DocketNumber: SC 16328
Judges: Norcott, Sullivan
Filed Date: 6/1/2004
Status: Precedential
Modified Date: 11/3/2024
The defendant, Michael B. Ross, was charged in three cases
As set forth in Ross II, supra, 230 Conn. 191-92, the jury at the guilt phase trial reasonably could have found the following facts. “On June 13, 1984, the defendant accosted seventeen year old Wendy B. as she was walking along Route 12 in Lisbon. After a short conversation, he pulled Wendy B. over a stone wall, forcing her to go with him into a wooded area that led to an open field. There he sexually assaulted her, forced her to turn over on her stomach, and then strangled her.
“On Thanksgiving Day, 1983, the defendant accosted nineteen year old Robyn S. on the grounds of Uncas
“On Easter Sunday, 1984, the defendant picked up fourteen year old April B. and fourteen year old Leslie S., who were hitchhiking to Jewett City on Route 138. Once the girls had entered his car, he drove them easterly on Route 165 and, over their protests, past their intended destination. When April B. tried to force the defendant to stop the car by threatening him with a knife, he disarmed her and continued to transport the girls against their will, through eastern Connecticut, to Beach Pond in Rhode Island. At Beach Pond, he parked his car and bound both girls hand and foot. He then untied April B.’s feet and forced her to walk a short distance from his car, where he assaulted her sexually, turned her over on her stomach and strangled her. Returning to the car, the defendant killed Leslie S. without sexually assaulting her. He then placed the bodies of both girls in his car and drove back to Preston, Connecticut, where he deposited their bodies in a culvert.” Id.
At the second penalty phase hearing, the state sought to prove as an aggravating factor that the defendant committed all of the offenses in an especially heinous, cruel or depraved manner within the meaning of § 53a-46a (h) (4). The defendant sought to prove two statutoiy and fourteen nonstatutory mitigating factors.
The defendant’s claims on appeal fall into ten general categories involving: (1) rulings pertaining to the jury selection phase of the penalty hearing; (2) the denial of the defendant’s motion to sever the cases; (3) the denial of the defendant’s motion to order a competency examination; (4) evidentiary rulings; (5) the state’s alleged nondisclosure of exculpatory materials in viola
I
JURY SELECTION PHASE ISSUES
The defendant raises four claims pertaining to the jury selection phase of the trial. We address each claim in turn.
A
Denial of the Defendant’s For Cause Challenges
The defendant claims that the trial court improperly denied eight of his for cause challenges, thereby forcing him to use his peremptory challenges to remove the challenged venirepersons in violation of: (1) his statutory and constitutional right to challenge jurors peremptorily, as provided by General Statutes §§ 54-82g and 54-82h
The following facts and procedural history are relevant to our resolution of this claim. Prior to voir dire,
After the jury had been selected, an interlocutory appeal was filed and, because of the delay occasioned
The defendant now claims that the trial court improperly denied his for cause challenges to the eight jurors during the first voir dire, thereby forcing him to use his peremptory challenges to remove those jurors and denying him his constitutional and statutory right to exercise his full complement of peremptory challenges. We conclude that, because the defendant did not seek an additional peremptory challenge to exercise against a specific juror who ultimately served on the jury, even if it is assumed that the trial court improperly denied one or more of the defendant’s for cause challenges, any such impropriety necessarily was harmless under State v. Esposito, 223 Conn. 299, 613 A.2d 242 (1992). Accordingly, we do not review the merits of the trial court’s rulings.
In Esposito, the defendant was required to exercise three peremptory challenges to excuse prospective jurors whom the court had refused to excuse for cause, thereby exhausting his peremptory challenges. Id., 303-304. Thereafter, “the defendant challenged another pro
On appeal, this court concluded that one of the three jurors against whom the defendant had been forced to exercise a peremptory challenge should have been excused for cause. Id., 312. We noted that, if the juror “had been properly removed by the court for cause, the defendant would have had one peremptory challenge remaining to remove Artkop from the jury”; id., 313; and that there was no doubt that the defendant would have done so because he had both challenged the juror for cause and asked the court for an additional peremptory challenge to exercise against him. Id., 312. Accordingly, we concluded that the defendant was entitled to a new trial. We explained that “[t]he Connecticut constitution guarantees a criminal defendant the right to exercise peremptory challenges in the selection of his jury. Conn. Const., art. I, § 19, as amended by art. IV of the amendments to the constitution; see also General Statutes § § 54-82g and 54-82h. We conclude that the trial court’s action abridged this constitutional and statutory right of the defendant. Accordingly, we agree with numerous other courts throughout the nation that ‘it is reversible error for a trial court to force an accused to use peremptory challenges on persons who should have been excused for cause, provided the party subsequently exhausts all of his or her peremptory challenges and an additional challenge is sought and
The defendant argues that he has satisfied the Espos-ito conditions for raising a claim that the denial of a for cause challenge was reversible error because (1) he exhausted all of his peremptory challenges and (2) he sought, and was denied, an additional challenge. We disagree. We conclude that, under Esposito, the mere request for an additional peremptory challenge is not sufficient to establish that an allegedly improper denial of a for cause challenge was potentially harmful. Our determination in that case that the defendant’s constitutional and statutory right to exercise his full complement of peremptory challenges was abridged turned on the facts that (1) if the defendant had had an additional peremptory challenge, he would have used it to remove an identifiable juror and (2) because he was unable to do so, that juror ultimately sat on the jury. In other words, it is implicit in Esposito that, in determining whether the denial of a for cause challenge was potentially harmful, this court considers whether an identifiable, objectionable juror actually served on the jury that decided the case, not whether the composition of the jury would have been different in the absence of the claimed error.
The defendant argues, however, that, under Gray v. Mississippi, 481 U.S. 648, 107 S. Ct. 2045, 95 L. Ed. 2d 622 (1987), a harmless error analysis is inappropriate when an erroneous trial court ruling may have affected the composition of the jury as a whole, regardless of whether an objectionable juror actually served on the jury. He argues that the trial court’s improper denials of his challenges for cause could have affected his use of peremptory challenges and that, when he made his calculated decisions to accept or strike jurors during the first voir dire, he could not have known that there would be a second voir dire to replace jurors lost as a result of the delay occasioned by the interlocutory appeal and that he would receive additional peremptory challenges to replace those jurors. We conclude that the defendant’s reliance on Gray is misplaced because
In Gray, the trial court, by its own admission, improperly denied the state’s request to remove for cause at least five prospective jurors who unequivocally had stated that they could never vote to impose the death penalty, thereby forcing the state to use peremptory challenges to strike those prospective jurors from the panel. Id., 653-54. The state ultimately exhausted all of its peremptory challenges. Id., 653. When the next prospective juror was called to the jury box, she expressed reservations about imposing the death penalty but ultimately stated that she could vote for it in the appropriate case. Id. At that point, the prosecutor requested an additional peremptory challenge. Id., 654. He argued that the court erroneously had denied five or six of the state’s for cause challenges and thereby had compelled the state to use its peremptory challenges against those venire members. Id. He also claimed that, if he had another challenge, he would use it to remove the prospective juror. Id. The corut denied the state’s request, but excused the venireperson for cause. Id., 654-55. The jury ultimately convicted the defendant of capital murder and sentenced him to death. Id., 656. The defendant appealed, claiming that the exclusion
The Mississippi Supreme Court concluded that the defendant had not been prejudiced by the trial court’s exclusion of the venireperson. It explained that “[t]he force and effect of the trial court’s ruling was to correct an error he had committed in refusing to dismiss other jurors for cause after they had unequivocally stated that they could not vote to impose the death penalty in any circumstance.” (Internal quotation marks omitted.) Id., 657. Consequently, it explained, “the trial court was corr ect when it recognized the error in its prior rulings and took affirmative action to correct that error.” (Internal quotation marks omitted.) Id. It then affirmed both the conviction and the death sentence. Id., 656.
On appeal, the United States Supreme Court reversed the death sentence. The court explained that “[t]he efforts to apply a harmless-error determination to With-erspoon violations have suggested two analyses. . . . The first is to consider the state’s retention of unexer-cised peremptory challenges at the end of jury selection as an indication that the erroneous for-cause exclusion was harmless. This approach relies on a representation by the state that it would have removed the venire member by peremptory challenge if the court had denied its for-cause motion. The second is to treat the erroneous exclusion as an isolated incident without prejudicial effect if it cannot be said that the ultimate panel did not fairly represent the community anyway. The Mississippi Supreme Court appears to have relied on a variation of the first analysis; [the] respondent urges the [c]ourt to adopt the second. We find each unpersuasive.” (Citation omitted.) Id., 660-61. The court first rejected the state’s argument that the improper Witherspoon-Witt exclusion of a juror is
In Ross v. Oklahoma, 487 U.S. 81, 88-89, 108 S. Ct. 2273, 101 L. Ed. 2d 80 (1988), however, the United States Supreme Court ruled that the holding of Gray is limited to cases involving improper Witherspoon-Witt exclusions. In Ross v. Oklahoma, supra, 88, the court considered whether the defendant’s forced use of peremptory challenges to correct the trial court’s refusal to dismiss a juror for cause was a constitutional violation. During jury selection, a prospective juror had indicated initially that he could vote to recommend a life sentence under the appropriate circumstances. Id., 83. Upon further examination by defense counsel, however, he stated that, if the jury found the defendant guilty, he would vote to impose the death penalty automatically. Id., 83-84. Defense counsel then moved to have the prospective juror dismissed for cause, and the trial court denied the motion. Id., 84. Consequently, the defendant
On appeal, the Oklahoma Court of Criminal Appeals rejected the defendant’s claim that the trial court’s refusal to excuse the objectionable juror was reversible error because the record did not establish that an objectionable juror actually served on the jury. Id., 84-85. Accordingly, it affirmed the sentence of death. Id. The United States Supreme Court granted certiorari and affirmed the judgment. Id. The court held that, although the trial court improperly had denied the defendant’s for cause challenge, his sixth and fourteenth amendment rights to an impartial juiy and his fourteenth amendment right to due process had not been violated. Id., 85. The court explained that when defense counsel exercises a peremptory challenge to remove a prospective juror who should have been removed for cause, any claim that the jury was not impartial should focus not on the juror that was excluded, but rather, on the jurors who ultimately served. Id., 86. The court recognized that the failure to remove the potential juror could have resulted in a juiy panel different from that which otherwise would have decided the case, but concluded that that possibility did not mandate reversal. Id., 87. As long as the jury that decides a case is impartial, a defendant’s forced use of a peremptoiy challenge to achieve that result does not violate the sixth amendment. Id., 88. Accordingly, the court declined “to extend the rule of Gray beyond its context: the erroneous ‘Witherspoon exclusion’ of a qualified juror in a capital case. We think the broad language used by the Gray
Because Gray v. Mississippi, supra, 481 U.S. 648, applies only to erroneous Witherspoon-Witt exclusions, it is inapplicable here. Accordingly, we reject the defendant’s claim that Esposito is inconsistent with Gray and conclude that we need not consider the merits of the trial court’s rulings on the defendant’s for cause challenges because any error necessarily was harmless.
B
Claim that the Trial Court Improperly Excused a Juror For Cause
The defendant claims that the trial court improperly granted the state’s for cause challenge of venireperson no. 16886 in violation of his state constitutional and sixth amendment right to an impartial jury. The state counters that any error by the court was necessarily harmless because the state used only eighteen of its thirty peremptory challenges during the 1999jury selection process and, accordingly, would have excused the juror peremptorily if she had not been excused for cause. The state also argues that, even if the claim is not subject to harmless error review, the trial court did not abuse its discretion in excusing potential juror no. 16886. We disagree with the state that any error was necessarily harmless. We agree with the state, however, that the trial court did not abuse its discretion in granting the state’s for cause challenge to venireperson no. 16886.
The state then asked that the prospective juror be excused for cause. The defendant objected on the ground that the prospective juror had indicated that
We first address the state’s argument that we need not review the merits of the trial court’s ruling because any error in excluding the venireperson was necessarily harmless. As we explained in part I A of this opinion, the United States Supreme Court held in Gray v. Mississippi, supra, 481 U.S. 668, that the erroneous Witherspoon-Witt exclusion of a prospective juror is not subject to harmless error review. Accordingly, we reject the state’s argument to the contrary.
“Our constitutional and statutory law permit each party, typically through his or her attorney, to question each prospective juror individually, outside the presence of other prospective jurors, to determine the venireperson’s fitness to serve on the jury. Conn. Const., art. I, § 19;
“In Witherspoon [v. Illinois, supra, 391 U.S. 512], an Illinois statute permitted the state to excuse for cause ‘ “any juror who shall, on being examined, state that he has conscientious scruples against capital punishment, or that he is opposed to the same.” ’ ... At the trial of the petitioner in Witherspoon, the state had used the statute to excuse for cause forty-seven venire-persons, nearly one half of the entire venire panel, who had expressed concerns about the death penalty. . . . The United States Supreme Court noted that ‘the jury is given broad discretion to decide whether or not [to impose the death penalty] in a given case, and a juror’s general views about capital punishment play an inevita
“In Wainwright v. Witt, [469 U.S. 412, 105 S. Ct. 844, 83 L. Ed. 2d 841 (1985)] . . . the court reexamined the question of how a prospective juror’s views on the death penalty should affect that individual’s eligibility to serve on a capital sentencing jury. The petitioner argued that several prospective jurors had been excluded in violation of the court’s decision in Witherspoon. The court noted that ‘[d]espite Witherspoon’s limited holding, later opinions in this Court and the lower courts have referred to the language in footnote 21, or similar language in Witherspoon’s footnote 9, as setting the standard forjudging the proper exclusion of a juror opposed to capital punishment.’ . . . The court explained that more recent decisions had eased the rigid requirements of Witherspoon by establishing a standard by which a prospective juror could be excused for cause if the individual’s views concerning capital punishment would prevent or substantially impair the performance of the duties of a juror in accordance with the court’s instructions and the juror’s oath. . . . The court con-
As we noted in Webb, this court has not yet had the opportunity to decide whether the strict Witherspoon standard or the more flexible Witt standard governs as a matter of state constitutional law. Id., 438. As in Webb, however, we need not decide that issue in this case because we conclude that the trial court’s exclusion of venireperson no. 16886 met the more stringent With-erspoon standard “that a prospective juror may be excused for cause if the individual would automatically vote against the imposition of capital punishment regardless of the evidence presented, or if the individual’s attitude concerning the death penalty would hinder an impartial determination of whether the defendant is guilty.” Id., 438-39.
C
Claim Pertaining to the Trial Court’s Inquiry into an Alleged Taint of a Venire Panel
The defendant claims that the trial court’s failure to conduct an adequate inquiry into whether a venire panel had been tainted by a potentially prejudicial comment by a venireperson violated the defendant’s state and federal constitutional rights to an impartial jury. We disagree.
The following facts and procedural history are relevant to our resolution of this claim. On the morning of May 17, 1999, approximately fifty venirepersons were in the jury assembly room awaiting voir dire in this case. One of the venirepersons told a court clerk, within the hearing of the other venirepersons, that the defendant had killed the venireperson’s niece and he could not be an objective juror. Another court clerk immediately notified the court of what had happened. Upon being informed of this development, defense counsel
The trial court then questioned the court clerk who had notified the court of the occurrence. The clerk stated that, at approximately 9:15 or 9:20 a.m., in the main jury assembly room that contained an estimated fifty venirepersons, another clerk had approached the venireperson and handed him a juror questionnaire. The venireperson stated to the clerk that the defendant had “killed my niece [and] I don’t think I can be objective.” The clerk immediately directed the venireperson to go into another room where another fifteen venire-persons had assembled awaiting voir dire before another judge. While in that room, the venireperson engaged in a conversation with two venirepersons from that panel.
