DocketNumber: Case No. 18-CV-06738-LHK
Citation Numbers: 379 F. Supp. 3d 974
Judges: Koh
Filed Date: 4/9/2019
Status: Precedential
Modified Date: 10/18/2024
This order supersedes ECF No. 107, which has been vacated.
Plaintiffs Uniloc USA Inc., Uniloc Luxembourg S.A., and Uniloc 2017 LLC filed a patent infringement suit against Defendants LG Electronics USA Inc., LG Electronics Inc., and LG Electronics MobileComm USA, Inc. Plaintiffs allege that Defendants infringe claims of
I. BACKGROUND
A. Factual Background
1. The Parties and Technology at Issue
Plaintiff Uniloc USA Inc. is a Texas corporation. ECF No. 77 (second amended complaint, or "SAC") at ¶ 1. Plaintiff Uniloc Luxembourg S.A. is a Luxembourg public limited liability company.
*980Defendant LG Electronics USA Inc. is a Delaware corporation with a place of business in Fort Worth, Texas.
2. The '049 Patent
The '049 Patent is titled "Communication System." '049 Patent at front page. It was filed on June 7, 2001 and was issued on January 31, 2006.
The claims of the '049 are purportedly directed to an improvement on standard Bluetooth technology. The Court first explains standard Bluetooth technology, then the purported improvement over standard Bluetooth technology.
Figure 1 depicts a standard Bluetooth network configuration. A "host device," such as a "portable PC and a cellular phone" can contain a Bluetooth "station."
The application of Bluetooth technology most relevant to the '049 Patent is "the connection of controller devices to host *981systems."
"When a Bluetooth unit wants to discover other Bluetooth devices, it enters a so-called inquiry substate. In this mode, it issues an inquiry message ...."
In conventional Bluetooth technology, a slave HID can "enter a 'park' mode and cease active communications" with the master.
As shown in Figure 5, the standard inquiry messages (item 502) issued by the master have an extra field (item 504) "appended to them, capable of carrying a HID [ (Human/machine Interface Device) ] poll message. The extended field [item] 504 may carry a header that signifies a HID poll to distinguish it from other applications of extended field information ...."
Plaintiffs assert that Defendants have infringed "claims of the '049 Patent." Defendants' motion to dismiss focuses on claim 2.
2. A primary station for use in a communications system comprising at least one secondary station, wherein means are provided for broadcasting a series of inquiry messages, each in the form of a plurality of predetermined data fields arranged according to a first communications protocol, and for adding to each inquiry message prior to transmission an additional data field for polling at least one secondary station."
B. Procedural History
On March 9, 2018, Plaintiffs Uniloc USA, Inc. and Uniloc Luxembourg, S.A.,
On November 20, 2018, pursuant to Patent Local Rule 2-1, Defendants filed a notice of pendency of other action involving the same patent. ECF No. 61. Defendants disclosed that the '049 Patent is being asserted in another case before this Court in Uniloc USA, Inc. v. Logitech, Inc. , Case No. 18-CV-1304-LHK.
On January 23, 2019, Plaintiffs filed a second amended complaint. ECF No. 77. On February 6, 2019, Defendants filed the instant motion to dismiss. ECF No. 86 ("Mot."). On February 27, 2019, Plaintiffs filed an opposition. ECF No. 95 ("Opp.").
II. LEGAL STANDARD
A. Motion to Dismiss Under Federal Rule of Civil Procedure 12(b)(6)
Pursuant to Federal Rule of Civil Procedure 12(b)(6), a defendant may move to dismiss an action for failure to allege "enough facts to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly ,
*983For purposes of ruling on a Rule 12(b)(6) motion, the Court "accept[s] factual allegations in the complaint as true and construe[s] the pleadings in the light most favorable to the nonmoving party." Manzarek v. St. Paul Fire & Marine Ins. Co. ,
B. Motion to Dismiss for Patent Eligibility Challenges Under
Defendant's motion argues that the patents-in-suit fail to claim patent-eligible subject matter under
Although claim construction is often desirable, and may sometimes be necessary, to resolve whether a patent claim is directed to patent-eligible subject matter, the Federal Circuit has explained that "claim construction is not an inviolable prerequisite to a validity determination under § 101." Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can. (U.S.) ,
C. Substantive Legal Standards Applicable Under
1. Patent-Eligible Subject Matter Under
Section 101 of Title 35 of the United States Code "defines the subject matter that may be patented under the Patent Act." Bilski v. Kappos ,
*984Section 101 "contains an important implicit exception: Laws of nature, natural phenomena, and abstract ideas are not patentable." Alice ,
In Alice , the leading case on patent-eligible subject matter under § 101, the U.S. Supreme Court refined the "framework for distinguishing patents that claim laws of nature, natural phenomena, and abstract ideas from those that claim patent-eligible applications of those concepts" originally set forth in Mayo ,
First, we determine whether the claims at issue are directed to one of those patent-ineligible concepts. If so, we then ask, "[w]hat else is there in the claims before us?" To answer that question, we consider the elements of each claim both individually and "as an ordered combination" to determine whether the additional elements "transform the nature of the claim" into a patent-eligible application. We have described step two of this analysis as a search for an " 'inventive concept' "-i.e. , an element or combination of elements that is "sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself."
