DocketNumber: 17SC541, Cardman
Citation Numbers: 2019 CO 73, 445 P.3d 1071
Judges: Samour, Hood
Filed Date: 7/1/2019
Status: Precedential
Modified Date: 10/19/2024
*1075¶1 "[O]urs is an accusatorial and not an inquisitorial system-a system in which the State must establish guilt by evidence independently and freely secured and may not by coercion prove its charge against an accused out of his own mouth." Rogers v. Richmond ,
¶2 Yet Detective Paul Patton coerced Matthew Ryan Cardman into making a confession, and the prosecution then used that confession as evidence against Cardman to convict him of multiple sex offenses. Defense counsel filed a pretrial motion to suppress Cardman's statements but neglected to challenge the voluntariness of those statements. Had counsel advanced a voluntariness claim, this case might not be before us today. But because counsel neglected to do so, the trial court did not rule on it, and a division of the court of appeals declined to review its merits, concluding that Cardman waived it by failing to raise it in the trial court. We disagree with the division and therefore reverse.
¶3 For the reasons articulated in Phillips v. People ,
I. Facts and Procedural History
¶4 A.W., a seven-year-old child, lived with her mother, A.B., and Cardman, A.B.'s boyfriend. Although A.B. and Cardman broke up, they continued to live together. Even after the breakup, A.B. routinely left A.W. in Cardman's care while she worked night shifts as a nurse. This arrangement continued until A.B. married another man. During the ensuing years, A.W. complained about chronic nightmares, inability to sleep, and stomachaches. A.W. eventually told her stepfather that Cardman had sexually abused her on several occasions while her mother was at work. Her stepfather then informed A.B., who called the police. Cardman was later arrested.
¶5 As part of his investigation into A.W.'s allegations, Detective Patton conducted an audio-recorded interview of Cardman at the jail. Cardman initially denied the allegations. However, after the detective made certain promises, Cardman incriminated himself. Below are excerpts from the interview reflecting such promises:
DETECTIVE: [After a suspect invokes his right to counsel], [o]ur department policy asks that we wait twenty-four hours before we contact the suspect and give him one last shot to say-hey, this is the information we've uncovered, can you explain some things? There is some gray area, ... and I really just want to make sure that this stuff didn't happen as much as she's talking about. ...
Let's turn your life around right now today. Because we can-if we can provide an explanation to help this go away for you-
CARDMAN: I would love that.
DETECTIVE: Okay, so then let's fix that. Let's fix that. Because right now, it's not going away. ...
[M]aybe you could meet [A.W.] halfway on some of those things, that we can put the icing on the cake, put this in a drawer, have her go heal, have you turned around, *1076get back with your wife, go to church, live your life, and put all of this behind you, right now today.
CARDMAN: I would love that, you have no idea.
DETECTIVE: Then let's do it. ...
We both know where you wanna go in life and with your wife and church and everything. I'm not here to hang you, I'm not here to beat you up today. I'm here to do this [sounds of paper shuffling]. At the end of this sentence, I put this in a drawer. And I can't do that if you tell me that you had sex with this girl fifty, sixty times, I'm concerned. And then I have a different investigation. If there was some inappropriate sexual stuff that happened once or twice, I want an explanation for that so I can do this [sound of paper shuffling] and go home on my Friday, do you understand?
CARDMAN: Yeah well, believe me.
DETECTIVE: I'm trying to paint the picture, man.
CARDMAN: If I can get this all figured out, closed out, dealt with, I can go home tomorrow.
DETECTIVE: Let's do it.
CARDMAN: Believe me, that's what I want to do.
DETECTIVE: And if I can help with any of that here, I'd-you're damn skippy. ...
Because I honestly think if you can provide some sort of corroboration and some answers, maybe even an apology or a quick sorry for whatever it is, and I give that to [A.W.], I think that would go away. ...
What we don't want to hear is that Ryan Cardman wakes up over here every day and lusts for the sexual contact with a kid. And there's fifty, sixty times like what's she's saying. We don't want to hear that.
CARDMAN: No.
DETECTIVE: But what is explainable and what people understand is ... it was an accident, a momentary, one-time lapse and a bad decision occurred. People understand that, okay? What people don't understand is this guy over here who wakes up every day to wait 'til she's alone, 'til you're alone, to do those things. That guy is the one we're worried about. And that's the guy that we try to send to prison and to lock up and that's what I want to eliminate here today. And, Ryan, I don't think you're that guy.1
At the end of the interrogation, Cardman confessed to several instances of unlawful sexual contact with A.W.
