DocketNumber: SC 19769
Citation Numbers: 147 A.3d 1032, 323 Conn. 529
Judges: Palmer
Filed Date: 9/29/2016
Status: Precedential
Modified Date: 10/19/2024
**531This case involves a dispute between two factions of this state's Independent Party. The question before the court is whether it has original jurisdiction, pursuant to General Statutes § 9-323,
I
BACKGROUND
The record reveals the following undisputed factual and procedural history. In Connecticut, the Independent Party is composed of two factions: the Independent Party of Connecticut, which is based in the city of Waterbury, and the Independent Party of CT-State Central, which is based in the city of Danbury. After proper notice, each faction hosted separate party caucuses in late August, 2016, following which two different nominees for the United States Senate were certified to the secretary of the state: the Independent Party of CT-State Central nominated Carter, and the Independent Party of Connecticut nominated Price.
Approximately two weeks later, on September 13, an action was filed in the Superior Court in the judicial district of Hartford, seeking to resolve the ongoing dispute over which faction properly controlled the Independent Party. Independent Party of CT-State Central v. Merrill , Superior Court, judicial district of Hartford, Docket No. HHD-CV-16-6071180-S (filed September 13, 2016). Following the filing of a motion to dismiss the claims relating specifically to the United States Senate race for lack of subject matter jurisdiction, both Carter and Price withdrew from the case. On September 23, the plaintiffs filed the present action in the Supreme Court, alleging various violations of party rules and election statutes during the caucus of the Independent Party of CT-State Central,
Because § 9-323 provides that a case filed thereunder shall be resolved expeditiously by a justice of the Supreme Court, the court conducted a hearing on September 29, 2016. After the hearing, the court granted the defendants' motion to dismiss. The court will review the jurisdictional claims first.
II
JURISDICTION UNDER § 9-323
For this court to exercise original jurisdiction under § 9-323, a candidate for the United States Senate or an elector must claim that he or she is "aggrieved by any ruling of any election official in connection with any election for ... a senator in Congress ...."
Over the past forty years, this court has from time to time considered the meaning of the phrase "rulings of an election official" as it is used in several closely related statutes. See, e.g., Caruso v. Bridgeport ,
Accordingly, under § 9-323, "a ruling of an election official must involve *1038some act or conduct by the official that (1) decides a question presented to the official, or (2) interprets some statute, regulation or other authoritative legal requirement, applicable to the election process." Bortner v. Woodbridge , supra,
Unlike the plaintiff in Wrotnowski, the plaintiffs in the present case do not mount a constitutional challenge to the actions of the secretary of the state. See Wrotnowski v. Bysiewicz , supra,
Unlike the question of what constitutes a "ruling," this court has never had occasion to consider the meaning of "election official." Nor is that term clearly defined by statute. Rather than creating a normative definition, the legislature has chosen to list positions that qualify as election officials.
**539In re Election for Second Congressional District ,
In the present case, the plaintiffs have not alleged that the officials at the caucus of the Independent Party of CT-State Central were appointed to any of these positions. They claim only that caucus officials perform a function analogous to those of the election officials listed by statute and should therefore be treated similarly.
To ascertain the meaning of "election official" within the context of § 9-323, it is appropriate to look to established principles of statutory construction. "When construing a statute, [the court's] fundamental objective is to ascertain and give effect to the apparent intent of the legislature.... In other words, [the court] seek[s] to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply.... In seeking to determine that meaning, General Statutes § 1-2z directs [the court] first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, *1040the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered." (Footnote omitted; internal quotation marks omitted.) Caruso v. Bridgeport , supra,
First, although the term "election official" is not expressly defined by statute, the term "election" is statutorily defined as "any electors' meeting at which the electors choose public officials by use of voting tabulators or by paper ballots ...." General Statutes § 9-1 (d).
Second, to the extent that the meaning of the term "election official" can be discerned by reference to statutory provisions and case law, as previously explained, it does not include caucus officials for minor parties. Furthermore, whereas it might be appropriate to treat as election officials those other officials who share similar functions , such treatment is far less appropriate when the statutes also articulate specific qualifications for election officials. The General Statutes prescribe at least two such qualifications: (1) election officials must be trained; see General Statutes § 9-249 ; and (2) "[a]ll election officials shall be sworn to the faithful performance of their duties ...." General Statutes § 9-231. Caucus officials are not required to swear an oath or undergo training. This is compelling, if not dispositive, evidence of the legislature's intent to exclude "ruling[s]" by caucus officials from the purview of § 9-323.
