DocketNumber: D070794
Citation Numbers: 225 Cal. Rptr. 3d 579, 17 Cal. App. 5th 398
Judges: Dato
Filed Date: 11/16/2017
Status: Precedential
Modified Date: 10/19/2024
*401Francisco Javier Solorio appeals his conviction for first degree murder ( Pen. Code, § 187, subd. (a) ), arguing that the trial court erred in denying his motion for a new trial on grounds of jury misconduct. Although it denied his motion, the court made a factual finding that the jury discussed Solorio's decision not to testify "several times" despite repeated admonitions not to consider that topic. Prejudice from this type of misconduct is presumed, and on this record we cannot conclude the presumption of prejudice was rebutted. ( People v. Lavender (2014)
FACTUAL AND PROCEDURAL BACKGROUND
A jury convicted Francisco Javier Solorio of the first degree premeditated murder of his neighbor, Albert Ramos. ( Pen. Code, § 187, subd. (a).) The prosecution presented evidence that Solorio, motivated by revenge, killed Ramos four months after Ramos stabbed Solorio's brother, Rudy.
Solorio and Ramos lived on same side of the same block in Brawley, California. Their residences were separated by two houses. Tamara R.
At trial, Tamara and Sara testified that Ramos was not armed, did not threaten Solorio, and did not approach, confront, or hit Solorio at any point during the incident. Sara recalled saying, "Don't do it" loud enough for Solorio to hear when she saw him pull out the gun.
Tamara immediately called 911. Solorio could be heard in the background exclaiming, "He had a knife!" Tamara could be heard saying, "That's bullshit Javier. That's bullshit. I saw it." A knife was recovered at the scene, and Solorio had a superficial knife wound on his arm. The prints on the knife did not match Ramos or Solorio and instead were a possible match for Solorio's brother, Steven. Steven told the responding police officer Brian Smith that upon arriving home, he saw someone on top of his brother and heard three shots fired.
Solorio did not testify at trial, but his counsel argued the killing was in self-defense. In a taped police interview played for the jury, Solorio told officers about Ramos's drug use, assaultive behavior, and stabbing of Rudy four months earlier. Solorio stated that Ramos had repeatedly punched him and made him fear for his life. At trial, police officers testified that there were no signs of trauma or swelling on Solorio's face or bruises or scrapes on Ramos's hands to support the theory that Ramos attacked Solorio.
Solorio's brothers Rudy and Victor testified about Ramos's unprovoked stabbing of Rudy and threatening statements to Victor. A neighbor named Ofelia testified that Ramos was scaring her children, engaging in unusual behavior, and had attacked two of her uncles. One of those uncles testified about the attack, and a father and son in the neighborhood described Ramos's threatening behavior in the four months before his death. Ramos's toxicology results indicated that at the time of his death, he had methamphetamine and amphetamine in his bloodstream.
After the verdict, Solorio filed a motion for a new trial on grounds of jury misconduct, arguing that the jurors repeatedly discussed Solorio's decision not to testify during deliberations. The court held an evidentiary hearing and determined that although misconduct occurred, it was not prejudicial. On that basis it denied the motion for a new trial.
*403Solorio was sentenced to serve 50 years to life in prison, consisting of 25 years to life for first-degree murder, plus 25 years to life for the firearm enhancement. ( Pen. Code, § 12022.53, subd. (d).)
DISCUSSION
Additional Background
Solorio filed a new trial motion on the ground of juror misconduct. ( Pen. Code, § 1181, subd. (3) [allowing a new trial for jury "misconduct by which a fair and due consideration of the case has been prevented" ].) He argued that jurors violated the *584court's instruction not to consider Solorio's decision not to testify.
"During the deliberations, the entire jury brought up and discussed the fact that the defendant Francisco Solorio did not testify in his own behalf. Some jurors were asking why the defendant did not testify. Some jurors thought that the defendant Solorio felt guilty and he knew he 'did it' and that is why he did not testify."
Solorio also submitted declarations by defense investigators, Juror 6, and (an unsigned declaration by) Juror 9 suggesting the jury had discussed "at length" that Solorio did not take the stand because he had something to hide.