Id. at 217-18,
2. Alice Step One-Identification of Claims Directed to an Abstract Idea
Neither the U.S. Supreme Court nor the Federal Circuit has set forth a bright-line test separating abstract ideas from concepts that are sufficiently concrete so as to require no further inquiry under the first step of the Alice framework. See, e.g. , Alice ,
Two of the U.S. Supreme Court's leading cases concerning the "abstract idea"
*985exception involved claims held to be abstract because they were drawn to longstanding, fundamental economic practices. See Alice ,
Similarly, the U.S. Supreme Court has recognized that information itself is intangible. See Microsoft Corp. v. AT & T Corp. ,
However, the determination of whether other types of computer-implemented claims are abstract has proven more "elusive." See, e.g. , Internet Patents Corp. v. Active Network, Inc. ,
For example, courts have considered whether the claims "purport to improve the functioning of the computer itself," Alice ,
Similarly, the Federal Circuit has found that claims directed to a "new and useful technique" for performing a particular task were not abstract. See Thales Visionix Inc. v. United States ,
Another helpful tool used by courts in the abstract idea inquiry is consideration of whether the claims have an analogy to the brick-and-mortar world, such that they cover a "fundamental ... practice long prevalent in our system." Alice ,
Courts will also (or alternatively, as the facts require) consider a related question of whether the claims are, in essence, directed to a mental process or a process that could be done with pencil and paper. See Synopsys, Inc. v. Mentor Graphics Corp. ,
*987Regardless of the particular analysis that is best suited to the specific facts at issue in a case, however, the Federal Circuit has emphasized that "the first step of the [ Alice ] inquiry is a meaningful one, i.e., ... a substantial class of claims are not directed to a patent-ineligible concept." Enfish ,
3. Alice Step Two-Evaluation of Abstract Claims for an Inventive Concept
A claim drawn to an abstract idea is not necessarily invalid if the claim's limitations-considered individually or as an ordered combination-serve to "transform the claims into a patent-eligible application." Content Extraction ,
The U.S. Supreme Court has made clear that transforming an abstract idea to a patent-eligible application of the idea requires more than simply reciting the idea followed by "apply it." Id. at 221,
Likewise, "[i]t is well-settled that mere recitation of concrete, tangible components is insufficient to confer patent eligibility to an otherwise abstract idea" where those components simply perform their "well-understood, routine, conventional" functions. In re TLI Commc'ns LLC ,
In addition, the U.S. Supreme Court explained in Bilski that "limiting an abstract idea to one field of use or adding token postsolution components [does] not make the concept patentable."
In addition, a "non-conventional and non-generic arrangement of known, conventional pieces" can amount to an inventive concept. BASCOM Glob. Internet Servs., Inc. v. AT & T Mobility LLC ,
4. Preemption
In addition to these principles, courts sometimes find it helpful to assess claims against the policy rationale for § 101. The U.S. Supreme Court has recognized that the "concern that undergirds [the] § 101 jurisprudence" is preemption. Alice ,
III. DISCUSSION
Defendants' motion to dismiss contends that the claims of the '049 Patent fall within the patent-ineligible "abstract ideas" exception to § 101. The Court applies the Alice framework described above to the '049 Patent. However, the Court need not individually analyze every claim if certain claims are representative. See generally Alice ,
First, the Court discusses the representative claims of the '049 Patent, then turns to the substantive Alice analysis of the '049 Patent. Lastly, the Court discusses whether a Rule 12 motion may properly address issues under
A. Representative Claim of the '049 Patent
The Court finds that claim 2 is representative of the '049 Patent. Claim 2 encapsulates the other claims in the '049 Patent, which are "substantially similar" and "linked to the same ... idea," per the Content Extraction court.
