People v. Zepeda CA4/1

Filed 5/4/16 P. v. Zepeda CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D067752
Plaintiff and Respondent,
v. (Super. Ct. No. SCS270978)
ELIAS ZEPEDA,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Francis M.
Devaney, Judge. Affirmed.
Amanda L. Fates, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal, Elizabeth M.
Carino and Daniel Hilton, Deputy Attorneys General, for Plaintiff and Respondent.
One afternoon, defendant and appellant Elias Zepeda was crossing a street with his
two young sons when a driver nearly hit them. Zepeda confronted, fought and stabbed
the driver, and was charged with numerous offenses. A jury rejected his self-defense
claims and convicted him of assault with a deadly weapon (Pen. Code,1 § 245,
subd. (a)(1); count 2), with two enhancements (infliction of great bodily injury, §12022.7,
subd. (a)) and personal use of a knife in the commission of the crime (§1192.7,
subd. (c)(23)). He was also convicted of battery with serious bodily injury (§ 243,
subd. (d); count 3), and its special allegations (use of a weapon and personal infliction of
great bodily injury; §§ 12022, subd. (b)(1), 1192.7, subd. (c)(8),). Before trial, he pled
guilty to count 4 (disobeying a family court order, § 273.6, subd. (a)). The jury acquitted
Zepeda of attempted murder and its lesser included offense (attempted voluntary
manslaughter; count 1). At sentencing, Zepeda received a total term of six years in
prison.
On appeal, Zepeda first contends the trial court prejudicially abused its discretion
by allowing the prosecutor to cross-examine him about the family court restraining order
(DVRO) that prohibited him from having contact with his children, that had been the
subject of his guilty plea to count 4. (Evid. Code, § 210 [relevant evidence has some
"tendency in reason to prove or disprove any disputed fact that is of consequence to the
determination of the action"].) Zepeda alternatively argues he was denied his
constitutional right to effective assistance of counsel when his attorney (a) asked
questions on direct examination arguably opening the door to the admission of the DVRO
evidence, and (b) failed to object to the prosecutor's irrelevant cross-examination about
1 All further statutory references are to the Penal Code unless noted.
2
the DVRO pursuant to Evidence Code section 352, on the grounds it was unduly
prejudicial evidence. (People v. Cudjo (1993) 6 Ca1.4th 585, 623.)
Finding no prejudicial error or ineffective assistance of counsel in this record, we
affirm the judgment of conviction.
FACTUAL AND PROCEDURAL BACKGROUND
A. Background: The Incident
In Imperial Beach on March 14, 2014, Zepeda picked up his two young sons from
school to visit for one of their birthdays. As they crossed a crowded street, a car sped
toward them and stopped at the crosswalk, narrowly avoiding the family. Zepeda hit the
hood of the car and yelled at the driver that he was supposed to stop at the crosswalk.
The driver replied that he should "watch his fucking kids." Zepeda's group continued
across the road, and Zepeda yelled at the driver, Shawn Edwards, that he should pull over
at the side of the street. Once Edwards pulled over, Zepeda came up to the driver's side
of the car and they continued to yell about kicking each other's asses. Zepeda punched or
"smacked" Edwards in the face through the car window. Zepeda started to walk away,
but Edwards got out of the car and rushed toward him, tackling him from behind and
bringing him to the ground.
Zepeda had previously worked as a chef and he was looking for work that day. He
had a portfolio or billfold in his pocket that contained a small culinary knife he had been
given as a sample. As he and Edwards were face-to-face grabbing and punching each
other, Edwards saw that Zepeda was holding a small knife in his hand. Edwards was
afraid he was going to die and kept defending himself.
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As they fought, a sheriff's deputy came by and started to break up the fight. When
they separated, Edwards realized that he was bleeding from several stab wounds in his
torso. Bystanders administered first aid to him until paramedics arrived. At the hospital,
doctors found that he had four stab wounds that required surgery.
At the scene, Zepeda was taken into custody. His knees were scuffed and he had
some redness on his head. He agreed to be interviewed by police, telling them he had
challenged Edwards and told him to pull over. He said he had to take action against
Edwards to protect himself and his sons. Edwards had punched him in the face and head,
knocking him to the ground. Zepeda's billfold fell out, and he grabbed the knife from his
billfold and stabbed Edwards a few times to get him off from on top of him. Then he
threw the knife on the ground. He told the officer he was having difficulty that day with
family issues, a separation from his wife and the death of his daughter.