The People opposed Solorio's motion on grounds the proffered declarations were inadmissible under Evidence Code section 1150, subdivision (a).
The court determined that the quoted portion of Juror 11's declaration above was admissible, whereas declarations of Juror 9 and defense investigators were inadmissible. ( § 1150, subd. (a).) It found a material *404factual dispute between Juror 11's declaration and Juror 6's declaration and decided to hold a Hedgecock hearing.
The court found all of the jurors to be credible and rejected Solorio's attempt to impeach the credibility of Juror 9 with the defense investigator's testimony.
• Jurors 1, 2, 3, 4, 6, 8, and 9 had no recollection of the topic coming up.
• Juror 12 did not recall whether or not the topic came up.
• Juror 5 recalled the topic coming up briefly and that any discussion took "maybe a minute." He did not recall the foreperson or anybody else giving a reminder that jurors were not to discuss or consider that issue.
*585• Juror 7 recalled a "short discussion" lasting "several minutes" among "half" of the jurors but thought the discussion stopped once the foreperson stated it could not be considered.
• Juror 10 recalled a "really short" discussion after one juror brought it up, which stopped once she and Juror 11 reminded the others they could not consider it.
• Juror 11, the foreperson, recalled a group of six or seven jurors repeatedly discussing Solorio's decision not to testify. The discussion happened several times over the course of an hour. Each time the topic came up, Juror 11 and one or two other jurors would admonish the group that they could not consider that issue. The group of jurors would stop, talk about other things, and circle back to the topic. At some point after about an hour, all conversation on the subject stopped, and the matter never came up again during deliberations.
The court credited Juror 11's version of events that the matter came up more than twice during deliberations and was promptly admonished each *405time it came up. Although Juror 11's declaration was not received into evidence, the court considered his testimony in conjunction with his declaration.
Specifically, the court found:
"We do not have before us, although an inquiry was made of the jurors, when these discussions took place. Regardless of when they took place, they ceased upon admonishment and went on and continued their deliberations." [...]
"The discussions of this issue were raised several times over the course of about an hour within the 12 to 13 hours of deliberations. They were promptly admonished, promptly ceased discussion."
The court found that there was misconduct, giving rise to a presumption of bias :
"Was there misconduct in this case? Yes, it's obvious. Just the mere raising of the issue of the failure to testify is misconduct, even if it's stopped and only mentioned one time.... So there is a presumption of bias."
Thereafter, the court applied a two-part test from People v. Tafoya (2007)
"Test one talks about a bias being found if the extraneous material judged objectively is inherently and substantially likely to have influenced a juror. [¶] And test two, if that test is found to be negative, you look at the totality of the circumstances."
The court concluded there was no prejudice under the first test because each time the topic came up, jurors "were promptly admonished" and "ceased discussion." It found support in People v. Avila (2009)
*586to the fact that eight jurors *406had no recollection that the discussions occurred, stating that the discussion "was so insignificant at the time that they have no recollection of it now."
Turning to the second test, the court found "no substantial likelihood of bias" based on the totality of the circumstances:
"There were 12 or 13 hours of deliberations, yes. Was there misconduct? Yes. Was the issue discussed or raised by the jury that should not have been? Yes. Is the jury perfect? No. Are they human? Yes. Do they make mistakes? Yes. Was it inherently and substantially prejudicial? Based upon the testimony of the 12 jurors, and twice by Juror Number 9, this Court is not convinced, weighing it all, that there was any inherent and substantial likelihood of bias against the defendant in this particular case."
"Furthermore, this court, as noted in People v. Tafoya , considers the issue in light of the evidence in this particular trial. This was a case in which it was readily admitted from the beginning that the defendant shot the victim. No doubt that was admitted. The issue was the issue of self-defense. There was weeks and weeks of testimony and numerous witnesses we heard on the issue and several eyewitnesses were brought from out of state, a mother and daughter that testified. So the Court has as well in its determination of this issue considered the evidence in this particular case against the defendant."
"Recalling as well that the defendant did speak during the trial, in effect, because his interview was played and his statements to the officer were played or stated to the jury as to his profession of self-defense. So the Court did weigh all of the testimony and evidence received as well in its determination to deny the defendant's motion for new trial."