Claim 2 discloses (1) a primary station with means for broadcasting inquiry messages in the form of a plurality of predetermined data fields, and (2) adding to each inquiry message an additional data field for polling at least one secondary station. '049 Patent at 7:42-49.
The remaining independent claims (claims 1, 8, and 11) are directed to concepts that are substantially similar to and require performance of the same idea as claim 2, per the Content Extraction and Smart Systems Innovations courts.
Claim 1, like claim 2, discloses broadcasting "a series of inquiry messages" and a "means for adding to an inquiry message ... an additional data field for polling at least one secondary station." Id. at 7:29-41. Thus, claim 1 requires the performance of the same basic process as claim 2, namely, broadcasting inquiry messages and then adding an additional polling data field to the inquiry messages. Likewise, claim 8 discloses the receipt of an inquiry message with "an additional data field for polling at least one secondary station." Id. at 8:21-22. Therefore, claim 1 requires the performance of the same basic process as claim 8 because claims 1 and 8 both claim appending an additional polling data field on an inquiry message. Moreover, claim 11 also claims "adding to an inquiry message ... an additional data field for polling at least one secondary station." For the same reasons stated above, claims 1 and 11 perform the same basic process of adding an additional polling field onto an inquiry message.
Plaintiffs argue that claims 1 and 8 through 12 cannot be represented by claim 2 because claims 1 and 8 through 12 include the limitation: "means are provided for determining when an additional data field has been added ... for determining whether [a secondary station] has been polled from the additional data field and for responding to a poll when it has data for transmission." See, e.g. , id. at 8:23-27; Opp. at 5. This purported distinction can be simplified to requiring additional polling data. See, e.g. , '049 Patent at 7:37-40 ("[D]etermining when an additional data field has been added ... [and] determining whether [a secondary station] has been polled from the additional data field. " (emphasis added)). This "additional polling" limitation found in claims 1 and 8 through 12 is a distinction without a difference from claim 2's polling limitation. Claim 2's polling limitation already captures the additional polling in claims 1 and 8 through 12 because claim 2 already provides for adding additional polling data to the inquiry message. See, e.g. , id. at 7:43-48 ("[M]eans are provided ... for adding to each inquiry message prior to transmission an additional data field for polling." (emphasis added)). Thus, the polling disclosed in claim 2 performs the same basic *990process as the polling in claims 1 and 8 through 12. There is nothing in the claim language of claims 1 and 8 through 12 that sets apart the type of additional polling that happens in claim 2 from the additional polling in claims 1 and 8 through 12. Therefore, pursuant to the Smart Systems Innovations court, claim 2 can be representative of claims 1 and 8 through 12.
In sum, claim 2 is representative of the '049 Patent. Below, the Court conducts the Alice analysis for claim 2 of the '049 Patent.
B. Alice Step One for Claim 2 of the '049 Patent -Whether the Claim is Directed to an Abstract Idea
Defendants argue that (1) the claim is directed to generalized steps to be performed on a computer using conventional computer activity; (2) the '049 Patent automates a process that can be performed manually; (3) the Patent uses conventional Bluetooth technology to more frequently perform the conventional activity of polling; and (4) analogous cases have found similar ideas to be abstract. Mot. at 12-16. Plaintiffs respond by arguing that (1) the claimed advance provided benefits not found in the prior art; (2) the Federal Circuit would not regard the claimed advance as an abstract idea; and (3) the United States Patent and Trademark Office ("USPTO") would not regard the claimed advance as an abstract idea. Opp. at 7-14. The Court agrees with Defendants.
Step one of the Alice framework directs the Court to assess "whether the claims at issue are directed to [an abstract idea]." Alice ,
The Court finds that the character as a whole of the '049 Patent is directed to the abstract idea of additional polling in a wireless communication system. Even the text of the '049 Patent supports the conclusion that the character as a whole of the Patent is directed to the "general invention concept of polling ... via a broadcast channel used as part of the inquiry procedure." '049 Patent at 3:24-29. Moreover, the Patent is "applicable to a range of other communication systems." Id. at 1:6-8. In plain language, claim 2 discloses: (1) a primary station with means for broadcasting inquiry messages in the form of a plurality of predetermined data fields, and (2) adding to each inquiry message an additional data field for polling at least one secondary station. '049 Patent at 7:42-49. The Court finds claim 2 abstract on the following 3 bases. First, claim 2 discloses only generic features of its hardware and software components as well as routine functions. Second, analogous cases have held that similar claims are abstract. Third, there are long-standing practices analogous to the claimed invention.