¶6 The prosecution later charged Cardman with eight offenses related to three incidents of sexual assault. Before trial, Cardman moved to suppress his confession based on his rights to counsel and to remain silent. Cardman argued that: (1) two days before the interview, he invoked his right to counsel and informed the detective that he did not wish to answer questions; (2) the detective nonetheless interviewed him at the jail after a third party allegedly indicated that Cardman had changed his mind and wanted to speak with law enforcement; and (3) he never contacted law enforcement directly or asked anyone to contact law enforcement on his behalf. Following a suppression hearing, the trial court denied Cardman's motion. However, it did so without reviewing the audio-recorded interview because neither party requested its admission into evidence at the hearing. The case proceeded to trial, and a jury returned guilty verdicts on all the charges brought against Cardman. The trial court then imposed an indeterminate prison sentence with a minimum term of twelve years and a maximum term of the rest of Cardman's life.
¶7 On appeal, Cardman challenged the trial court's ruling that Detective Patton had not violated his rights to counsel and to remain silent. But he also raised a two-part voluntariness claim that he had not advanced at the trial court-he asserted that the trial court reversibly erred when it admitted his statements without first determining (1) whether they were voluntarily made and (2) whether he was entitled to specific performance of the detective's promises.
*1077People v. Cardman ,
¶8 Cardman again petitioned for certiorari review, and we granted his petition.
II. Analysis
¶9 Cardman maintains that the division erred in concluding that he waived his unpreserved claim. The prosecution disagrees and urges us to affirm the division's judgment. For the reasons set forth in Phillips , which relies on People v. Rediger ,
A. Cardman Forfeited His Voluntariness Claim
¶10 A waiver requires evidence of an "intentional relinquishment of a known right or privilege." Phillips , ¶ 16 (quoting Rediger , ¶ 39,
¶11 Applying our holding in Phillips , see id. at ¶¶ 16-38, we conclude that Cardman did not waive his voluntariness claim. There is no evidence that defense counsel intended to relinquish Cardman's right to challenge the admissibility of the confession, including on voluntariness grounds. The record is barren of any indication that defense counsel considered raising the unpreserved claim before the trial court but then, for strategic or any other reason, discarded the idea. Given that Cardman's counsel clearly (and understandably) wanted the confession excluded from the trial, what benefit could he have obtained from his failure to present an additional ground to contest its admissibility?
*1078None comes to mind. We are equally hard pressed to think of any strategic advantage he could have gained by refraining to raise an argument that should have convinced the trial court to suppress what was "probably the most probative and damaging evidence" that could be admitted against Cardman. See Arizona v. Fulminante ,
¶12 But the People nevertheless argue that Crim. P. 41(g) compels a finding of a waiver here. As we explain in Phillips , we are unpersuaded. See Phillips , ¶¶ 23-37. Rule 41(g) generally requires that a motion to suppress statements "be made and heard before trial," though it permits "the court, in its discretion," to entertain the motion at trial. Thus, unlike its federal counterpart, Fed. R. Crim. P. 12(c)(3), which permits a court to consider any time after trial commences, including on appeal , untimely suppression issues, the scope of Rule 41(g) is limited to a court's ability to consider such issues at trial . "We do not infer from our [rule's] silence regarding post-trial proceedings that [its] drafters intended to treat as 'waived' any untimely suppression issues raised for the first time on appeal." Id. at ¶ 23.
¶13 The People insist, though, that when a statute or rule includes procedural requirements, defense counsel's failure to comply with them must be deemed a waiver because attorneys are presumed to know procedural rules. We are unpersuaded. The People's position is not supported by Rediger and would lead to absurd results.
¶14 The waiver/forfeiture distinction we drew in Rediger did not turn on whether defense counsel was required to raise the unpreserved appellate claim by a procedural rule or by substantive law. Nowhere in Rediger did we discuss the difference between procedural and substantive legal requirements.
