DocketNumber: D071461
Citation Numbers: 220 Cal. Rptr. 3d 1, 12 Cal. App. 5th 687
Judges: Aaron
Filed Date: 12/22/2016
Status: Precedential
Modified Date: 10/19/2024
*690I.
INTRODUCTION
On November 8, 2016, the voters passed Proposition 57,
*691II.
PROCEDURAL BACKGROUND
In February 2012, the People filed a complaint against Walker in Adult Court, alleging two counts of attempted premeditated murder ( Pen. Code, §§ 664, 187, subd. (a) ) and one count of active participation in a gang ( Pen. Code, § 186.22, subd. (a) ). With respect to the attempted murder counts, the People alleged two firearm enhancements ( Pen. Code, § 12022.53, subds. (d), (e) ) and a gang enhancement ( Pen. Code, § 186.22, subd. (b) ). The record indicates that Walker was 17 years old at the time of the events giving rise to the charges.
The People filed the complaint pursuant to former section 707, subdivision (d) of the Welfare and Institutions Code.
A jury found Walker guilty as charged. The jury also found the firearm and gang *5enhancements true. The trial court sentenced Walker to 80 years to life in prison.
In May 2015, this court ruled that the trial court erred in admitting certain evidence at Walker's trial and reversed his convictions. In September 2015, the remittitur issued in Walker's appeal. Since the issuance of the remittitur, Walker has been awaiting retrial.
On November 8, 2016, the voters passed Proposition 57, which became effective the following day.
In late November 2016, Walker filed a motion to transfer his case from Adult Court to Juvenile Court, in light of Proposition 57. In his motion, Walker argued that Proposition 57 "applies retroactively to direct file cases which are not yet final." (Formatting omitted.)
The People filed an opposition to the motion in which they argued that Proposition 57 did not apply retroactively to cases filed in Adult Court prior to the effective date of the new law.
*692The trial court held a hearing on Walker's motion on December 12, 2016. At the conclusion of the hearing, the court granted the motion, ruling in relevant part:
"One side is, it goes to [J]uvenile [C]ourt, because Prop 57 is to be broadly construed. It doesn't speak to retroactivity at all, which of course is the People's argument, if it doesn't speak to it, that means it's prospective.
"So these cases are going to have to be adjudicated again by eventually the Supreme Court, I'm sure, but my order right now is I'm going to grant the motion and order it-put it in [J]uvenile [C]ourt, because I think that's what the intent of the proposition is."
The trial court stayed its order to permit the People to seek appellate review.
That same day, the People filed a petition for writ of mandate/prohibition in the Court of Appeal, Fourth Appellate District, Division 2. In their petition, the People requested that the Court of Appeal order the trial court to vacate its order granting Walker's motion. Three days later, the Administrative Presiding Justice of the Court of Appeal, Fourth Appellate District, transferred the matter to this court.
On December 22, this court issued an order to show cause, directed Walker to file a return, permitted the People to file a traverse, and stayed all further proceedings in the trial court. Thereafter, Walker filed a return, the People filed a traverse, and this court heard argument in the matter.
*693III.
DISCUSSION
The trial court's order granting Walker's motion to transfer the case from Adult Court to Juvenile Court is premised on an improper retroactive application of Proposition 57
In their petition, the People argue that this court should order the trial court to *6vacate its order granting Walker's motion. In support of this contention, the People argue that Proposition 57 does not apply retroactively to cases properly filed in Adult Court prior to the effective date of the proposition, and that the trial court's order transferring Walker's case to Juvenile Court is premised on an improper retroactive application of the law.
Walker contends that Proposition 57 applies retroactively to cases filed in Adult Court prior to the effective date of the proposition. In the alternative, Walker contends that the trial court's order constitutes a prospective application of the new law. Walker also argues that the Adult Court lacks jurisdiction over his case pursuant to a section of the Welfare and Institutions Code (§ 602 ) as amended by Proposition 57. Finally, Walker maintains that to fail to apply Proposition 57 to his case would constitute a denial of equal protection of the law.
We first provide a summary of Proposition 57, before considering whether the proposition may be applied retroactively to cases properly filed in Adult Court before the effective date of the statute. After concluding that Proposition 57 may not be applied retroactively, we next consider whether the trial court's order is premised on a prospective application of the new law. We conclude that the trial court's application of Proposition 57 to Walker's case constitutes an improper retroactive application of the law. We further conclude that the Adult Court does not lack jurisdiction over Walker's case under section 602 and that failing to apply Proposition 57 to Walker's case would not deny him equal protection of the law.
A. Proposition 57
1. Summary of Proposition 57
In People v. Cervantes (2017)
"Historically, California required a judicial determination of unfitness for juvenile court *694before a minor could be prosecuted in adult court. [Citations.] Beginning in March 2000 [with the passage of Proposition 217 ] and continuing until the adoption of Proposition 57, however, the district attorney was authorized, as a matter of executive discretion, to file a criminal action against a juvenile in certain defined circumstances, rather than filing the case in juvenile court, a practice known as 'direct filing' or 'discretionary direct filing.' [Citations.] Some crimes ... were considered so serious by the voters that, if committed by a minor age 14 or older, juvenile court was not an option; filing in adult criminal court was mandated by statute ('mandatory direct filing')." ( Cervantes , at pp. 595-596,215 Cal.Rptr.3d 174 , fn.omitted.)
As noted previously, the electorate adopted Proposition 57 on November 8, 2016, and it became effective the following day. The proposition eliminated the People's ability to directly file charges against a juvenile defendant in Adult Court.
"Proposition 57 was designed to undo Proposition 21. After the passage of Proposition 57, the charging instrument for all juvenile crimes must be filed in juvenile court. (See Welf. & Inst. Code, § 602.) While prosecuting attorneys may move to transfer certain categories of cases to criminal court ( Welf. & Inst. Code, § 707, subd. (a)(1) ), they have no authority to directly and independently file a criminal complaint against someone who broke the law as a juvenile, even by committing the crimes that previously qualified for mandatory direct filing. In cases where transfer to adult court is authorized ( § 707, subd. (b) ) (and not all cases qualify), the juvenile court now has sole authority to determine whether the minor should be transferred. ( Welf. & Inst. Code, § 707, subd. (a)(2) ; see Brown v. Superior Court (2016)63 Cal.4th 335 , 340-341 [203 Cal.Rptr.3d 1 ,371 P.3d 223 ]... [describing history and general provisions of the initiative measure].) Thus, Proposition 57 effectively guarantees a juvenile accused felon a right to a fitness hearing before he or she may be sent to the criminal division for prosecution as an adult." ( Cervantes , at pp. 596-597,215 Cal.Rptr.3d 174 , fn.omitted.)
