People v. Baker CA5

Filed 4/21/16 P. v. Baker CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F070902
Plaintiff and Respondent,
(Super. Ct. No. SC077324B)
v.
BRUCE OWEN BAKER, OPINION
Defendant and Appellant.
THE COURT*
APPEAL from a judgment of the Superior Court of Kern County. Michael G.
Bush, Judge.
J. Peter Axelrod, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Louis M. Vasquez and Gregory
B. Wagner, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
*Before Levy, Acting P.J., Kane, J., and Smith, J.
In 1999, Bruce Owen Baker was convicted of three counts of selling heroin and
was sentenced to a third-strike sentence of 80 years to life. In 2014, he sought relief from
this sentence pursuant to the provisions of Penal Code section 1170.126.1 The trial court
denied Baker’s petition. Baker argues the trial court erred because it misconstrued the
record, and there is insufficient evidence to support the trial court’s conclusion that he
posed an unreasonable risk of danger to public safety. We disagree and affirm the order.
FACTS AND PROCEDURAL HISTORY
In 2014, Baker filed a petition for recall of his sentence pursuant to
section 1170.126. The petition alleged that in 1999, Baker was convicted of three counts
of selling heroin in violation of Health and Safety Code section 11352, and one count of
conspiracy to sell heroin in violation of section 182, subdivision (a)(1). In addition, the
following enhancements were found true: (1) two prior convictions that constituted
strikes within the meaning of section 667, subdivisions (b)-(i); (2) a prior conviction for
selling a controlled substance within the meaning of Health and Safety Code
section 11370.2, subdivision (a); and (3) two prior prison sentences within the meaning
of section 667.5, subdivision (b). The prior-strike convictions were a 1983 conviction for
voluntary manslaughter (§ 192.1) and a 1993 conviction for first degree burglary (§ 459).
Baker was sentenced to a determinate sentence of five years and an indeterminate term of
75 years to life. Finally, the petition alleged that, because of the Three Strikes Reform
Act of 2012, if convicted of the same crimes and enhancements today, Baker would face
a maximum sentence of 12 years eight months in prison.
The district attorney’s office opposed the petition, arguing that, while Baker may
be eligible for resentencing, the petition should be denied because Baker posed an
unreasonable risk of danger to public safety.
1Subsequent statutory references are to the Penal Code unless stated otherwise.
2.
The trial court denied the petition finding release of Baker would result in an
unreasonable risk of danger to public safety.
DISCUSSION
Baker filed his motion pursuant to section 1170.126. This section describes those
eligible for resentencing as those serving an indeterminate third-strike sentence; also,
(1) the inmate is not serving a sentence for a crime that is listed as a serious or violent
felony (§§ 667.5, subd. (c) & 1170.12, subd. (b)); (2) the inmate is not serving a sentence
for a crime that is listed in section 667, subdivision (e)(2)(C), clauses (i) through (iii), or
section 1170.12, subdivision (c)(2)(C), clauses (i) through (iii); and, (3) the inmate does
not have a prior conviction for an offense appearing in section 667, subdivision (e)(2)(C),
clause (iv), or section 1170.12, subdivision (c)(2)(C), clause (iv). (§ 1170.126, subd. (e).)
The trial court concluded, and the parties agree, that Baker met the eligibility
requirements for resentencing. If the petitioner is eligible for resentencing, “the
petitioner shall be resentenced pursuant to paragraph (1) of subdivision (e) of Section 667
and paragraph (1) of subdivision (c) of Section 1170.12 unless the court, in its discretion,
determines that resentencing the petitioner would pose an unreasonable risk of danger to
public safety.” (§ 1170.126, subd. (f).) In exercising its discretion, “the court may
consider: [¶] (1) The petitioner’s criminal conviction history, including the type of
crimes committed, the extent of injury to victims, the length of prior prison commitments,
and the remoteness of the crimes; [¶] (2) The petitioner’s disciplinary record and record
of rehabilitation while incarcerated; and [¶] (3) Any other evidence the court, within its
discretion, determines to be relevant in deciding whether a new sentence would result in
an unreasonable risk of danger to public safety.” (§ 1170.126, subd. (g).)
