DocketNumber: B275509
Judges: Perluss
Filed Date: 2/26/2018
Status: Precedential
Modified Date: 10/19/2024
*849Mitchell Alejandro Gutierrez appeals from the judgment entered after a jury convicted him of fleeing a police officer while driving recklessly, unlawful driving or taking a vehicle, driving under the influence of alcohol and hit-and-run driving. Gutierrez contends he was improperly convicted of felony vehicle theft and the offense should be reduced to a misdemeanor. He also contends the trial court committed prejudicial error by admitting evidence of his prior conviction for unlawful driving or taking a vehicle. Finally, Gutierrez asks us to review the sealed transcripts of the hearing regarding disclosure of the personnel file of the police officer involved in his pursuit and arrest to determine whether the court abused its discretion when it concluded there were no discoverable materials.
We reverse Gutierrez's felony conviction for unlawful driving or taking a vehicle (count 2), vacate his sentence in its entirety and remand for retrial on that count or resentencing. On remand the People will have the election of accepting a reduction of the felony conviction on count 2 to a misdemeanor or retrying count 2 as a felony. In all other respects we affirm Gutierrez's convictions.
FACTUAL AND PROCEDURAL BACKGROUND
1. The Information
Gutierrez was charged in an information with felony counts for fleeing a pursuing *534police officer while driving recklessly ( Veh. Code, § 2800.2 )
2. Evidence at Trial
In June 2015 Gutierrez was in a relationship with Jorgann Gonzalez.
On the morning of June 26, 2015 Gutierrez drove Gonzalez to a doctor's appointment in the rental car. After the appointment the couple spent the day at Gutierrez's house. Around 6 p.m. Gutierrez told Gonzalez he was leaving and would return later. Approximately 30 minutes later Gonzalez realized the rental car keys were not in her purse where she had left them and the car was gone. Gonzalez called Gutierrez and told him to bring the car back. He said he would.
Gutierrez returned approximately an hour later. He parked the rental car down the street from his house and got out, but left the engine running. Gonzalez came outside. As she approached the car, Gutierrez got back in and drove away. Gonzalez called Gutierrez approximately five times to tell him to bring the car back, but he did not answer his phone. Gonzalez testified she had not given Gutierrez permission to take the car that evening.
Around 10:45 p.m. Officer Atanacio Jimenez of the Gardena Police Department was patrolling in a marked police car. He noticed a vehicle fail to stop at a stop sign and turn the corner at a high rate of speed. The vehicle, which Jimenez later learned was being driven by Gutierrez, turned into an alley travelling approximately 15 miles per hour over the speed limit. Jimenez pursued the vehicle without turning on his patrol car's lights or siren and observed Gutierrez fail to stop at another stop sign, fail to stop at multiple red lights and drive on the wrong side of the road. At that point Jimenez activated his vehicle's lights and siren. Gutierrez did not pull over, instead proceeding through another stop sign without stopping. He continued driving over 40 miles per hour. Gutierrez then pulled into a parking lot and jumped out of the rental car while it was still moving. The car collided with a parked car. Gutierrez ran toward the rear entrance of an adjacent bar. Jimenez *851asked a bystander where Gutierrez had gone and was told Gutierrez ran into the *535bar. Jimenez broadcast the situation over the radio, and one of the responding officers arrested Gutierrez outside the front entrance of the bar. Jimenez's patrol car was equipped with a dashboard camera, which was activated when Jimenez turned on the car's lights and siren. The video footage of the incident was played for the jury.
Gardena Police Officer Jaycon Sanchez responded to Officer Jimenez's broadcast call on June 26, 2015. When Sanchez arrived at the front entrance of the bar Gutierrez had entered, a woman outside the bar told him a man standing in front of the bar, later identified as Gutierrez, was the person he was pursuing. Sanchez testified Gutierrez appeared drunk. Gutierrez refused a field sobriety test. A breathalyzer test administered at the police station showed Gutierrez's blood alcohol level as .14 percent. Upon learning of the night's events, Gonzalez told police Gutierrez had stolen the car.
Gutierrez did not testify or present any witnesses in his defense.
3. Jury Instructions and Closing Argument Regarding Unlawful Taking or Driving a Vehicle
The court instructed the jury, pursuant to CALCRIM No. 1820, that to prove Gutierrez guilty of unlawfully taking or driving a vehicle in violation of section 10851, "the People must prove that: [¶] 1. The defendant took or drove someone else's vehicle without the owner's consent; [¶] AND [¶] 2. When the defendant did so, he intended to deprive the owner of possession or ownership of the vehicle for any period of time."