The parties agree that jury misconduct occurred but disagree whether it was prejudicial. Solorio argues that the presumption of prejudice was not rebutted because the jury repeatedly discussed his silence at trial despite admonishments. The People argue that even accepting Juror 11's testimony that the topic was discussed several times, prompt admonitions were sufficient to rebut the presumption of prejudice.
Analysis
The jury was instructed with CALCRIM No. 355 not to "consider, for any reason at all, the fact that the defendant did not testify" and not to "discuss that fact during your deliberations or let it influence your decision in any way." The trial court found that jurors engaged in misconduct when they ignored the instruction and discussed Solorio's failure to testify several times over the course of an hour during deliberations. ( *407Lavender, supra, 60 Cal.4th at p. 687,
We accept the court's credibility determinations and factual findings if supported by substantial evidence but independently assess whether prejudice arose. ( Avila, supra, 46 Cal.4th at pp. 726-727,
*587Lavender, supra, 60 Cal.4th at p. 682,
As one court recently put it, "[t]he law concerning prejudice lacks clarity." ( People v. Echavarria (2017)
Lavender involved the same type of jury misconduct. During deliberations, jurors commented on the defendants' failure to testify. ( Lavender , supra , 60 Cal.4th at p. 687,
*408Neither Lavender nor Leonard actually considered the strength of the evidence on the question of guilt in assessing prejudice. Lavender remanded the matter to the trial court to resolve factual ambiguities in the record to assess prejudice. ( Lavender , supra , 60 Cal.4th at p. 693,
*588The parties have not cited, nor have we found, a case that evaluates prejudice from the type of misconduct we have here based on the strength of the evidence at trial. In suggesting that a review of the "entire record" is appropriate, Lavender and Leonard cite two cases involving altogether different forms of jury misconduct. In People v. Danks (2004)
We question whether we may, in this context, consider the strength of the trial evidence of Solorio's guilt. As Lavender recognized, "a defendant's decision not to testify[ ] [is] a topic that does 'not involve extra record material' and ... concerns a matter 'already obvious to the jurors.' " ( Lavender , supra , 60 Cal.4th at p. 692, fn. 2,
"[T]he purpose of the rule prohibiting jury discussion of a defendant's failure to testify is to prevent the jury from drawing adverse inferences against the defendant, in violation of the constitutional right not to incriminate oneself." ( Leonard , supra , 40 Cal.4th at p. 1425,
Jury misconduct in this case went directly to the ultimate issue-Solorio's guilt for murder. In In re Stankewitz (1985)
We will follow Lavender's approach and consider whether the prosecution rebutted the presumption of prejudice with evidence that no prejudice actually resulted. Applying each of the Lavender rebuttal factors, we conclude the prosecution has fallen short.
The first rebuttal factor considers whether jurors drew adverse inferences of guilt from the defendant's decision not to testify. ( Lavender , supra , 60 Cal.4th at pp. 689-690, 692,
"When comments go beyond natural curiosity and their content suggests inferences from forbidden areas, the chance of prejudice increases." ( Hord , supra , 15 Cal.App.4th at p. 728,
The second rebuttal factor considers the length of discussion about the topic. ( Lavender , supra , 60 Cal.4th at p. 692,
Here, the court made a factual finding based on Juror 11's testimony that the topic was raised "several times over the course of about an hour within the 12 to 13 hours of deliberations." The trial court did not make a factual finding as to how many jurors participated in the discussion, but it noted that Juror 11 put the number at six or seven jurors, whereas eight jurors had no recollection of any *590discussion on the topic.