The dispute in this case is whether the trial court erred when, in the exercise of its
discretion, it determined that resentencing Baker would pose an unreasonable risk of
danger to public safety. Baker begins his argument by raising numerous procedural
issues that have been addressed in prior cases and many of which are now pending before
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the California Supreme Court. This court has addressed these issues in published cases,
which the Supreme Court has accepted for review. Since these issues have already been
addressed and will likely be addressed by the Supreme Court, we will simply state our
conclusions with citations to published cases which have not been accepted for review, if
possible.
First, in the trial court, the burden was on the prosecution to prove by a
preponderance of the evidence that resentencing Baker posed an unreasonable risk of
danger to public safety. Baker was not entitled to a jury trial. (People v. Osuna (2014)
225 Cal.App.4th 1020, 1038-1040; People v. Superior Court (Kaulick) (2013) 215
Cal.App.4th 1279, 1301-1305.)
Second, we review the trial court’s ruling under the deferential abuse of discretion
standard. Section 1170.126, subdivisions (f) and (g), clearly state that when the trial
court decides if a petitioner poses an unreasonable risk of danger to public safety, it is
exercising its discretion. No reasonable interpretation of these subdivisions could arrive
at a different conclusion.
Third, as this court concluded in People v. Valencia (2014) 232 Cal.App.4th 514,
the definition of unreasonable risk of danger to public safety found in Proposition 47 and
codified in section 1170.18, subdivision (c), is not applicable to petitions filed pursuant to
Proposition 36 as codified in section 1170.126. We recognize the Supreme Court has
granted the petition for review of Valencia (review granted Feb. 18, 2015, S223825), but
unless the Supreme Court concludes otherwise, our analysis remains unchanged.
Which leads us to the issue in this case: Did the trial court abuse its discretion
when it concluded Baker posed an unreasonable risk of danger to public safety? As
stated above, section 1170.126, subdivision (g), provides the trial courts with guidance in
exercising their discretion. This subdivision permits, but does not require, the trial courts
to consider (1) the petitioner’s criminal conviction history, (2) the petitioner’s
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disciplinary and rehabilitation history while incarcerated, and (3) any other evidence the
trial court determines to be relevant.
In this case, the trial court had before it several documents. The first was the
probation report prepared for the hearing on Baker’s petition (the lead probation report).
This report indicated Baker was convicted in 1999 of three counts of possession of heroin
for sale and one count of conspiracy to sell heroin. It was also found true that Baker had
suffered a prior conviction for possession for sale (Health & Saf. Code, § 11370.2,
subd. (a)) and had served two prior prison terms within the meaning of section 667.5,
subdivision (b).
Attached as an exhibit to the lead probation report was the probation report
prepared for the original sentencing hearing. As relevant here, this report provides
Baker’s criminal history, which we summarize below. The lead probation report also
attached as exhibits probation reports from two of Baker’s prior sentencing hearings.
Information from these reports will be referred to when relevant.
Baker’s first contact with law enforcement occurred in 1959 when he was placed
on probation after a sustained juvenile petition alleging that he was “Out of Control.” In
1962, the second sustained juvenile petition found that Baker committed grand theft, and
he was committed to Camp Erwin Owen. Baker escaped from this camp and was
sentenced to what was known at the time as the California Youth Authority (CYA), now
known as the Department of Juvenile Justice (DJJ). When paroled, Baker violated parole
and was subsequently discharged to the California Department of Corrections (CDC).
The fourth sustained juvenile petition against Baker was in 1964 for grand theft auto.
Baker was returned to CYA.
In 1965 Baker was convicted of fighting in public or disturbing the peace.
(§ 415.) He was sentenced to 60 days in jail.
5.