In her closing argument following the court's instructions, the deputy district attorney reviewed the evidence showing that Gutierrez took and drove the rental car without the consent of either the rental car company, its owner, or Gonzalez, an authorized driver. She continued, "We know that [Gutierrez] took the car for an hour and a half the first time, and the second time he took *852the car for an hour and a half until he was spotted by Officer Jimenez. And as we know, [Gonzalez] testified that she kept calling the defendant, and he wouldn't answer. So it becomes clear the defendant intended to deprive [the rental car company] of possession of the car during the duration of the time that he was driving the vehicle."
4. Jury Deliberations, Verdict and Sentencing
The jury began deliberating on the afternoon of February 22, 2016. The next day the jury submitted a question to the court: "Do we consider [the rental car company] as the legal owner of the vehicle and that [Gonzalez] or her father cannot give permission to drive the car?" In response the court allowed counsel to argue their positions to the jury for five minutes each. The prosecutor again argued the *536rental car company was the legal owner of the vehicle and reiterated the testimony of the rental car company representative, who had stated only Gonzalez and her father had consent and authorization to drive the car. The prosecutor emphasized Gonzalez's testimony she had not given Gutierrez permission to drive the car on the evening of June 26, 2015. In rebuttal Gutierrez's counsel agreed the rental car company was the legal owner of the vehicle, but argued Gonzalez was still capable of giving Gutierrez permission to drive it. The rental contract, Gutierrez's counsel argued, did not prohibit Gonzalez or her father from giving another individual permission to drive the car; instead, it only affected Gonzalez and her father's liability should they do so. Gutierrez's counsel further argued Gonzalez had given Gutierrez permission to drive the car that evening and only claimed it was stolen to protect herself from liability for the damage.
Also on February 23, 2016 the jury asked to rewatch the dashboard camera footage and hear readback of the testimony of Gonzalez and Officer Sanchez. After the testimony was read back, the jury resumed deliberations.
On the morning of February 24, 2016 the jury reported it had a verdict. The jury found Gutierrez guilty on all counts charged. The verdict form for count 2 specifically identified the charge as a felony violation of section 10851. At that point Gutierrez waived a jury trial as to his prior convictions and admitted all three convictions alleged in the information.
On March 24, 2016 the trial court sentenced Gutierrez to an aggregate state prison term of four years eight months, plus a consecutive term of 544 days to be served in any penal institution.
*853DISCUSSION
1. Gutierrez's Felony Conviction for Unlawful Driving or Taking a Vehicle Must Be Reversed Because It May Have Been Based on a Legally Incorrect Theory of Guilt
Gutierrez contends his conviction for unlawful driving or taking a vehicle was for a form of vehicle theft and, pursuant to Proposition 47, his felony conviction must be reduced to a misdemeanor because the People failed to prove the stolen vehicle was worth more than $950. The Attorney General initially argued Proposition 47 does not apply to violations of section 10851. However, after briefing in this case was completed, the Supreme Court in People v. Page (2017)
a. Vehicle Code section 10851
Section 10851, subdivision (a), provides, "Any person who drives or takes a vehicle *537not his or her own, without the consent of the owner thereof, and with intent either to permanently or temporarily deprive the owner thereof of his or her title to or possession of the vehicle, whether with or without intent to steal the vehicle ... is guilty of a public offense ...." By its terms, section 10851 is a "wobbler" offense that may be punished as either a felony or a misdemeanor. (See § 10851, subd. (a) ; People v. Superior Court (Alvarez ) (1997)
As the Supreme Court has observed, section 10851, subdivision (a), " 'proscribes a wide range of conduct.' " ( *854People v. Garza (2005)
Taking a vehicle with the intent to permanently deprive the owner of possession is a form of theft, and a defendant convicted of violating section 10851 with such an intent has suffered a theft conviction. ( Page,
b. Proposition 47 applies to theft convictions under Vehicle Code section 10851
In November 2014 the voters passed Proposition 47, part of The Safe Neighborhoods and Schools Act, effective November 5, 2014, designed to reduce the punishment for certain drug and theft offenses by reclassifying them from felonies to misdemeanors. (See Pen. Code, § 1170.18 ; Harris v. Superior Court (2016)
Following passage of Proposition 47, courts of appeal disagreed whether Penal Code section 490.2 applied to vehicle theft under section 10851, that is, whether a theft conviction under section 10851 could continue to be punished as a felony regardless of the value of the vehicle or whether it must be punished as a misdemeanor if the vehicle's value did not exceed $950. The Supreme Court resolved the issue in Page , holding, "By its terms, *855Proposition 47's new petty theft provision, section 490.2, covers the theft form of the Vehicle Code section 10851 offense." ( Page , supra , 3 Cal.5th at p. 1183,
c. The trial court failed to instruct on the elements necessary for a felony theft conviction under section 10851
The parties agree, as held in Page, after Proposition 47 a defendant can be convicted of felony vehicle theft under either section 10851 or Penal Code section 487, subdivision (d)(1), only if the vehicle was worth more than $950. As a result, Gutierrez argues he "is entitled to resentencing under [Penal Code] section 1170.18, subdivision (a)," because there was no evidence presented at trial of the rental car's value. The Attorney General argues Gutierrez forfeited this argument because it was not raised in the trial court and, even if not forfeited, asserts the burden was on Gutierrez to prove the value of the vehicle.
