Battaglia v. Koechlin CA6

Filed 6/23/23 Battaglia v. Koechlin CA6
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
PAUL BATTAGLIA, H049907
(Santa Clara County
Defendant and Appellant, Super. Ct. No. 20DV000558)
v.
NILUFER KOECHLIN,
Plaintiff and Respondent.
THE COURT1
Paul Battaglia appeals from an order awarding him partial attorney fees after he
prevailed in a request for a domestic violence restraining order (DVRO). Battaglia
contends the trial court abused its discretion by reducing his fee award from the
$48,390.55 he requested pursuant to Family Code sections 6344 and 271, to $22,000.2
We conclude that there is no abuse of discretion and affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
Battaglia and Nilufer Koechlin were in a dating relationship and lived together.
After the relationship ended in 2020, both Battaglia and Koechlin filed requests for
domestic violence restraining orders. The trial court granted both parties temporary
restraining orders pending trial.
1
Before Greenwood, P. J., Grover, J., and Bromberg, J.
2
Undesignated statutory references are to the Family Code unless otherwise
indicated.
At the conclusion of trial in June 2021, the court denied Koechlin’s request for a
DVRO. The court agreed that Koechlin had made a prima facie showing of abuse under
the Domestic Violence Prevention Act (DVPA) and found that Battaglia had pushed
Koechlin on one occasion. Nevertheless, the court found that one of the incidents
Koechlin had cited in support of her request for a DVRO was a situation created by
Koechlin herself, not Battaglia. The court ultimately concluded that Koechlin did not
meet her burden of proving abuse by a preponderance of the evidence. The court stated
in connection with Koechlin’s DVRO request: “Disputes over money, visitation, or
property rights are disputes commonly before separating parties. The court does not
make light of these disputes. They are contentious. They are emotional. But they are not
grounds for granting a domestic violence restraining order pursuant to the DVPA and
interpreting case law.”
The trial court granted Battaglia’s request for a DVRO. In so doing, the court
stated it was persuaded by evidence presented at trial relating to three instances of
physical abuse. The trial court found that on balance, Battaglia had met his burden of
proof by a preponderance of the evidence. The court issued a DVRO in Battaglia’s favor
for a period of three years.
Shortly after the trial ended, Battaglia asked to be heard on the issue of attorney
fees. The trial court responded, “The court’s inclination is to have each party pay their
respective attorney’s fees.” Battaglia filed a motion for fees pursuant to sections 6344
and 271, requesting $48,390.55. In Battaglia’s counsel’s supporting declaration, she
stated that while her hourly rate was $500 per hour, she had calculated her fees in this
case at $400 per hour to make her services more affordable to Battaglia. Counsel
characterized “the bulk of [her] work as defensive, meaning [she] was responding to
litigation tactics” in connection with defending against Koechlin’s DVRO request.
Battaglia filed an income and expense declaration in connection with the fees
request. In the declaration, Battaglia stated that he was not working and not receiving
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compensation due to the Covid pandemic. Battaglia listed approximately $90,000 in
assets and an average monthly investment income of $4,500. Battaglia stated that he was
paying counsel at a rate of $350 per hour, not $400, and that as of July 21, 2021, he had
paid counsel $17,500 in attorney fees.
The fees motion proceeded to a hearing on January 19, 2022, before a different
judge than the one who had presided over the DVRO trial. At the hearing, the new judge
articulated the issue before him as follows: “[T]he issue before me today is kind of
twofold. There’s the issue of whether or not I grant reasonable attorneys’ fees to the
Petitioner [Battaglia] based on Judge Irvani-Sani’s finding that [Koechlin] committed
domestic violence beyond a preponderance of the evidence and granted a three-year
restraining order. Also, whether or not I should grant the attorneys’ fees in [Koechlin’s]
case, that was ultimately denied. . . . I am interested in the financial situation of
[Koechlin] because I think it is relevant in my overall determination and the totality of
the circumstances of whether I’m going to make an order or not.” The judge stated he
had reviewed all the documents, declarations, and exhibits filed in the case and was
aware of the prior judge’s inclination to not award attorney fees. The judge stated he was
prepared to rule on the fees motion and did not feel bound by the prior judge’s position.