In 1965, Baker was convicted of vehicle theft. (Veh. Code, § 10851.) He was
sentenced to six months to five years in CDC. He was paroled in 1967, violated parole in
1969, and was discharged in 1970.
In 1969 Baker was convicted of resisting arrest. (§ 148.2) He was sentenced to 90
days in jail. Apparently he was also convicted of trespassing in this year and sentenced
to 10 days in jail.
In 1970, Baker was sentenced to five days in jail for, apparently, public
drunkenness, and was sentenced to time served for driving while intoxicated and driving
without a driver’s license. Later that year he was convicted of felony burglary and
sentenced to three years’ probation, including 12 months in jail. Finally, he was
convicted of petty larceny in Nevada and sentenced to two weeks in jail.
In 1971, Baker was convicted of robbery and placed on three years’ probation,
including 12 months in jail. Later that year, Baker was convicted of escape and placed on
three years’ felony probation, including one year in jail.
In 1974, Baker incurred his first drug-related offense, possession of a controlled
substance (Health & Saf. Code, § 11377), and was placed on three years’ misdemeanor
probation, which included 180 days in jail. Later that year, he was convicted of receiving
stolen property (§ 496) and was placed on 13 months’ felony probation, including one
year in jail.
In 1975 Baker was convicted of driving while under the influence of alcohol or a
drug (Veh. Code, § 23105, renumbered in 1981 to § 23152), and sentenced to one year
misdemeanor probation, including 90 days in jail. In 1976, Baker was convicted of the
same offense, and placed on two years’ misdemeanor probation, including 180 days in
jail.
2The
probation report lists the date of this offense as 1989. We suspect this is a
typographical error, as the following conviction occurred in 1970.
6.
In 1978, Baker was convicted of vehicular manslaughter (former § 192.3,
subd. (a)),3 and was sentenced to 365 days in jail. Later that year Baker was convicted of
battery of a police officer and sentenced to one year in jail.
In 1981, Baker was convicted of using or being under the influence of a controlled
substance (Health & Saf. Code, § 11550), and was sentenced to three years’ misdemeanor
probation, including 90 days in jail. He was later convicted of sales of a controlled
substance and sentenced to one year in jail.
In 1982, Baker was convicted of voluntary manslaughter (former § 192.1) and was
sentenced to six years in prison. The report describes the crime as occurring after Baker
hit the victim with a club. The victim then reached for a shotgun, at which time Baker
shot and killed the victim. Baker violated parole seven times and was ultimately
discharged in 1991. The CLETS report for this offense indicates Baker was charged with
murder, robbery and burglary, but these charges were dismissed in the furtherance of
justice, apparently as part of a plea bargain. The probation report for this conviction
indicates Baker was mad at the victim, Robert Campbell, because Campbell sold drugs to
and had intercourse with Baker’s girlfriend. The report indicates the relationship was
either consensual or rape. Baker devised a plan to steal drugs and money from Campbell,
so he went to the house with an accomplice for that purpose. Baker was apparently upset
regarding Campbell’s relationship with Baker’s girlfriend. When Baker entered the
residence, he struck and shot Campbell.
In 1988, Baker was convicted of misdemeanor vandalism and was placed on three
years’ misdemeanor probation. Later that year, he was convicted of possession of a
controlled substance (marijuana) (Health & Saf. Code, § 11357, subd. (b)) and was
placed on three years’ misdemeanor probation with time served in jail.
3This
section apparently was deleted and added to section 192. See Wood v.
McGovern (1985) 167 Cal.App.3d 772, 774, fn. 3.
7.
In 1989, Baker was convicted of petty theft and was sentenced to three years’
misdemeanor probation, including 90 days in jail. Later that year he was convicted of
possession of drug paraphernalia and was sentenced to 99 days in jail, which was time
already served.
In 1991, Baker was convicted of possession of heroin for sale and was sentenced
to three years in prison. He was paroled in 1993. Later in 1991, he was convicted of
possession of a controlled substance (Health & Saf. Code, § 11550), driving under the
influence (Veh. Code, § 23152, subd. (a)), and driving without a driver’s license (Veh.