*6952. Proposition 57's amendments of sections 602 and 707
As suggested by the Cervantes court's summary, Proposition 57 amended sections 602 and 707. As amended by Proposition 57, section 602 provides:
"Except as provided in Section 707, any person who is under 18 years of age when he or she violates any law of this state or of the United States or any ordinance of any city or county of this state defining crime other than an ordinance establishing a curfew based solely on age, is within the jurisdiction of the juvenile court, which may adjudge such person to be a ward of the court."9
As amended by Proposition 57, section 707, subdivision (a)(1) provides:
"(a)(1) In any case in which a minor is alleged to be a person described in Section 602 by reason of the violation, when he or she was 16 years of age or older, of any felony criminal statute, or of an offense listed in subdivision (b) when he or she was 14 or 15 years of age, the district attorney or other appropriate prosecuting officer may make a motion to transfer the minor from juvenile court to a court of criminal jurisdiction. The motion must be made prior to the attachment *8of jeopardy. Upon such motion, the juvenile court shall order the probation officer to submit a report on the behavioral patterns and social history of the minor. The report shall include any written or oral statement offered by the victim pursuant to Section 656.2.10 "
Proposition 57 also added section 707, subdivision (a)(2), which specifies certain criteria that the Juvenile Court shall consider in "decid[ing] whether the minor should be transferred to a court of criminal jurisdiction [ (i.e., Adult Court) ]." ( § 707, subd. (a)(2).)
Proposition 57 also amended section 707, subdivision (b) to state as follows:
"Subdivision (a) shall be applicable in any case in which a minor is alleged to be a person described in Section 602 by reason of the violation of one of the following offenses when he or she was 14 or 15 years of age: [list of numerous offenses including attempted murder]."
Finally, and importantly for this case, Proposition 57 repealed former section 707, subdivision (d), which permitted the People to directly file criminal charges against minors in Adult Court under certain specified circumstances. As applicable to this case, former section 707, subdivision (d)(1) provided in relevant part:
"[T]he district attorney or other appropriate prosecuting officer may file an accusatory pleading in a court of criminal jurisdiction against any minor 16 years of age or older who is accused of committing an offense enumerated in subdivision (b).12 "
Proposition 57 also eliminated various presumptions to be applied by the Juvenile Court in determining whether a minor is "a fit and proper subject to be dealt with under the juvenile court law," (former § 707, subd. (c) ) by amending section 707, subdivision (a)(2) and repealing former section 707, subdivision (c).
3. Proposition 57's uncodified sections
Proposition 57 contains a number of uncodified sections, three of which Walker cites in his brief. Section 2 of Proposition 57 provides in relevant part:
"Purpose and Intent.
*9"In enacting this act, it is the purpose and intent of the people of the State of California to:
"[¶] ... [¶]
"4. Stop the revolving door of crime by emphasizing rehabilitation, especially for juveniles.
*697"5. Require a judge, not a prosecutor, to decide whether juveniles should be tried in adult court."
Section 5 of Proposition 57 provides, "Amendment. This act shall be broadly construed to accomplish its purposes. The provisions of Sections 4.1 and 4.2 of this act
Finally, section 9 provides, "Liberal Construction. This act shall be liberally construed to effectuate its purposes."
4. The distinctions between the prosecution of offenses in Adult Court and in Juvenile Court
"Significant differences between the juvenile and adult offender laws underscore their different goals: The former seeks to rehabilitate, while the latter seeks to punish." ( In re Julian R. (2009)
"A prosecutor charges a minor with an offense by filing a juvenile petition, rather than a criminal complaint. [Citations.] Minors 'admit' or 'deny' an offense, rather than plead 'guilty' or 'not guilty.' [Citation.] There are no 'trials,' per se, in juvenile court, rather there is a 'jurisdictional hearing' presided over by a juvenile court judge. [Citation.] The jurisdictional hearing is equivalent to a 'bench trial' in a criminal court. [Citation.] Although a juvenile court judge adjudicates alleged law violations, there are no 'conviction[s]' in juvenile court. [Citation.] Rather, the juvenile court determines-under the familiar beyond the reasonable doubt standard and under the ordinary rules of evidence-whether the allegations are 'true' and if the minor comes within its jurisdiction. [Citation.]
"There is no 'sentence,' per se, in juvenile court. Rather, a judge can impose a wide variety of rehabilitation alternatives after conducting a 'dispositional hearing,' which is equivalent to a sentencing hearing in a criminal court. [Citations.] In the more serious cases, a juvenile court can 'commit' a minor to juvenile hall or to the Division of Juvenile Justice (DJJ), formerly known as the California Youth Authority (CYA). In order to commit a minor *698to the DJJ, the record must show that less restrictive alternatives would be ineffective or inappropriate. [Citation.] The DJJ, rather than the court, sets a parole consideration date. DJJ commitments can range from one year or less for nonserious offenses, and up to seven years for the most serious offenses, including murder. [Citation.] A minor committed to DJJ must generally be discharged no later than 23 years of age." ( Id. at pp. 73-74,218 Cal.Rptr.3d 1 .)
B. The electorate did not intend for Proposition 57 to apply retroactively
The People contend that the electorate did not intend for Proposition 57 *10to apply retroactively. "Whether the voters intended Proposition 57 to apply retroactively is a question of law to which we apply our independent judgment." ( People v. Mendoza (2017)
1. Principles governing the interpretation of a voter initiative
"When interpreting a voter initiative, we apply the same rules that govern statutory construction. We first look to the language of the enactment, giving the words their ordinary meaning. If the law is ambiguous, we refer to other sources of voter intent, including the arguments and analyses contained in the official voter information guide." ( Mendoza , supra , 10 Cal.App.5th at p. 344,
2. The presumption in favor of the prospective application of statutes
"It is well settled that a new statute is presumed to operate prospectively absent an express declaration of retrospectivity or a clear indication that the electorate, or the Legislature, intended otherwise." ( Tapia v. Superior Court (1991)
The Supreme Court reaffirmed this principle in People v. Brown (2012)
3. Neither the text nor the ballot materials establish that the electorate intended for Proposition 57 to be applied retroactively
The People argue that "there is nothing in either the text of Proposition 57, or the ballot materials submitted to the voters, that demonstrates an intent for the juvenile portions of the law to apply retroactively to cases that have already been filed." We agree.