The parties have mistakenly conflated the retrospective and prospective applications of Proposition 47. As discussed, Penal Code section 1170.18 allows individuals who had already been convicted of felonies at the time of Proposition 47's enactment to petition for resentencing if the felony had been reclassified as a misdemeanor. When such a petition has been filed, the defendant bears the burden of proving he or she is eligible for retrospective relief. ( People v. Romanowski (2017)
At the time Gutierrez took the rental car from Gonzalez, he was entitled to the benefit of Proposition 47. In other words, at the time of his arrest in 2015, theft of a vehicle worth $950 or less was "punishable only as a misdemeanor." ( Page , supra, 3 Cal.5th at p. 1187,
Although the record cannot support a guilty verdict for felony vehicle theft, the problem with Gutierrez's felony conviction is not the sufficiency of the evidence but jury instructions that failed to adequately distinguish among, and separately define the elements for, each of the ways in which section 10851 can be violated.
*857The court's instructions here allowed the jury to convict Gutierrez of a felony violation of section 10851 for stealing *540the rental car, even though no value was proved-a legally incorrect theory-or for a nontheft taking or driving offense-a legally correct one. "When a trial court instructs a jury on two theories of guilt, one of which was legally correct and one legally incorrect, reversal is required unless there is a basis in the record to find that the verdict was based on a valid ground." ( People v. Chiu (2014)
Gutierrez insists he was convicted on an invalid theory of vehicle theft, pointing to the evidence that Gonzalez had filed a stolen car report with the California Highway Patrol. However, the deputy district attorney argued, to establish Gutierrez's guilt, it was only necessary for the People to prove Gutierrez intended to deprive the owner of the rental car of possession "for the period of time that he was driving that car." On this record we simply cannot say whether Gutierrez was convicted under a legally valid nontheft theory or a legally invalid theory of vehicle theft that did not include as an element the value of the stolen car. Accordingly, as did the Supreme Court in a similar situation in People v. Chiu , supra ,
We recognize that in In re D.N ., supra,
The court acknowledged there had been conflicting published opinions from the courts of appeal at the time of D.N.'s contested jurisdiction hearing. It nonetheless concluded, "The People were ... on notice as of November 5, 2014, that vehicle theft under Vehicle Code section 10851 was to be a misdemeanor unless the value *541of the stolen vehicle exceeded $950.... [¶] The People should have been well aware the value of the stolen vehicle was relevant on whether the offense was a felony. The People chose instead to gamble, and lost their bet, that the Supreme Court would find Vehicle Code section 10851 outside the ambit of Proposition 47 and Penal Code section 490.2." ( In re D.N ., supra,
Given the conflicting authority on the issue and the prevailing decisions in the courts of appeal at the time of Gutierrez's trial,
2. Admission of Evidence of Gutierrez's Prior Felony Conviction Was Not Prejudicial Error
a. Governing law and standard of review
Evidence Code section 1101, subdivision (a), "prohibits admission of evidence of a person's character, including evidence of character in the form *859of specific instances of uncharged misconduct, to prove the conduct of that person on a specified occasion." ( People v. Ewoldt (1994)
Evidence Code section 1101, subdivision (b), however, clarifies this rule " 'does not prohibit admission of evidence of uncharged misconduct when such evidence is relevant to establish some fact other than the person's character or disposition,' such as identity, common plan or intent," provided the charged and uncharged offenses are sufficiently similar to support a rational inference of those facts or of some other *542fact unrelated to the defendant's propensity to commit the charged offenses. ( People v. Edwards (2013)
The degree of similarity necessary to support admissibility "depends on the purpose for which the evidence was presented." ( People v. Jones (2011)
In addition, even if evidence of uncharged crimes is relevant for a purpose other than the defendant's character or disposition, before admitting the *860evidence a trial court must also find it has probative value that is not substantially outweighed by its potential for undue prejudice under Evidence Code section 352. ( People v. Leon (2015)
We review the trial court's determination of admissibility of evidence under Evidence Code sections 1101, subdivision (b), and 352 for abuse of discretion. ( People v. Leon, supra, 61 Cal.4th at pp. 597, 599,
b. Evidence of Gutierrez's prior felony conviction
Prior to trial the People filed a motion in limine seeking to introduce evidence of Gutierrez's 2012 conviction for unlawfully taking or driving a vehicle under section 10851. The People argued the prior conviction was admissible to show intent, motive, knowledge and absence of mistake. Gutierrez opposed the motion, arguing the circumstances of the prior offense and the current one were not sufficiently similar to support any permissible inference. After hearing argument from the parties, including a summary of the proffered evidence, the trial court held evidence of the prior *543conviction was admissible to show whether Gutierrez intended to take the vehicle without permission and whether he intended to evade the police.