The defendant asked the trial court to strike the entire panel. The court assumed for the purposes of its ruling that the entire panel had heard the comment, but concluded that there could be no prejudice to the defendant because the court was going to instruct the panel before voir dire that the defendant had been convicted of murdering four women. Accordingly, the court denied the request. Ultimately, the defendant accepted four venire-
The defendant cites State v. Brown, 235 Conn. 502, 668 A.2d 1288 (1995), in support of his claim that the trial court’s inquiry was inadequate. In that case, we exercised our supervisory power to require that, whenever there is a claim of juror misconduct, the trial court is required to conduct an inquiry to determine the nature and extent of the jury taint, if any. The form and scope of the inquiry and whether the misconduct was so egregious as to require the court to declare a mistrial are left to the discretion of the court. Id., 526-32; see State v. Anderson, 255 Conn. 425, 436, 773 A.2d 287 (2001). The state argues that Brown is inapplicable in the present case because Brown dealt with alleged misconduct by jurors who were actually sitting on the jury. It argues that because the potential taint in this case arose before voir dire, voir dire itself provided a means to identify and to excuse potentially tainted venirepersons. Cf. State v. Ziel, 197 Conn. 60, 65, 495 A.2d 1050 (1985) (affirming trial court’s denial of defendant’s for cause challenges of two jurors who had been exposed to prejudicial comments by other jurors before voir dire). Furthermore, it argues, by accepting without challenge four jurors from the potentially tainted venire panel, the defendant waived any claim that the jurors had been tainted.
We agree with the state that Brown does not support the proposition that a trial court is required to hold an independent inquiry whenever an allegation has been made that a venire panel has been tainted before voir dire. In State v. Ziel, supra, 197 Conn. 60, this court considered a situation very similar to the situation in this case. In Ziel, it was discovered during voir dire
On appeal, we held that “[a]lthough it would have been proper, and perhaps more efficient, to excuse the entire panel, it was not unreasonable for the trial court to assume that the voir dire examination would disclose any prejudice upon the part of a prospective juror.” (Internal quotation marks omitted.) Id., 66. Because the two venirepersons had stated repeatedly during voir dire that they had formed no opinion as to the defendant’s guilt, we concluded that the trial court’s denial of the for cause challenges had not deprived the defendant of a fair trial. Id., 67.
Thus, Brown is not applicable when allegations of jury taint are made before the affected venirepersons have been subject to voir dire. In cases involving alleged
We reject the state’s argument, however, that a party waives any claim of venire taint by accepting jurors from a potentially tainted panel. Such a rule would render unreviewable the trial court’s rulings on motions involving allegations of venire taint before voir dire. Instead, we conclude that whether the failure to exercise a for cause or peremptory challenge to excuse a potentially tainted venireperson during voir dire constitutes a waiver of any taint claim depends on the circumstances of the case. For example, if the trial court’s inquiry into potential taint of the venire panel does not adequately address crucial factual underpinnings of the taint claim that are not easily susceptible to being explored during voir dire, a party should not be required to challenge a juror in order to obtain review of the trial court’s ruling. Similarly, if the trial court makes it clear that it will not allow any inquiry into the alleged taint during voir dire, failure to challenge the jurors would not constitute a waiver. Accordingly, we review the defendant’s claim.
D
Claim that the Trial Court Improperly Limited Voir Dire
The defendant claims that the trial court improperly prohibited him from asking prospective jurors whether they could consider his conduct in prison to be mitigat
The following facts and procedural history are relevant to the resolution of this claim. On April 9, 1999, several days into the jury selection phase of the trial, the defendant asked venireperson no. 17041 whether he believed that a person “in prison for his . . . entire life can become a productive member of society within the prison . . . .” The state objected to the question and the trial court sustained the objection. The defendant ultimately exercised a peremptory challenge to excuse the venireperson.
On May 3, 1999, the defendant asked venireperson no. 19432 if she would consider “someone’s behavior in prison, for instance a good prisoner, to be mitigation. ” When she answered that she would not, the defendant asked whether she would consider “to be mitigation . . . someone’s volunteering to have himself studied . . . .” The trial court directed the defendant to “get away from these examples” because they “may be [introduced as] evidence.” The court ultimately denied
On May 25, 1999, the defendant asked venireperson no. 15365: “What about somebody’s ability to adapt to life in prison. Do you have any feelings about whether that would be mitigating?” The state objected and the trial court sustained the objection. The defendant argued that the question must be allowed under Morgan v. Illinois, 504 U.S. 719, 112 S. Ct. 2222, 119 L. Ed. 2d 492 (1992). The trial court reaffirmed its ruling and ordered a recess.
When court resumed, the court heard arguments on the applicability of Morgan. Ultimately, the court concluded that that case did not support the defendant’s position. The defendant then withdrew the question. The defendant did not attempt to excuse venireperson no. 15365 from the panel, and he became the second alternate. Later that day, the defendant raised Morgan again, and the trial court explained that “[t]he question’s been withdrawn so there’s really nothing before me.” The defendant responded, “That’s true, and, you know, we did accept that juror, so, you know, the question is neither here nor there. It’s just, you know, more jurors are coming and who knows where I will delve in questioning.” The defendant did not attempt to ask the question of another venireperson.
As we have already noted, the parties have a statutory and state constitutional right to voir dire examination of prospective jurors. “Because of the wide range of cases submitted to juries and the impossibility of establishing a set pattern of questions appropriate for the voir dire examination of prospective jurors, the trial court is vested with broad discretion in determining the scope of counsel’s inquiry. State v. Anthony, 172 Conn. 172, 175, 374 A.2d 156 (1976). The court has a
“The exercise of the court’s discretion, however, must be tempered to comport with the goals of the voir dire examination. We have recognized that the purpose of examining members of the venire is twofold: first, to provide information upon which the trial court may decide which prospective jurors, if any, should be excused for cause; and second, to provide information to counsel which may aid them in the exercise of their right to peremptory challenge. See State v. Rogers, [197 Conn. 314, 318, 497 A.2d 387 (1985)]; State v. Hill, 196 Conn. 667, 671, 495 A.2d 699 (1985); State v. Anthony, supra, [172 Conn.] 174-75; Duffy v. Carroll, 137 Conn. 51, 56, 75 A.2d 33 (1950). ‘[T]he court should grant such latitude as is reasonably necessary to fairly accomplish the purposes of the voir dire. Clearly, therefore, if there is any likelihood that some prejudice is in the juror’s mind which will even subconsciously affect his decision of the case, the party who may be adversely affected should be permitted questions designed to uncover that prejudice. This is particularly true with reference to the defendant in a criminal case.’ State v. Higgs, [143 Conn. 138, 142, 120 A.2d 152 (1956)].” State v. Dolphin, supra, 203 Conn. 512.
In Morgan v. Illinois, supra, 504 U.S. 719, the United States Supreme Court considered the issue of “life qualification” of venirepersons in bifurcated capital felony trials. In that case, the trial court had permitted the state to ask potential jurors during voir dire whether their opposition to the death penalty would prevent
The United States Supreme Court reversed the conviction on the ground that the federal constitution guarantees defendants in capital cases the right to question and to challenge for cause any venireperson who, upon conviction, automatically would vote to apply the death penalty regardless of the facts. Id., 729. The court explained that “[a]ny juror who states that he or she will automatically vote for the death penalty without regard to the mitigating evidence is announcing an intention not to follow the instructions to consider the mitigating evidence and to decide if it is sufficient to preclude imposition of the death penalty.” Id., 738. The court explained further that “such jurors obviously deem mitigating evidence to be irrelevant to their decision to impose the death penalty: They not only refuse to give such evidence any weight, but are also plainly
Thus, Morgan recognized the right of a defendant to ask the general question whether a prospective juror automatically will impose the death sentence upon finding an aggravating factor. Since Morgan was decided, however, numerous courts have concluded that that case does not entitle defendants to ask questions pertaining to specific mitigating evidence. See United States v. McVeigh, 153 F.3d 1166, 1208 (10th Cir. 1998), cert. denied, 526 U.S. 1007, 119 S. Ct. 1148, 143 L. Ed. 2d 215 (1999), citing Sellers v. Ward, 135 F.3d 1333, 1341-42 (10th Cir.), cert. denied sub nom. Sellers v. Gibson, 525 U.S. 1024, 119 S. Ct. 557, 142 L. Ed. 2d 463 (1998); United States v. Tipton, 90 F.3d 861, 879 (4th Cir. 1996), cert. denied, 520 U.S. 1253, 117 S. Ct. 2414, 138 L. Ed. 2d 179 (1997); United States v. McCullah, 76 F.3d 1087, 1114 (10th Cir. 1996), cert. denied, 520 U.S. 1213, 117 S. Ct. 1699, 137 L. Ed. 2d 825 (1997); People v. Jackson, 182 Ill. 2d 30, 61-62, 695 N.E.2d 391 (1998); Evans v. State, 333 Md. 660, 675-76, 637 A.2d 117 (1994); Holland v. State, 705 So. 2d 307, 338-39 (Miss. 1997), cert. denied, 525 U.S. 829, 119 S. Ct. 80, 142 L. Ed. 2d 63 (1998); Witter v. State, 112 Nev. 908, 915-16, 921 P.2d 886 (1996), cert. denied, 520 U.S. 1217, 117 S. Ct. 1708, 137 L. Ed. 2d 832 (1997); State v. Fletcher, 348 N.C. 292, 311-12, 500 S.E.2d 668 (1998), cert. denied, 525 U.S. 1180, 119 S. Ct. 1118, 143 L. Ed. 2d 113 (1999); State v. Wilson, 74 Ohio St. 3d 381, 386-87, 659 N.E.2d 292, cert. denied, 519 U.S. 845, 117 S. Ct. 129, 136 L. Ed. 2d 78 (1996); State v. Hill, 331 S.C. 94, 501 S.E.2d 122, cert. denied, 525 U.S. 1043, 119 S. Ct. 597, 142 L. Ed. 2d 539 (1998). Indeed, as the court in McVeigh noted, some courts have held not only that Morgan does not grant the right to ask such questions, but also that such questions are improper. See United States v. McVeigh, supra, 1208, citing Evans v. State, supra, 676
Before addressing the merits of the defendant’s claim that the trial court abused its discretion in refusing to allow him to ask potential jurors whether they would consider postincarceration conduct “to be mitigation,” we address the state’s argument that the claim is not reviewable because the defendant exercised peremptory challenges against two of the prospective jurors to whom the question had been addressed and withdrew his question as to the third. The defendant counters that the trial court’s ruling amounted to a blanket prohibition on questions pertaining to his conduct in prison. Accordingly, he argues, it is possible that prospective jurors who would have answered the question negatively if the defendant had been permitted to ask it may have served on the jury. Although we agree with the state that the record leaves some doubt as to whether the defendant would have questioned any jurors other than the three identified jurors on their views of the mitigating nature of the defendant’s conduct in prison if not for the trial court’s ruling, we assume for the purposes of this claim that the defendant believed that the trial court would not have permitted him to ask the
We conclude that the trial court did not abuse its discretion in barring the defendant from asking the prospective jurors whether they could consider his conduct in prison to be mitigating. We are persuaded by the great weight of authority that, as a matter of federal constitutional law, Morgan does not require that defendants be permitted to ask potential jurors during voir dire whether they would consider specific evidence in mitigation. “To the contrary, Morgan specifically directed its holding toward the end of discovering jurors for whom ‘the presence or absence of either aggravating ormitigating circumstances is entirely irrelevant.’ ” People v. Jackson, supra, 182 Ill. 2d 59-60, quoting Morgan v. Illinois, supra, 504 U.S. 729. Morgan does not suggest that a venireperson who indicates a general willingness to consider facts and circumstances in mitigation, but who believes that a specific fact or circumstance is not mitigating, should be precluded from serving on the jury.
We also are not persuaded by the defendant’s argument that the state constitution provides greater protection than the federal constitution on this matter. “In State v. Geisler, [222 Conn. 672, 684-86, 610 A.2d 1225 (1992)], we enumerated the following six factors to be considered in determining that issue: (1) persuasive relevant federal precedents; (2) the text of the operative constitutional provisions; (3) historical insights into the intent of our constitutional forebears; (4) related Connecticut precedents; (5) persuasive precedents of other state courts; and (6) contemporary understandings of applicable economic and sociological norms, or as otherwise described, relevant public policies.” City Recycling, Inc. v. State, 257 Conn. 429, 444 n.12, 778 A.2d 77 (2001). The defendant concedes that state precedent,
With respect to the text of the state constitution and the intent of the framers, the defendant argues only that peremptory challenges “occupy a special position in this state’s jurisprudence” and “the right to liberal, individual voir dire has been a fixture in Connecticut for centuries, to a degree unknown elsewhere in the nation.” We have no quarrel with these propositions. They do not support the argument, however, that the defendant has a right to ascertain a juror’s opinion on specific evidence in advance of trial. See State v. Clark, supra, 164 Conn. 224.
With respect to sibling state precedent, the defendant relies primarily on statements made by the Louisiana Supreme Court in an unpublished appendix to its decision in State v. Comeaux, 699 So. 2d 16 (La. 1997), cert. denied, 522 U.S. 1150, 118 S. Ct. 1169, 140 L. Ed. 2d 179 (1998), and People v. Cash, 28 Cal. 4th 703, 50 P.3d 332, 122 Cal. Rptr. 2d 545 (2002), cert. denied, 537 U.S. 1199, 123 S. Ct. 1270, 154 L. Ed. 2d 1039 (2003).
In Cash, the trial court prohibited the defendant from asking prospective jurors whether they automatically would impose the death penalty if the defendant previously had committed another murder. The California Supreme Court stated that “[b]y absolutely barring any voir dire beyond facts alleged on the face of the charging document, the trial court created a risk that a juror who would automatically vote to impose the death penalty on a defendant who had previously committed murder was empanelled and acted on those views . . . .” People v. Cash, supra, 28 Cal. 4th 723. The court also stated, however, that “death-qualification voir dire must avoid two extremes. On the one hand, it must not be so abstract that it fails to identify those jurors whose death penalty views would prevent or substantially impair the performance of their duties as jurors in the case being tried. On the other hand, it must not be so specific that it requires the prospective jurors to prejudge the penalty issue based on a summary of the mitigating and aggravating evidence likely to be presented. ... In deciding where to strike the balance in a particular case, trial courts have considerable discretion. . . . They may not, however, as the trial court did here, strike the balance by precluding mention of
We conclude that, contrary to the defendant’s claim, neither Comeaux nor Cash stands for the proposition that a defendant has a constitutional right to ascertain the opinions of prospective jurors on the mitigating nature of specific mitigating claims prior to trial. Although Cash suggests that the parties may voir dire prospective jurors on certain general facts or circumstances beyond those set forth in the information, it expressly states that questions pertaining to specific mitigating claims are not allowed. Accordingly, we reject the defendant’s claim under the state constitution.
Finally, we conclude that the foregoing analysis forecloses the defendant’s claim that the trial court’s ruling violated §§ 54-82f and 54-82g. Nothing in those statutes requires the trial court to permit a party to ascertain prospective jurors’ views on specific evidence during voir dire. Accordingly, we reject this claim.
II
THE DEFENDANT’S MOTION TO SEVER
The defendant claims that the trial court improperly denied his motions to sever and his motion for reconsideration, both made prior to the penalty phase of these proceedings. We disagree.
The following procedural history is relevant to our resolution of this claim. Initially, the state brought three separate informations against the defendant, charging him, respectively, with: (1) the kidnap-murder and sexual assault-murder of Wendy B.; (2) the kidnap-murder and sexual assault-murder of Robyn S.; and (3) the
After we remanded the case for new penalty phase proceedings, the defendant again filed a motion to sever. The trial court denied the motion because the defendant had not met his burden of showing that consolidation of the cases for the penalty phase gave rise to substantial prejudice. Specifically, the trial court found that: (1) the three cases were easily distinguishable on their facts; (2) the facts of each case were equally shocking, thus reducing the risk that the facts of one case would taint the others; and (3) the duration and complexity of the trial did not warrant severance. The trial court also noted that there was no representation that the defendant wanted to testify as to only some of the charges and that there were no antagonistic or inconsistent defenses. Recognizing, however, that consolidation of the cases potentially could confuse the jury, the court ordered the state to compartmentalize its presentation of the evidence pertaining to each separate
“The law of the case doctrine provides that when a matter has previously been ruled upon interlocutorily, the court in a subsequent proceeding in the case may treat that decision as the law of the case, if it is of the opinion that the issue was correctly decided, in the absence of some new or overriding circumstance.” (Internal quotation marks omitted.) Wagner v. Clark Equipment Co., 259 Conn. 114, 130 n.21, 788 A.2d 83 (2002). This court follows the “well-recognized principle of law that the opinion of an appellate court, so far as it is applicable, establishes the law of the case upon a retrial, and is equally obligatory upon the parties to the action and upon the trial court. . . . The rule is that a determination once made will be treated as correct throughout all subsequent stages of the proceeding except when the question comes before a higher court . . . and [the doctrine] applies both to remands for new trial . . . and to remands for articulation.” (Citations omitted; internal quotation marks omitted.) State v. Daniels, 209 Conn. 225, 237, 550 A.2d 885 (1988), cert. denied, 489 U.S. 1069, 109 S. Ct. 1349, 103 L. Ed. 2d 817 (1989).