The Mendoza court reviewed the text of Proposition 57 and concluded, "The text of Proposition 57 contains no express statement of intent regarding prospective or retroactive application." ( *11Mendoza , supra , 10 Cal.App.5th at p. 344,
Walker contends that we may infer the electorate's intent to apply Proposition 57 retroactively given the enumeration in section 2 of the stated purposes for the law (i.e., to "[s]top the revolving door of crime by emphasizing rehabilitation, especially for juveniles," and to "[r]equire a judge, not a prosecutor, to decide whether juveniles should be tried in adult court") (Prop. 57, § 2) as well as the statement in section 5 that the act "shall be broadly construed to accomplish its purposes." (Prop. 57, § 5.) We disagree. Both statements fall far short of the clear indication of retroactivity required under California law. (See Brown , supra , 54 Cal.4th at p. 319,
*700Walker also contends that the following statement in the Legislative Analyst's analysis of Proposition 57 supports the conclusion that the electorate intended for the proposition to apply retroactively:
"The measure changes state law to require that, before youths can be transferred to adult court, they must have a hearing in juvenile court to determine whether they should be transferred. As a result, the only way a youth could be tried in adult court is if the juvenile court judge in the hearing decides to transfer the youth to adult court ." (Voter Guide, supra , analysis of Prop. 57 by Legis. Analyst, p. 56, italics added in Walker's brief.)
This statement merely describes the effect of changes in the law wrought by Proposition 57, and says nothing about whether those changes are to apply retroactively. For the same reason, we are unpersuaded by Walker's contention that the electorate's intent to apply the law retroactively is demonstrated by the Legislative Analyst's reference to potential costs savings premised on youths spending less time in prison and on parole as a result of the proposition. (See Voter Guide, supra , at p. 57.) This analysis reflects the Legislative Analyst's prediction with respect to the cost savings related to the implementation of the law generally. Nothing in the analysis suggests that the savings predicted-which was estimated to be "a few million dollars annually" (Voter Guide, supra , at p. 57)-was in any way based on the proposition being applied retroactively.
We also are unpersuaded by Walker's contention that Proposition 57 may be applied retroactively because "[n]othing in the language of the measure or the Legislative Analyst's treatment of the measure *12suggested an intention to limit the applicability to those whose cases have been filed or who were at any specific stage of the proceedings." In light of the well-established presumption in favor of the prospective application of statutes (e.g., Tapia , supra , 53 Cal.3d at p. 287,
In sum, "the voters did not make their intent clear regarding retroactive application in the text of Proposition 57 nor can we clearly discern their intent from the voter information guide." ( Mendoza , supra , 10 Cal.App.5th at p. 345,
4. The Estrada qualification to the presumption of prospective application does not apply
a. Estrada and its progeny
In Mendoza , supra ,
"Even in the absence of voter intent to apply a proposition retroactively, the Estrada rule provides a 'contextually specific qualification to the ordinary presumption' of prospective application. ( Brown , supra , 54 Cal.4th at p. 323 [142 Cal.Rptr.3d 824 ,278 P.3d 1182 ], citing Estrada , supra ,63 Cal.2d 740 [48 Cal.Rptr. 172 ,408 P.2d 948 ].) When the electorate (or Legislature) amends 'a statute to reduce the punishment for a particular criminal offense ,' the Estrada rule provides an inference that the voters 'intended the amended statute to apply to all defendants whose judgments are not yet final on the statute's operative date.' ( Brown , at p. 323 [142 Cal.Rptr.3d 824 ,278 P.3d 1182 ].) That conclusion is based on the 'premise that " '[a ] legislative mitigation of the penalty for a particular crime represents a legislative judgment that the lesser penalty or the different treatment is sufficient to meet the legitimate ends of the criminal law.' " ' (Ibid. , quoting Estrada , at p. 745 [48 Cal.Rptr. 172 ,408 P.2d 948 ], italics added by Brown .)" ( Mendoza , at p. 346,216 Cal.Rptr.3d 361 , italics added.)17
The Supreme Court has subsequently emphasized that Estrada "is today properly understood, not as weakening or modifying the default rule of prospective operation ... but rather as informing the rule's application in a specific context by articulating the reasonable presumption that a legislative act mitigating the punishment *13for a particular criminal offense is intended to apply to all nonfinal judgments." ( Brown , supra , 54 Cal.4th at p. 324,
" ' "Nothing is to be gained," ' we reasoned [in Estrada ], ' "by imposing the more severe penalty after such a pronouncement ... other than to satisfy a desire for vengeance" ' [ Estrada , supra , at p. 745,48 Cal.Rptr. 172 ,408 P.2d 948 ]-a motive we were unwilling to attribute to the Legislature. On this basis we concluded the inference was 'inevitable ... that the Legislature must have intended that the new statute imposing the new lighter penalty now deemed to be sufficient should apply to every case to which it constitutionally could apply.' (Ibid. )" ( Brown , at p. 323,142 Cal.Rptr.3d 824 ,278 P.3d 1182 .)
However, the Supreme Court has concluded that for statutes for which it can be said that the enacting body may have had a legitimate motive for applying the statute prospectively, the "inevitable" inference of retroactive intent referred to in Estrada ( Estrada , supra , 63 Cal.2d at p. 745,
Similarly, in People v. Conley (2016)
b. Estrada does not support a retroactive application of Proposition 57
Five decisions of the Courts of Appeal have considered whether Estrada applies with respect to Proposition 57. ( Mendoza , supra , 10 Cal.App.5th at pp. 345-349,
Further, the logic of Estrada does not support a retroactive application of Proposition 57. (See Cervantes , supra , 9 Cal.App.5th at p. 601,
To the Cervantes court's observations, we would add that, much like the statutes at issue and Brown and Conley , we cannot say with any confidence that the voters clearly would have intended the "fundamental policy shift," ( Cervantes , supra , 9 Cal.App.5th at p. 605,
For example, in Vela , supra ,
The Vela court explained that "[w]hen conducting the transfer hearing, the [J]uvenile [C]ourt shall, to the extent possible, treat the matter as though the prosecutor had originally filed a juvenile petition in [J]uvenile [C]ourt and had then moved to transfer Vela's cause to [Adult Court]." ( Vela , supra , 11 Cal.App.5th at p. 82,
Thus, we are unpersuaded by the Vela court's contention that in order not to provide retroactive effect to Proposition 57 "we would have to conclude that the electorate was motivated 'by a desire for vengeance' against [the defendant] and similarly situated minors." ( Vela , supra , 11 Cal.App.5th at p. 78,
Accordingly, we conclude that Estrada and its progeny do not support the conclusion that Proposition 57 should be applied retroactively to Walker's case.
