good. One can therefore reasonably infer that over
the course of more than two decades in prison and thereafter, he will earn an
amount sufficient to pay the fees and fines. (See People v. Johnson (2019)
35 Cal.App.5th 134, 139–140 [concluding any Dueñas error was harmless
given long prison term and no evidence of inability to work].)
DISPOSITION
The judgment is AFFIRMED.
11
_________________________
Banke, J.
We concur:
_________________________
Humes, P.J.
_________________________
Margulies, J.
A156332, People v. Zevallos
12