In Ross II, we determined that the trial court reasonably could have concluded, under State v. Boscarino, 204 Conn. 714, 720-25, 529 A.2d 1260 (1987), that the cases should be consolidated for the guilt phase because the three incidents involved were factually discrete and easily distinguishable, the violence in each of them would not have led to jury confusion or undue prejudice and conducting the proceedings jointly would not produce such a complex and lengthy process that
The defendant argues, however, that the mere fact that the request to sever the cases was made at the penalty phase entitled him to a second bite at the apple.
The defendant also claims that, even if the trial court did not abuse its discretion in denying the motion to sever, the consolidation was prejudicial because, during the penalty phase hearing, the state failed to comply with the trial court’s order to compartmentalize the evidence. He further argues that the instructions given by the trial judge were insufficient to cure the confusion produced by the state’s commingling of evidence. We disagree.
Thus, the defendant argues, in effect, that the trial court’s order to the state to compartmentalize the evidence pertaining to the three cases required the state to conduct a separate evidentiary proceeding for each of the cases within the context of the consolidated proceeding. In other words, the defendant appears to believe that the state was required to call the same witnesses separately for each case and to edit and redact the documentary evidence and the audiotaped confessions so that they could be presented separately for each case. We disagree. Such a proceeding could only create confusion, not dispel it. Moreover, we note that, when the trial court ordered the state to compartmentalize the evidence, it explicitly recognized that some of the evidence applied to all of the offenses, and it excepted such evidence from its order. Presumably, the cases were consolidated in part because much of the evidence pertained to more than one case and it was more efficient and less confusing to introduce such evidence only once. Requiring the state to present three
With respect to the defendant’s claim that the use of the words “this case,” “the case” and the like by the state during closing arguments and by the trial court in its instructions to the jury, we conclude that it would have been unduly confusing, and simply impracticable, for the state and the court, in evexy instance in which they referred to this matter, to refer separately to each of the individual offenses. Moreover, the examples of allegedly improper instructions by the court that the defendant presented were taken almost exclusively from the court’s instructions on the mitigating factor. As we have noted, it was the defendant himself who chose to claim that the circumstances of all of the offenses, i.e., “the case,” showed that a mitigating factor existed as to each separate offense. Accordingly, we conclude that there is no reasonable likelihood that the jury was misled either by the state’s presentation of evidence or by the court’s instructions, to believe that it did not have to consider each offense with which the defendant was charged separately, especially in light of the court’s repeated instructions that the jury had to consider the offenses separately. Accordingly, we reject this claim.
Ill
THE DEFENDANT’S MOTION FOR A COMPETENCY EXAMINATION
The defendant claims that the trial court improperly denied his motion for a competency examination pursu
The following facts and procedural history are relevant to our resolution of this claim. In an apparent attempt to commit suicide, the defendant ingested an overdose of prescription sedatives on November 2, 1998. As a result of the suicide attempt, the defendant was hospitalized. Defense counsel visited the defendant in the hospital on November 4,1998, and observed that he was suffering from hallucinations. The defendant refused to see one of his attorneys on November 10, 1998.
Shortly after the suicide attempt, the defendant requested that the trial court order a competency examination. A hearing on the request was held on November 20, 1998. At the hearing, defense counsel indicated that the defendant was limiting his claim that he was incom
The defendant now claims that the trial court improperly determined that the evidence did not establish a reasonable doubt as to his competency. Specifically, the defendant points to (1) his attempted suicide, (2) his past attempt to accept the death penalty, and (3) defense counsel's representations that he was unable to assist in his own defense due to his depression. We disagree and conclude that the trial court’s denial of the defendant’s motion for a competency examination was within its discretion.
The sentencing of “an accused person who is not legally competent to stand trial violates the due process of law guaranteed by the state and federal constitutions. Conn. Const., art. I, § 8; U.S. Const., amend. XIV, § 1; see Pate v. Robinson, 383 U.S. 375, 378, 86 S. Ct. 836, 15 L. Ed. 2d 815 (1966).” (Internal quotation marks omitted.) State v. Johnson, 253 Conn. 1, 20, 751 A.2d 298 (2000). General Statutes § 54-56d (a), which codifies this constitutional mandate, provides that “[a] defendant shall not be tried, convicted or sentenced while he is not competent. For the purposes of this section,
“This statutory definition mirrors the federal competency standard enunciated in Dusky v. United States, 362 U.S. 402, 80 S. Ct. 788, 4 L. Ed. 2d 824 (1960) (per curiam). According to Dusky, the test for competency must be whether [the defendant] has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding—and whether he has a rational as well as factual understanding of the proceedings against him. ... Id.; see also Drope v. Missouri, 420 U.S. 162, 172, 95 S. Ct. 896, 43 L. Ed. 2d 103 (1975). Even when a defendant is competent at the commencement of his trial, a trial court must always be alert to circumstances suggesting a change that would render the accused unable to meet the standards of competence to stand trial. . . . State v. Gonzalez, 205 Conn. 673, 686-87, 535 A.2d 345 (1987).” (Internal quotation marks omitted.) State v. Johnson, supra, 253 Conn. 20-21.
The defendant argues that the trial court was required to order a competency examination pursuant to § 54-46d upon being presented with factual allegations that, if true, would constitute evidence of incompetence. In support of his claim, the defendant relies on State v. Johnson, supra, 253 Conn. 21, in which this court stated that “[a]s a matter of due process, the trial court is required to conduct an independent inquiry into the defendant’s competence whenever he makes specific factual allegations that, if true, would constitute substantial evidence of mental impairment.” (Internal quotation marks omitted.) In interpreting this language, however, it is important to distinguish between an “independent inquiry” by the court and an independent competency examination of the defendant as provided by § 54-56d (d). We recognize that this court has not
The defendant’s suicide attempt, his attempt to stipulate to the imposition of the death penalty and his counsel’s statements at the hearing on the motion for a competency examination do not compel a different conclusion. First, we previously have held that an attempted suicide does not automatically create a reasonable doubt as to a defendant’s competency and require the trial judge to order a competency examination. See Myers v. Manson, 192 Conn. 383,388, 472 A.2d 759 (1984) (attempted suicide does not automatically require trial judge to order competency hearing). This is so because, “[c]ompetence to stand trial ... is not defined in terms of mental illness. An accused may be suffering from a mental illness and nonetheless be able to understand the charges against him and to assist in his own defense . . . .” (Citations omitted.) State v. DeAngelis, 200 Conn. 224, 230, 511 A.2d 310 (1986). Similarly, the defendant’s past attempts to stipulate to the imposition of the death penalty did not raise a reasonable doubt as to his competency, especially in light of the fact that he was found competent on April 9, 1998, at the time he was pursuing the stipulation.
Finally, we conclude that the defendant places undue weight on the representations made by defense counsel at the November 20, 1998 hearing. “Although . . . the
We conclude that the trial court reasonably could have determined that there was no reasonable doubt as to the defendant’s competency. Therefore, it did not abuse its discretion when it declined to order a psychological examination of the defendant.
IV
EVIDENTIARY ISSUES
The defendant challenges several evidentiary rulings by the trial court. We address each claim in turn.
A
The Admission of Prior Testimony By Psychiatrist Robert Miller
The defendant claims that the trial court’s admission of guilt phase testimony given by Robert Miller, a now deceased psychiatric expert for the state, to rebut certain mitigating evidence violated the defendant’s due process and confrontation rights because: (1) Miller’s testimony at the guilt phase did not address the question of mental impairment, which was the issue at the penalty phase, and, therefore, there was not an identity of issues; (2) the defendant had no opportunity to cross-
This court previously has taken note of certain facts relevant to the resolution of this issue. In State v. Ross, 251 Conn. 579, 589-90, 742 A.2d 312 (1999) (Ross III), we stated that “[p]rior to the commencement of the defendant’s trial in 1987, Miller, the psychiatric expert employed by the state, examined the defendant. Subsequent to the examination, Miller issued a report in which he diagnosed the defendant as a sexual sadist, but concluded that the defendant was not legally insane. Eight months after his examination of the defendant, however, in a letter to [C. Robert Satti, Sr.], the prosecutor handling the case, Miller expressed his doubts about ‘how [he] could testify against psychopathology playing a sufficient role in [the] defendant’s behavior to mitigate the type of penalty.’ ”
During the guilt phase of the trial, Miller testified in rebuttal of the defendant’s insanity defense. Specifically, he testified about the general nature of sexual sadism, including his opinion that sexual sadists are capable of controlling their behavior. He did not testify about his diagnosis of the defendant or his opinion as to the defendant’s ability to control his behavior.
On cross-examination at the guilt phase, defense counsel attempted to ask Miller about the portion of his letter to Satti that had been disclosed to the defendant. When defense counsel started to ask about Miller’s statement concerning the repetitive nature of the defendant’s acts, the state interrupted and objected on the ground that the question was beyond the scope of direct examination. The defendant countered that the question went to Miller’s bias. After a discussion off the record, the court sustained the state’s objection.
At that point, the defendant requested that, for purposes of preserving the record, he be permitted to mark for identification the item on which he had attempted to question Miller. The court then dismissed the jury and entertained argument on the defendant’s request. The court first noted that Miller’s letter was not part of the record and that defense counsel’s question to Miller about the letter was therefore without any proper context. The state then offered to provide a copy of the letter to the court so that the court could determine whether it showed bias on Miller’s part. Defense counsel agreed that he intended to use the letter only to show bias and that he did not intend to go beyond the
The next day, the court, sua sponte, reversed its ruling denying the defendant’s request to read the entire letter. The court stated that its new ruling did not necessarily “mean that there’s going to be any further inquiry [regarding the letter]. Certainly, if there is, it requires Dr. Miller’s presence. He resumes the same position he had at the termination yesterday.” The court then provided the letter to defense counsel and granted his request to leave the courtroom to review and discuss the letter with cocounsel. Upon returning to the courtroom, defense counsel returned the letter to the court and requested that it be marked for identification. Defense counsel gave no indication that he wanted to accept the offer to resume his cross-examination of Miller. As previously noted, at the conclusion of the guilt phase, the defendant was convicted of all of the offenses with which he was charged.
Thereafter, at the first penalty phase hearing, the defendant offered Miller’s report diagnosing the defendant as a sexual sadist and Miller’s letter to Satti as exhibits in support of his claims in mitigation that he suffered from a significant impairment of mental capacity and lacked the ability to conform his conduct to the requirements of the law. The state objected on the ground that Miller was available as a witness and the documents were inadmissible hearsay. The defendant argued that the rules of evidence did not apply to relevant mitigating evidence. The court sustained the state’s
At the second penalty phase, the defendant again claimed as statutory mitigating factors pursuant to § 53a-46a (g) (2) that at the time of the offense “his mental capacity was significantly impaired” and that “his ability to conform his conduct to the requirements of law was significantly impaired but not so impaired in either case as to constitute a defense to prosecution . . . .”
In its rebuttal case, the state sought to introduce into evidence the transcript of Miller’s testimony during the guilt phase. The defendant objected on the grounds that he had not been able to cross-examine Miller on the
Immediately after Robert Miller’s testimony was read to the jury, the court instructed the jury that the testimony was “relevant to sexual sadism [and was] offered
The defendant now claims that the trial court improperly admitted Miller’s prior testimony into evidence. He concedes that, under § 53a-46a (c), which allows “[a]ny information relevant to any mitigating factor [to] be presented by either the state or the defendant, regardless of its admissibility under the rules governing admission of evidence in trials of criminal matters,” the rules of evidence did not apply to the testimony. See Ross III, supra, 251 Conn. 588-89. He argues, however, that the testimony was so unreliable and prejudicial that its admission violated his due process right to a fair trial and his rights under the confrontation clause.
We begin our analysis by addressing the appropriate standard of review. We stated in Ross III, supra, 251 Conn. 587-88, that, although the rules of evidence do not apply to evidence presented in rebuttal of mitigating evidence, the trial court nevertheless continues “to have the authority to preserve the integrity of the proceeding before it. That authority necessarily encompasses the duty to exclude evidence that, although relevant, is, for example, too prejudicial to be admissible or that is cumulative of evidence previously introduced. Having the authority to make such an exclusionary ruling, the trial court indubitably also has the authority to instruct the fact finder about the limited uses to which admissible evidence properly may be put. ... [A] literal reading of [§ 53a-46a (c)] does not divest a trial court of its traditional authority and obligation to exclude unreliable and unduly prejudicial evidence.” Thus, although the ordinary rules of evidence do not apply to evidence pertaining to mitigation, the trial court retains discre-
We next review the legal standards governing the admission of testimony given at a separate proceeding. Section 8-6 (1) of the Connecticut Code of Evidence provides an exception to the hearsay rule for “[testimony given as a witness at another hearing of the same or a different proceeding, provided (A) the issues in the former hearing are the same or substantially similar to those in the hearing in which the testimony is being offered, and (B) the party against whom the testimony is now offered had an opportunity to develop the testimony in the former hearing.” These restrictions on the hearsay exception have their roots in the confrontation clause. As we stated in State v. Joyner, 255 Conn. 477, 491 n.19, 774 A.2d 927 (2001), “[t]he confrontation clause demands that where prior testimony is admitted at a later proceeding, the party against whom the testimony is admitted must have had an opportunity to cross-examine the witness at the earlier proceeding sufficient to endow the testimony as a whole with some indicia of reliability . . . .”
The defendant claims that the admission of Miller’s prior testimony violated his rights under the confrontation clause because the testimony did not satisfy either prong of the hearsay exception. We first address the defendant’s claim that the issues at the two proceedings were not substantially similar. We conclude that the trial court properly determined that the issues at the guilt phase and at the second penalty phase were substantially similar.
At the guilt phase, the state used Miller’s testimony to rebut a defense of insanity. Although the defendant did not expressly claim insanity at the second penalty phase, the jury, confronted only with Miller’s report and his letter, in which he stated, among other things, that he had reversed his “earlier intemperate stand, which was based more on emotion than reason,” and “the repetitive nature of the acts as well as past history of assaultive behavior make my (our) position untenable”; (internal quotation marks omitted) Ross II, supra, 230 Conn. 272 n.39; could have come to the conclusion that, in the letter, Miller had repudiated the opinion contained in his report, i.e., that the defendant was not insane.
We next address the defendant’s claim that Miller’s testimony should have been excluded because he did not have an adequate opportunity to cross-examine Miller on it. The defendant argues in his brief that,
We next consider the defendant’s claim that the testimony should have been excluded because it was more
This brings us to the defendant’s claim that the court’s instructions on the use of Miller’s testimony were improper. The defendant argues that the trial court improperly told the jury that the admission of Miller’s testimony was unusual
“The standard of review for constitutional claims of improper juiy instructions is well settled. In determining whether it was . . . reasonably possible that the jury was misled by the trial court’s instructions, the charge to the jury is not to be critically dissected for the purpose of discovering possible inaccuracies of statement, but it is to be considered rather as to its probable effect upon the jury in guiding them to a correct verdict in the case. . . . The charge is to be read as a whole and individual instructions are not to be judged in artificial isolation from the overall charge. . . . The test to be applied ... is whether the charge, considered as a whole, presents the case to the jury so that no injustice will result.” (Internal quotation marks omitted.) State v. Reynolds, 264 Conn. 1, 128, 836 A.2d 224 (2003).
With respect to the claim that the court improperly told the jury that the admission of Miller’s testimony was unusual, the defendant argues that “[s]uch an influential charge could have had only one effect: to lend the court’s endorsement to the reliability of Miller’s damaging testimony” and that “[t]he charge made it seem that Miller’s testimony was somehow particularly worthy of credence . . . .” We do not agree that the court’s general characterization of the use of prior testimony as “a little bit unusual” amounted to an improper endorsement of the testimony or Miller’s credibility. Accordingly, we reject this claim.