C. Applying Proposition 57 to Walker's case constitutes an improper retroactive application of the law
Having concluded that Proposition 57 may not be applied retroactively (see pt. III.B, ante ), we must consider whether the trial court's order is *706proper on the ground that it is premised on a prospective application of Proposition 57.
1. The test for determining whether a law is being applied retroactively or prospectively
In Tapia , supra ,
However, the Tapia court reasoned that the defendant's "proposed test is not appropriate ... for laws which address the conduct of trials which have yet to take place , rather than criminal behavior which has already taken place." ( Tapia , supra , 53 Cal.3d at p. 288,
*707In explaining the distinction between prospective and retroactive statutes, the Tapia court distinguished People v. Hayes (1989)
"[Defendant] also interprets our opinion in ... Hayes , supra ,49 Cal.3d 1260 [265 Cal.Rptr. 132 ,783 P.2d 719 ], as supporting his position. It does not. In Hayes [,] we considered the effect of Evidence Code section 795, which requires the exclusion of prehypnotic testimony unless certain statutory procedures were followed at the time of hypnosis. As in our previous cases, we began by reaffirming the presumption that new statutes operate prospectively and proceeded to determine what 'prospective' operation meant in the case before us. We did not hold that the statute would apply, or not, based upon the date the alleged crime was committed. Instead, we looked to the date of the conduct regulated by the statute . Because the prehypnotic evidence in question predated the statute, we held that '[t]o invoke section 795 to exclude such evidence ... would be tantamount *18to giving the statute retroactive effect.' ( ... Hayes , supra , 49 Cal.3d at p. 1274 [265 Cal.Rptr. 132 ,783 P.2d 719 ].) The past conduct to which the statute attached legal consequences was the use of hypnosis ; the date of the offense was irrelevant." ( Tapia , supra , 53 Cal.3d at p. 291,279 Cal.Rptr. 592 ,807 P.2d 434 , italics added.)
The Tapia court then applied its definition of the terms "prospective" and "retrospective" in "determin[ing] which of Proposition 115's provisions may and may not be applied to the prosecution of crimes committed before the measure's effective date." ( Tapia , supra , 53 Cal.3d at p. 297,
After stating that laws that change the legal consequences of behavior to a defendant's detriment may not be applied to crimes committed before the proposition's effective date (category A) (Tapia , supra , 53 Cal.3d at pp. 298-299,
"Other provisions of Proposition 115 address the conduct of trials rather than the definition of, punishment for, or defenses to crimes. These provisions include section 2 ... which eliminates postindictment preliminary hearings; section 4 ... which *708gives the People the right to due process and a speedy trial; section 5 ... which provides that the Constitution shall not be construed to prohibit joinder, makes hearsay evidence admissible at preliminary hearings, and makes discovery reciprocal; sections 6, 7, and 7.5 ... which reform voir dire; sections 8, 15, 16, 17, and 18 ... which reform preliminary hearing procedures; section 19 ... which provides that the absence of cross-admissibility is not a ground for severance; section 20 ... which requires appointment of counsel who is ready to proceed; section 21 ... which provides that felony trials shall take place within 60 days of arraignment; section 22 ... which authorizes continuances to maintain joinder; sections 23, 24, 25, and 27 ... which reform discovery procedures and provide for reciprocal discovery; and section 28 ... which provides for appellate review of trial dates and continuances." ( Id. at p. 299,279 Cal.Rptr. 592 ,807 P.2d 434 .)
As the quotation indicates, the Tapia court defined as provisions "address [ing ] the conduct of trials" ( Tapia , supra , 53 Cal.3d at p. 299,
In addressing which of the provisions addressing the conduct of trials could be applied to the defendant, the Tapia court noted that the defendant had "advanced several arguments in an effort to show that application of such provisions in his case, even though addressed on their face *19to the conduct of future trials and not to past criminal behavior, will nevertheless be 'retrospective' as applied to him." ( Tapia , supra , 53 Cal.3d at p. 299,
However, and critical for this case, the Tapia court concluded that Proposition 115's reciprocal discovery provisions could not properly be applied prospectively to compel the production of evidence obtained by defense counsel before the effective date of the proposition . The Tapia court *709reasoned that use of the new law in this context would in fact constitute an impermissible retroactive application of Proposition 115:
"Application of the discovery provisions to compel production of evidence obtained by defense counsel before Proposition 115's effective date would be retroactive under the principles we have already discussed. This is because counsel can only be guided, while conducting an investigation, by the discovery rules then in force." ( Tapia , supra , 53 Cal.3d at p. 300,279 Cal.Rptr. 592 ,807 P.2d 434 .)26
In the wake of Tapia , the Supreme Court has made clear that "a change in procedural law is not retroactive when applied to proceedings that take place after its enactment. " ( People v. Sandoval (2007)
For example, in People v. Ledesma (2006)
*20"We reject defendant's argument that application of [the new law] to his case is retroactive because the pretrial portions of his trial began before that statute went into effect. The operative date for determining prospective application of a statute is the 'date of the conduct regulated by the statute.' ( Tapia ..., supra , 53 Cal.3d at p. 291 [279 Cal.Rptr. 592 ,807 P.2d 434 ] ; see [ Hayes , supra ,] 49 Cal.3d [at p. 1274,265 Cal.Rptr. 132 ,783 P.2d 719 ] [holding that a new statute specifying conditions under which the testimony of a witness who has undergone hypnosis may be admitted could not be applied in a retrial after the effective date of the statute when the witness had been interviewed under hypnosis before the effective date of the statute].) [The new law] governs the conduct of the jury selection portion of the trial. Therefore, application of the statute that was in effect at the time defendant's jury was selected is a proper, prospective application of the statute." ( Id. at p. 664,47 Cal.Rptr.3d 326 ,140 P.3d 657 .)