Battaglia and Koechlin testified at the fees hearing. Battaglia testified that he was
not presently working and not receiving any investment income. He testified that he used
to receive monthly dividends from a stock account but had since “wiped out” the account
to pay his attorney. Battaglia testified that his savings account was down to $8,500 and
that his crypto investment had diminished by 30 percent. Koechlin also testified
regarding her assets but stated that she was not contesting her ability to pay.
At the conclusion of the hearing, the trial court accepted Battaglia’s word that his
financial accounts had been diminished and that “he doesn’t have a whole lot of money.”
The court stated it was not impressed that Battaglia was not gainfully employed and not
self-supporting. Nevertheless, the court recognized that Battaglia was not in the same
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financial situation as Koechlin and that he was the prevailing party in the DVRO trial.
The court awarded Battaglia “prevailing party fees” in the amount of $22,000 without
articulating a basis for reducing the fees or specifying how it arrived at this sum. The
court subsequently issued a minute order to the same effect, stating, “The respondent’s
request for attorney fees is granted in the amount of $22,000; fees are to be paid within
seven days to Atty. Sabharwal.”
Battaglia filed a timely notice of appeal from the trial court’s order.
II. DISCUSSION
A. Standard of Review
We review challenges to an attorney fees award for abuse of discretion. (Loeffler
v. Medina (2009) 174 Cal.App.4th 1495, 1509.) “ ‘[A]n experienced trial judge is in a
much better position than an appellate court to assess the value of the legal services
rendered in his or her court, and the amount of a fee awarded by such a judge will
therefore not be set aside on appeal absent a showing that it is manifestly excessive in the
circumstances.’ [Citation.]” (Ibid.) “ ‘The only proper basis of reversal of the amount of
an attorney fees award is if the amount awarded is so large or small that it shocks the
conscience and suggests that passion and prejudice influenced the determination.’ ”
(Faton v. Ahmedo (2015) 236 Cal.App.4th 1160, 1173.)
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B. The Trial Court Did Not Abuse its Discretion in Reducing Battaglia’s Fee
Award Under Section 63443
On appeal, Battaglia argues that the trial court abused its discretion because it
reduced the amount of attorney fees it awarded. Battaglia first argues that the trial court
failed to apply section 6344 altogether because the court believed the statute to be a “bad
statute” and “bad policy.” Battaglia next argues that the trial court failed to consider the
respective abilities of the parties to pay, as is required by section 6344, subdivision (b),
and that the court was biased against Battaglia for being unemployed. Finally, Battaglia
argues that the $22,000 fee award was so small that it “shocks the conscience.”
1. The Trial Court Applied Section 6344
Battaglia’s argument that the trial court failed to apply section 6344 is without
merit. Section 6344, subdivision (a), permits the trial court to award attorney fees to the
prevailing party in a DVRO proceeding. (§ 6344, subd. (a).)4 Section 6344, subdivision
(b) requires the trial court to award attorney fees to a “prevailing petitioner” if that
petitioner “cannot afford to pay for the attorney’s fees and costs.” (§ 6344, subd. (b).)5
3
Battaglia previously moved to augment the record with the full reporter’s
transcript of proceedings from June 23, 2021. We denied the motion “without prejudice
to a further showing that the reporter’s transcript from the June 23, 2021 hearing was
before the court when it issued the order that is the subject of this appeal.” Battaglia has
renewed his request to augment the record. Because Battaglia has not shown that the
records were before the trial court deciding whether to award attorney fees, we deny his
renewed request. (See Vons Companies, Inc. v. Seabest Foods, Inc (1996) 14 Cal.4th
434, 444, fn. 3.)
4
Family Code section 6344 was amended January 1, 2023. As the trial court’s
attorney fees order was issued prior to the effective date of the amendment, we reference
the prior version of section 6344 in effect at the time of the order. At that time, section
6344, subdivision (a) provided: “After notice and a hearing, the court may issue an order
for the payment of attorney’s fees and costs of the prevailing party.” (Stats. 2004
ch. 472, § 6.)