With respect to the remaining claims, we conclude that the court’s instruction that Miller’s testimony had
B
The Exclusion of Testimony by Bishop Daniel Hart
The defendant claims that the trial court improperly excluded testimony by Daniel Hart, the Bishop of the Norwich Roman Catholic Diocese, on the concept of mercy, including the extension of mercy to those who have committed heinous crimes, and the Catholic church’s position on capital punishment. The trial court concluded that the evidence was not relevant to the question of whether anything in the defendant’s character, background and history warranted a sentence less than death. The defendant argues that the exclusion of the testimony violated the constitutional principle that “[s]tates cannot limit the sentencer’s consideration of any relevant circumstance that could cause it to decline to impose the [death] penalty.” McCleskey v. Kemp, 481 U.S. 279, 306, 107 S. Ct. 1756, 95 L. Ed. 2d 262 (1987). We disagree.
As we previously have noted in this opinion, the rules of evidence do not apply to the admission of mitigating evidence at the penalty phase. Ross II, supra, 230 Conn. 268. The court retains discretion to exclude irrelevant
We agree with the trial court that general ethical or religious teachings on the nature of mercy or the morality of the death penalty have no bearing on any fact pertaining to the defendant’s background, character or history, or to the circumstances of the offense.
C
The Admission of the Videotaped Interviews with Howard Zonana
The defendant claims that the trial court improperly allowed the state to impeach Donald Grayson, a psychiatrist retained by the defendant as an expert witness, with videotaped interviews between the defendant and Howard Zonana, another of the defendant’s psychiatric experts. He argues that the admission of the videotapes violated his constitutional right to counsel, his constitutional privilege against self-incrimination and the attorney-client and psychiatrist-patient privileges. We disagree.
The following facts and procedural history are relevant to the resolution of this claim. The defendant retained Zonana to perform a psychiatric evaluation in 1985. At that time, Zonana conducted several interviews of the defendant and videotaped them. Zonana advised the defendant that the interviews were confidential and would be covered by the attorney-client privilege unless both the defendant and his attorneys agreed to disclose them.
At the first penalty phase hearing, Fred Berlin, another psychiatric expert for the defendant, testified that he had viewed the videotapes as part of his evaluation of the defendant. The state asked for copies of the videotapes. The defendant objected, claiming that disclosure would violate his fifth amendment rights and the attorney-client privilege. The court overruled the objection and the videotapes were disclosed to the state. The state did not attempt to place the videotapes into evidence.
Several days later, the court explained in greater depth its reasons for admitting the videotapes. The court stated that the defendant’s fifth amendment privilege against self-incrimination had been waived at the guilt phase and second penalty phase when the defendant presented evidence in which he admitted that he
As a preliminary matter, we address the proper standard of review. Whether the defendant waived the attorney-client, psychiatrist-patient and fifth amendment privileges is a mixed question of law and fact over which our review is de novo. See State v. Vega, 259 Conn. 374, 387, 788 A.2d 1221 (mixed question of law and fact is subject to de novo review), cert. denied, 537 U.S. 836, 123 S. Ct. 152, 154 L. Ed. 2d 56 (2002).
In support of his argument that the admission of the videotapes violated the psychiatrist-patient privilege, the defendant points out that “[t]he people of this state enjoy a broad privilege in the confidentiality of their psychiatric communications and records . . . .” (Internal quotation marks omitted.) Falco v. Institute of Liv
This court has recognized, however, that “[a] defendant waives many significant rights when he chooses to assert a defense of insanity.” Ross II, supra, 230 Conn. 213. “Specifically, a defendant’s assertion of an insanity defense requires at least a partial waiver of his attorney-client privilege because, under Practice Book §§ [40-18 and 40-19], he must disclose defense psychiatric reports and submit to a court-ordered psychiatric examination on behalf of the state.” Id., 214. It is also clear that such disclosure of psychiatric evidence to the state necessarily constitutes a waiver of the psychiatrist-patient privilege with respect to the disclosed materials. Moreover, the United States Supreme Court has held that a defendant who introduces psychiatric evidence has “no Fifth Amendment privilege against the introduction of [the psychiatric reports of the defendant’s experts] by the prosecution.” Buchanan v. Kentucky, 483 U.S. 402, 423, 107 S. Ct. 2906, 97 L. Ed. 2d 336 (1987); see also State v. Manfredi, 213 Conn. 500, 513, 569 A.2d 506 (defendant waives fifth amendment privilege against sett-incrimination when he places mental status in issue), cert. denied, 498 U.S. 818, 111 S.
In the present case, the defendant raised the claim of significant mental impairment and called Grayson to testify in support of that claim. Grayson testified that he had read Berlin’s reports and he quoted those reports at length in his own written report, which was admitted into evidence. In turn, Berlin had testified at the first penalty phase that he had relied in part on the Zonana videotapes in forming his own opinion about the defendant’s mental status. Thus, the reliability of Grayson’s testimony was dependent in part on whether Berlin’s opinion was supported by the statements made by the defendant to Zonana. Therefore, the state was entitled to test the basis of Grayson’s opinion by confronting him with the videotapes. Accordingly, we agree with the trial court that the defendant implicitly waived the psychiatrist-patient privilege with respect to the videotapes when he called Grayson as a witness. A fortiori,
The defendant argues, however, that there can be no implied waiver of the psychiatrist-patient privilege and, even if it is assumed that an implied waiver is permissible, the waiver in this case was not knowing and intelligent. He has cited no authority for the proposition that an express waiver of the privilege is required in cases where the defendant has raised the issue of his mental status, however, and it is clear that such a requirement would eviscerate the principle that a defendant, having chosen to place his mental status in issue, cannot selectively conceal relevant psychiatric evidence behind the shield of privilege. With respect to the defendant’s claim that his waiver was not knowing and intelligent, we note that he makes no claim that his attorneys failed to advise him that a claim of mental impairment at the second penalty phase would act as a waiver of any privilege in the videotapes or that he would not have claimed mental impairment if he had known that it meant waiving any privilege.
The defendant also argues that a defendant’s privilege against self-incrimination protects him against compul-soiy submission to a psychiatric evaluation unless he has placed in issue whether he “had the mental state required for the offense charged”; Practice Book § 40-18;
Finally, the defendant argues that under Practice Book § 40-13 (b), which provides in relevant part that the defendant shall provide to the state “any statements of the witnesses other than the defendant,” his statements are not subject to disclosure. That section of the Practice Book merely provides that certain materials are discoverable by the state as of right, however. It does not prohibit the disclosure of other materials.
We conclude that the trial court properly determined that the defendant waived his fifth amendment privilege against self-incrimination and his attorney-client and psychiatrist-patient privileges in the Zonana videotapes when he claimed significant mental impairment as a mitigating factor and called Grayson and Berlin to testify in support of that claim. Accordingly, we reject this claim.
D
The Motion to Suppress the Defendant’s Confession
The defendant next claims that the trial court improperly denied his motion to suppress his confessions. We disagree.
We previously have taken note of certain facts and procedural history that are relevant to our resolution of this claim. “On June 28, 1984, while at the Lisbon town hall, the defendant made numerous inculpatory statements to the state police: He admitted, orally and in writing, that he had killed Wendy B. and Robyn S., murders that were committed in New London county. He also confessed to killing April B. and Leslie S. in Rhode Island and to other murders in Windham county.
“After an evidentiary hearing, the trial court, Hendel, J., denied the defendant’s motion to suppress his incul-
“The trial court concluded that: (1) the police had not illegally detained or arrested the defendant; (2) the defendant had made his statements to the police voluntarily; and (3) there was no Miranda violation in the manner in which the police obtained statements from the defendant. Accordingly, the trial court denied the defendant’s motion to suppress.” Ross II, supra, 230
At the second penalty phase, the defendant renewed his motion to suppress the confession. He argued that this court improperly had applied a deferential standard of review in Ross II and that legal developments since the release of that opinion had clarified that “in custody” determinations are reviewed de novo. See Thompson v. Keohane, 516 U.S. 99, 112-13, 116 S. Ct. 457, 133 L. Ed. 2d 383 (1995). The trial court held that Thompson had not changed the standard of review and that this court’s ruling in Ross II was controlling. Cf. Bowman v. Jack’s Auto Sales, 54 Conn. App. 289, 293-94, 734 A.2d 1036 (1999) (law of the case applies in absence of overriding circumstance such as “decision of the Supreme Court after the first review that is inconsistent with the decision on review”). Accordingly, it denied the motion to suppress. The defendant now challenges that ruling.
In Thompson, the United States Supreme Court held that review of “in custody” determinations involves two distinct inquiries: “first, what were the circumstances surrounding the interrogation; and second, given those circumstances, would a reasonable person have felt he or she was not at liberty to terminate the interrogation and leave.” Thompson v. Keohane, supra, 516 U.S. 112. “The first inquiry ... is distinctly factual. State-court findings on these scene- and action-setting questions attract a presumption of correctness .... The second inquiry, however, calls for application of the controlling legal standard to the historical facts. This
In State v. Atkinson, 235 Conn. 748, 759 n.17, 670 A.2d 276 (1996), this court concluded that the Thompson analysis “is similar to the one that we have always applied [to in-custody determinations]. We first examine the trial court’s conclusion regarding the historical facts in order to determine whether it is clearly erroneous. We next conduct an independent review in light of the totality of the circumstances by scrupulously examining the record to determine if an application of the law to the facts leads us to conclude that the defendant was in custody. In contrast with the [United States] Supreme Court, however, we have never expressly labeled this second determination as a mixed question of law and fact.” Thus, we recognized in Atkinson that Thompson applied another name to, but did not alter, the standard of review that this court always had applied to “in custody” determinations.
We recognize that, in Ross II, we used the phrase “the trial court was not clearly erroneous” in affirming the trial court’s denial of the defendant’s motion to suppress. Ross II, supra, 230 Conn. 205. A careful reading of our opinion in that case convinces us, however, that we in fact applied the standard of review that we traditionally have applied to “in custody determinations,” as set forth in Atkinson, and did not merely defer to the trial court’s determination. Specifically, we first set forth the governing law; id., 204; and then set forth the constitutionally relevant facts gleaned from our independent review of the entire record. Id., 205. Applying the law to the facts, we stated that “[wjefind, it especially probative that, contrary to the facts of the cases on which the defendant relies, it was the defendant, not Malchik, who initiated the discussion of the murder of Wendy B.” (Emphasis added.) Id. We did
V
THE DEFENDANT’S BRADY CLAIM
The defendant claims that the court improperly denied his motion for a mistrial or a life sentence in which he claimed that the state failed to disclose exculpatory evidence in a timely manner in violation of Brady v. Maryland, supra, 373 U.S. 83. We disagree.
The following additional facts are relevant to our resolution of this claim. On March 16, 2000, two days after the defendant had rested his case in mitigation, the state disclosed to him certain documents pertaining to the investigation of a rape, a death and an attempted rape that had occurred at Cornell University (Cornell) in Ithaca, New York, in the spring of 1981. Specifically, the documents pertained to the investigations of the rape of a woman, identified only as K.G., on May 6, 1981; the death of a woman, identified as D.N.T., on May 12, 1981; and the attempted rape of a woman, identified as T.T., on May 14, 1981. The defendant’s possible involvement in these incidents had been public knowledge since 1987
After the disclosure of the materials, the defendant immediately claimed that the state improperly had withheld exculpatory materials and asked the court to impose a life sentence or, in the alternative, to declare a mistrial. He also asked that, if the court denied those motions, the state be precluded from using any of the evidence in rebuttal. The state acknowledged that it had had most of the materials in its possession for “an appreciable amount of time,” but argued that they were not exculpatory.
The court did not rule on the defendant’s requests immediately, but heard additional arguments the next
On March 20, 2000, the court issued its ruling that the undisclosed materials were not material under Brady v. Maryland, supra, 373 U.S. 83, and denied the defendant’s motions for a life sentence, a mistrial and exclusion of the evidence in the state’s rebuttal case. The couit also indicated, however, that it would entertain a request for a continuance or to recall excused witnesses. The defendant declined the offer.
Later that day, the court considered the state’s offer of testimony by K.G. The state told the court that K.G. would testify, in rebuttal of the defendant’s claim that he did not kill his victims to avoid detection but because of his sexual sadism, that the person who had raped her had taken steps to ensure that she could not identify him and had not attempted to degrade or humiliate her. The defendant argued that the testimony should not be admitted because it was not entirely clear that it was the defendant who had raped K.G. The court agreed that the record did not sufficiently establish that the defendant had committed the rape and excluded the testimony.
The defendant then asked that the portion of Hamilton’s memorandum stating that Maichik had told Hamilton that the defendant wanted to be executed as soon as possible be introduced as a full exhibit. The court allowed it and the exhibit was read to the jury.
We first address the defendant’s claim that Hamilton’s memorandum undermined evidence presented by the state that the defendant was not remorseful. The memorandum indicated that Malchik had told Hamilton that the defendant was reluctant to talk about crimes outside of Connecticut because he wanted to be executed as soon as possible. The defendant concedes that this triple hearsay evidence of the defendant’s state of mind ultimately was given to the jury, but argues that he was prejudiced by not being able to use the memorandum to cross-examine Malchik immediately on his testimony
We conclude that there is no reasonable possibility that the outcome would have been different if the defendant had been able to cross-examine Malchik and Griffin on the memorandum immediately after their testimony. First, the memorandum did not impeach Mal-chik’s testimony that the defendant deceitfully had concealed the New York offenses at the time of his arrest and confession or Griffin’s testimony that the defendant exhibited no remorse at that time. It showed only that, three years later, Malchik believed, on the basis of his contacts with the defendant in the interim, that the reason for his current reluctance to talk about the New York offenses was his desire to be prosecuted in Connecticut and executed as soon as possible. Accordingly, the evidentiary value of the memorandum was not significantly reduced because the defendant could not cross-examine Malchik and Griffin on it immediately. Second, the evidence was only weakly probative. The defendant’s willingness to lie about the New York offenses at the time of his arrest in order to ensure that he was executed in Connecticut as soon as possible did not necessarily indicate remorse or concern for the families of the victims. A desire to die is not the same thing as remorse. Moreover, the jury reasonably could have concluded that the defendant’s expressed desire to be executed was not a genuine explanation for his previous lies.
We next consider the defendant’s claim that the police statements and reports pertaining to the rape of K.G. and attempted rape of T.T. corroborated the defendant’s claim that he suffered from sexual sadism. He argues that the evidence corroborated the ritualistic, repetitive and progressive nature of his assaultive conduct and undermined the state’s theory that the defendant had learned how to fake the symptoms of sexual sadism during his incarceration after his arrest. The jury already had heard detailed descriptions of the New York offenses, however, and the state never had disputed that the defendant had a long and ghastly history of accosting vulnerable young women who happened to cross his path, dragging them to secluded spots, forcibly restraining them, forcing them to perform oral sex, raping them and, on eight occasions, strangling them to death. Rather, it contested the credibility of the defendant’s claims that his ability to control this conduct was significantly impaired and that he derived sexual pleasure from the act of strangulation. The details contained in the police reports did not add appre
Finally, we address the defendant’s claim that the police reports undermined the state’s contention that he had killed the victims to avoid detection. First, he argues that the reports showed that he had assaulted two women in New York but did not kill them to eliminate them as witnesses. The police records show, however, that T.T. escaped from her attacker after she screamed “rape” and a bystander ran to her rescue. The records also show that the person who raped K.G. approached her from behind and pulled her sweater over her face before he raped her. He explained to her that he did not want her to “get a look at him in case there were questions or an investigation later.” The rape occurred at about 10:30 p.m., when it was dark. The police complaint and report stated that K.G. “was unable to furnish [the police] with any description of the subject.” She was able, however, to give a general description of the build and clothing of a man she had seen immediately before the rape and to tell the police that the rapist was tall, slender and smooth-faced. Thus, the reports contained only very weak evidence, at best, that the defendant deliberately had allowed victims who could have identified him to escape with their lives. We conclude, therefore, that there is no reasonable possibility that the evidence could have resulted in a different outcome.
The defendant also claims that the evidence showing that D.N.T.’s body had been found fully clothed and that Malchik had told Hamilton that the defendant had
We conclude that the materials pertaining to D.N.T. were cumulative of the evidence pertaining to the Wind-ham county murder victims, which tended to support the defendant’s claim that the fact that Leslie S.’s body had been found fully clothed did not prove that she had not been raped and, therefore, undermined the state’s contention that the murders were solely motivated by the desire to avoid detection. In any event, if the defendant believed that the materials were crucial to his case, he had the opportunity to place them before the jury. He declined to do so. We conclude that there is no reasonable possibility that there would have been a different outcome if the defendant had had that opportunity at an earlier time.