*7102. Applying Proposition 57 to Walker's case constitutes an impermissible retroactive application of Proposition 57
It is undisputed that, prior to the effective date of Proposition 57, the People properly filed charges against Walker in Adult Court pursuant to former section 707, subdivision (d).
Conversely, because the amendments to sections 602 and 707 brought about by Proposition 57 pertain to the filing of criminal charges, as applied to Walker, they do not " 'relate to the procedure to be followed in the future ' " ( Tapia , supra , 53 Cal.3d at p. 288,
While Walker suggests that Tapia provides that the application of a law is necessarily prospectively so long as the trial has not begun, Tapia is clear that applying a change in the law to a pretrial procedure that has already occurred constitutes an impermissible retroactive application of the law. ( Tapia , supra , 53 Cal.3d at p. 300,
"In determining whether someone is [a sexually violent predator under the law], the last event necessary is the person's mental state at the time of the commitment. For pending petitions, the person's mental state will be determined after the passage of Proposition 83, at the time of commitment." ( Bourquez , at p. 1289,68 Cal.Rptr.3d 142 .)
Similarly, in John L. v. Superior Court (2004)
*712Strauch v. Superior Court (1980)
In sum, as outlined above, Proposition 57 changes the law governing a procedural event that had already been fully completed in this case as of the effective date of Proposition 57-the filing of charges against Walker. Applying Proposition 57 to Walker's case would thus constitute an improper retroactive application of the law because it would "attach[ ] new legal consequences to ... an event ... that was completed before the law's effective date." ( Bourquez , supra , 156 Cal.App.4th at p. 1288,
Accordingly, we conclude that the trial court's application of Proposition 57 to Walker's case constitutes an improper retroactive application of the proposition.
*7133. We respectfully disagree with the conclusions of the Courts of Appeal in Cervantesand Lara that a prospective application of Proposition 57 requires that a fitness hearing be held in cases directly filed in Adult Court prior to the effective date of Proposition 57
We have carefully considered the decisions of the Courts of Appeal in Cervantes *23and Lara concluding that Proposition 57 properly applies prospectively to cases directly filed in Adult Court before the effective date of Proposition 57. (See Cervantes , supra , 9 Cal.App.5th at p. 602,
In Cervantes , the Court of Appeal concluded that "applied prospectively, Proposition 57 requires a fitness hearing before a juvenile felon is 'tried in Adult Court' initially or on remand." ( Cervantes , supra , 9 Cal.App.5th at p. 602,
The difficulty with this reasoning is that it is unmoored to any of the operative text of Proposition 57. As the Cervantes court acknowledged, while statements of intent or purpose "in an uncodified section do not confer power, determine rights, or enlarge the scope of a measure, they properly may be utilized as an aid in construing a statute." ( Cervantes , supra , 9 Cal.App.5th at p. 604,
Neither the Lara court nor the Cervantes court cites to any language in the operative text of Proposition 57 stating that a juvenile may no longer be tried in Adult Court without a transfer hearing. That is because there is no such language. As discussed above, Proposition 57 eliminated the People's ability to directly file charges against a juvenile defendant in Adult Court. (See pt. III.A.1, ante .) If the text of Proposition 57 provided that a juvenile may no longer be tried in Adult Court, then we might agree with the Lara and Cervantes courts that, under Tapia , the change in the law would apply to cases not *24yet tried. (See Tapia , supra , 53 Cal.3d at p. 289,
The remainder of the arguments offered by the Cervantes and Lara courts are also unpersuasive. The Cervantes court suggested that Proposition 57 may be applied to cases pending in Adult Court at the time the proposition became effective for the following reason:
" Section 707 describes its reach broadly, indicating it applies '[i]n any case in which a minor is alleged to be a person described in Section 602.' ( Welf. & Inst. Code, § 707, subd. (a)(1), italics added.) We see nothing in Welfare and Institutions Code section 707 that requires the allegation to be pending in [J]uvenile [C]ourt at the time of the fitness hearing ." ( Cervantes , supra , 9 Cal.App.5th at p. 602,215 Cal.Rptr.3d 174 , second italics added.)
However, section 707, subdivision (a)(1) further provides:
"In any case in which a minor is alleged to be a person described in Section 602 by reason of the violation, when he or she was 16 years of age or older, of any felony criminal statute, or of an offense listed in subdivision (b) when he or she was 14 or 15 years of age, the district attorney or other appropriate prosecuting officer may make a motion to transfer the minor from juvenile court to a court of criminal jurisdiction ." (Italics added.)
The italicized text above makes clear that a motion to transfer under section 707 applies where the matter is "pending in [J]uvenile [C]ourt" ( *715Cervantes , supra , 9 Cal.App.5th at p. 602,
The Cervantes court also stated that the uncodified provisions of Proposition 57 such as section 5 (mandating that Prop. 57 be "broadly construed to accomplish its purposes") and section 9 (stating that Prop. 57 shall be "liberally construed to effectuate its purposes") support the conclusion that Proposition 57 is to be applied to cases filed in Adult Court before the effective date of the proposition. ( Cervantes , supra , 9 Cal.App.5th at p. 604,
Similarly, the Cervantes court stated that the tenet of statutory interpretation that courts must "read a statute in a manner to effectuate its underlying purpose," ( Cervantes , supra , 9 Cal.App.5th at p. 604,
*25"[D]efendants' claim that the 'remedial' purpose of the measure necessarily demonstrates that the electorate must have intended that the proposition apply retroactively cannot be sustained. Although the 'findings and declaration of purpose' included in the proposition clearly indicate that the measure was proposed to remedy ... perceived inequities ..., such a remedial purpose does not necessarily indicate an intent to apply the statute retroactively. Most statutory changes are, of course, intended to improve a preexisting situation and to bring about a fairer state of affairs, and if such an objective were itself sufficient to demonstrate a clear legislative intent to apply a statute retroactively, almost all statutory provisions and initiative measures would apply retroactively rather than prospectively." ( Evangelatos , supra , 44 Cal.3d at p. 1213 [246 Cal.Rptr. 629 ,753 P.2d 585 ].)