**541Third, narrowly construing the term "election official" accords with the broader statutory framework for conducting nominations. A closer inspection of that framework reveals that election officials and caucus officials not only have different qualifications but also serve different functions. In this state, major parties may be required to hold primaries
In contrast, minor parties are left largely to their own devices during the nomination process. The procedure by which a minor party endorses a nominee is not governed by statute; instead, it is "prescribed in the **542rules of such party ...." General Statutes § 9-451. Furthermore, such limited filings and notice as are required by statute are to be made by "the presiding officer of the committee, meeting or other authority making such nomination ...." General Statutes § 9-452 ; see also General Statutes § 9-452a ("presiding officer" shall give written notice of party meetings). Insofar as listed election officials, such as registrars of voters, are involved, they are merely required to "promptly verify and correct the names on [the] ... list [of nominees]" filed by the party. General Statutes § 9-452. Thus, whereas elections and primaries are conducted by trained officials appointed by the state and municipalities, according to rules prescribed by statute, party caucuses of the type involved in the present case are structured and conducted almost exclusively by party operatives. In light of the significant disparity between the two procedures, it is unlikely that the legislature intended the term "election official" in § 9-323 to include those individuals who administer party caucuses.
As a practical matter, this makes sense. Election officials are charged with certain, narrowly defined responsibilities. Their "ruling[s]," for purposes of § 9-323, are therefore confined to a relatively discrete set of actions involving the operation of the electoral process. Insofar as they are responsible for making rulings pertaining to that process, that function is intentionally nonpartisan. In contrast, were the court to accept the plaintiffs' argument, a host of decisions involving party power and party procedure would be subject to expedited review by the court. As the court has observed, however, statutes like § 9-323 "[authorize] the one unelected branch of government, the judiciary, to dismantle the basic building block of the democratic process, an election. Thus, [t]he delicacy of judicial intrusion into the electoral process ... strongly suggests caution in **543undertaking such an intrusion." (Citation omitted; internal quotation marks omitted.) Bortner v. Woodbridge , supra,
In sum, the court concludes that officials administering minor party caucuses are not "election official[s]" for purposes of § 9-323. Thus, the plaintiffs are not aggrieved under § 9-323 by the actions of those officials.
**544III
LACHES
The secretary of the state has also raised as a defense the doctrine of laches in connection with the plaintiffs' motion for injunctive relief. The court will address the issue briefly in the hope that doing so will encourage parties involved in future election disputes to pursue their claims with due urgency.
This court has held that (1) "[l]aches consists of an inexcusable delay [that unduly] prejudices the defendant," and (2) "[t]he burden is on the party alleging laches to establish that defense." (Internal quotation marks omitted.) Cummings v. Tripp ,
**545Plymouth v. Church - Dlugokenski ,
In the present case, the facts pertinent to the claim of laches are undisputed. First, the particular controversy in this case-over a United States Senate line on the ballot-is an outgrowth of a dispute over control of the this state's Independent Party that has been ongoing for at least several years. See Independent Party of CT v. Dietter , Superior Court, judicial district of Waterbury, Docket No. CV-12-5016387-S,
The electoral machinery of the state has been far less indecisive. By the time this case was heard on September 29, 2016, overseas and military ballots had already been issued. Printing of absentee ballots was underway, and programming of voting machines was imminent. At the hearing, the secretary of the state confirmed that, in the event of reprinting, absentee ballots would be delayed to a "certainty," in violation of the requirements of General Statutes § 9-140 (f),
The court also finds that the plaintiffs' delay is "inexcusable ...." (Internal quotation *1044marks omitted.) **547Cummings v. Tripp , supra,
Thus, even if the plaintiffs' claims fell within the purview of § 9-323, the doctrine of laches would operate as an independent and adequate ground to dismiss the plaintiffs' action. Although it may not be possible to articulate a precise timeline according to which disputes must be brought before the court under § 9-323, it should be clear that parties seeking preelection resolution of such conflicts must act with all due haste.
The plaintiffs' motion for a permanent injunction is denied and the motion to dismiss filed by the defendants the Independent Party of CT-State Central and Carter is granted.
General Statutes § 9-323 provides in relevant part: "Any elector or candidate who claims that he is aggrieved by any ruling of any election official in connection with any election for presidential electors and for a senator in Congress and for representative in Congress or any of them, held in his town, or that there was a mistake in the count of the votes cast at such election for candidates for such electors, senator in Congress and representative in Congress, or any of them, at any voting district in his town, or any candidate for such an office who claims that he is aggrieved by a violation of any provision of section 9-355, 9-357 to 9-361, inclusive, 9-364, 9-364a or 9-365 in the casting of absentee ballots at such election, may bring his complaint to any judge of the Supreme Court, in which he shall set out the claimed errors of such election official, the claimed errors in the count or the claimed violations of said sections.... If such complaint is made prior to such election, such judge shall proceed expeditiously to render judgment on the complaint ...."
John L. Dietter, Donna L. LaFrance, and Roger Palanzo, all of whom are alleged to be officers of the Independent Party of CT-State Central, Michael Duff, who served as the caucus chairman of the Independent Party of CT-State Central, Daniel Carter, the nominee of the Independent Party of CT-State Central for United States Senate, and Denise Merrill, the secretary of the state, also have been named as defendants in the present action.
Carter is also the nominee for the Republican Party.
General Statutes § 9-250, which details various aspects of ballot preparation, provides in relevant part: "No column, under the name of any political party or independent organization, shall be printed on any official ballot, which contains more candidates for any office than the number for which an elector may vote for that office."