We conclude that the trial court properly determined that the documents disclosed by the state to the defendant on March 16, 2000, were not material for Brady purposes. Accordingly, we conclude that the court properly denied the defendant’s request for a life sentence, a mistrial and exclusion of the evidence for rebuttal purposes.
VI
SUFFICIENCY CLAIMS
The defendant claims both that the evidence established a mitigating factor as a matter of law and that there was insufficient evidence to establish the aggravating factor. We address each claim in turn.
The Defendant’s Claim that the Evidence Established the Mitigating Factors as a Matter of Law
We first address the defendant’s claim that the evidence established his claimed statutory mitigating factors that: (1) “at the time of the offenses, [the defendant’s] mental capacity was significantly impaired but not so impaired as to constitute a defense to prosecution”; and (2) “at the time of the offenses, [the defendant’s] ability to conform his conduct to the requirements of law was significantly impaired but not so impaired as to constitute a defense to prosecution.”
Before turning to the evidence presented in support of. these mitigating factors, we set forth the applicable standard of review. “Although our review of the evidence in mitigation of the death penalty is a heightened one . . . we will not substitute our judgment or opinions for that of a reasonable jury. . . . Instead, we must determine whether the defendant’s proof of a mitigating factor was so clear and so compelling that the jury, in the exercise of reasoned judgment, could not have rejected it.” (Citations omitted.) State v. Breton, 235 Conn. 206, 229, 663 A.2d 1026 (1995) (Breton II).
In support of his claimed statutory mitigating factors, the defendant presented, among other evidence, testimony by Grayson that the defendant suffered from sexual sadism
Grayson testified at length about the defendant’s background and histoiy and the progression of his claimed mental impairment. Grayson was retained to evaluate the defendant in 1999. He testified that, during the course of his evaluation, he heard reports from a number of sources, including the defendant, that both of the defendant’s parents had physically and emotionally
As a young child, the defendant had exhibited several symptoms of emotional turmoil, including bedwetting, sleepwalking, talking in his sleep, recurrent nightmares and trichotillomania, which is the compulsive desire to pull out one’s hair. In early adolescence, the defendant was diagnosed with attention deficit disorder for which he was medicated with Ritalin. At that time, the defendant also started to have aggressive sexual fantasies and to engage in compulsive masturbation. At the age of fourteen, he was discovered rubbing his penis against a naked seven year old girl. He also had some form of sexual contact with his seven year old sister, for which he was hit with a board and forced to be his sister’s “slave” for a day.
Grayson testified that, while the defendant was at Cornell, he had had a long-term sexual relationship with one woman during his freshman and sophomore years and with a second woman during his junior and senior years. When the second woman told him that she pre
Grayson testified that the defendant had told him that the strangulation of the women had been the most sexually gratifying part of the assaults. He also stated that he had obtained sexual gratification from degrading and humiliating the women. Grayson testified that he believed the defendant and that his history and symptoms were consistent with all of the literature on sexual sadism that he had read. He acknowledged that the defendant appeared to be quite intelligent, that he had had fifteen years since his arrest to learn about the symptoms of sexual sadism, and that there were serious inconsistencies between what the defendant had told him and what he had told the police in 1984. He concluded, however, that the defendant’s cooperation with the police, his ongoing consensual sexual relationships with a number of women during the period when he was committing the assaults, the lack of any other history of criminal activity, the fact that he had not killed Vivian
Grayson testified that he agreed with the portion of Merikangas’ report that stated that the medications taken by the defendant had been very effective. He did not feel that he was competent to evaluate Merikangas’ opinion that the defendant’s compulsive conduct was the consequence of physical biological brain abnormalities. He was concerned, however, that Merikangas’ conclusion seemed to be based in part on an uncritical acceptance of everything that the defendant told him.
Kapuchinski testified that he treated the defendant from 1989 through 1994. In 1989, the defendant told him that he was engaging in compulsive masturbation involving fantasies of restraining and killing women and that he wanted to get rid of these obsessive thoughts. Kapuchinski believed that the defendant’s prior diagnosis of sexual sadism was appropriate. He told the defendant that his symptoms might be treatable with Depo-Provera, a medication that reduces systemic testosterone and decreases sex drive. He also advised the defendant that the medication could cause any of numerous adverse side effects. At some point in 1989, the defendant started receiving the medication and, according to him, it controlled his fantasies for a time. In January 1990, the defendant told Kapuchinski that he was again having violent fantasies, and the dosage was increased. After receiving the increased dosage, the defendant reported that the violence of the fantasies had abated
Kapuchinski testified that the successful treatment of the defendant with medication confirmed the diagnosis of sexual sadism. He also testified that he believed that the defendant was genuine in his reporting of his symptoms. Finally, he testified that, based on a reasonable medical probability, the defendant’s repetitive assaultive behavior was the result of a combination of some congenital biological trait and his upbringing.
Goodwin testified that he had treated the defendant at various times between 1984 and 1987 and between 1990 and 1998. He agreed with the diagnosis of sexual sadism that had been made by other psychiatrists between 1987 and 1990. His agreement was based in part on the defendant’s willingness to undertake radical pharmacological treatment that amounted to chemical castration and that had unpleasant and even highly dangerous side effects. Goodwin also testified that the defendant’s statements to police that he had killed his victims in order to avoid detection were not inconsistent with his claim that he had killed them to achieve sexual gratification, because he could have killed for both reasons. He testified that, in his experience, people often have difficulty discussing sexual issues. The defendant eventually told Goodwin about his obsessive sexual fantasies, however, which the defendant described as “living with a noisy rambunctious roommate twenty-four hours a day, from whom there was
The defendant stated in the videotaped interview with the British journalist that, when he had assaulted his victims, there had been “a gradual building up and then a coming back down” of his inability to control his acts. He did not believe that he was in control during the assaults, or that he could have stopped. His perception of what was occurring was “like watching an old film” that was spliced together and would “jump.” He felt that he “wasn’t a hundred percent there.” It was not until the victims were dead that he fully realized that he had hurt and killed them. The defendant also stated that, when he started taking the Depo-Provera, it “was like a blind man being given eyes.” The medication allowed him to get away from “the obnoxious roommate” and become “human again.” When he was forced to stop taking the medication because of the abnormal liver function, it was “the toughest year [he] ever had to go through” because he started having thoughts about hurting women again. In particular, he fantasized about hurting a prison nurse who had been kind and helpful to him.
The state relied in part on its cross-examination of the defendant’s witnesses to rebut the claimed statutory mitigating factors. Grayson testified on cross-examination that one of the discrepancies between the defendant’s account to him of the crimes and his confession
The state also confronted Grayson with the videotaped interviews of the defendant by Zonana, which Grayson had never seen before. The defendant told Zonana that he had not raped Leslie S. and stated, “That’s the one that’s going to hang me.” The defendant also told Zonana that he “usually had an orgasm fairly quickly, and that was it. Then I strangled them and killed them. I think—I think that helped me work up to get mad too, more, because I wasn’t—wasn’t satisfied, like, you know, I don’t think it really satisfied me. If I want sex, I sure as hell wouldn’t go for something like that. I had much better sex at home.” Grayson acknowledged that it was possible that the defendant killed the victims out of anger and not for sexual gratification. He also acknowledged that that conclusion was bolstered by the defendant’s statement to Zonana that the rape and murder of April B. and Leslie S. had been preceded by “a hell of a fight” with his girlfriend.
The state also asked Grayson about the defendant’s description to Zonana of the New York crimes and his statement that he had not told Walter Borden, a psychiatrist, about those crimes immediately because they had preceded his parents’ divorce and he had “first blamed everything on the divorce.” Grayson acknowledged that nothing in the defendant’s description of
In support of its rebuttal case, the state also presented testimony by Michael Lajoie, an officer with the department of correction, who had had frequent contact with the defendant when he was imprisoned at the Connecticut correctional institution in Somers after he was sentenced to death in the first penalty phase in 1987. The defendant was under “one-to-one” supervision for about one year and his activities were recorded in a log book every fifteen minutes. Lajoie testified that, if the defendant had masturbated during that period, a report would have been made and that he knew of no such reports.
The defendant contends that, in light of this evidence, no reasonable jury could have rejected his claimed statutory mitigating factors. He points out that the state presented no expert testimony to contradict the testimony of his expert psychiatrists that he suffered from sexual sadism and that his ability to control his conduct was significantly impaired.
We repeatedly have held, however, that the state is not required to offer independent evidence to rebut the existence of mitigating factors, but “can weaken the force of the defendant’s presentation by cross-examina
We conclude that, in this case, the evidence in support of the claimed statutory mitigating factors was not so compelling that the jury could not reasonably have rejected it. As the trial court aptly stated, the credibility of the defendant’s representations to his psychiatric experts and others was “the crux of the case.” There was ample evidence that the defendant had been deceitful and inconsistent in his accounts to the police, his lawyers and his psychiatrists. For example, the defendant originally concealed from the police the fact that he had committed two murders outside the state of Connecticut and, after those murders ultimately were revealed, gave conflicting explanations for his deception; he told the police and Zonana that he had not raped Leslie S. but, after the first penalty phase, told Grayson that he had sodomized her; he told the police that he had killed the victims to avoid detection but, again after the first penalty phase, told Grayson that strangulation was the ultimate sexual gratification for him; he told the police that he “blew up” at certain victims but did not reveal to Grayson that he had been angry with them; and he told his psychiatrists that he
There was also evidence that the defendant had had the motive and opportunity to educate himself about the symptoms of sexual sadism and that, as his accounts of his background and the offenses changed over the course of time, they increasingly reflected those symptoms. Moreover, even if the jury accepted the evidence that the defendant suffered from sexual sadism, it reasonably could have rejected the opinions of his experts that his ability to restrain himself from acting out his sexually sadistic fantasies was significantly impaired. Those opinions were the product of subjective judgment and were based in large part on unverifiable reports by the defendant as to his own state of mind. Accordingly, we reject the defendant’s claim that his claimed statutory mitigating factors were established as a matter of law.
We next consider the defendant’s claim pertaining to his claimed nonstatutory mitigating factors. Before reviewing the evidence in support of these mitigating factors, we briefly review the applicable law. Under General Statutes (Rev. to 1987) § 53a-46a (d), the sen-tencer must engage in a two step process to determine whether the defendant has proved a nonstatutory mitigating factor. First, it is asked to “determine whether a particular factor concerning the defendant’s character, background or history, or the nature and circumstances of the crime, has been established by the evidence . . . .” General Statutes (Rev. to 1987) § 53a-46a (d). Then, as to any such facts proven, the sentencer “shall determine further whether that factor is mitigating in nature, considering all the facts and circumstances of
The defendant claimed fourteen nonstatutory mitigating factors. See footnote 7 of this opinion. He called several witnesses to testify as to his productive postin-carceration conduct, including his good behavior in prison, his participation in a prison program to help the blind, his publication of numerous articles about sexual sadism and the death penalty, his correspondence with other people about treatment options for sexual sadism, and his willingness to be a subject of study to increase psychiatric knowledge of violent sex offenders. He also called numerous witnesses to testify that he had expressed remorse and concern for the families of his victims, he had attempted to kill himself and seemed to welcome death, and he had attempted to enter a stipulation seeking execution in order to spare the victims’ families the pain of a penalty hearing. He also presented evidence in support of his claimed mitigating factors that he had worked hard throughout his life and put himself through college with his earnings, he had cooperated with police, he was serving two consecutive life sentences for the two Windham county murders, and his religious faith had grown while he was in prison.
After careful review of the record, we are persuaded that the evidence in support of the claimed nonstatutory mitigating factors was not so clear and compelling that the jury could not have rejected it. Even if it is assumed that one or more of the factors were factually proven, the evidence left ample room for the jury to determine that, “considering all the facts and circumstances of the case,” any such proven facts did not “extenuate or reduce the degree of [the defendant’s] culpability or blame for the offense or . . . otherwise constitute a basis for a sentence less than death.” General Statutes (Rev. to 1987) § 53a-46a (d). Accordingly, we reject this claim.
The Defendant’s Claim that There Was Insufficient Evidence in Support of the Aggravating Factor
The defendant next claims that there was insufficient evidence that the capital offenses were committed in an especially cruel, heinous or depraved manner within the meaning of General Statutes (Rev. to 1987) § 53a-46a (h) (4). We disagree.
The defendant makes two arguments in support of this claim. First, he argues that, as a matter of statutory interpretation, § 53a-46a (h) (4) requires the state to prove beyond a reasonable doubt that the defendant intentionally inflicted extreme pain or torture beyond that necessarily accompanying each of the elements of each capital offense of which he was convicted and that it failed to do so. Second, he claims that, even if the statute does not require each element of the offense to be accompanied by intentional conduct resulting in extreme pain or torture, the evidence was not sufficient to establish that the murders were committed in an especially cruel, heinous or depraved manner.
With respect to the first claim, we note that the defendant did not submit a request to charge the jury that the state must prove that each component of each capital offense, i.e., both the kidnapping and the murder for the kidnap-murder charges and both the sexual assault and the murder for the sexual assault-murder charges, was committed in an especially cruel, heinous or depraved manner.
The jury reasonably could have found the following facts. With respect to the murder of Wendy B., the defendant told police that she had screamed and fought after he grabbed her and that he threatened to hurt her
Malchik testified that the defendant had told him that his hands had cramped as he strangled both Wendy B. and Robyn S. and that he had had to reapply his grip.
With respect to April B. and Leslie S., the defendant stated to the police that he had picked them up while they were hitchhiking. They asked him to drive them to a certain gas station, but when they arrived there, the defendant refused to stop the car. At that point, April B. pulled a steak knife out of her pocket and threatened to stab the defendant if he did not stop. The defendant stated that he yelled at her and nearly drove off the road, at which point she “panicked” and gave him the knife. He then drove to a remote area, parked the car and told both victims to get in the backseat. He tied up Leslie S. with an elastic belt she had been wearing. He then took April B. out of the car. During the incident, April B. was “mouthy” and struggled with the defendant, but Leslie S. urged her “to do exactly everything he wanted [her] to do.” He forced April B. to remove her jeans and cut the jeans into strips with the steak knife. He tied her hands and feet with the strips
The jury also heard evidence that the defendant’s intention was to degrade, to humiliate and to subjugate his victims when he forced them to disrobe and sexually assaulted them and that he derived satisfaction from the act of strangulation. Grayson reported that the defendant had told him: “If I shot them in the head or stabbed them it would’ve been out of character with the power and degradation. . . . Also, shooting them would be too quick.” The jury also heard evidence that the defendant had acknowledged that all of his victims had suffered and that he had “sadistically brutalized and murdered” them.
We conclude that the jury reasonably could have determined that the cumulative effect of this evidence established beyond a reasonable doubt the existence of an aggravating factor as defined by § 53a-46a (h) (4) for each of the six capital felony counts with which the defendant was charged. As we noted in Ross II, supra, 230 Conn. 262-63, “[t]he jury reasonably could have found, for each of the defendant’s four victims in the circumstances of these cases, that their manual strangulation by the defendant was an especially cruel way of inflicting death.” The jury also could have inferred that the defendant chose that method of killing for that very
Moreover, from the evidence presented at the second penalty phase hearing, the jury reasonably could have inferred that the defendant sexually assaulted all of the victims, including Leslie S. As we stated in Ross II, “the jury reasonably could have inferred that the victims’ terror would have been increased by the defendant’s sexual assaults upon them.” Id. If the jury determined that the defendant had not sexually assaulted Leslie S., it “reasonably could have found that she would have been terrified by sitting in the defendant’s car, bound hand and foot, and coming to understand that her best friend April B., was being sexually abused and then killed.” Id. Although there was evidence that the defendant had not told Leslie S. that he had killed April B., the jury reasonably could have found that, as she waited, bound hand and foot, in the trunk of the defendant’s car and listened to April B.’s struggles and protests, Leslie S. knewthefate ofher friend without having been informed of it by the defendant.