Code, § 12500, subd. (a)). He was sentenced to 180 days in jail.
In 1993, Baker was convicted of first degree burglary when he stole approximately
$30,000 worth of jewelry and other items from a home. He was sentenced to three years
in prison pursuant to a plea agreement. He was paroled in 1995 but returned to custody
on seven occasions, presumably for parole violations. The probation report from this
conviction was included as an attachment to the lead probation report.
Also attached to the lead probation report was information from the Department of
Corrections regarding Baker’s current incarceration. The first rules violation occurred on
May 27, 1993, when Baker submitted a urine sample that tested positive for morphine.
The second rules-violation report occurred on March 29, 1995, when a second
urine sample again revealed the presence of morphine.
A third rules-violation report occurred on July 5, 1997, when Baker failed to have
in his possession a fork before leaving the serving line, a rules violation.
A fourth rules-violation report was generated for an incident that occurred on
April 7, 2002. Baker was observed displaying abnormal behavior and was escorted to a
medical clinic for evaluation. Baker refused to provide a urine sample for urinalysis,
which is apparently a violation of prison rules.
The fifth rules-violation report indicated that, on April 30 and May 1, 2002, Baker
participated in a planned work strike and refused to report to work when ordered to do so.
8.
On September 12, 2002, a sixth violation occurred when Baker was observed
kissing and licking the fingers of a visitor, a rules violation. Lastly, in February 2003,
Baker failed to report to his assigned placement in the vocational nursery on four days.
In addition to this information, in his reply to the prosecution’s opposition, Baker
provided information indicating he attended some meetings of the Narcotics Anonymous
chapter in the third quarter of 2013. The number of meetings attended was not stated,
and there is no information to suggest Baker attended meetings at any other time while he
was incarcerated. Baker also provided information suggesting that, for portions of his
incarceration, he provided satisfactory work in the tasks for which he was employed. The
time frame for these reports is March through November 2003; January through February
2005; February, May, and June 2006; and January 2007.4 An education progress report
indicated Baker was enrolled in five units with satisfactory behavior in 2011. Another
report indicated he took courses in the nursery operations vocation in 2003 with
apparently no units earned at the time of the report, nor is there any indication he
attended classes at any other time during his incarceration.
These reports raise more questions about Baker than provide support for him. No
work reports were provided for the majority of Baker’s incarceration leading one to
suspect either he did not work most of the time he was incarcerated or his work was far
from satisfactory. Similarly, the education reports only suggest Baker took some courses
while incarcerated but do not indicate that any were completed or that any degree or
certificate was earned. Again, this leads one to assume Baker accomplished nothing
toward improving his education while incarcerated. Finally, the information from the
Narcotics Anonymous chapter indicates that Baker attended as few as one meeting during
his entire period of incarceration. No reasonable person could infer from this meager
4The exact time frame covered by these work supervisor’s reports is unclear.
Several indicate the reports were made for a quarter of the year.
9.
information that Baker had attempted to rehabilitate himself while incarcerated.
Perhaps more support for Baker’s argument can be found in what is not in the
record. There is little to indicate Baker’s behavior while incarcerated was anything but
trouble free, with the last minor rules violation occurring more than 10 years ago.
Section 1170.126, subdivision (g), suggests that the trial court consider a
petitioner’s criminal history, his disciplinary record, his rehabilitation record, and any
other evidence the trial court deems relevant when determining if a petitioner poses an
unreasonable risk of danger to public safety. As discussed above, Baker’s disciplinary
record does not suggest he posed a danger to public safety, but his rehabilitation record
did not support the argument he was reformed. The other argument made in the trial
court was, in essence, that because of Baker’s advanced age (approximately 69 at the
time of the hearing), he was no longer a danger to public safety.