Officers located Zepeda's billfold and knife on the ground at the curb next to
Edwards's car. They interviewed several eyewitnesses. One witness said she saw Zepeda
pull out a black billfold from his pants and then saw it flying across the pavement.
B. Motions in Limine; Trial Testimony
Before trial, Zepeda entered a guilty plea to the misdemeanor count 4 (disobeying
the DVRO), with the purpose of keeping that information away from the jury. (§ 273.6,
subd. (a).) He admitted he knew about the order but violated it anyway by taking his
sons to Imperial Beach that day after school. The court explained that there was no
longer such a charge pending and it would be eliminated from the jury's consideration, as
irrelevant. The court continued to discuss the in limine matters, and advised counsel that
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the rulings could change during trial, as follows: "Of course, either of you, you both
know, you're experienced enough to know motions in limine last only so long when
somebody gets on that stand. Depending on what comes out of the person's mouth could
open the door to some of these things that have been excluded. So I will let you notify
me if you think the door has been opened. Don't jump in that door. Say, your honor, can
we talk about it first. And we'll talk about it at 8:30 or sidebar." The court then took
Zepeda's admissions to three prior convictions.
In its rulings on the defense motions in limine, the court noted that each objection
posed would be deemed as a continuing objection to the admission of the proffered
evidence.
On direct examination, Zepeda testified at trial about picking up his sons after
school on the day of his younger son's birthday. The boys did not live with him, but said
he raises them and they have a great, close relationship. He explained how the incident
began, when he saw the car coming toward them into the crosswalk and he pulled his
kids toward him. He hit the car on the hood and told the driver to watch how he was
driving, and made sure the kids got to a place of safety. When the driver cursed at them,
he told him to watch his mouth, saying "If you want to talk to me like a man, pull over."
Edwards rushed at him from behind and knocked him to his knees. Zepeda saw his
billfold fall out, with his knife in it. Zepeda was afraid for his life and that of his sons, so
he got out the knife and stabbed Edwards in self-defense to stop him from hitting him and
get him off. When the sheriff's deputy arrived, they both stood up and Zepeda threw the
knife to the ground. Later, he was interviewed by police.
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At the outset of cross-examination, the prosecutor asked Zepeda about his
statements that he had a great relationship with his young kids and was a great father who
spent as much time as he could with them. The trial court held an unreported sidebar to
discuss further testimony. The prosecutor then asked Zepeda whether he was even
allowed to see his sons, and Zepeda admitted there was a restraining order preventing
him from seeing them. He admitted that when he picked the kids up from school that
day, he was in violation of the restraining order. The prosecutor responded, "Okay. Let's
get that part straight." He went on to ask about the bus ride Zepeda took to the school
and about Zepeda's explanation to the detective at the time of the incident that he was
going through a tough time in his life, because his daughter had died and his wife was
leaving him.
On redirect examination, defense counsel asked Zepeda more about his interview
with the detective, such as when he told the detective he had used a knife to protect
himself and to protect his children. Further testimony was taken from the detective, and
both sides rested their cases.
When the court excused the jury to discuss legal matters, the court put on the
record the sidebar conversation they had in court, about the prosecutor asking Zepeda
about the DVRO against him. Although the court had previously found it was irrelevant
that Zepeda was out with his sons in violation of that order, the court explained to
defense counsel that the questions he had asked his client about the family relationships
had opened the door to questions about the restraining order. The court asked defense
counsel if he wanted to put anything on the record, and received the response that counsel
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understood the ruling but respectfully disagreed that he had opened such a door. The
court and counsel went on to discuss jury instructions. Among them were CALCRIM
No. 226, on how the jury should evaluate the credibility or believability of the witnesses.
In closing argument, defense counsel emphasized that Zepeda had acted in self-
defense, and had owned up to his anger and to his use of a knife to harm Edwards. He
was truthful about violating the DVRO, but explained he had perceived ongoing danger
and then taken action to defend himself and his children. The prosecutor's closing
argument also mentioned the violation of the DVRO as part of the overall context of the
events that day.
An audio and video recording of Zepeda's interview was played for the jury. It
was stipulated that Edwards suffered four stab wounds which required surgery.