*9911. Claim 2 Discloses Routine Functions and Generic Hardware and Software Components
The Federal Circuit has recognized that "[g]eneralized steps to be performed on a computer using conventional computer activity are abstract." RecogniCorp, LLC v. Nintendo Co., Ltd. ,
Contrary to TLI's arguments on appeal, the claims here are not directed to a specific improvement to computer functionality. Rather, they are directed to the use of conventional or generic technology in a nascent but well-known environment .... The specification does not describe a new telephone, a new server, or a new physical combination of the two. The specification fails to provide any technical details for the tangible components, but instead predominantly describes the system and methods in purely functional terms. For example, the "telephone unit" of the claims is described as having "the standard features of a telephone unit" .... Likewise, the server is described simply in terms of performing generic computer functions such as storing, receiving, and extracting data.
Here, claim 2 is akin to the TLI patent claim. Claim 2 describes the purported invention in broad, generic, functional terms but fails to identify how those ends are achieved, with the specification being no clearer. Moreover, claim 2 is not directed to a specific improvement to conventional or generic Bluetooth technology. For instance, the mechanism claimed in the Patent is sending inquiry messages containing a polling data field, '049 Patent at 4:15-20, and the Patent admits that the claimed "mechanism is entirely compatible with conventional Bluetooth systems," id. at 4:19-20 (emphasis added).
First, there is no question that the primary and secondary stations disclosed in claim 2 are generic, conventional computing devices. According to the specification, the "present invention relates to a communication system and further relates to primary and secondary stations for use in such a system." Id. at 1:3-5. A primary station, as disclosed in the abstract, is a master station in a piconet. Id. at abstract, Fig. 1. A secondary station, as disclosed in the abstract, is the same as a slave station in a piconet. Id. As the specification explicitly admits, communication stations in a prototypical Bluetooth network "form ad-hoc networks which are known as piconets, each comprising a master station and up to seven slave stations. All stations are identical and capable of acting as master or slave as required." Id. at 1:19-24. The specification describes potential slave stations as "Human/machine Interface Device[s] (HID) ... such as a keyboard, mouse, games controller, graphics pad or the like." Id. at 1:29-31. Nowhere in the Patent does the patentee describe a specialized keyboard, mouse, games controller, or graphics pad that performs any operation beyond that of their ordinary use in technology. Thus, a primary or secondary station merely consists of a generic computing device.
*992Moreover, claim 2 discloses that a generic computing device has means for broadcasting inquiry messages in the form of a plurality of predetermined data fields. It is conventional under Bluetooth protocols that the generic computing slave station has the means of joining a piconet through "[i]nquiry[, which] allows a would-be slave to find a base station and issue a request to join the piconet." Id. at 1:56-57; see also id. at 4:11-13 ("The Bluetooth inquiry procedure allows a would-be slave 101 to find a base station and issue a request to join its piconet"). Communications between stations occur via the exchange of data "packets" over a wireless channel. Id. at 5:19-20. The specification explains that when "a Bluetooth unit wants to discover other Bluetooth devices, it enters a so-called inquiry substate." Id. at 4:23-25. It is during this standard Bluetooth inquiry substate that the primary station "issues an inquiry message containing a General Inquiry Access Code (GIAC) or a number of optional Dedicated Inquiry Access Codes (DIAC)." Id. at 4:25. Thus, the inquiry message comprises data fields-the General Inquiry Access Code or Dedicated Inquiry Access Codes-which the Patent does not claim to have invented. Id. Additionally, Defendants argue, and the Plaintiffs and the Patent concede, that the Patent did not invent the process of broadcasting inquiry messages, or the inquiry messages themselves. See id. at 3:30-31 ("A basic Bluetooth network configuration is illustrated in FIG. 1."); id. at 5:12-14 ("The presence of the extra data field 504 means that the ... space conventionally allowed at the end of a Bluetooth inquiry packet is reduced." (emphasis added)); id. at 5:19-20 ("The standard inquiry packet is an ID packet ... of length 68 bits." (emphasis added)); Opp. at 4 ("The patent described ... a Bluetooth ad hoc network, circa 2000 .... In that network, a host device (master ) broadcasts an inquiry message every 10 ms then listens for a reply from a nearly portable device (slave ), such as an HID ...." (emphasis in original)); id. at 6 ("Existing Bluetooth 'inquiry' messaging involved entering 'inquiry scan' and 'inquiry response' states at various predetermined times with the goal of establishing a 'piconet' between a primary station and secondary stations."). In any event, the Federal Circuit has held that "receiv[ing] and send[ing] information over a network is not even arguably inventive." buySAFE ,
Thus, a primary station with means for broadcasting inquiry messages in the form of a plurality of predetermined data fields consists of a generic computing device (i.e., primary station) that performs a generic, well-known function (i.e., broadcasting inquiry messages in the form of a plurality of predetermined data fields).