We are also unpersuaded by the Cervantes court's related reasoning that Proposition 57 must be applied to cases filed in Adult Court prior to its effective date in order to effectuate the "fundamental policy shift" of the proposition's "rejection of the concept of mandatory direct filing" ( Cervantes , supra , 9 Cal.App.5th at p. 605,
We also do not find the reasoning of the Lara court to be convincing. After discussing the Supreme Court's decision in Tapia , the Lara court reasoned:
"The legislative changes at issue in this petition fit easily into this framework. Requiring a juvenile judge to assess whether real party in interest is tried in adult court strikes us as a 'law governing the conduct of trials.' ( Tapia , supra , 53 Cal.3d at p. 289,279 Cal.Rptr. 592 ,807 P.2d 434 .) Because Proposition 57 can only apply to trials that have yet to occur, it can only be applied prospectively." ( Lara , supra , 9 Cal.App.5th at pp. 774-775,215 Cal.Rptr.3d 456 .)
To begin with, the Lara court's analysis appears to assume that all laws governing the "conduct of trials," are laws pertaining to "trials that have yet to occur." ( Lara , supra , 9 Cal.App.5th at pp. 774-775,
We are similarly unconvinced by the Lara court's dismissal of the People's contention in that case, which we find persuasive, that Proposition 57 may not be applied prospectively to the procedural aspects of a case that have already occurred, such as the direct filing of the case in Adult Court, because such an application is, in fact, a retroactive application of the law. In rejecting this contention, the Lara court reasoned as follows:
"[T]he People reason that *717'Proposition 57's procedural changes can only be applied to "new" and "future" proceedings [citation] and cannot be applied to procedural aspects that have already taken place, such as the previous direct-filing of a case ....' [¶] This position is unavailing. Although real party in interest is now under the jurisdiction of the [J]uvenile [C]ourt, the People may move to have him transferred to [A]dult [C]ourt if they think he meets the criteria for trial there. ( ... § 707, subd. (a).) Even assuming the decision to directly file a complaint against real party in interest in [A]dult [C]ourt is in fact the last act before Proposition 57 can be applied, the People's position fails because they have not identified how asking them to get the [J]uvenile [C]ourt's permission before proceeding to a final adjudication in adult court 'attaches new legal consequences to, or increases a party's liability for, an event, transaction, or conduct that was completed before the law's effective date.' " ( Lara , supra , 9 Cal.App.5th at p. 775,215 Cal.Rptr.3d 456 .)
To begin with, the Lara court's unexplained assertion that the real party was "now under the jurisdiction of the [J]uvenile [C]ourt" is conclusory, ( Lara , supra , 9 Cal.App.5th at p. 775,
Finally, neither the Cervantes court nor the Lara court identified any procedural mechanism in Proposition 57 by which an *27Adult Court may transfer to the Juvenile Court a case that was pending in Adult Court as of the effective date of the proposition. As discussed above, the Lara court merely asserted that the real party was now under the jurisdiction of the Juvenile Court (Lara , supra , 9 Cal.App.5th at p. 775,
In short, the procedure approved in Cervantes and Lara -the transfer of a minor's case from Adult Court to Juvenile Court to permit the People to bring a motion to transfer the case back to Adult Court under the new law-does not constitute a proper prospective application of Proposition 57 . Rather such a procedure is premised on the combination of an impermissible retroactive application of Proposition 57 to invalidate a properly direct filed case under the former law and the borrowed "procedural framework" ( Cervantes , supra , 9 Cal.App.5th at p. 613,
*28*719D. The Adult Court continues to have jurisdiction over Walker, notwithstanding Proposition 57's amendment of section 602
Walker argues in the alternative, in an undeveloped argument, that "[u]nder the language of [ § 602 ], the moment Proposition 57 became effective, all juvenile [defendants] prosecuted in [Adult Court] without a transfer hearing fell under the jurisdiction
As noted previously (see part III.A.1, ante ), as amended by Proposition 57, section 602 provides:
"Except as provided in Section 707, any person who is under 18 years of age when he or she violates any law of this state or of the United States or any ordinance of any city or county of this state defining crime other than an ordinance establishing a curfew based solely on age, is within the jurisdiction of the [J]uvenile [C]ourt, which may adjudge such person to be a ward of the court." (Italics added.)
To begin with, while section 602 describes those persons who are within the jurisdiction of the Juvenile Court, section 602 does not state that such persons are exclusively within the jurisdiction of the Juvenile Court. (See Cervantes , supra , 9 Cal.App.5th at p. 598,
Accordingly, we conclude that the Adult Court continues to have jurisdiction over Walker, notwithstanding Proposition 57's amendment of section 602.
E. Failing to apply Proposition 57 to Walker's case does not constitute a denial of equal protection of the law
Walker contends that to fail to apply Proposition 57 to him and other "minors like him," would violate his right to equal protection under the state and federal constitutions. We apply the de novo standard of review to this claim. (See Yohner v. California Dept. of Justice (2015)
*7211. Governing law
Both the United States Constitution and the California Constitution guarantee the equal protection of the laws. ( U.S. Const., 14th Amend., § 1; Cal. Const., art. I, § 7 ; see In re Evans (1996)
"The concept of equal protection recognizes that persons who are similarly situated with respect to a law's legitimate purposes must be treated equally. [Citation.] Accordingly, ' "[t]he first prerequisite to a meritorious claim under the equal protection clause is a showing that the state has adopted a classification that affects two or more similarly situated groups in an unequal manner." ' [Citation.] 'This initial inquiry is not whether persons are similarly situated for all purposes, but "whether they are similarly situated for purposes of the law challenged." ' " ( Brown , supra ,
2. Application
Walker contends that it would violate equal protection principles to treat him differently "from those minors who are alleged to have committed analogous crimes, but whose alleged offenses occurred after November 8, 2016." In addition to comparing himself to the class of defendants who committed offenses after the adoption of Proposition 57, Walker also appears to contend that it violates equal protection principles to treat juvenile defendants differently "based solely on the date on which a felony complaint against them was filed in superior court." (Italics added.)
We assume, strictly for purposes of this decision, that Walker is similarly situated to those juveniles who committed offenses and/or had felony complaints filed against them after the effective date of Proposition 57. (Compare Cervantes , supra , 9 Cal.App.5th at p. 598, fn. 38,
With respect to the second prong of our equal protection analysis, we reject Walker's undeveloped assertion that "[g]iven that children have fundamental rights ... any disparate treatment of real party and those minors whose alleged offenses came after the passage of Proposition 57 must be justified under strict scrutiny." The classification that Walker contends violates equal protection is not one based on age , but rather, is one based on when a crime was committed or a complaint was filed . Further, while we agree with Walker that "children have fundamental rights," Walker fails to establish that Proposition 57 impinges on any of those fundamental rights.