¶15 Moreover, distinguishing between procedural rules and substantive law to determine whether a claim is waived or forfeited makes little sense. For example, as relevant here, Rule 41(g) sets forth the procedures for raising suppression issues related to a statement. But no one would dispute that, since a criminal defense attorney has an ethical obligation to zealously represent his client, he is required to raise such issues before trial when doing so is warranted by Fifth Amendment jurisprudence. In other words, if Rule 41(g) didn't exist, defense counsel would still have a duty to advance appropriate Fifth Amendment arguments to attempt to exclude certain statements from trial. Yet, the People would have us hold that a defense attorney's failure to comply with a procedural rule always amounts to a waiver, but a defense attorney's failure to comply with substantive law can be a forfeiture when such failure is not an intentional relinquishment of a known right. The People forget that attorneys are also presumed to know substantive law. As in Phillips , we see no basis to create a Rule 41(g) exception to Rediger .
¶16 This is not to say that there aren't compelling reasons for the procedures outlined in Rule 41(g). Nor should we be understood as minimizing the importance of compliance with that rule. But the question we confront today is neither whether the rule should be in place nor whether requiring that suppression contentions be timely raised before trial is truly necessary. The issue we address is whether an appellate court should be allowed to review for plain error when defense counsel negligently fails to raise a suppression assertion at the trial court. Consistent with Rediger , we answer yes.
¶17 We acknowledge that our waiver determination in Hinojos-Mendoza v. People ,
¶18 Adhering to Rediger , we conclude that the failure by Cardman's counsel *1079to raise the voluntariness claim in the trial court, without more, is not sufficient to allow us to infer that he intended to waive it. The mere failure to raise an issue neither amounts to "the type of unequivocal act indicative of a waiver" nor constitutes "the type of conduct that clearly manifest[s] any intent ... to relinquish [the] claim." Dep't of Health v. Donahue ,
B. The Trial Court Committed Plain Error
¶19 Under Crim. P. 52(b), plain error occurs when there is (1) an error, (2) that is obvious, and (3) that so undermines the fundamental fairness of the trial itself as to cast serious doubt on the reliability of the judgment of conviction. See Hagos v. People ,
1. There Was an Error
¶20 Cardman frames the error question as follows: Whether the trial court erred in admitting his statements into evidence without first determining whether they were voluntary . He thus maintains that if we conclude that the trial court erred, we must remand with instructions to have the case returned to the trial court for findings on the voluntariness issue. We do not believe that remanding for further development of the record and further findings is appropriate in this situation. Doing so would improperly place Cardman in the same position as if he had timely raised the unpreserved claim, would strip the preservation requirement of any meaning, and would dilute the rigorous plain error standard of review governing forfeited issues. Hence, the question we must answer instead is this: Whether the trial court erred in admitting Cardman's statements into evidence because they were involuntarily made .
¶21 A defendant's statements may be admitted into evidence only if they are voluntary. People v. Freeman ,
¶22 In determining whether a defendant's statements are voluntary, "we consider the totality of the circumstances surrounding the statements." People In Interest of Z.T.T. ,
¶23 To evaluate voluntariness, we consider "both the defendant's ability to resist coercive pressures and the nature of the police conduct." Z.T.T. , ¶ 13,
1. whether the defendant was in custody;
2. whether the defendant was free to leave;
3. whether the defendant was aware of the situation;
4. whether the police read Miranda rights to the defendant;
5. whether the defendant understood and waived Miranda rights;
6. whether the defendant had an opportunity to confer with counsel or anyone else prior to or during the interrogation;
7. whether the statement was made during the interrogation or volunteered later;
8. whether the police threatened [the] defendant or promised anything directly or impliedly;
9. the method [or style] of the interrogation;
10. the defendant's mental and physical condition just prior to the interrogation;
11. the length of the interrogation;
12. the location of the interrogation; and
13. the physical conditions of the location where the interrogation occurred.
¶24 Here, eight factors appear to support a finding of involuntariness: Cardman was in custody at the time of the interrogation (factor 1); he was not free to leave because he was in custody (factor 2); he did not have an opportunity to confer with counsel beforehand (factor 6); he made incriminating statements during the interrogation (factor 7); the detective made promises to him to induce his incriminating statements (factor 8); the method of the interrogation was coercive given the detective's repeated promises (factor 9); and the interrogation took place at the jail (factors 12 and 13).
¶25 On the other side of the ledger, only four factors appear to weigh in favor of voluntariness: although Cardman may have had little more than an inkling about the detective's investigation before the meeting at the jail, shortly after sitting down for his interview, he became aware that A.W. had made sexual allegations against him (factor 3); the detective read him his Miranda rights (factor 4); he said he understood those rights and then waived them (factor 5); and his mental and physical condition just before the interrogation seemed normal (factor 10).