The crux of the '049 Patent's purported improvement over prior art Bluetooth devices lies in the second part of claim 2: adding to each inquiry message an additional data field for polling at least one secondary station. In other words, the Patent "recognized that it is possible to piggy-back a broadcast channel on the inquiry messages issued by the master 100. The broadcast channel can be used to poll HIDs at regular intervals." '049 Patent at 4:15-18. However, "piggy-backing" polling data onto a conventional inquiry message is abstract. Per claim 2, "means are provided for broadcasting a series of [conventional] inquiry messages, each in the form of a plurality of predetermined data fields." Id. at 7:43-45. The process of "piggy-backing" polling data onto a conventional inquiry message is therefore a conventional concept because in claim 2, the data inquiry message is already comprised of "a plurality of predetermined data fields." Id. Adding an additional data field for polling a secondary station is no different than what is already claimed-a plurality *993of data fields that comprise the inquiry message. After all, it is "no less abstract to refer to two [data] packets as it is to refer to one, and a new idea is equally capable of abstraction as an old one." Intellectual Ventures II LLC v. JP Morgan Chase & Co. ,
Furthermore, adding an additional data field for polling is no different than what the Court has already determined to be conventional computing activity, namely, sending an inquiry message comprising a "plurality of predetermined data fields." Id. at 7:43-45. In other words, adding an additional polling data field to the data fields already present in the inquiry message is a more specific form of a generic implementation of the inquiry message. Under Federal Circuit law, "a claim is not patent eligible merely because it applies an abstract idea in a narrow way." BSG Tech LLC v. Buyseasons, Inc. ,
Furthermore, these inquiry messages and polling data are transmitted and received with conventional Bluetooth hardware. '049 Patent at 3:30-31 ("A basic Bluetooth network configuration is illustrated in FIG. 1."); id. at 3:57-4:10; id. at 4:19-20 ("[T]he mechanism is entirely compatible with conventional Bluetooth systems"). As the Federal Circuit has held, "[c]laims directed to generalized steps to be performed on a computer using conventional computer activity are not patent eligible." Two-Way Media Ltd. v. Comcast Cable Commc'ns, LLC ,
2. Analogous Cases Have Found that Similar Claims are Abstract
Based on comparisons of the claim at issue "to those claims already found to be directed to an abstract idea in previous cases," Enfish ,
Furthermore, claim 2 can also be analogized to the claims found in Compression Tech. Sols. LLC v. EMC Corp. ,
In addition, claim 2 can be analogized to the claim found in 3G Licensing, S.A. v. Blackberry Ltd. ,
Plaintiffs argue that the claim is more analogous to those in Enfish. Opp. at 13. In Enfish , the claims were "specifically directed to a self-referential table for a computer database."