5
At the time of the trial court’s order, section 6344, subdivision (b) provided: “In
any action in which the petitioner is the prevailing party and cannot afford to pay for the
attorney’s fees and costs, the court shall, if appropriate based on the parties’ respective
abilities to pay, order that the respondent pay petitioner’s attorney’s fees and costs for
commencing and maintaining the proceeding. Whether the respondent shall be ordered
5
Contrary to Battaglia’s contention, the record is clear that the trial court understood its
obligations under both subdivisions of the statute and properly applied their terms. At the
fees hearing, the trial court correctly explained that the issue before the court was
twofold: (1) whether to grant reasonable attorney fees to Battaglia based on the prior
court’s finding that Koechlin had committed domestic violence against Battaglia and
granted him a DVRO; and (2) whether to grant attorney fees to Battaglia in the case
pertaining to Koechlin’s DVRO request, which was denied. The trial court further
explained, “I am interested in the financial situation of [Koechlin] because I think it is
relevant in my overall determination and the totality of the circumstances of whether I’m
going to make an order or not.” The trial court subsequently took testimony from both
parties regarding their financial status and ultimately awarded Battaglia $22,000 in
“prevailing party fees.” On this record, we cannot say that the trial court failed to apply
section 6344.
2. The Trial Court Properly Considered the Parties’ Respective Abilities to Pay
Battaglia next argues that by making a partial award, the trial court failed to
consider the parties’ respective abilities to pay, as is required by section 6344,
subdivision (b). Subdivision (b) does not require the court to award full attorney fees to
the prevailing petitioner in every case, but states that in determining “what amount shall
be paid,” the court must consider both the “respective income and needs of the parties”
and “any factors affecting the parties’ respective abilities to pay.” (§ 6344, subd. (b).)
We conclude that the trial court did that here. The court held a hearing to determine the
respective parties’ income and financial need. It reviewed Battaglia’s income and
expense declarations and asked Battaglia relevant and detailed questions in connection
to pay attorney’s fees and costs for the prevailing petitioner, and what amount shall be
paid, shall be determined based upon (1) the respective incomes and needs of the parties,
and (2) any factors affecting the parties’ respective abilities to pay.” (Stats. 2004,
ch. 472, § 6.)
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with same. The court also heard testimony from both Battaglia and Koechlin regarding
income, assets, savings, investments, and past and present employment status. At the
conclusion of the hearing, the court found that Battaglia “was not in the same financial
situation as [Koechlin],” and that his “accounts have been diminished and he doesn’t
have a whole lot of money.” Based on these findings, the court awarded Battaglia partial
attorney fees. Given the court’s inquiries, as well as the specific findings it made
regarding Battaglia’s financial status and need, we conclude that the court adequately
assessed the parties’ respective abilities to pay as required under section 6344,
subdivision (b).
3. The Court Was Not Biased Against Battaglia
Battaglia next argues that the trial court was biased against him because he was
unemployed, and that this bias “appeared to weigh into [the court’s] decision.” “ ‘Mere
expressions of opinion by a trial judge based on actual observation of the witnesses and
evidence in the courtroom do not demonstrate a bias. . . . Moreover, a trial court’s
numerous rulings against a party–even when erroneous–do not establish a charge of
judicial bias, especially when they are subject to review. [Citations.]’ ” (Nevarez v.
Tonna (2014) 227 Cal.App.4th 774, 786.) While the trial court did inquire into
Battaglia’s employment status, and indicated in passing that it was “not impressed” by
Battaglia’s lack of employment, we cannot say that this brief statement of opinion rose to
the level of judicial bias. (Schmidt v. Superior Court (2020) 44 Cal.App.5th 570, 589
[“The appellate court’s role is . . . to determine whether the [trial] judge’s behavior was
so prejudicial it denied the party a fair, as opposed to a perfect, trial”].) Indeed, we note
that section 6344, subdivision (b) requires the trial court, when hearing an attorney fees
motion, to consider “any factors affecting the parties’ respective abilities to pay.”
(§ 6344, subd. (b).) Battaglia’s employment status and future employability are relevant
factors under that provision and the court was within its right to inquire into them.