¶26 And one factor appears to be neutral: The interview lasted approximately one hour (factor 11).
¶27 But the analysis is not quantitative-we do not simply count the number of factors on each side of the equation and see which side has more. The reason is twofold: We do not accord the same weight to each of the thirteen factors, and how much weight we accord each factor in a particular case depends on the circumstances involved. This case illustrates the point. As we set forth in more detail next, given the detective's repeated promises during the interrogation, factors 8 and 9 are dispositive. Hence, even if all the other factors favored a finding of voluntariness, we would still conclude that *1081Cardman's statements were involuntarily made.
¶28 The interview was coercive and disturbing. Cardman initially denied doing anything of a sexual nature with A.W. The detective told Cardman that he did not believe him. But Cardman remained steadfast in his denial. As the interrogation progressed, though, the detective conveyed to Cardman that the case would go away and would not proceed if Cardman met A.W. halfway and apologized to her. When the detective said, "if we can provide an explanation to help this go away for you," Cardman interrupted him: "I would love that." And the detective responded with encouragement: "Okay, so then let's fix that. Let's fix that. Because right now, it's not going away." The detective later added that he could put the case "in a drawer," have A.W. "go heal," have Cardman "turned around, get back with [his] life, go to church, live [his] life ... and put all of this behind [him], right now today." Cardman replied: "I would love that, you have no idea." And the detective again encouraged him: "Then let's do it." Even then Cardman did not admit any of A.W.'s allegations, though he acknowledged an incident in which she sat on his lap, an incident which she might have misconstrued as inappropriate touching, a few instances in which she walked in on him masturbating, and a few instances in which she walked in on him and her mother having sex.
¶29 The detective kept pushing Cardman, however, reminding him that he knew where Cardman wanted to go in life with his wife and his church. He then told Cardman that he could put the case "in a drawer" if Cardman admitted to some "inappropriate sexual stuff." According to the detective, if there was inappropriate sexual conduct with A.W. that happened just once or twice, as opposed to having had sex with her fifty or sixty times, he wanted an explanation so he could set the case aside and "go home on [his] Friday." After the detective asked Cardman if he understood what he was telling him, he added that he was "trying to paint the picture" for him. Cardman then appeared to seek confirmation that his understanding of the detective's promises was accurate: "If I can get this all figured out, closed out, dealt with, I can go home tomorrow." And the detective responded: "Let's do it."
¶30 Only then did Cardman confess to inappropriate sexual conduct with A.W. Specifically, Cardman admitted that: (1) he had gotten an erection three times while A.W. sat on his lap and had ejaculated two of those times; (2) he had touched A.W. around the crotch area, become aroused, and ejaculated; and (3) when A.W. had sat on his lap on a computer chair with her legs straddling, the rubbing motion had caused him to get an erection.
¶31 At the end of the interview, the detective spoke as follows: "I think I can put a period on this and put this away. I hope you can too. ... We move forward from right now today. And I think you do that with your best spirit in mind, your wife's best spirit in mind, your kids' best spirit in mind." He then asked Cardman to write a brief note apologizing to A.W. so that she could get some closure and put this behind her. Cardman did so and apologized to A.W. in writing, saying "I apologize for the instances of sexual content [sic] between you and I. I never meant for them to happen and wish I could take it all back."
¶32 This is precisely the type of interview that flies in the face of one of the bedrock principles of our criminal jurisprudence: The State may not prove a charge by obtaining a confession from the accused through coercion. Rogers ,
2. The Error Was Obvious
¶33 Having found there was an error, we next consider the second prong of our plain error analysis. We rule that the error was obvious.
¶34 In general, to be plain, an error must "be so obvious" at the time it is made "that a trial judge should be able to avoid it without the benefit of an objection." Scott v. People ,
¶35 The admission of Cardman's statements at trial contravened both well-settled legal principles and Colorado case law. Therefore, the error was obvious and the trial court should have been able to avoid it without the benefit of an objection.
¶36 In fairness to the court, we recognize that the first opportunity it had to avoid the error was during trial because neither party sought to introduce the audio-recorded interrogation at the pretrial hearing held on Cardman's suppression motion. As a result, avoiding the error may well have required the declaration of a mistrial. But we consider Cardman's case an anomaly in which a confluence of factors created the proverbial perfect storm. For five reasons, we anticipate that today's opinion will not lead to more mistrials. First, the vast majority of defense attorneys would have spotted the voluntariness issue in this case and would have raised it in a timely fashion. Second, we perceive little risk of sandbagging. See Phillips , ¶ 29. Third, the prosecution is always free to make a record about any glaring suppression issue to document that defense counsel is aware of it and is choosing not to raise it. Fourth, a mistrial would be required only when necessary to avoid obvious error. And finally, recordings of interrogations containing incriminating statements are typically provided to the trial court before or during pretrial suppression hearings.