C. Verdict and Sentencing
Following instructions and deliberations, the jury acquitted Zepeda of attempted
murder and its lesser included offense (attempted voluntary manslaughter; count 1). He
was convicted on the remaining counts and enhancements.
Zepeda's sentence was composed of a three-year middle term for the count of
assault with a deadly weapon, plus an additional three years for the great bodily injury
finding (§12022.7, subd. (a)). The court imposed and stayed four years for the conviction
of battery with serious bodily injury and enhancements (§ 243, subd. (d); § 654). The
court accorded Zepeda 354 days credit and remanded him to the sheriff for the term
imposed on the count of violating the DVRO. He appeals.
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DISCUSSION
On appeal, Zepeda contends the trial court abused its discretion by allowing the
prosecutor to cross-examine him with irrelevant and highly prejudicial matter, the
references to the DVRO. He contends that the standards of Evidence Code section 210
were violated, because the court had already determined at the plea bargaining stage that
the issue was irrelevant to the current charges. He contends the court should therefore
have adhered to its determination that the DVRO matter was collateral in nature. (People
v. Contreras (2013) 58 Cal. 4th 123, 152 (Contreras) [recognizing court's "wide latitude"
to exclude collateral, irrelevant evidence].)
In the alternative, Zepeda contends this ruling interfered with his right to receive
effective assistance of counsel. He argues defense counsel's questions arguably "opened
the door" to the admission of the evidence, and that without any apparent tactical reason,
his counsel had failed to make a specific objection under Evidence Code section 352.
I
EVIDENTIARY RULINGS ON IMPEACHMENT QUESTIONS
A. Legal Principles
We utilize an abuse of discretion standard to review the trial court's rulings
determining the relevance and admissibility of evidence. (People v. Green (1980) 27
Ca1.3d 1, 24-25; People v. Garcia (2001) 89 Cal. App. 4th 1321, 1334.) The court abuses
such discretion in deciding whether to admit evidence only when it acts in an "arbitrary,
capricious, or patently absurd manner that resulted in a manifest miscarriage of justice."
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(People v. Rodriguez (1999) 20 Cal. 4th 1, 9-10 (Rodriguez).) The admissibility of
evidence that is offered for impeachment is decided in the trial court's discretion. (Ibid.)
The jury was entitled to evaluate matters relevant to the truthfulness of the
witnesses' testimony. (Evid. Code, § 780.) By testifying, Zepeda put his credibility in
issue. (Rodriguez, supra, 20 Ca1.4th 1, 9.) Even if a fact bears upon the credibility of a
witness, it may be deemed to be a collateral matter to the charges. (Ibid.) The court in
Contreras took note that it is not a proper subject of cross-examination to question a
witness " 'upon collateral matters for the purpose of eliciting something to be
contradicted.' " (Contreras, supra, 58 Cal.4th at p. 154.) The real question is whether the
evidence alleged to be collateral in nature could give rise to any substantive inference
about the defendant's guilt of the charged offenses. (Id. at p. 153.)
When a trial court decides whether to exclude evidence offered for impeachment
on the ground that it is collateral or irrelevant, the court's considerations generally include
whether the probative value of such evidence "is 'substantially outweighed' by its
prejudicial, 'confusing,' or time-consuming nature." (Contreras, supra, 58 Cal.4th at
p. 152; Evid. Code, § 352; People v. Lewis (2001) 26 Cal. 4th 334, 374-375.)
B. Arguments and Analysis
Zepeda argues that on this set of facts, his violation of the DVRO was entirely
collateral to the assault and battery charges, as well as the attempted murder count.
(Contreras, supra, 58 Cal.4th at p. 153 [a matter is "collateral" if it has no logical bearing
on any material, disputed issue].) He claims that the prosecutor strategically decided not
to object when he testified on direct examination about his relationship with his children,
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even though the matter was essentially irrelevant. Zepeda accordingly claims that the
trial court should have reined in the prosecutor's questioning when he thus attempted to
get into irrelevant matters. (See People v. Wells (1949) 33 Ca1.2d 330, 340
[" 'Legitimate cross-examination does not extend to matters improperly admitted on
direct examination. Failure to object to improper questions on direct examination may
not be taken advantage of on cross-examination to elicit immaterial or irrelevant
testimony.' "]; People v. Steele (2002) 27 Ca1.4th 1230, 1248-1249.)