Finally, as we did in Ross II, we reject the defendant’s claims that his conduct was not “especially heinous, cruel or depraved,” as a matter of law, “because his
VII
JURY CHARGE ISSUES
The defendant next challenges certain juiy charges given by the trial court. As a preliminary matter, we set forth the standard of review governing each of these claims. “The standard of review for constitutional claims of improper jury instructions is well settled. In determining whether it was . . . reasonably possible that the jury was misled by the trial court’s instructions, the charge to the jury is not to be critically dissected for the purpose of discovering possible inaccuracies of statement, but it is to be considered rather as to its probable effect upon the jury in guiding them to a correct verdict in the case. . . . The charge is to be read as a whole and individual instructions are not to be judged in artificial isolation from the overall charge. . . . The test to be applied ... is whether the charge, considered as a whole, presents the case to the jury so
A
The defendant claims that the trial court’s jury charge and the language of the special verdict form submitted to the jury pursuant to § 53a-46a (e) deprived him of his constitutional right to a unanimous jury verdict on the mitigating factors. We disagree.
We first address the state’s claim that this issue was not preserved for review. The state argues that the defendant conceded at trial that the verdict form conformed to applicable law and was proper. We conclude that we need not determine whether the claim was preserved because, in light of “heightened reliability demanded by the Eighth Amendment in the determination whether the death penalty is appropriate”; (internal quotation marks omitted) State v. Daniels, 207 Conn. 374, 389, 542 A.2d 306 (1988); the claim is reviewable pursuant to State v. Golding, supra, 213 Conn. 233. We also conclude, however, that the claim fails under the third prong of the Golding analysis.
This court concluded in State v. Daniels, supra, 207 Conn. 374, that, in light of the “heightened reliability demanded by the Eighth Amendment in the determination whether the death penalty is appropriate”; (internal quotation marks omitted) id., 389; “the imposition of the death penalty under § 53a-46a (e) must be premised on two unanimous findings by the trier of fact: that the state has proved beyond a reasonable doubt that an aggravating factor exists and that the defendant has not proved by a preponderance of the evidence that a mitigating factor exists.” Id., 394. “Thus, the death penalty cannot be imposed under § 53a-46a (e) unless each
In Breton II, the defendant challenged a special verdict form that provided, as one of two alternative answers to the question whether the defendant had proved a mitigating factor, “No, we the jury do not unanimously agree that the [defendant proved this mitigating factor by a preponderance of the evidence.” (Emphasis in original; internal quotation marks omitted.) Id., 237. The defendant argued that the language was ambiguous as to whether the jury must unanimously reject each mitigating factor or whether it must reject each factor if it merely was unable to agree as to whether the defendant had proved it. Id., 238. We agreed that the form could have misled the jury to believe that it could reject a mitigating factor even if one or more jurors had concluded that the factor had been proven and, accordingly, we reversed the verdict. Id., 239. We also stated that a special verdict form using the language, “ ‘No, we unanimously conclude that the defendant has not proved the existence of a mitigating factor,’ ” would have sufficed to protect the defendant’s right to a unanimous finding. Id., 240 n.31.
The special verdict form in the present case provided as follows for each of the six capital felony counts: “DID THE DEFENDANT MICHAEL B. ROSS PROVE BY A PREPONDERANCE OF THE EVIDENCE ANY MITIGATING FACTOR:
“_YES. After having considered all of the mitigating factors listed by the defendant and any other suggested by the evidence, we, the juiy, unanimously find*332 that the defendant HAS PROVED by a preponderance of the evidence the existence of a mitigating factor.
* * *
“_NO. After having considered all the mitigating factors listed by the defendant and any others suggested by the evidence, we, the jury, unanimously find that the defendant HAS NOT PROVED by a preponderance of the evidence the existence of any mitigating factors.”
The verdict form provided signature lines for each of the twelve jurors after each finding. Each of the jurors signed the form indicating that they unanimously agreed that the defendant had not proved any mitigating factor for each of the six counts.
Inexplicably, the defendant claims that “[t]he special verdict form in this case is phrased identically to the one at issue in Breton [II].” To the contrary, the verdict form in this case conforms to the language that this court explicitly endorsed in Breton II. The defendant has not explained, and we cannot conceive, how this language indicating that the jury unanimously had agreed that the defendant had not proved any mitigating factor could have misled a reasonable jury to believe that, if any of the jurors found that a mitigating factor had been proven, all of the jurors nevertheless should sign the verdict form. Accordingly, we conclude that the form adequately protected the defendant’s right to a unanimous jury verdict. Because we conclude that the special verdict form was not defective, we also reject the defendant’s claims that the trial court’s instructions to the jury on this issue, which essentially reinforced the language of the special verdict form, “exacerbated” the claimed error.
The defendant also appears to claim that the verdict form and jury instructions were defective because they did not inform the jury what would happen in the event that they were unable to come to a unanimous agreement as to whether a mitigating factor had been proved.
B
The defendant claims that the trial court improperly instructed the jury on the meaning of reasonable doubt in violation of his rights to due process and a jury trial under the federal and state constitutions. Specifically, he challenges the trial court’s instruction that reasonable doubt is not “a doubt suggested by ingenuity of
“It is well settled . . . that a party may preserve for appeal a claim that an instruction . . . was . . . defective either by: (1) submitting a written request to charge covering the matter; or (2) taking an exception to the charge as given.” State v. Ramos, 261 Conn. 156, 170, 801 A.2d 788 (2002); see also Practice Book § 16-20.
We have recognized that “a request to charge addressed to the subject matter generally, but which omits an instruction on a specific component, [does not preserve] a claim that the trial court’s instruction regarding that component was defective.” State v. Ramos, supra, 261 Conn. 170-71. Similarly, we now conclude that a request to charge that provides a party’s version of generally applicable law, such as the burden of proof, on which the court is bound to instruct the jury regardless of whether a charge is requested, does not necessarily preserve a claim that the instruction actually given on that issue was defective. The trial court should not be required to choose between adopting a party’s presumably self-serving version of the law wholesale and relinquishing any expectation that it will be notified by that party of errors in the charge actually given.
We note that the defendant’s request to charge in the present case, together with two supplemental requests to charge filed by him, comprised some seventy-two typewritten pages, several pages of which were single spaced, covering virtually every aspect of the case. It would be unfair, unrealistic and counterproductive to conclude that the filing of such a request to charge absolved the defendant of any obligation to take exception to the charge as given in order to preserve an issue for appeal. Accordingly, we conclude that the request to charge, which addressed the applicable burden of proof generally and which alerted the court to specific language that the defendant would find objectionable, but which did not address the language that he now challenges,
C
The defendant claims that the trial court improperly charged the jury that the defendant was required to prove that his “ability to control his conduct to the requirements of the law was significantly impaired,” rather than “his ability to conform his conduct.” (Emphasis added.) See General Statutes (Rev. to 1987) § 53a-46a (g) (2). He argues that the instruction unlawfully added to his burden of proof. The state argues that the claim was not preserved because the defendant
In support of his claim, the defendant points out that Webster’s Third New International Dictionary defines “control” as “to exercise restraining or directing influence over . . . have power over”; and defines “conform” as “to be obedient: comply . . . act in accordance with prevailing standard or custom.” Thus, the defendant implicitly claims that, under these definitions, it would have been possible for the jury to find that, at the time of the offense, the defendant’s ability to “control,” i.e., “to exercise restraining or directing influence over,” his conduct within the requirements of the law was not impaired even though his ability to “conform,” his conduct to the requirements of the law, or “to be obedient [to or] comply” with those requirements, was impaired.
Although we recognize that the trial court generally should use the language of § 53a-46a (g) (2) in instructing the jury on the statutory mitigating factor, we cannot conclude that it is reasonably possible that the court’s minor misstatement, involving such a tenu
D
The defendant claims that the trial court improperly used a verdict form that did not indicate for each non-statutory mitigating factor whether the jury had found the factual basis for the mitigating factor proved. He argues that the alleged defect rendered the jury’s findings unreviewable. We recently rejected an identical claim in State v. Reynolds, supra, 264 Conn. 138, and see no reason to reconsider that decision here. Accordingly, we reject this claim.
E
The defendant claims that the trial court improperly failed to give his requested charge that he would never be released from prison if the jury did not return a verdict of death. In support of this claim, he argues that he had a due process right that the jury be informed that it was not necessary to sentence him to death in order to protect society from him. See Simmons v. South Carolina, 512 U.S. 154, 169, 114 S. Ct. 2187, 129 L. Ed. 2d 133 (1994) (defendant has due process right to rebut claim of future dangerousness by informing jury that he will be ineligible for parole). We conclude
The following facts and procedural histoiy are relevant to our resolution of this claim. The defendant requested a jury charge that “[c]onsecutive life sentences in the present cases may ... be imposed consecutively to the 120 years
Dining jury deliberations, the jury requested that the court reread its instructions on the aggravating factor. After the instructions were read to the jury by the court clerk, the trial court and the parties realized that the court erroneously had instructed the jury that the defendant would be sentenced to “life, without the possibility of release.” Defense counsel argued that the court should not correct the instructions. He stated that “[o]ur position would be do nothing for a couple [of] good reasons. The first reason is it’s clear throughout the charge that we’re talking about life imprisonment, not life without release. The second reason is we all kind
We conclude that any claim that the jury could have been misled by the court’s instructions to believe that the defendant could be released from prison was waived by the defendant when he implicitly conceded that, although the charge actually given was erroneous, it was at least as favorable to him as the charge that he had requested, and, when he expressly declined to request a corrective instruction. Accordingly, we reject this claim.
F
The defendant claims that the trial court improperly failed to instruct the jury that he was not required to establish a causal nexus between his impaired mental capacity and the commission of the offenses.
Whether § 53a-46a (g) (2) requires a nexus between the mental impairment and the commission of the offense is a question of statutory interpretation over which our review is plenary. See State v. March, 265 Conn. 697, 705, 830 A.2d 212 (2003). The defendant
First, we note that all of the other statutory mitigating factors set forth in § 53a-46a (g) are predicated on the defendant’s reduced moral culpability for committing the offense.
Second, § 53a-46a(g) (2) requires that the impairment to the defendant’s mental capacity exist “at the time of the offense” and provides that, under both prongs of the subsection, the defendant’s mental state need not be “so impaired ... as to constitute a defense to pros
The defendant claims that the trial court improperly instructed the jury that the state and its people looked to the jury to return death sentences if the facts and law required such a verdict. He argues that the law never requires a verdict of death. We disagree. If the jury found an aggravating factor, in accordance with the instructions of the court, and no mitigating factor, again in accordance with the court’s instructions, then the law required it to return a verdict of death, and this state and its people were entitled to that verdict. Accordingly, we reject this claim.
H
The remaining instructional claims of the defendant are addressed in part VI B of this opinion (claim that trial court improperly failed to instruct jury that each component of offense must be aggravated); part VIIIA of this opinion (claim that trial court improperly instructed jury on “facts and circumstances” language of statutory mitigating factors); and part VIII C of this opinion (claim that trial court improperly instructed jury on aggravating factor).
VIII
CONSTITUTIONAL CLAIMS
The defendant raises several claims that this state’s death penalty statute violates the federal and state constitutions. The standard of review for challenges to the constitutionality of a statute is well established. “[T]he party attacking a validly enacted statute . . . bears the heavy burden of proving its unconstitutionality beyond a reasonable doubt and we indulge in every presumption in favor of the statute’s constitutionality. ... In choosing between two constructions of a statute, one valid and one constitutionally precarious, we will search for an effective and constitutional construction
A
The defendant claims that the language of § 53a-46a (d)
The defendant also urges us to reconsider our holdings in Cobb II, supra, 251 Conn. 494, that the “facts and
Finally, the defendant argues that, even if the “facts and circumstances” language of § 53a-46a (d) is facially constitutional, the trial court’s charge to the jury in this case, taken as a whole, misled the jury to believe that it must find a nexus between the mitigating factor and the crime and to weigh the aggravating factor against the mitigating factor. Specifically, the defendant challenges the following instructions: “Our law . . . demands that the decision to impose the sentence of death or the sentence of life imprisonment must be based on the unique individual nature of the defendant before you and the facts and circumstances of the offense. . . . [I]f a particular factor has been established by the evidence, then . . . you, the jury, shall determine whether that factor is mitigating in nature, considering all the facts and circumstances of the case .... [T]he statute provides a mitigating factor may be considered to the extent that they concern the defendant’s character, background, and history, or the nature and circumstances of the crime .... The procedures provided by our statute require you, as the jury, to consider and focus upon the circumstances of the crime and the background, history, and character of the defendant before you make your findings with regard to the existence or nonexistence of mitigating factors.”
The only possible defect in these instructions that we can perceive is that the trial court referred to the facts and circumstances of the “crime” and the “offense,” which words arguably are narrower than the word used in the statute, namely, “case.” We do not
B
The defendant claims that the death penalty is cruel and unusual punishment as applied to him because he suffers from a mental disability. We disagree.
In support of his claim that he suffers from a mental disability, the defendant relies on the same evidence that he relied on in support of his claim that, as a matter of law, he established his claimed mitigating factors that, at the time of the offense, he had (1) a significant impairment to his mental capacity and (2) a significant impairment to his ability to conform his conduct to the requirements of the law.
As authority for his legal claim that the imposition of the death penalty on a defendant who suffers from any mental disability violates the constitution, the defendant cites a number of scholarly sources for the general proposition that evolving standards of decency require the abolition of the death penalty. This proposition repeatedly has been rejected as a matter of state and federal constitutional doctrine. See State v. Reynolds, supra, 264 Conn. 236 (citing cases in which this court has rejected state constitutional claim that death penalty is cruel and unusual punishment). The defendant cites no authority for the specific proposition that either the federal or state constitution bars the death penalty in cases in which, although the defendant suffered from some mental disorder, he had no significant cognitive or volitional impairment that reduced his moral culpability for the crime.
C
The defendant challenges the constitutionality of § 53a-46a (h) (4) on the grounds that the statute: (1) fails to make an adequate distinction between defendants who may be sentenced to death and those who
In support of his claim that § 53a-46a (h) (4) fails to provide a meaningful distinction between those who have been sentenced to death and those who have not, the defendant merely cites the cases in which we have construed this statute and placed a limiting gloss on it; see Cobb II, supra, 251 Conn. 442-46; Ross II, supra, 230 Conn. 255-56; Breton I, supra, 212 Conn. 265-71; and states conclusorily that the statute leaves the sen-tencer with the type of open-ended discretion held invalid in Furman v. Georgia, supra, 408 U.S. 239-40. We decline to revisit our holdings in the cases cited and, accordingly, reject this claim.
We next address the defendant’s claim that the aggravating factor of subsection (h) (4) is unconstitutional because it does not require the state to prove that the defendant had the specific intent to inflict extreme physical or psychological pain or torture on his victims.
Contrary to the defendant’s claim, the United States Supreme Court has held that the imposition of the death penalty is constitutional “when the perpetrator ‘relishes the murder, evidencing debasement or perversion,’ or ‘shows an indifference to the suffering of the victim and evidences ásense of pleasure’ in the killing.” Walton v. Arizona, 497 U.S. 639, 655, 110 S. Ct. 3047, 111 L. Ed. 2d 511 (1990), overruled on other grounds, Ring v. Arizona, 536 U.S. 584, 609, 122 S. Ct. 2428, 153 L. Ed. 2d 556 (2002). Thus, there is no federal constitutional requirement that the defendant have the specific intent to inflict suffering before the death penalty may be imposed. The court’s decision in Walton also disposes of the defendant’s claim that the infliction of psychological pain constitutionally cannot provide the basis for a death sentence. See id., 654 (no constitutional infirmity in trial court’s instruction that “crime is committed in an especially cruel manner when the perpetrator inflicts mental anguish or physical abuse before the victim’s death”). To the extent that the defendant claims that the statute violates the state constitution for these reasons, he has not adequately briefed those claims and, accordingly, we decline to address them. See State v. Rizzo, supra, 266 Conn. 290 n.69.
Finally, we address the defendant’s claim that the application of the gloss placed on the statute by this court in Ross II to him violates due process and the ex post facto clause. We rejected an identical claim in Cobb II, supra, 251 Conn. 442, and decline to revisit the issue here. Accordingly, we reject this claim.