¶37 We do not anticipate that this opinion will burden our colleagues on the court of appeals either. Defense attorneys have every incentive to raise all meritorious suppression issues before trial. Id . Failure to do so risks, among other things, an inadequate appellate record that cannot establish plain error. Of course, it hardly bears stating that in the suppression context, a well-developed factual record is usually pivotal.
¶38 But, regardless of the consequences, our task at this juncture of the analysis is to determine whether the error in admitting Cardman's statements at trial was obvious. Because we conclude that it was and that the trial court should have been able to avoid it without an objection, we proceed to consider the last requirement of plain error analysis.
3. The Error Undermined the Fundamental Fairness of the Trial
¶39 The question still remains whether the trial court's obvious error "so undermined the fundamental fairness of the trial itself so as to cast serious doubt on the reliability of the judgment of conviction." Hagos , ¶ 14,
¶40 The trial court's obvious error permitted the jury to consider Cardman's incriminating statements. Because this was *1083largely a he-said-she-said case, Cardman's confession was by far the strongest evidence against him. Under all the circumstances present, we have little difficulty concluding that the admission of the statements seriously undermined the fundamental fairness and integrity of the trial. In our view, there is a reasonable possibility that the trial court's error in admitting Cardman's confession contributed to his conviction. Were we to find no plain error and to leave the judgment of conviction intact, it would lead any objective observer to conclude that an injustice was perpetrated on Cardman. This we are unwilling to allow. "[A]bove all, it is the appellate court's responsibility to avoid a miscarriage of justice for a defendant even when defense counsel fails to object to serious errors at trial." People v. Nardine ,
¶41 In sum, we determine that the trial court erred in admitting Cardman's statements and that the error rises to the level of plain error. Therefore, we cannot allow Cardman's judgment of conviction to stand.
III. Conclusion
¶42 In today's decision, and in Phillips , we do no more than apply our holding in Rediger . We recognize that some would have us invoke the drastic measure of waiver, which would then force Cardman to take his chances with a Crim. P. 35(c) ineffective-assistance-of-counsel claim. In our view, the more just path, and the one most faithful to the law, is the one we take.
¶43 We conclude that Cardman did not waive his voluntariness claim by failing to raise it in the trial court. Instead, we hold that the claim was forfeited and is subject to plain error review. Because we determine that the trial court plainly erred in admitting Cardman's statements, we reverse the division's judgment and remand with instructions to return the case to the trial court for a new trial.
JUSTICE HOOD dissents, and CHIEF JUSTICE COATS and JUSTICE MÁRQUEZ join in the dissent.
The audio recording is difficult to understand at times, and there is no transcript of it. We have done our best to accurately document the quoted excerpts.
In Reyna-Abarca , we held that unpreserved double jeopardy claims can be raised for the first time on appeal and are subject to plain error review.¶ 2, 390 P.3d at 817-18.
We granted certiorari to review the following issue:
Whether the district court violated the petitioner's constitutional right to due process and reversibly erred by admitting statements the petitioner made to a detective, without first determining whether the statements were voluntary and whether the petitioner was entitled to specific performance of direct and/or implied promises made to him by the detective during the interrogation.
We did not announce Rediger until after the division issued its opinion following our remand.
We resolve the second part of Cardman's voluntariness claim with little difficulty. To qualify for the remedy of specific performance of promises made by an officer to a defendant, there must be "no other remedy available to the court that could approximate substantial justice under the circumstances of the case." People v. Manning ,
We should not be misunderstood as holding that an attorney's failure to file a suppression motion or to include an argument in a suppression motion will always be deemed a forfeiture. If there is evidence in the record that defense counsel made a conscious decision to forego raising a claim for strategic or other reasons, we will not hesitate to find an implied waiver. After all, we recognize that in some situations defense counsel will refrain from seeking the suppression of an article of evidence for strategic or other reasons.
We understand that it is the prosecution's burden to prove by a preponderance of the evidence that Cardman's statements were voluntarily made, see Mendoza-Rodriguez ,