The third rebuttal factor-the crux of Lavender -considers whether jurors were reminded not to consider the defendant's decision not to testify. ( Lavender , supra , 60 Cal.4th at p. 690,
*411By contrast, a prompt reminder would be in sufficient to rebut the presumption of prejudice if there were objective circumstances indicating that the reminder was ineffective. ( Lavender , supra , 60 Cal.4th at p. 692,
Here, the trial court found that jurors repeatedly discussed Solorio's decision not to testify. Despite admonitions each time the topic was brought up, jurors circled back to the topic "several times." There was, therefore, "objective evidence establishing a basis to question the effectiveness of the reminder." ( Lavender , supra , 60 Cal.4th at p. 687,
To the extent it is appropriate to consider the overall strength of the evidence against Solorio presented at trial, we would still find the presumption unrebutted. If the trial evidence were so overwhelming, why would the jury repeatedly discuss their view that Solorio must be guilty because he did not take the stand? Given the nature of improper statements here-that Solorio did not testify because he was guilty-and the repeated revisiting of this matter over a one-hour period despite *591admonitions, we would find at least a "reasonable probability" that actual harm resulted from the misconduct even if we were to consider the "entire record." ( Lavender , supra , 60 Cal.4th at p. 687,
We recognize that "[j]urors, like all human beings are imperfect" and that "the criminal justice system must not be rendered impotent in quest of an ever-elusive perfection." ( Lavender , supra , 60 Cal.4th at p. 681,
DISPOSITION
The judgment is reversed and the matter is remanded for a new trial.
WE CONCUR:
HUFFMAN, Acting P. J.
IRION, J.
As of January 1, 2017, California Rules of Court, rule 8.90 (Rule 8.90 ) became effective. Rule 8.90(b) requires appellate courts to "consider referring to" certain individuals "by first name and last initial or, if the first name is unusual or other circumstances would defeat the objective of anonymity, by initials only," in order to protect those individuals' privacy. Although the rule lists victims, not witnesses, as subject to the rule, we refer to the two eyewitnesses in this case by their first names and last initials, and thereafter by their first names only, to protect their privacy.
Solorio also based his new trial motion on one juror's hearing difficulties but does not raise that issue on appeal.
Further references are to the Evidence Code, unless otherwise specified. Section 1150, subdivision (a) provides: "Upon an inquiry as to the validity of a verdict, any otherwise admissible evidence may be received as to statements made, or conduct, conditions, or events occurring, either within or without the jury room, of such a character as is likely to have influenced the verdict improperly. No evidence is admissible to show the effect of such statement, conduct, condition, or event upon a juror either in influencing him to assent to or dissent from the verdict or concerning the mental processes by which it was determined." (See People v. Cissna(2010)
The court found a material disputed fact because Juror 6's declaration did not reference any discussion on defendant's decision not to testify. In addition, Juror 11's declaration did not address how many jurors participated in the improper discussion, how long the discussion lasted, whether jurors were admonished not to consider defendant's decision not to testify, and if so, whether discussions on the topic ended after the admonishment.
In Tafoya, a juror discussed the Catholic church's opinion about the death penalty with a priest and presented that opinion to the jury during penalty phase deliberations. (People v. Tafoya, supra, 42 Cal.4th at p. 190,
Avila involved the same type of jury misconduct at issue here-discussion of defendant's decision not to testify. The trial court misread Avila in concluding that jurors in the case had discussed the topic "three or four times." As we read it, two jurors recalled the issue coming up once in the guilt phase-"the offending juror was immediately reminded he could not consider this factor and the discussion ceased." (Avila, supra, 46 Cal.4th at p. 727,
The People question Juror 11's account that the topic was discussed more than once. However, the testimony of Juror 11 alone is sufficient to support the court's finding that the topic came up "several times" and that the offending jurors were promptly admonished each time. (In re Marriage of Mix(1975)
The trial judge noted that although Juror 11's declaration had not been received into evidence, he had read it, and "obviously it affects my consideration of the testimony by Juror Number 11...." Because it appears the court considered this declaration in making its findings, we consider it on appeal. We disregard, however, Solorio's citation to declarations deemed inadmissible by the trial court.
Juror 7 corroborated Juror 11, testifying that "about half the jurors" engaged in the discussion.
In Lavender, there was an unresolved factual question as to whether there was "objective indication that one or more jurors was unable or unwilling to follow the court's instructions once reminded of them." (Lavender, supra, 60 Cal.4th at pp. 691-692,
Solorio also challenges the trial court's exclusion of a defense expert's testimony attempting to quantify Ramos's risk for drug-induced irrational violence at the time of the shooting. (See generally People v. Wright(1985)