D
The defendant claims that the death penalty statute is unconstitutional because it does not require the impo
E
We repeatedly have rejected claims identical to the defendant’s claims that the statute is unconstitutional because: (1) it places the burden of proving the mitigating factor on the defendant; see Cobb II supra, 251 Conn. 496-97; Breton II, supra, 235 Conn. 217-18; Ross II, supra, 230 Conn. 254-55; (2) it embodies a presumption of death and imposes a mandatory death sentence; see Cobb II, supra, 496-97; Breton II, supra, 217-18; Ross II, supra, 241-42 n.24; (3) the sentencer’s determination of mitigating factors is standardless and unreviewable; Breton II, supra, 218; Ross II, supra, 281-84; (4) the statute fails to provide for a sentencer who makes an individualized determination that death is the appropriate punishment; see Cobb II, supra, 496-97; State v. Webb, supra, 238 Conn. 412; Breton II, supra, 217-18; Ross II, supra, 235-41,252; and (5) it is unconstitutional per se under the state constitution; see Cobb II, supra, 496-97; Breton II, supra, 217-18; Ross II, supra, 254. The defendant has provided no compelling reason to reconsider these decisions here and, accordingly, we decline to do so.
IX
CUMULATIVE ERROR
The defendant claims that, even if we conclude that none of the claims raised by him constitute reversible error when considered separately, the cumulative effect of the many “near errors” or harmless errors requires reversal. We have not concluded that the trial court
X
PROPORTIONALITY REVIEW
“Pursuant to ... § 53a-46b (a), this court is responsible for reviewing [a]ny sentence of death imposed in accordance with the provisions of [§] 53a-46a .... In carrying out this function, the legislature has directed us to affirm the sentence of death unless [we determine] that . . . the sentence is excessive or disproportionate to the penalty imposed in similar cases, considering both the circumstances of the crime and the character and record of the defendant. General Statutes [Rev. to 1987] § 53a-46b (b) (3). Under § 53a-46b (b) (3), therefore, we must engage in what has come to be known as proportionality review of the defendant’s death sentence.
In the present case, we granted the defendant’s application to expand the universe of similar cases to
“We next turn to the question of how to go about culling from the universe of eligible cases the ultimate pool of cases deemed to be similar cases for purposes of proportionality review. Having defined and limited the universe of cases, we must determine which particu
“Finally, we do not differentiate, for purposes of defining the pool of similar cases, between aggravating and mitigating factors, because both may implicate the circumstances of the crime, and both may also implicate the character and record of the defendant. . . . [Therefore . . . both aggravants and mitigants must be viewed together, analytically, although not as part of the definition of similar cases. Rather, they must both be considered in the process of actually comparing the case before us on review with the predetermined pool of similar cases . . . .” (Citations omitted; internal quotation marks omitted.) State v. Reynolds, supra, 264 Conn. 243-44.
We exclude from the ultimate pool the sentences from which the defendant appeals in the present case because we have concluded that the comparison of each of those sentences to each of the other sentences would provide little or no insight into whether the imposition of the death sentence on the defendant is disproportionate. See footnote 89 of this opinion. Moreover, to the extent that the state suggests that we should compare the defendant’s current sentences to his previously reversed sentences, we have concluded that previously reversed sentences in the same case are not “similar cases” for purposes of proportionality review. See id. We exclude Hoyesen because the only similarity claimed by the defendant is that the defendants in those
With respect to the similar cases involving sexual assault-murder or sexual assault-kidnap-murder, we restrict our consideration of those cases to a comparison with the defendant’s convictions for the murders of Wendy B., Robyn S. and April B. With respect to the similar cases involving only multiple murder, we restrict our consideration of those cases to a comparison with the defendant’s convictions for the murders of Leslie S. and April B.
We first consider the facts and circumstances of each of the similar cases involving kidnap-murder, namely, Paradise, Rodriguez, Diaz-Marrero, Ortiz and John
In State v. Rodriguez, supra, Superior Court, Docket No. CR 94-456268, the defendant pleaded guilty to one count of kidnap-murder in violation of § 53a-54b (5). On the morning of February 21,1994, the victim reported to work at the University Club in Hartford. Later that day, police received a report that she had not been seen since her arrival at work. A search was initiated and at about 8 p.m. her naked body was found in an attic space in the club. The cause of death was blunt trauma to the head and strangulation. The defendant, who was an employee at the club, became a suspect after he failed a polygraph test.
The state indicated at the sentencing hearing that it was willing to forgo seeking the death penalty on the capital felony charge because the evidence supporting the kidnapping and the evidence of sexual assault, with which the defendant had not been charged, was circumstantial, as was the evidence pertaining to the aggravating factor. In addition, the trial court had made several
The Ortiz and Diaz-Marrero cases were tried in a consolidated proceeding and each defendant was convicted of, inter alia, one count of capital felony based on multiple murder in violation of § 53a-54b (8), now (7), and two counts of capital felony based on kidnap-murder in violation of § 53a-54b (5). See State v. Ortiz, supra, 252 Conn. 536. On July 27, 1994, Julio Diaz-Mar-rero forced the victims, Hector Alvarado and Alvarado’s wife, Migdalia Bermudez, at gunpoint into a van driven by Angel Luis Ortiz. Id., 539-40. Ortiz then drove to the apartment building where Alvarado lived. Diaz-Marrero ordered Alvarado to accompany him into the building and, when they emerged a short time later, Diaz-Marrero was carrying a paper bag. Ortiz then drove to another location where Diaz-Marrero ordered the victims out of the van. Id., 540. Several shots were then fired. Diaz-Marrero returned to the van alone and ordered Ortiz to “get out of here.” Id. Alavardo died instantly from a gunshot wound to the head. Bermudez suffered severe gunshot wounds to her back, hips and buttocks and died approximately five hours later. Id., 538.
At the penalty phase hearing, the state sought to prove as an aggravating factor that Bermudez’ murder had been committed in an especially heinous, cruel and depraved manner within the meaning of § 53a-46a (i) (4), formerly (h) (4). In mitigation, Diaz-Marrero presented evidence that his mother had been sixteen years old when she became pregnant with him and that she never married his father; that his mother had moved to New York and left him in Puerto Rico in the care of his grandmother for an extended period of time; that he had been shuffled between the care of his mother, father and grandmothers throughout his childhood; and that his mother’s common-law husband did not like him
In State v. Johnson, supra, Superior Court, Docket No. CR99-0170353, the defendant pleaded guilty to one count of kidnap-murder in violation of § 53a-54b (5). On October 15,1999, the defendant and his codefendant schemed to hijack a car from the parking lot of a bar located in East Hartford. They watched as the victim drove his car into the parking lot, went into the bar and then emerged a short time later. The defendant forced the victim at gunpoint to relinquish his car keys and to get into the backseat of his car. The codefendant got into the backseat with the victim. The defendant then drove the car to an automatic teller machine where he forced the victim to reveal his personal identification number and withdrew money from the victim’s bank account. As the victim pleaded to be released, the defendant drove the car to an entrance ramp to Interstate 84. The defendant forced the victim to get out of the car and shot him. The state declined to seek the death penalty against the defendant because the victim’s family had indicated that it had no desire to see it imposed and because it believed that, under the circumstances
We now compare these sentences to the defendant’s sentences. We conclude that there exists a meaningful difference between each of these cases and each of the sentences under review in this case. Specifically, in Paradise, the defendant was not arrested until more than seven years after the crime had been committed and the state agreed not to seek the death penalty in exchange for the defendant’s waiver of aprobable cause hearing; in Rodriguez, the state declined to seek the death penalty because it was concerned about the strength of the evidence supporting the elements that differentiate murder from a capital felony and the evidence supporting the aggravating factor; in Ortiz and Diaz-Marrero, each of which is treated as two cases, the defendants introduced mitigating evidence that was not introduced in this case and, after the jury deadlocked in Diaz-Marrero and the state indicated that it would no longer pursue the death penalty against Ortiz, the trial court dismissed the sentencing proceeding against both of them; and in Johnson, the state declined to seek the death penalty in part because it believed that there was a strong possibility that the jury would find the defendant’s young age to be a mitigating factor. We conclude that the differences between each of these cases and each of the sentences under review in this case meaningfully account for the difference in result.
We next consider the facts and circumstances of each of the similar cases involving sexual assault-murder or sexual assault-kidnap-murder, namely, Usry, the two Ross cases, Cobb, Lapointe, Hafford, King, Whitworth, Daniels and Webb. As we have noted, we restrict our consideration of these cases to a comparison with the defendant’s convictions for the murders of Wendy B.,
“The state claimed that the offense had been committed in an especially heinous, cruel or depraved manner. The defendant claimed the following nine mitigating factors: (1) his mental capacity was significantly impaired at the time of the offense; (2) he was emotionally disturbed; (3) he was of youthful age at the time of the offense because it was committed only five weeks after his eighteenth birthday, and § 53a-46a (g) (1) precludes the death penalty for a defendant who was under the age of eighteen at the time of the offense; (4) his mental or emotional development was below his chronological age at the time of the offense; (5) he suffered from an emotionally deprived early childhood; (6) he was the product of a pathological family unit; (7) he did not obtain help for his psychological problems because he was the victim of parental neglect; (8) he suffered from a mental disease or defect, namely, paranoid personality disorder, schizoid personality disorder; and (9) any other mitigating factors suggested by the evidence.
“The jury found that the defendant had committed the crime in an especially heinous, cruel or depraved manner. With respect to mitigating factors, the jury
In State v. Ross, supra, Superior Court, Docket No. CR11-49329-8193, the defendant abducted the victim as she walked along Route 6 in Brooklyn. He dragged her to his car and then drove to a location a short distance away, where he raped her. He then led her into a nearby wood, forced her to lie face down on the ground, sat on her back and strangled her to death. The defendant entered into a plea agreement with the state whereby he pleaded nolo contendere to the crime in exchange for a sentence of sixty years imprisonment.
In State v. Ross, supra, Superior Court, Docket No. CR 11-49330-8194, the defendant struck up a conversation with the victim as she sat on the steps of a band shell in Davis Park in Danielson. Eventually, he offered her a ride to her home in Jewett City. Instead of driving her home, however, he took her to a cornfield in Canterbury where he raped her and strangled her to death. The defendant entered into a plea agreement with the state whereby he pleaded nolo contendere to the crime in exchange for a sentence of sixty years imprisonment.
In both of the Windham county murder cases, the state declined to seek the death penalty because it believed that, under the corpus delicti rule,
“In the case of [Cobb II, supra, 251 Conn. 285], the defendant was convicted of two capital felonies: (1) murder in the course of a sexual assault in the first degree in violation of § 53a-54b (7) [now (6)]; and (2) murder of a kidnapped person in the course of a kidnapping in violation of § 53a-54b (5) . . . both involving the same victim and the same transaction. The defendant abducted the female victim from a shopping mall parking lot. He forced the victim to drive her car to an isolated area near a dam, where he sexually assaulted her. He then placed a leather glove in her mouth, bound her hands, feet and mouth with tape, and threw her from the top of the dam onto an ice-covered concrete apron that was approximately twenty feet below. The fall injured, but did not kill, the victim. When the defendant realized that the victim had survived, he went to the bottom of the dam and caused her to die by asphyxiation. The defendant later returned to the scene in order to make sure that the victim was dead. With respect to aggravating factors, a three judge panel found that the murder had been committed in an especially heinous and cruel manner. With respect to mitigating factors, the panel also found that the defendant had not proven: (1) that his mental capacity was significantly impaired; (2) that his ability to conform his conduct to the requirements of law was significantly impaired; and (3) with respect to his list of mitigants, ‘any factor that can be considered as mitigating.’ Accordingly, the panel imposed the death penalty.” (Citation omitted.) State v. Webb, supra, 238 Conn. 542-43.
“In the case of State v. Lapointe, supra, [237 Conn. 694] the defendant was convicted of the capital felony of murder committed in the course of a sexual assault in the first degree in violation of § 53a-54b (7) [now (6)]. He sexually assaulted his wife’s grandmother in
“The defendant claimed the following fifteen mitigating factors: (1) at the time of the offense, his mental capacity was significantly impaired; (2) at the time of the offense, his mental capacity was impaired such that his innate ability to perform and achieve was compromised by his psychological and intellectual deficiencies; (3) in his youth and adolescence, he suffered from a congenital cranial deformity known as Dandy-Walker syndrome, resulting in hydrocephalus and requiring five cranial operations that left ham with permanent injury to the frontal lobe and right side of his brain; (4) in his youth and adolescence, he had been bullied and taunted by his peers, which adversely affected his education and his emotional, psychological and social development; (5) despite his significant intellectual and vocational deficiencies, his formal education had been terminated with the acquiescence and encouragement of his school system; (6) despite his deficiencies, he had a history of steady and reliable employment and positive accomplishments, and worked hard to improve his and his family’s socioeconomic situation; (7) he was married, was a loving father to his son, and worked
“In State v. Hafford, supra, 252 Conn. 274, the defendant was convicted of capital felony in connection with a murder committed in the course of a sexual assault. Id., 276, 281. The murder and sexual assault occurred during the course of a gas station robbery. Id., 280-81. The defendant, Christopher Hafford, compelled the gas station attendant to hand over the cash from the cash register and, after she complied, Hafford forced her into a back room, where he sexually assaulted her and then killed her with a knife and a shovel. Id. At the conclusion of the penalty phase hearing, the three judge panel found the existence of an aggravating factor, namely, that Hafford had committed the murder in an especially cruel manner. Id., 277-79 and n.3. The panel also found, as a nonstatutory mitigating factor, that, at
In State v. King, supra, 249 Conn. 645, the defendant was convicted of one count of capital felony for kidnap-murder in violation of § 53a-54b (5) and one count of capital felony for sexual-assault murder in violation of § 53a-54b (7), now (6). “[T]he defendant broke into a neighbor’s home in the middle of the night, where the fifteen year old female victim was baby-sitting for her two and one-half year old sister. The defendant sexually assaulted, beat, strangled and stabbed the victim, causing her extreme physical pain and terror. The victim was found after 4 a.m., lying face down on the bed, bound with duct tape on her mouth, still alive but unresponsive and bleeding from various wounds. Id., 654. She died several hours later while undergoing surgery for the wounds that the defendant had inflicted on her. Id.
“The state claimed that the crime was committed in an especially heinous, cruel and depraved manner. The defendant claimed fourteen mitigating factors, including the two statutory mitigating factors of significant impairment of his mental capacity and significant impairment of his ability to conform his conduct to the
“The juiy returned a special verdict finding that the state had proven the aggravating factor alleged, and that the defendant had proven the existence of a mitigating factor, which the jury did not identify. Accordingly, the defendant was sentenced to life imprisonment without the possibility of release. Id., 650-51.” Cobb II, supra, 251 Conn. 514-15.
In State v. Whitworth, supra, Superior Court, Docket No. CR97-0236229, the defendant saw the sixteen year old victim in a telephone booth outside the Dolphin Mart in Groton at about 2:30 a.m. on December 28, 1996. The defendant offered to take the victim to Dunkin Donuts and, when she accepted, drove her to the parking lot located between Dunkin Donuts and the Best
The defendant pleaded guilty to capital felony for sexual assault-murder. The state declined to seek the death penalty, citing the facts that the defendant was twenty-five years old at the time of the crime, was married, was the father of a young child, came from a close and loving family, was a very good father, had had a successful naval career, pleaded guilty without seeking a deal, was remorseful and did not attempt to assert any spurious or speculative defenses. In addition, the state noted that it had no reason to believe that the defendant had ever committed a similar offense. The defendant was sentenced to life in prison without the possibility of parole.
“In State v. Daniels, supra, 207 Conn. 376-78, the defendant was convicted of multiple murder capital felony in violation of § 53a-54b (8) [now (7)], murder in violation of § 53a-54a and sexual assault in the first degree in violation of General Statutes § 53a-71. Late at night, the defendant entered the home of his girlfriend, where he attacked his girlfriend’s roommate and the roommate’s three year old child. The defendant stabbed the roommate multiple times in the chest. He then proceeded to strangle the child and slit the child’s throat. Then, upon hearing the roommate making gurgling noises, he sexually assaulted her and stabbed her again. Id., 378-79.