Contrastingly, here, the claim language lacks specificity as to the rules or parameters that govern the additional polling data field. Moreover, the '049 Patent specification admits that all tangible computing devices found in the Patent are all generic computing devices, upon which the '049 Patent does not purport to improve. See, e.g. , '049 Patent at 1:19-24 ("Communication in a Bluetooth network takes place ... [over] ad-hoc networks which are known as piconets, each comprising a master station and up to seven slave stations. All stations are identical and capable of acting as master or slave as required."); id. at 1:29-31 (describing generic potential slave stations such as a "keyboard, mouse, games controller, graphics pad or the like" without further explication); id. at 4:19-20 (describing the purported invention as "entirely compatible with conventional Bluetooth systems."); id. at 3:30-31 ("A basic Bluetooth network configuration is illustrated in FIG. 1."); Opp. at 4 ("The patent described ... a Bluetooth ad hoc network, circa 2000 .... In that network, a host device (master ) broadcasts an inquiry message every 10 ms then listens for a reply from a nearby portable device (slave ), such as an HID ...."). For instance, the '049 Patent does not claim an improved Bluetooth station, but rather, uses existing Bluetooth techniques to slightly modify one aspect of the technology-the transmission of an inquiry message-in a vague and generic way. '049 Patent at 3:24-28 ("[T]he general invention concept of polling HIDs via a broadcast channel used as part of the inquiry procedure is not restricted to Bluetooth devices and is applicable to other communications arrangements."); id. at 5:19 (referring to broadcasting an inquiry message as "standard"
*996); id. at 5:12-14 (referencing the "guard space conventionally allowed at the end of a Bluetooth inquiry packet"); id. at 7:43-45 (claiming the process of broadcasting conventional "inquiry messages, each in the form of a plurality of predetermined data fields").
Plaintiffs also assert that the USPTO would not find the '049 Patent abstract because the Patent does not fall within any of the 3 categories the USPTO characterized as abstract ideas: mathematical concepts, certain methods of organizing human activity, and mental processes.
3. There are Long-Standing Practices Analogous to the Claimed Steps
Claim 2 is also abstract because as the specification discloses, there are long-standing practices analogous to the claimed steps. Steps that can be performed manually performed by a human are abstract. See, e.g. , Mortg. Grader ,
The '049 Patent discloses that a slave HID can "enter a 'park' mode and cease active communications" with the master. '049 Patent at 1:43-47. However, the '049 Patent also discloses that a user can manually awaken an HID device:
In particular, for a HID to sign on to the piconet automatically when the host system is turned on it will either have to be regularly waking up to look for Bluetooth inquiry bursts, thereby consuming power, or it will need to be manually woken up by the user.
It is therefore more likely that a HID will remain inactive until it is woken up, either by being explicitly switched on or by a user attempting some form of input ....
It is therefore an object of the invention to address the problem of providing a responsive link between a HID and a host system which allows the HID to go to sleep during periods of inactivity.
Id. at 1:66-2:21 (emphasis added). Plaintiffs state in their opposition that the '049 Patent addressed "the need to minimize power consumption of battery-powered [HID] devices on an ad hoc network while simultaneously maintaining a high degree of responsiveness between the devices." Opp. at 4. According to the Patent, the traditional ways of waking an HID in park mode-"being explicitly switched on or by a user attempting some form of input,"- "could [take] several tens of seconds." '049 Patent at 1:61, 2:4-6. According to Plaintiffs, the Patent solved the latency and power consumption issues because if inquiry messages are modified to include a polling data field, the HID would be "able to recognize it had been polled from the addition of the field ... and would only respond to the poll if it had data to transmit." Opp. at 4.
However, as Defendants point out, this merely automates the manual wake-up *997process "by using conventional Bluetooth techniques and hardware." Mot. at 14. As shown in the specification, human users can always manually wake an HID up by switching it on or attempting some form of input. At bottom, the process of establishing a connection between an HID and a primary/master station can be performed manually, without the need for the extra polling data fields in the inquiry message. As the Federal Circuit has held, "mere automation of manual processes using generic computers does not constitute a patentable improvement in computer technology." Credit Acceptance Corp. v. Westlake Servs. ,
Accordingly, the Court finds that claim 2 is directed to an abstract idea. The Court next analyzes Alice step two.
C. Alice Step Two for Claim 2 of the '049 Patent -Whether the Claim Contains an Inventive Concept
Defendants argue that claim 2 "recites an abstract idea performed on conventional hardware using conventional Bluetooth concepts, and fails to provide 'something more' through an inventive ordered combination." Mot. at 24. Plaintiffs respond by asserting that the Patent describes the combination of features as novel, and thus the combination could not have been "considered the conventional or routine way to 'perform additional polling in a wireless network.' " Opp. at 15-16.