Zepeda argues he was unduly prejudiced when these irrelevant matters were
placed before the jurors, because they might have engaged in speculation about why he
was subject to a DVRO, or impermissibly surmised that he had a violent disposition in
general. He further complains that no limiting instruction was given to assist the jury, but
apparently none was requested. The jury deliberated for almost two full days and asked
several questions, including a request for read back of Zepeda's testimony, which he
argues shows it was a close case.
In Contreras, the court took the view that "a determination that impeachment or
other evidence should be excluded as 'collateral' inherently involves the balancing
contemplated by Evidence Code section 352." (Contreras, supra, 58 Cal.4th at p. 154.)2
Zepeda's defense counsel did not object under Evidence Code section 352 when the
prosecutor questioned Zepeda about his knowledge and violation of the DVRO.
2 Evidence Code section 352 provides: "The court in its discretion may exclude
evidence if its probative value is substantially outweighed by the probability that its
admission will . . . create substantial danger of undue prejudice."
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However, there was a general continuing objection noted for the record at the time of the
ruling on the motions in limine, which apparently was understood by the court and
counsel as including irrelevance objections.
Admittedly, both the issues of whether Zepeda had a great relationship with his
sons and whether he had violated the DVRO were of marginal relevance to the charges
sent to the jury. However, on viewing the record as a whole, we cannot say that the
evidence about the DVRO had no logical bearing on the material and disputed issues
raised by the charges, including the self-defense claim. Zepeda testified he helped raise
his kids, while in actuality, he was prohibited from seeing them. When Zepeda presented
his testimony about his self-defense beliefs, he allowed the jury to evaluate his
credibility. In impeachment of his testimony about the ultimate asserted fact, that his
self-defense was justified, matters directly going to his credibility were within the
legitimate scope of inquiry. (See Rodriguez, supra, 20 Ca1.4th 1, 18-19 (dis. opn. of
Kennard, J.).) This could include such family matters he raised.
Where an abuse of discretion is claimed, the discussion implies there were
discretionary choices for the trial court. Otherwise competent, thoughtful trial judges
could reach different conclusions on the admissibility of evidence in a given situation.
The question is not whether a different result could have been reached, but rather whether
the trial court's decision was arbitrary or irrational. In reviewing the ruling, we presume
the trial court understood the problems presented and evaluated the appropriate factors.
(Evid. Code, §210 [relevant evidence is that having a "tendency in reason to prove or
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disprove any disputed fact that is of consequence to the determination of the action"];
Evid. Code, § 664 [presumption that official duty has been regularly performed].)
Here, the evidentiary issue was not expressly presented to the trial court in terms
of relevance of the evidence compared to its probative value, since no objection was
made under Evidence Code section 352. Because of the nature of the problem presented,
and the previous discussions with counsel, the court made an implied determination that
these references to the DVRO during cross-examination did not create a danger of undue
prejudice that substantially outweighed their probative value. (Contreras, supra, 58
Cal. 4th 123, 149-153.) In this context of asserted self-defense, the trial court had
discussed the problems of "opening a door" to potentially irrelevant matters with counsel,
and it conscientiously discussed the matter at sidebar when it again arose. As presented,
the DVRO information was not unduly inflammatory or prejudicial. It was explained
further in closing arguments, according to the parties' different points of view. The jury
was instructed on how to evaluate the witnesses' testimony.
Although a different evidentiary ruling would certainly have been possible on this
record, Zepeda has not shown an abuse of the trial court's "broad discretion" in allowing
the cross-examination and impeachment to proceed in this manner. (People v. Lewis,
supra, 26 Cal. 4th 334, 374.)
II
ARGUMENTS CONCERNING INEFFECTIVE ASSISTANCE OF COUNSEL
Zepeda next contends his trial counsel was ineffective for bringing up matters that
allowed the prosecutor to ask broad impeachment questions, and for compounding the
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problem by failing to make adequate objections. Even assuming adequate relevance
objections were raised, he contends a more specific objection under Evidence Code
section 352 would have been required to afford him effective assistance of counsel.
(People v. Barnett (1998) 17 Cal. 4th 1044, 1130.) He further argues the record does not
demonstrate that counsel had any strategic or tactical reasons for allowing that area of
inquiry.