At trial Jenny Sandoval testified, through an interpreter, that on April 11, 2012 she returned home from the grocery store with her children and parked her car on the street outside her house. She went into the house with the groceries. As her children got out of the car and approached the house, the car was driven away by an unknown person. Sandoval immediately called the police and reported the vehicle stolen. Sandoval testified she had her keys in her possession when the car was taken. It is not clear from the record how Gutierrez started the car.
Los Angeles Police Officer Noel Sanchez testified he received a radio call on April 11, 2012 regarding a stolen vehicle, which he later learned belonged to Sandoval. Soon after receiving the radio call Sanchez located the vehicle parked and unoccupied not far from Sandoval's house. Sanchez observed the vehicle from a distance and eventually saw a man, later identified as Gutierrez, enter it and drive away. Sanchez followed the vehicle in his patrol *861car until Gutierrez parked and left the car. Sanchez attempted to engage Gutierrez in conversation from his patrol car; but, when Gutierrez saw the officer, he fled. Sanchez chased Gutierrez on foot. After a few moments, Sanchez saw Gutierrez leave an alley. Gutierrez had discarded his jacket and was walking nonchalantly, "like if nothing was wrong, just minding his own business." Sanchez recognized Gutierrez and arrested him for vehicle theft. The location of Gutierrez's arrest was only a few blocks from where he was arrested for the current offense.
During its closing argument the prosecutor stated the facts between the prior offense and this case were "very similar" because in each incident Gutierrez fled when he saw the police and then he acted nonchalantly when the police caught up to him. Although the prosecutor mentioned that the two incidents had occurred in the same neighborhood, she cautioned the jury that the proximity did not mean Gutierrez committed both offenses; instead she stated, "It's about his modus operandi. It's about how similar the acts that he committed are from that case to this case. That the defendant immediately flees and that he just pretends as if nothing happened. It's all so similar as to how he operates when he commits crimes." In her closing argument Gutierrez's counsel told the jury that the prior conviction "doesn't mean that he's a taker of vehicles; that he goes around and take[s] people's vehicles." Gutierrez's counsel emphasized the differences between the two incidents and argued the jury should not believe Gonzalez's testimony that she did not give Gutierrez permission to use the vehicle. Instead, she argued, Gonzalez likely told the police the vehicle was stolen only because she knew Gutierrez did not have the rental car company's permission to drive it and she did not want to get in trouble with her father and the rental car company.
c. The admission of evidence of the prior felony, even if error, was harmless
Gutierrez argues his prior conviction was not sufficiently similar to the present offenses to support an inference he had the intent to steal Gonzalez's car.
Despite our concerns, we need not resolve whether admission of the evidence amounted to an abuse of discretion because, even if error, it is not reasonably probable Gutierrez would have obtained a more favorable verdict absent the alleged error. (See People v. Carter (2005)
There was overwhelming evidence, including unrebutted testimony and video footage, that Gutierrez took Gonzalez's vehicle, fled from the police, drove recklessly, had an illegally high blood alcohol level and caused damage to another vehicle. In fact, Gutierrez does not dispute he engaged in each of these acts. Instead, Gutierrez contends he had permission to drive Gonzalez's car or at least was under the mistaken belief he had permission. The People's evidence on this point consisted of Gonzalez's testimony that she told Gutierrez to return the vehicle when he initially took it and called him five times after he took it the second time, but he did not answer. To convict on the section 10851 charge on any theory of unlawful driving or taking, the jury must have believed Gonzalez's testimony she did not give Gutierrez permission to take the car. In that case, Gutierrez's prior conduct is immaterial because Gonzalez's testimony is dispositive evidence Gutierrez did not have permission. In addition, the trial court appropriately limited the use of Gutierrez's prior felony conviction by instructing the jury under CALCRIM No. 375, "Do not consider this evidence for any other purpose except for the limited purpose of intent, consent, or motive[.] [¶] Do not conclude from this evidence that the defendant has a bad character or is disposed to commit crime." It is presumed the jury followed this instruction. ( People v. Sanchez (2001)
Gutierrez nonetheless argues any potential error was not harmless because the case was a close one. Gutierrez bases this argument on the length of the jury's deliberations and its requests for the readback of testimony and to rewatch the video footage. After hearing testimony for almost three days, the jury deliberated for less than four hours on all five charges.