"In step two of the Alice inquiry, [the Court] search[es] for an 'inventive concept sufficient to transform the nature of the claim into a patent-eligible application." RecogniCorp ,
The Court finds that none of the claim's elements, assessed individually, provides an inventive concept. Claim 2 discloses (1) a primary station with means for broadcasting inquiry messages in the form of a plurality of predetermined data fields, and (2) adding to each inquiry message an additional data field for polling at least one secondary station. '049 Patent at 7:42-49.
As discussed above, none of claim 2's elements are unique to the '049 Patent. In fact, the patent specification confirms that the '049 Patent did not invent the limitations found in claim 2. First, there is no question that the primary and secondary stations disclosed in claim 2 are generic, conventional computing devices. According to the specification, the "present invention relates to a communication system and further relates to primary and secondary stations for use in such a system." Id. at 1:3-5. A primary station, as disclosed in the *998abstract, is a master station in a piconet. Id. at abstract, Fig. 1. A secondary station, as disclosed in the abstract, is the same as a slave station in a piconet. Id. As the specification explicitly admits, communication stations in a prototypical Bluetooth network "form ad-hoc networks which are known as piconets, each comprising a master station and up to seven slave stations. All stations are identical and capable of acting as master or slave as required." Id. at 1:19-24. The specification describes potential slave stations as generic "Human/machine Interface Device[s] (HID) ... such as a keyboard, mouse, games controller, graphics pad or the like." Id. at 1:29-31; see also 3:38-41 ("In general[,] the networking components (i.e. the Bluetooth chip for a Bluetooth network) of all stations ... will be implemented identically."); id. at 3:30-31 ("A basic Bluetooth network configuration is illustrated in FIG. 1."); id. at 4:19-20 ("[T]he mechanism is entirely compatible with conventional Bluetooth systems."). Nowhere in the Patent does the patentee describe a specialized keyboard, mouse, games controller, or graphics pad that performs any operation beyond that of their ordinary use in technology. The Patent also fails to disclose any specific details about the stations other than noting that "FIG. 2 is a block schematic diagram of a typical Bluetooth station." Id. at 3:10-11 (emphasis added). Thus, a primary or secondary station merely consists of a generic computing device.
Additionally, the Patent did not invent the process of broadcasting inquiry messages, or the inquiry messages themselves. See id. at 5:12-14 ("The presence of the extra data field 504 means that the ... space conventionally allowed at the end of a Bluetooth inquiry packet is reduced." (emphasis added)); Opp. at 4 ("The patent described ... a Bluetooth ad hoc network, circa 2000 .... In that network, a host device (master ) broadcasts an inquiry message every 10 ms then listens for a reply from a nearby portable device (slave ), such as an HID...." (emphasis in original)); id. at 6 ("Existing Bluetooth 'inquiry' messaging involved entering 'inquiry scan' and 'inquiry response' states at various predetermined times with the goal of establishing a 'piconet' between a primary station and secondary stations.").
Having stripped away the undisputedly "well-understood, routine, conventional activity" and computing devices, Affinity Labs , 838 F.3d at 1262, all that is left is the abstract idea of adding an additional polling data field to the inquiry message. However, even that idea is conventional activity. Per claim 2, the data inquiry message is already comprised of "a plurality of predetermined data fields." '049 Patent at 7:43-45. Adding an additional data field for polling a secondary station is no different than what is already claimed: a plurality of data fields that comprise the inquiry message. The polling data field would merely be another data field that comprises the inquiry message. Even the Patent specification admits that "the general invention concept of polling HIDs via a broadcast channel used as part of the inquiry procedure is not restricted to Bluetooth devices and is applicable to other communications arrangements." Id. at 3:24-28 (emphasis added); see also id. at 3:22-24 ("In the following description we consider particularly a system which utilises [sic] Bluetooth protocols for communication of messages between stations.").
Moreover, if "a claim's only 'inventive concept' is the application of an abstract idea using conventional and well-understood techniques, the claim has not been transformed into a patent-eligible application of an abstract idea." BSG Tech ,
Thus, none of claim 2's elements, assessed individually, provides an inventive concept. After all, "[i]nstructing one to 'apply' an abstract idea and reciting no more than generic computer elements performing generic computer tasks does not make an abstract idea patent-eligible." Capital One Bank ,
In Two-Way Media , the claim in question was directed to "first processing the data, then routing it, [and] controlling it."