Weighed against each of these factors was Baker’s long, and virtually
uninterrupted, 40-year criminal record. His first sustained juvenile petition occurred in
1959, with his last conviction in 1999. Baker was responsible for two deaths. It would
appear that one was the result of drunk driving (1978) and the other the result of an
assault perpetrated by Baker because of a perceived connection between the victim, a
drug dealer, and Baker’s girlfriend (1982). Baker shot and killed the victim, apparently
because the victim reached for a firearm to protect himself from Baker’s assault. In
between the first and last convictions were numerous convictions, many misdemeanors,
but all evidencing a complete disdain for the law.
We emphasize our review is limited to determining whether the trial court abused
its discretion when it concluded Baker was a danger to public safety, not what we may
have done had the petition been before us in the first instance. Our limited review leads
to the inescapable conclusion that the trial court did not abuse its discretion. There has
never been a significant period in Baker’s adult life where he has not posed a danger to
public safety, unless he was incarcerated. Baker admitted in several probation reports
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that he was a drug addict. He has no significant work history, so the only logical
conclusion is that he either sold drugs to support his habit or committed crimes to
purchase drugs. His record confirms both types of conduct. Moreover, his record
confirms he repeatedly drove while under the influence of drugs or alcohol, apparently
causing one death. His prison record does not support the conclusion that Baker has
overcome his addiction, so it was reasonable for the trial court to conclude that, if
released, Baker will return to his former lifestyle, placing the public’s lives and property
at risk.
Baker argues the trial court erred because it misinterpreted his vehicular
manslaughter conviction. Baker asserts, correctly, that he was not convicted of driving
under the influence of alcohol or drugs, only vehicular manslaughter. Even though he
was charged with driving while under the influence when he was arrested, Baker asserts
that is not proof he was intoxicated when he caused a vehicle crash that resulted in the
death of another person.
Even if we were to agree with Baker that it is unreasonable to infer he was under
the influence when he killed the victim, our analysis would not change and any error by
the trial court would be deemed harmless. The relevant fact is that Baker killed someone
while driving, and, at the time, he was committing an unlawful act not amounting to a
felony. Whether that unlawful act was driving while intoxicated or some other crime
does not change the fact that Baker’s conduct evinced an absence of any concern for the
public’s safety. Since nothing in the record suggests Baker’s attitude has changed, the
trial court could and should infer from this conduct that Baker would pose a danger to
public safety if released from prison. No error occurred.
Baker also argues the record does not support the trial court’s conclusion that he
posed an unreasonable risk of danger to public safety. The facts on which Baker relies
are his advanced age, his 16 years of incarceration, the brief period of time during these
16 years that he attended Narcotics Anonymous meetings, the lack of evidence of drug
11.
use since 2002, and the age of his prior convictions. He asserts the only reasonable
conclusion that can be drawn from these facts is that he is no longer a drug addict and,
consequently, would not commit any crimes to support his drug addiction.
This is, in essence, the same argument Baker made in the trial court, and it is no
more compelling in this court. Certainly, the trial court could have concluded from this
evidence that Baker was not a danger to public safety. But the trial court acted well
within its discretion when it concluded otherwise. Once again, Baker’s 40-year life of
crime, the absence of any job skills, the lack of any viable means to support himself, and
the lack of any real plan if he were released all strongly suggest the most likely course
Baker would take if he were released would be to return to the life he has known his
entire adult life, a life of addiction and crime.
Baker also minimizes the crime for which he is currently incarcerated. He was
convicted of selling heroin, which he asserts he only did to support his drug addiction.
Not only was Baker committing a crime to support his addiction, it is likely those to
whom he sold heroin were also committing crimes to support their addictions.
Accordingly, the actions Baker took to support his addiction endangered public safety.
The record in this case provides overwhelming evidence that Baker would pose an
unreasonable risk to public safety if he were resentenced. The trial court did not abuse its
discretion when it denied his petition.
DISPOSITION
The order denying Baker’s petition is affirmed.
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