Accordingly, we consider whether there is any rational basis justifying a prospective application of the law. Clearly, there is. As stated previously (see pt. III.B.4.b, ante ), a rational voter could have concluded that a prospective application of the law would serve the legitimate goal of judicial economy by avoiding the invalidation of proceedings already conducted in Adult Court for those juvenile defendants against whom the People legally and properly directly filed accusatory pleadings in Adult Court prior to the effective date of Proposition 57. (See Cervantes , supra , 9 Cal.App.5th at p. 570,
*31Mendoza , supra , 10 Cal.App.5th at pp. 351-352,
Accordingly, we conclude that refusing to apply Proposition 57 to Walker's case does not constitute a denial of equal protection of the law.
IV.
CONCLUSION
This court is not hostile to the policy changes effectuated by Proposition 57. However, as laudatory as the motivation behind the enactment of *723Proposition 57 may be, we conclude that the changes in the law that it enacted may not lawfully be applied to Walker's case given the lack of any discernable intent on the part of the electorate to apply Proposition 57 to require transfer hearings in the Juvenile Court for those minors against whom charges were properly filed in Adult Court prior to the effective date of the proposition.
V.
DISPOSITION
Let a writ of mandate issue directing the trial court to (1) vacate its December 12, 2016 order granting Walker's motion to transfer the case to Juvenile Court and (2) to conduct further proceedings in a manner consistent with this opinion. The stay issued on December 22, 2016 is vacated.
I CONCUR:
O'ROURKE, J.
I CONCUR IN THE RESULT:
NARES, Acting P.J.
Proposition 57 is officially titled, "The Public Safety and Rehabilitation Act of 2016." (Prop. 57, § 1.)
Unless otherwise specified, in referring to a "juvenile defendant," "juvenile," or "minor," we intend to refer to a person who allegedly committed a crime while under 18 years of age.
Juvenile Court and Adult Court are both divisions of the superior court, and thus, a transfer from one of these courts to the other does not implicate the subject matter jurisdiction of either court, but rather, "the statutory authority of the particular division of the superior court, in a given case, to proceed under the juvenile court law or the law generally applicable in criminal actions." (Manduley v. Superior Court (2002)
Unless otherwise specified, all subsequent statutory references are to the Welfare and Institutions Code.
The matter was transferred to this court in light of our prior decision in Walker's appeal. (See Cal. Rules of Court, rule 10.1000(B)(1)(A) ["If multiple appeals or writ petitions arise from the same trial court action or proceeding, the presiding justice may transfer the later appeals or petitions to the division assigned the first appeal or petition"].)
While this writ proceeding was pending, we granted the San Diego County District Attorney's application to file an amicus brief on behalf of the People. We also granted an application to file an amicus brief on behalf of Walker filed by the California Public Defenders Association and the Law Offices of the Public Defender, County of Riverside. We have considered these amicus briefs, as well as Walker's answer brief to the San Diego County District Attorney's amicus brief.
"Proposition 21, titled the Gang Violence and Juvenile Crime Prevention Act of 1998 and approved by the voters at the March 7, 2000, Primary Election (Proposition 21), made a number of changes to laws applicable to minors accused of committing criminal offenses." (Manduley, supra, 27 Cal.4th at pp. 544-545,
In addition to the juvenile defendant provisions and several uncodified sections, Proposition 57 also amended Article 1, section 32 of the California Constitution governing the consideration of parole and the earning of behavior credits in state prison. Unless otherwise specified, in referring to Proposition 57, we refer to the juvenile defendant provisions and the uncodified sections of the proposition.
Prior to the adoption of Proposition 57, former section 602 provided:
"(a) Except as provided in subdivision (b), any person who is under 18 years of age when he or she violates any law of this state or of the United States or any ordinance of any city or county of this state defining crime other than an ordinance establishing a curfew based solely on age, is within the jurisdiction of the juvenile court, which may adjudge such person to be a ward of the court.
"(b) Any person who is alleged, when he or she was 14 years of age or older, to have committed one of the following offenses shall be prosecuted under the general law in a court of criminal jurisdiction: [certain special circumstances murders and various specified sex offenses]."
Section 656.2 specifies certain rights of the victims of crimes allegedly committed by juvenile defendants.
Section 707, subdivision (a)(2) provides in relevant part:
"Following submission and consideration of the report, and of any other relevant evidence that the petitioner or the minor may wish to submit, the juvenile court shall decide whether the minor should be transferred to a court of criminal jurisdiction. In making its decision, the court shall consider the criteria specified in subparagraphs (A) to (E). If the court orders a transfer of jurisdiction, the court shall recite the basis for its decision in an order entered upon the minutes. In any case in which a hearing has been noticed pursuant to this section, the court shall postpone the taking of a plea to the petition until the conclusion of the transfer hearing, and no plea that may have been entered already shall constitute evidence at the hearing."
As does section 707, subdivision (b), as amended by Proposition 57, former section 707, subdivision (b) included attempted murder as among the listed offenses.
The amendments to sections 602 and 707 are contained in Section 4.1 and 4.2 of Proposition 57.
While certain codes statutorily codify this principle (see, e.g., Pen. Code, § 3, Code Civ. Proc., § 3 ), the Supreme Court has made clear that language in these codes merely "codif[ies] a general rule of construction" (Stenger v. Anderson (1967)
California voters are familiar with text that expresses an intent to have a law apply retroactively. At the same election at which voters adopted Proposition 57, they also voted on Proposition 62, the text of which states: "SEC. 10. Retroactive Application of Act. (a) In order to best achieve the purpose of this act ... and to achieve fairness, equality, and uniformity in sentencing, this act shall be applied retroactively." (Voter Information Guide, Gen. Elec. (Nov. 8, 2016) (hereafter "Voter Guide") text of Prop. 62, p. 163.)