3. The Trial Court Complied With Its Obligations Under Pitchess
Prior to trial Gutierrez moved under Pitchess v. Superior Court (1974)
DISPOSITION
The conviction on count 2 is reversed; Gutierrez's sentence is vacated in its entirety; and the matter is remanded for further proceedings consistent with this opinion. On remand the People may either accept a reduction of the conviction on count 2 to a misdemeanor with the court to resentence Gutierrez in accordance with that election or retry Gutierrez for a felony violation of section 10851. In all other respects Gutierrez's convictions are affirmed.
We concur:
ZELON, J.
BENSINGER, J.
Statutory references are to this code unless otherwise stated.
Gonzalez gave birth to Gutierrez's child the day after Gutierrez's arrest.
The court continued with bracketed language from CALCRIM No. 1820, "Even if you conclude that the owner had allowed the defendant or someone else to take or drive the vehicle before, you may not conclude that the owner consented to the driving or taking on June 26, 2015, based on that previous consent alone." (See § 10851, subd. (c).)
The court imposed the high term of four years on count 2, plus consecutive terms of eight months (one-third the middle term of two years) on count 1; 364 days on count 4; and 180 days on count 5. Pursuant to Penal Code section 654 the court stayed the sentence on count 3.
Prior to setting the case for oral argument, we invited the parties to submit supplemental letter briefs addressing the effect of Page on the issues raised in the appeal.
Although section 10851 provides a violation may be punished as either a felony or a misdemeanor, Penal Code section 666.5 states a person previously convicted of a felony violation of that statute or felony grand theft of an automobile who is subsequently convicted of one of those offenses "shall be punished by imprisonment pursuant to subdivision (h) of Section 1170 for two, three, or four years, or a fine of ten thousand dollars ($10,000), or both the fine and the imprisonment." As discussed, Gutierrez was charged under Penal Code section 666.5, admitted his prior felony conviction for violating section 10851 and was sentenced to the high term under Penal Code section 666.5 rather than under the felony provisions of section 10851.
Proposition 47 also authorized those convicted and serving sentences for since-reclassified felony offenses to petition for recall of sentence and resentencing under certain circumstances. (Pen. Code, § 1170.18.)
Gutierrez did not object to the instructions on unlawful driving or taking, and the Attorney General contends any claim of error directed to those instructions has been forfeited. However, when an instruction allegedly affects the substantial rights of the defendant, it is reviewable even in the absence of an objection. (Pen. Code, § 1259 ; see, e.g., People v. Hudson (2006)
On February 21, 2018 the Supreme Court ordered the parties in People v. Bullard , review granted and briefing deferred February 22, 2017, S239488, to brief the following question: " 'Does equal protection or the avoidance of absurd consequences require that misdemeanor sentencing under Penal Code sections 490.2 and 1170.18 extend not only to those convicted of violating Vehicle Code section 10851 by theft, but also to those convicted for taking a vehicle without the intent to permanently deprive the owner of possession?' (See People v. Page (2017)
Because it was a juvenile court proceeding, the finding D.N. had violated section 10851 by taking her mother's car without permission was made by the court, not a jury. At disposition the court exercised its discretion and found the violation to be a felony. Possible nontheft violations of section 10851 are not addressed in the appellate decision.
Although Supreme Court review was ultimately granted in each of these cases, and in one instance the court of appeal granted a rehearing after the time of Gutierrez's trial, as of February 2016, three published decisions had held Proposition 47 did not apply to section 10851 and only one had held it did. (Compare People v. Page (2015)
The D.N. opinion does not explain why it criticizes the prosecutor for failing to predict the Page holding when presenting evidence at the jurisdiction hearing but not the juvenile court judge who exercised his discretion at the disposition hearing and found the vehicle theft to be a felony.
The People argued in the trial court Gutierrez's prior offense was relevant to show intent, motive, knowledge, absence of mistake and modus operandi. On appeal the People argue only that the prior offense was relevant to show intent.
On appeal Gutierrez argues the jury deliberated for over six hours. However, it appears Gutierrez is counting the time the jury took a lunch break and was in the courtroom for supplemental argument, readback of testimony and rewatching the video footage.
Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.