The complaint sets forth the following allegations: "The August 23, 2016 caucus of the Independent Party of CT-State Central violated the ... General Statutes and the filed rules applicable to the caucus in the following ways:
"A. The caucus was called to order by Mark Boughton, the mayor of Danbury, a registered Republican voter, who could not by virtue of his Republican registration have ... presided over the caucus for [the] ... [Independent Party of CT-State Central] as he was not a registered Independent voter, in violation of [General Statutes §§] 9-372 and 9-452.
"B. Roger Polanzo, who was claimed to be the secretary [and] deputy treasurer of the Independent Party of CT-State Central and who actively participated as an election official for the caucus, is listed with the secretary of the state as a member of the Republican party and therefore could not be involved in issuing notices, presenting a slate of over 100 nominations for offices in multiple districts throughout the state and in Congress or filing papers with the [secretary of the state] as he is not a registered member of the Independent Party, all in violation of [§§] 9-372 and 9-452.
"C. The nominations were done as a slate for all offices throughout the state and for congressional offices allowing caucus attendees to vote for nominations for persons running in districts other than the districts in which they resided, in violation of ... [§] 9-372.
"D. At no time during the caucus were any of the persons in attendance checked to verify that the attendees were registered members of the Independent Party or otherwise authorized to vote in the caucus, in violation of [§] 9-372."
In their complaint, the plaintiffs also appear to request a writ of mandamus ordering the secretary of the state to place Price on the ballot. The plaintiffs cannot satisfy the demanding requirements of their claim for a writ of mandamus for the same reasons that they cannot prevail on their claims for declaratory and injunctive relief. See, e.g., Miles v. Foley ,
The plaintiffs claim that they are aggrieved by, inter alia, "rulings of election [officials] in connection with the election of a senator in Congress" and "by the counting of the ballots" from an allegedly invalid caucus. Although the plaintiffs question the validity of that caucus vote, they do not claim that there was any "mistake in the count of the votes" under § 9-323. Thus, only the first prong of the statute is at issue in the present case.
" 'Minor party,' " as defined by § 9-372 (6), "means a political party or organization which is not a major party and whose candidate for the office in question received at the last-preceding regular election for such office, under the designation of that political party or organization, at least one per cent of the whole number of votes cast for all candidates for such office at such election ...."
" 'Major party,' " as defined by § 9-372 (5), "means (A) a political party or organization whose candidate for Governor at the last-preceding election for Governor received, under the designation of that political party or organization, at least twenty per cent of the whole number of votes cast for all candidates for Governor, or (B) a political party having, at the last-preceding election for Governor, a number of enrolled members on the active registry list equal to at least twenty per cent of the total number of enrolled members of all political parties on the active registry list in the state ...."
The plaintiffs claim that the defendants violated §§ 9-372 and 9-452, but they fail to identify the specific provisions that prohibit cross enrollment or mandate verification of attendee affiliation. Under the circumstances, there is no reason for the court to speculate.
Some other states have articulated a specific, normative definition. See, e.g.,
The plaintiffs allege that the defendants Donna L. LaFrance, Roger Polanzo, and Michael Duff "acted as ... election official[s] ...."
"Caucus" is separately defined as "any meeting ... of the enrolled members of a political party within a municipality or political subdivision thereof for the purpose of selecting party-endorsed candidates for a primary to be held by such party or for the purpose of transacting other business of such party ...." General Statutes § 9-372 (1).
A "primary" is "a meeting of the enrolled members of a political party and, when applicable ... unaffiliated electors, held during consecutive hours at which such members or electors may, without assembling at the same hour, vote by secret ballot for candidates for nomination to office or for town committee members ...." General Statutes § 9-372 (11).
General Statutes § 9-415 (a) provides: "If a candidacy for nomination by a political party to a state office is filed by or on behalf of any person other than a party-endorsed candidate within the time specified in subsection (a) of section 9-400 and in conformity with the provisions of section 9-400, a primary shall be held in each municipality of the state to determine the nominee of such party for such office, except as provided in section 9-416a."
Ordinarily, a court does not address the merits of a claim once it has determined that it lacks subject matter jurisdiction. See, e.g., Sousa v. Sousa ,
On September 13, 2016, the only action taken in connection with the present case was the filing of an action in the Superior Court pertaining to, inter alia, the subject matter of the present case, namely, the placement on the ballot of the Independent Party's candidate for the United States Senate.
General Statutes § 9-140 (f) provides in relevant part: "Absentee voting sets shall be issued beginning on the thirty-first day before an election ...."
Article sixth, § 7, of the Connecticut constitution provides: "The general assembly may provide by law for voting in the choice of any officer to be elected or upon any question to be voted on at an election by qualified voters of the state who are unable to appear at the polling place on the day of election because of absence from the city or town of which they are inhabitants or because of sickness, or physical disability or because the tenets of their religion forbid secular activity."
Even if the parties before the court do not include the full leadership cohort of the Waterbury and Danbury factions of the Independent Party, the present claim is inextricable from the underlying dispute. The factions' delays must therefore be imputed to their nominees.