Even assuming that there was evidence that the Legislative Analyst's prediction was based on a retroactive application of Proposition 57, this would not demonstrate a clear intent of the electorate to have the proposition apply retroactively. (See California Comp. & Fire Co. v. State Bd. of Equalization (1982)
Courts have relied on Estrada in concluding that a change in the law that entirely decriminalizes conduct or provides a defendant with a new defense to an offense applies retroactively to cases that are not yet final, absent indicia of a contrary intent in the law. (See e.g., People v. Rossi (1976)
The Lara court's conclusion on this issue is not entirely clear. The Lara court stated, "We also agree with the petition that [Estrada, supra,
Nor can it be said that Proposition 57 is "akin to a defense to criminal charges," as Walker argues in his brief. (Boldface & capitalization omitted.) The statutory changes to sections 602 and 707 summarized in part III.A.2, ante, pertain to in which division of the superior court criminal charges against a juvenile may be filed and which law will be applied upon such filings. These amendments bear no resemblance to statutory changes that provide a complete defense to previously criminal conduct, which Estrada 's progeny have ruled are presumptively retroactive. (See, e.g., Wright, supra, 40 Cal.4th at pp. 94-95,
One need only read the disposition in Cervantes, see footnote 32, post, to appreciate the complexity of attempting to apply Proposition 57 to cases that were filed in Adult Court prior to its enactment.
In the trial court, Walker's motion to transfer the case to the Juvenile Court was based exclusively on the contention that Proposition 57 applied retroactively. In this court, Walker contends that the trial court's order constitutes a proper prospective application of Proposition 57. The People contend that the trial court's order is premised on an improper retroactive application of Proposition 57.
While Walker has been tried in Adult Court, he contends that, in light of this court's reversal of the judgment based on that trial, he stands in the same position as any other juvenile awaiting trial in Adult Court.
"Prehypnotic evidence" refers to evidence obtained from a witness prior to the witness undergoing hypnosis. (Hayes, supra, 49 Cal.3d at p. 1274,
According to the defendant, the changes in the voir dire statute could not be applied to him because his counsel "might have sought an earlier ruling on a motion to change venue rather than waiting for the results of voir dire." (Tapia, supra, 53 Cal.3d at p. 299,
In describing the procedural history of the case, the Tapia court expressly stated that voir dire had yet to commence in the defendant's trial at the time Proposition 115 became effective. (Tapia, supra, 53 Cal.3d at p. 286,
Although not of relevance to this issue, the Tapia court stated that provisions in Category C could be applied to the defendant under case law extending Estrada to provisions "redefin[ing], to the benefit of defendants, conduct subject to criminal sanctions." (Tapia, supra, 53 Cal.3d at p. 301,
As noted previously (see pt. II, ante ), the People filed the initial complaint against Walker more than four years prior to Proposition 57's effective date.
Although the Chong court described its application of the statutory changes at issue in that case as a "retrospective" application of the law (Chong, supra, 145 Cal.App.4th at p. 19,
The Lara court heavily relied on Strauch. (Lara, supra, 9 Cal.App.5th at pp. 775-776,
Elsewhere in its opinion, the Lara court explained that "[p]rior to the passage of Proposition 57, the People directly filed a complaint against real party in interest, a minor, in [A]dult [C]ourt under the authority of former section 707, subdivision (d)(2)...." (Lara, supra, 9 Cal.App.5th at p. 758,
The Cervantes court explained that section 604 "provides for suspension of proceedings in criminal court and certification to juvenile court when it is discovered that the defendant was a minor when the crime was committed." (Cervantes, supra, 9 Cal.App.5th at pp. 613-614,
The Cervantes court stated that Penal Code section 1170.17"provides for a judicial assessment of fitness before sentencing whenever a juvenile felon has been 'prosecuted' under the criminal law 'and the prosecution was lawfully initiated in a court of criminal jurisdiction without a prior finding that the person is not a fit and proper subject to be dealt with under the juvenile court law.' " (Cervantes, at pp. 614,
While this appeal was pending, we asked the parties for supplemental briefing concerning what effect, if any, Penal Code section 1170.17 has on the issue in this case. The People argued that the electorate's failure to abrogate Penal Code section 1170.17"indicates an intent for [Proposition 57] to apply prospectively." We need not address the People's argument in light of our conclusion that Proposition 57 does not apply to cases filed in Adult Court prior to the effective date of the proposition, for the reasons stated in the text.
For the reasons stated in the text, the absence of any procedural mechanism within Proposition 57 with respect to the manner in which it should be applied to cases filed in Adult Court prior to the effective date of the statute demonstrates that the electorate did not intend for it to be applied to such cases as a matter of statutory interpretation. Further, the absence of any such statutory procedural mechanisms would likely pose great challenges for trial courts as they attempt to uniformly implement Proposition 57 in such cases. Consider the complexity of the disposition in Cervantes, in which the Court of Appeal explained how Proposition 57 should be applied on remand in an appeal in which the judgment was affirmed in part and reversed in part:
"The judgment is affirmed as to counts 3, 8, 9, 11, 12, 13 and 14 and their accompanying enhancements and findings. The judgment is reversed as to counts 1, 2, 4 through 7, 10 and 15, together with accompanying enhancements and findings, as is the sentence on all counts. ... The cause is remanded for further proceedings in accordance with this opinion. [¶] Before any further proceedings are conducted in criminal court, Cervantes may avail himself of a fitness hearing, and if he does so, the matter shall be transferred to the juvenile court for a transfer hearing under ... section 707. The trial court shall suspend criminal proceedings pending the outcome of that hearing. The transfer hearing shall be conducted substantially in compliance with the views expressed in this opinion. ... [¶] After the transfer hearing, if the case is transferred to the criminal court, the district attorney may elect to retry the reversed counts within the time allowed by statute. The time limit shall run from the date of the juvenile division's order on the fitness hearing. If the district attorney elects not to retry those counts, the charges shall be dismissed. After retrial, or after dismissal of the reversed counts, Cervantes shall be resentenced ...."
As alluded to in part I, ante, the Supreme Court has explained that the term "jurisdiction" in section 602 does not refer to "subject matter jurisdiction," but rather, to "the statutory authority of the particular division of the superior court, in a given case, to proceed under the juvenile court law or the law generally applicable in criminal actions." (Manduley, supra, 27 Cal.4th at p. 548, fn. 3,
In support of this argument, Walker cites to the uncodified portions of Proposition 57 discussing the rehabilitative purpose of the proposition (Prop. 57, § 2) and the voter's intent that the proposition be construed "broadly" (id., § 5) and "liberally" (id., § 9) that we address in part III.B.3 and III.C.3, ante.
The Lara court did not reach the equal protection question in light of its resolution of the petition on other grounds. (See Lara, supra, 9 Cal.App.5th at p. 778,