Even the '049 Patent admits that the ordered combination of the elements is conventional. For instance, in discussing "communication link[s] supported in a [typical] Bluetooth network," '049 Patent at 1:40-41, the Patent reveals that the "slave has to be polled before it can submit a request to leave park mode and become active," id. at 1:40-49, and that the "[i]nquiry [process] allows a would-be slave to find a base station and issue a request to join the piconet," id. at 1:54-57. Also, the transmission of the inquiry message and method of polling a would-be slave is performed on generic Bluetooth hardware. See, e.g. , id. at 3:57-4:10, Fig. 2. Thus, the Patent recites the abstract idea of adding polling data to an inquiry message performed on generic Bluetooth hardware. The '049 Patent fails to show that arrangement of these elements in claim 2 is anything but the conventional arrangement of elements in a typical Bluetooth network. See, e.g. , id. at Fig. 1; see also id. at 3:30-31 ("A basic Bluetooth network configuration is illustrated in FIG. 1."). As aforementioned, the inquiry process of a typical Bluetooth network requires sending out inquiry messages, and it is conventional Bluetooth protocol that a would-be slave has to be polled before it can become active.
Plaintiff's opposition argues that there are many advantages of the '049 Patent, such as conserving HID battery power and speeding up the process of connecting to a master. Opp. at 4. The United States Supreme Court has held that "[g]roundbreaking, innovative, or even brilliant discovery does not by itself satisfy the § 101 inquiry. Ass'n for Molecular Pathology v. Myriad Genetics, Inc. ,
As stated above, the Court finds that at Alice step one, claim 2 of the '049 Patent is directed to an abstract idea. At Alice step two, there is no inventive concept sufficient to save the claim. Thus, the Court concludes that the '049 Patent is directed to unpatentable subject matter under § 101. Next, the Court addresses whether a Rule 12 motion is a proper vehicle with which to address § 101 issues.
D. Whether § 101 Issues may be Properly Addressed in a Rule 12 Motion
Under Federal Circuit law, "[w]hether a claim recites patent eligible subject matter is a question of law which ... has in many cases been resolved on motions to dismiss or summary judgment." Berkheimer v. HP Inc. ,
Plaintiffs' second amended complaint asserts:
The '049 Patent describes problems and shortcomings in the field of communications between devices in 2000 and describes and claims novel and inventive technological improvements and solutions to those problems and shortcomings. The written description of the '049 Patent describes in technical detail each limitation of the claims, allowing a person of ordinary skill in the art to understand what the limitation covers and how the combination of claim elements differed markedly from and improved upon what may have been considered conventional or generic.
ECF No. 77 at ¶ 10. However, there are no specific factual allegations or references to the '049 Patent specification-which might disclose that the invention is an improvement over the prior art-that undergird Plaintiffs' purported fact questions found in Plaintiffs' complaint.
In Uniloc USA, Inc. v. Apple Inc. , the court found the patent at issue invalid even though the plaintiff insisted there were factual disputes precluding judgment on the pleadings.
Likewise, the Cellspin Soft, Inc. v. Fitbit, Inc. court found that the plaintiff did not create a factual dispute in a § 101 motion for judgment on the pleadings because the plaintiff "fail[ed] to identify any portion of the specification which describes the purportedly inventive" concept.
Furthermore, a genuine dispute of material fact "requires more than labels and conclusions." Twombly , 550 U.S. at 555,
IV. CONCLUSION
For the foregoing reasons, the Court finds that the '049 Patent is directed to unpatentable subject matter and is thus invalid under
IT IS SO ORDERED.
Plaintiffs have not identified any representative claims of the '049 Patent. As discussed below, the Court finds claim 2 to be representative of the '049 Patent.
Uniloc 2017 LLC, a Plaintiff in the second amended complaint, was not listed as a Plaintiff in the original complaint or the first amended complaint.
Plaintiffs' opposition appears to be a near-exact copy of an opposition filed in Uniloc 2017 LLC v. LG Electronics U.S.A., Inc. et al. , Case No. 18-CV-03071-N, ECF No. 24, in the United States District Court for the Northern District of Texas, which involved a different patent.
One court has noted that, like all tools of analysis, the "pencil and paper" analogy must not be unthinkingly applied. See Cal. Inst. of Tech. v. Hughes Commc'ns Inc. ,
Defendants request judicial notice of Exhibit B to their motion to dismiss. As the Court did not consider Exhibit B in its analysis in the instant order, Defendants' request for judicial notice is DENIED as moot.