A. Applicable Standards
To show that trial counsel's performance was constitutionally defective, an
appellant must prove: (1) counsel's performance fell below the standard of
reasonableness, and (2) the "deficient performance prejudiced the defense." (Strickland
v. Washington (1984) 466 U.S. 668, 687-688.) It is the defendant's burden to prove the
inadequacy of trial counsel, and defendant's burden is difficult to satisfy on direct appeal.
Competency is presumed unless the record affirmatively excludes a rational basis for trial
counsel's choice. (People v. Ray (1996) 13 Cal. 4th 313, 349 (Ray); People v.
Musselwhite (1998) 17 Cal. 4th 1216, 1260.) We reverse on the ground of inadequate
assistance on appeal only if the record affirmatively discloses no rational tactical purpose
for counsel's act or omission. (People v. Lucas (1995) 12 Cal. 4th 415, 436-437 (Lucas);
see Ray, supra, at p. 349.) An appellate court generally cannot fairly evaluate counsel's
performance at trial based on a silent record. (People v. Mendoza Tello (1997) 15 Cal. 4th
264, 266-267.)
A decision on whether to object to evidence is often a tactical one. (People v.
Catlin (2001) 26 Cal. 4th 81, 165; People v. Hillhouse (2002) 27 Cal. 4th 469, 502; People
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v. Frierson (1991) 53 Cal. 3d 730, 749 ["[I]n the heat of a trial, defense counsel is best
able to determine proper tactics in the light of the jury's apparent reaction to the
proceedings. The choice of when to object is inherently a matter of trial tactics not
ordinarily reviewable on appeal."]; People v. Ghent (1987) 43 Cal. 3d 739, 772 ["[A]
mere failure to object to evidence or argument seldom establishes counsel's
incompetence."].)
B. Analysis
Zepeda first argues that his trial attorney was ineffective because a specific
objection to the impeachment questioning about the DVRO, as more prejudicial than
probative, would clearly have been meritorious. (Evid. Code, § 352.) He points out that
a relevancy objection alone, such as his continuing objection appeared to be, does not
preserve a claim of error under Evidence Code section 352. (See People v. Mills (2010)
48 Ca1.4th 158, 194.)
The trial court called a sidebar during the impeachment questioning, and later gave
defense counsel an opportunity to make a record on the issue. Counsel merely responded
that he understood the ruling but disagreed that any door had been opened on the DVRO
matter. On appeal, Zepeda argues this was an inexplicable failure to make a correct
record on an essential issue, particularly since the guilty plea to the DVRO violation
count was made to prevent the jury from hearing about it.
The record does not support Zepeda's contention that there was deficient
performance by counsel or resulting prejudice. First, it is not entirely clear that an
objection under Evidence Code section 352 to the impeachment questioning, if made,
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would have been sustained, in light of the apparent effort by the defense to present
Zepeda as a devoted father who was trying to protect his sons from being harmed by the
driver. Defense counsel chose to explain why the family members were together on that
day, when the altercation arose. The DVRO matter did not lead to an undue consumption
of time, and it was somewhat relevant to give context to the events.
Even if we were to assume that a proper objection did exist, the record does not
provide us with any information from which we could determine whether Zepeda has met
his burden to show ineffective assistance of counsel on this issue. All we know from this
record is that Zepeda's counsel did not object. The record appears to support the People's
argument that Zepeda's trial counsel's decision not to object to the impeachment question
was a reasonable one. (Ray, supra, 13 Cal.4th at p. 349.) He may not have objected
because he did not want to draw undue attention to the DVRO or the reasons why it was
issued. He reasonably could have believed it was tactically sound to avoid further
highlighting the matter by objecting. We cannot simply assume ineffective
representation without a record that shows trial counsel's reasoning.
Since we generally defer to the tactical decisions of trial counsel, and since there is
no record disclosing a lack of a rational purpose for Zepeda's trial counsel's failure to
object, we cannot conclude that trial counsel was ineffective. (See Lucas, supra, 12
Cal.4th at pp. 436-437.) In any event, since we do not find the trial court abused its
discretion in allowing the impeachment questioning, Zepeda cannot show that his trial
counsel's failure to assert objections constituted ineffective assistance of counsel. (See
People v. Carter (2005) 36 Cal. 4th 1215, 1257, fn. 29.)
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DISPOSITION
The judgment is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
AARON, J.
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