Finally, far from ruling against Battaglia, the trial court ultimately found in Battaglia’s
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favor, reversed a prior court’s indicated ruling to not award fees, and awarded Battaglia
almost 50 percent of his requested attorney fees.
4. The Reduced Award Does Not Shock the Conscience
Finally, we reject Battaglia’s argument that the trial court’s fees award was so
small it “shocks the conscience.” Battaglia requested a total of $48,390.55 in fees. The
trial court awarded him just under 50 percent of that amount. While the trial court did not
specify a basis for this reduction, it was not required to do so in the context of an attorney
fees award. (See In re Marriage of Fong (2011) 193 Cal.App.4th 278, 293-297 [parties
not entitled to statement of decision in attorney fees dispute].) In reducing the fees, the
court could have considered multiple factors, including: (1) the fact that Battaglia’s
attorney requested fees calculated at a rate of $400 per hour, when she in fact billed
Battaglia at a rate of $350 per hour; (2) Battaglia stated in his income and expense
declaration that he had already paid $17,500 of the attorney fees; and (3) Battaglia’s
attorney characterized “the bulk of [her] work as defensive,” which would trigger only
the permissive fees provision of section 6344, subdivision (a). The court was authorized
under the permissive language of section 6344, subdivision (a), [“[T]he court may issue
an order for the payment of attorney’s fees and costs of the prevailing party.”], to reduce
or deny the requested attorney fees incurred for Battaglia’s defense against Koechlin’s
DVRO request. (Stats. 2004, ch. 472, § 6.) The judge ruling on the fees request was
aware that his colleague had found Koechlin did not meet her burden to establish abuse
by a preponderance of the evidence, but also had found credible Koechlin’s assertion that
Battaglia had pushed her, such that Koechlin’s petition was not frivolous. Under the
totality of the circumstances, we cannot say that the trial court’s fees award of roughly
50 percent of the request was so small that it shocks the conscience.
We perceive no abuse of discretion in the trial court’s award of attorney fees under
section 6344.
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C. The Trial Court Did Not Abuse its Discretion in Declining to Impose Sanctions
Under Section 271
Battaglia next argues that the trial court abused its discretion by failing to consider
attorney fees as a form of sanctions under section 271.6 Battaglia argues that sanctions
were warranted because Koechlin made unsupported claims in her DVRO request, and
because her motive for requesting the DVRO was “retaliatory and malicious.”
“[F]amily law courts are authorized to impose attorney fee awards as sanctions
against persons who frivolously or maliciously and without probable cause request
DVPA restraining orders.” (S.A. v. Maiden (2014) 229 Cal.App.4th 27, 38.) In
determining whether to impose sanctions under section 271, the trial court “must examine
the entire record.” (Marriage of Tharp (2010) 188 Cal.App.4th 1295, 1316 [“to exercise
the power of judicial discretion, all the material facts must be known and considered
together also with the legal principles essential to an informed, intelligent and just
decision”].) Here, Battaglia is correct that during the trial, the court found one incident
that Koechlin cited in support of her DVRO request to have been created by Koechlin
herself. However, the court also found that Koechlin had made a prima facie showing of
abuse under the DVPA, and that Battaglia had pushed Koechlin on one occasion.
Ultimately, while denying Koechlin’s DVRO request, the court recognized the issues
Koechlin raised to be contentious and emotional, though not rising to the level of
granting a DVRO. Nowhere in the trial court’s ruling did the court suggest that
Koechlin’s claims were frivolous, malicious, retaliatory, or without probable cause. Nor
did the court ever find that Koechlin had lied or otherwise engaged in bad faith conduct.
6
Section 271 provides, in relevant part, “the court may base an award of
attorney’s fees and costs on the extent to which the conduct of each party or attorney
furthers or frustrates the policy of the law to promote settlement of litigation and, where
possible, to reduce the cost of litigation by encouraging cooperation between the parties
and attorneys. An award of attorney’s fees and costs pursuant to this section is in the
nature of a sanction.”
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On the entire record, we perceive no basis for concluding that the trial court
abused its discretion in declining to impose section 271 sanctions.
III. DISPOSITION
The attorney fees order is affirmed.
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