“In [State v. Webb, supra, 238 Conn. 389], the defendant, after kidnapping the victim at gunpoint, drove her nearly four miles to a public golf course, where he forcibly attempted to assault her sexually. When she broke free, he shot her twice in the back and, after she had crawled thirty-three yards away, coughing blood
“The state claimed two aggravating factors: (1) the offense had been committed during the commission of a sexual assault in the first degree, an offense of which the defendant previously had been convicted; and (2) the offense was committed in an especially cruel and heinous manner. Id., 540. The defendant claimed the following ten mitigating factors: (1) significant impairment of mental capacity; (2) a lesser degree of mental capacity; (3) an emotionally deprived childhood; (4) untreated early mental or emotional disturbance; (5) the defendant had surrendered to the police after learning that he was sought as a suspect; (6) he had maintained positive relationships with various persons; (7) a lingering doubt regarding his guilt; (8) fairness, mercy and humanity; (9) a disparity between the defendant’s chronological age and his emotional development; and (10) [a]ny other mitigating factors concerning [the defendant’s] character or background, or the nature and circumstances of the case suggested by the evidence. Id., 541. The jury found both of the aggravating factors proven
We now compare these cases involving sexual assault-murder and sexual assault-kidnap-murder with the facts of the three sexual assault-kidnap-murders
We now compare the cases in which a life sentence was imposed, namely, Usry, the defendant’s two Wind-ham county murders, Lapointe, Hafford, King, Whitw-orth and Daniels. We conclude that there exists a meaningful difference between each of these cases and the sentences under review in this case. Specifically, in Usry, the defendant claimed as mitigating factors, inter alia, his young age and his lack of mental and emotional development, and the jury was deadlocked on the question of whether a mitigating factor existed; in the two Windham county murders, the state declined to seek the death penalty because it believed that it did not have sufficient evidence to support the sexual assault element of sexual assault-murder; in Lapointe, the defendant claimed as mitigating factors, inter alia, his permanent brain injury resulting from cranial operations required by his Dandy-Walker syndrome and no significant prior criminal history and the jury found that the defendant had established an unspecified mitigating factor; in Hafford, the panel found as nonstatutory mitigating factors that the defendant had a significant mental impairment and that he was remorseful, cooperative and regretful; in King, the defendant claimed as mitigating factors that he had been subject to sexual and physical abuse, that he had been unable to pursue an education and that he had left home at the age of eight and one-half years in order to escape abuse and neglect, and the jury found that one of the claimed fourteen nonstatutory mitigating factors had been proved; in Whitworth, the state declined to seek the death penalty citing, among other reasons, that the defendant had, up to the time of the crime, been a good husband and father and had not committed any other offenses; and in Daniels, the defendant introduced direct testimony
We now turn to the facts of the similar cases involving multiple murder, namely Steiger, Roseboro, Wood, Griffin, Breton and Day. “In State v. Steiger, supra, 218 Conn. 349, the defendant was convicted of multiple murder capital felony in violation of § 53a-54b (8) [now (7)] for the shooting deaths of two individuals. After a verbal altercation with the two victims, which took place near the home of one of the victims, the defendant left the area and proceeded to arm himself with two guns and a knife. He returned to the victim’s home, where he shot each victim multiple times and threatened two people standing nearby. Id., 352-56.
“The state claimed two aggravating factors: (1) that the defendant committed the murders in an especially heinous, cruel or depraved manner; and (2) that the defendant committed the murders and in such commission knowingly created a grave risk of death to another person in addition to the victims of the offense pursuant to § 53a-46a (h) (3).
“In mitigation, the defendant offered testimony that: he had suffered from severe paranoid schizophrenia; he had a mental capacity that was significantly impaired; the mental disorder from which he suffered was prone to worsen under the influence of emotionality; he showed paranoid traits such that he tended to over-interpret threats and to respond explosively to threats; he was an individual of immature emotional development and immature impulse control; he had strong conflicting and unresolved emotions concerning
“The three judge panel that conducted the penalty phase hearing unanimously found that the state had proved both aggravating factors. Id., 351. Two of the judges found the existence of a mitigating factor in the defendant’s character, background and history and that, at the time of the offense, the defendant’s mental capacity was significantly impaired and his ability to conform his conduct to the requirements of the law was significantly impaired. One member of the panel found that the defendant had not proved any mitigating factors. The panel imposed a life sentence without the possibility of parole. Id., 352.” Breton III, supra, 264 Conn. 433-34.
“In State v. Roseboro, supra, 221 Conn. 430, the defendant was convicted of multiple murder capital felony in violation of § 53a-54b (8) [now (7)], three counts of murder in violation of [General Statutes] § 53a-54a (a); and one count of first degree burglary in violation of General Statutes § 53a-101 (a) (1) and (2). ‘The defendant, armed with a dangerous weapon and intending to commit a larceny, unlawfully entered and remained in a house in Derby owned by Mary Ferrara. In the course of committing this crime, the defendant engaged in a struggle with Mary Ferrara and intentionally killed her. The defendant also intentionally killed her son Joseph Ferrara and her niece Nina Ferrara. Each of the victims died of stab wounds.’ Id., 433.
“The three judge panel that conducted the penalty phase hearing unanimously found that the state had proved that the crimes were committed in an especially
“InState v. Wood, supra, 208 Conn. 125, the defendant was convicted of three counts of murder in violation of § 53a-54a and one count of multiple murder capital felony in violation of § 53a-54b (8) [now (7)]. ‘[0]n the evening of April 16, 1982, the defendant shot and killed his former wife, Rosa Wood, and her boyfriend, George Troie, on Farmington Avenue in West Hartford. The defendant then proceeded to the home on White Pine Lane he had shared with his former wife. Once there he shot and killed his former mother-in-law, Patricia Voli. The defendant then shot and killed his fifteen year old daughter, Elisa Wood.’ Id., 128.
“At the penalty phase hearing, the state sought to prove two aggravating factors: (1) that the defendant committed the murders and in committing them knowingly created a grave risk of death to another person in addition to the victims of the murders; and (2) that the defendant committed the murders in an especially heinous, cruel or depraved manner.
“In mitigation, the defendant offered testimony that: he suffered from explosive disorder, major depression and antisocial personality disorder; he suffered from borderline personality disorder with atypical psychosis; he suffered from a paranoid schizophrenic process; he had a potential for transient psychotic states; he was a good boss, kind man, a good neighbor and was very patient with children; his brother went to see him in prison and would continue to do so; his father was never around; and he became despondent after his separation from his wife.
“The jury found that the state had not proved the first aggravating factor, knowingly causing grave risk
“In State v. Griffin, supra, 251 Conn. 671, the defendant was convicted of one count of capital felony in violation of § 53a-54b (8) [now (7)] and two counts of murder in violation of § 53a-54a. On November 1,1993, the defendant and another individual, Gordon ‘Butch’ Fruean, Jr., entered the home of the defendant’s former girlfriend. Id., 678. While there, the defendant and Fruean attacked two individuals. The defendant shot each victim, one of them multiple times. Upon realizing that the victims were still alive, the defendant stabbed them both multiple times. Id., 679. Again realizing that the victims were still alive, the defendant smashed a glass mason jar over one victim’s head and a ceramic lamp over the other victim’s head. Id.
“The state, at the defendant’s penalty phase hearing, sought to prove the aggravating factor that the defendant had committed the murders in an especially heinous, cruel or depraved manner. The defendant claimed twenty mitigating factors.
In Breton III, supra, 264 Conn. 327, the defendant “was found guilty of multiple murder capital felony in violation of § 53a-54b (8) [now (7)] for the deaths of his former wife and his son. Following the penalty phase hearing before a three judge panel, the defendant was sentenced to death. The panel found that the state had proved its aggravating factor, that the murders were committed in an especially cruel manner. See General Statutes (Rev. to 1995) § 53a-46a (h) (4). This finding was based on evidence demonstrating that the defendant had engaged in a prolonged and violent assault on his former wife, during which he beat her severely and stabbed her multiple times, ignoring her anguished cries that he was hurting her and begging for help. The defen
“The defendant claimed the two statutory mitigating factors of significant impairment of his mental capacity and significant impairment of his ability to conform his conduct to the requirements of the law as well as twenty-five nonstatutory mitigating factors.
“In State v. Day, supra, 233 Conn. 813, 815-16, the defendant was convicted of four counts of murder in violation of § 53a-54a and one count of multiple murder capital felony in violation of § 53a-54b (8) [now (7)] for the shooting deaths of four individuals, one of whom was a five year old child. Id.
“The state sought to prove the aggravating factor that the defendant had committed the crime in an especially heinous, cruel or depraved manner. The state presented testimony that one of the adult victims died from multiple gunshot wounds to the head, all fired at close range, and evidence from the trial indicated that the defendant repeatedly kicked that individual, probably while he was unconscious. The state offered further testimony indicating that the cause of death for a second adult
“At the close of state’s evidence, the defendant moved to dismiss the penalty phase hearing and moved for imposition of a life sentence. The trial court found that the state had not presented a prima facie case from which the jury reasonably could infer that the aggravating factor had been proved by the state, and it granted the defendant’s motion to dismiss and motion for imposition of a life sentence.” Breton III, supra, 264 Conn. 431-32.
As we have noted, we limit our comparison of the cases involving multiple murder to the murders of April B. and Leslie S. We first consider the case in which the sentencer imposed the death penalty, namely, Breton III. In Breton III, supra, 264 Conn. 336, the sentencer found that the defendant had committed each of the two murders in an especially cruel manner and rejected all of his claimed mitigating factors, including the statutory mitigating factors raised by the defendant in the present case. We perceive no gross disparity between the conduct underlying this offense and the conduct underlying the defendant’s murders of April B. and Leslie S. or in the sentencers’ treatment of aggravating and mitigating factors.
We next compare the defendant’s sentences for the murders of Leslie S. and April B. to those cases involving
“On the basis of this analysis, of our scrupulous examination of all of the material presented to us regarding the imposition of the death penalty in the present case, and of our careful review of the material presented to us regarding the imposition of the sentences in the other
The judgments are affirmed.
In this opinion VERTEFEUILLE, ZARELLA, LAVERY, FOTI and DRANGINIS, Js., concurred.
The cases were consolidated for trial. See State v. Ross, 230 Conn. 183, 225, 646 A.2d 1318 (1994), cert. denied, 513 U.S. 1165, 115 S. Ct. 1133, 130 L. Ed. 2d 1095 (1995).
General Statutes § 53a-54b provides in relevant part: “A person is guilty of a capital felony who is convicted of any of the following . . . (5) murder by a kidnapper of a kidnapped person during the course of the kidnapping or before such person is able to return or bo returned to safety; (6) murder committed in the course of the commission of sexual assault in the first degree .' . .
The criminal conduct in this case occurred in 1983 and 1984. Section 53a-54b has been amended several times since 1984 for purposes not relevant to this appeal. For convenience, we cite the current version of the statute although we take note of the fact that prior to the enactment of No. 01-151, § 3, of the 2001 Public Acts, the provision of the statute concerning murder committed in the course of the commission of sexual assault in the first degree had been designated subdivision (7) rather than subdivision (6).
State v. Ross, 225 Conn. 559, 561, 624 A.2d 886 (1993), was referred to as Ross I in State v. Cobb, 234 Conn. 735, 663 A.2d 948 (1995). We therefore refer in this opinion to State v. Ross, supra, 230 Conn. 183, as Ross II, and to State v. Ross, 251 Conn. 579, 742 A.2d 312 (1999), as Ross III.
Because the defendant committed the crimes that were the basis of his convictions in 1983 and 1984; Ross II, supra, 230 Conn. 191-92; the applicable version of § 53a-46a would normally have been the revision of 1983. In Ross II, supra, 280-83, however, this court concluded that Public Acts 1985, No. 85-366, § 1 (d), first codified at General Statutes (Rev. to 1987) § 53a-46a (d), applied retroactively to this case. In 1993, the legislature amended § 53a-46a for purposes not relevant to this appeal. See Public Acts 1993, No. 93-306, § 12, currently codified at § 53a-46a (i) (7). In 1995, the legislature amended the statute to include substantive provisions that are not retroactively applicable to this case. See Public Acts 1995, No. 95-19, § 1, currently
General Statutes (Rev. to 1987) § 53a-46a provides in relevant part: “(a) A person shall be subjected to the penalty of death for a capital felony only if a hearing is held in accordance with the provisions of this section.
“(b) For the purpose of determining the sentence to be imposed when a defendant is convicted of ... a capital felony, the judge . . . who presided at the trial . . . shall conduct a separate hearing to determine the existence of any mitigating factor concerning the defendant’s character, background and history, or the nature and circumstances of the crime, including any mitigating factor set forth in subsection (g), and any aggravating factor set forth in subsection (h). . . . Such hearing shall be conducted (1) before the jury which determined the defendant’s guilt, or (2) before a jury impaneled for the purpose of such hearing if (A) the defendant was convicted upon a plea of guilty; (B) the defendant was convicted after a trial before three judges as provided in subsection (b) of section 53a-45; or (C) if the jury which determined the defendant’s guilt has been discharged by the court for good cause or, (3) before the court, on motion of the defendant and with the approval of the court and the consent of the state.
“(c) In such hearing the court shall disclose to the defendant or his counsel all material contained in any presentence report which may have been prepared. No presentence information withheld from the defendant shall be considered in determining the existence of any mitigating or aggravating factor. Any information relevant to any mitigating factor may be presented by either the state or the defendant, regardless of its admissibility under the rules governing admission of evidence in trials of criminal matters, but the admissibility of information relevant to any of the aggravating factors set forth in subsection (h) shall be governed by the rules governing the admission of evidence in such trials. The state and the defendant shall be permitted to rebut any information received at the hearing and shall be given fair opportunity to present argument as to the adequacy of the information to establish the existence of any mitigating or aggravating factor. The burden of establishing any of the factors set forth in subsection (h) shall be on the state. The burden of establishing any mitigating factor shall be on the defendant.
“(d) In determining whether a mitigating factor exists concerning the defendant’s character, background or history, or the nature and circumstances of the crime, pursuant to subsection (b) of this section, the jury . . . shall first determine whether a particular factor concerning the defendant’s character, background or history, or the nature and circumstances of the crime, has been established by the evidence, and shall determine further whether that factor is mitigating in nature, considering all the facts and circumstances of the case. Mitigating factors are such as do not constitute a defense or excuse for the capital felony of which the defendant has been
“(e) The jury . . . shall return a special verdict setting forth its findings as to the existence of any aggravating or mitigating factor.
“(f) If the jury . . . finds that one or more of the factors set forth in subsection (h) exist and that no mitigating factor exists, the court shall sentence the defendant to death. If the jury . . . finds that none of the factors set forth in subsection (h) exists or that one or more mitigating factors exist, the court shall impose a sentence of life imprisonment without the possibility of release.
“(g) The court shall not impose 1he sentence of death on the defendant if the jury . . . finds by a special verdict, as provided in subsection (e), that any mitigating factor exists. The mitigating factors to be considered concerning the defendant shall include, but are not limited to, the following: That at the time of the offense (1) he was under the age of eighteen or (2) his mental capacity was significantly impaired or his ability to conform his conduct to the requirements of law was significantly impaired but not so impaired in either case as to constitute a defense to prosecution or (3) he was under unusual and substantial duress, although not such duress as to constitute a defense to prosecution or (4) he was criminally liable under sections 53a-8, 53a-9 and 53a-10 for the offense, which was committed by another, but his participation in such offense was relatively minor, although not so minor as to constitute a defense to prosecution or (5) he could not reasonably have foreseen that his conduct in the course of commission of the offense of which he was convicted would cause, or would create a grave risk of causing, death to another person.
“(h) If no mitigating factor is present, the court shall impose the sentence of death on the defendant if the jury . . . finds by a special verdict as provided in subsection (e) that ... (4) the defendant committed the offense in an especially heinous, cruel or depraved manner . . . .”
General Statutes § 51-199 (b) provides in relevant part: “The following matters shall be taken directly to the Supreme Court ... (3) an appeal in any criminal action involving a conviction for a capital felony ... (4) review of a sentence of death pursuant to section 53a-46b . . . .”
General Statutes (Rev. to 1987) § 53a-46b provides: “(a) Any sentence of death imposed in accordance with the provisions of section 53a-46a shall be reviewed by the supreme court pursuant to its rules. In addition to its authority to correct errors at trial, the supreme court shall either affirm the sentence of death or vacate said sentence and remand for imposition of a sentence in accordance with subdivision (1) of section 53a-35a.
“(b) The supreme court shall affirm the sentence of death unless it determines that: (1) The sentence was the product of passion, prejudice or any other arbitrary factor; (2) the evidence fails to support the finding of an aggravating circumstance specified in subsection (h) of section 53a-46a; or (3) the sentence is excessive or disproportionate to the penalty imposed in similar cases, considering both the circumstances of the crime and the character and record of the defendant.
“(c) The sentence review shall be in addition to direct appeal and if taken, the review and appeal shall be consolidated for consideration. The court shall then render its decision on the legal errors claimed and the validity of the sentence.”
All references in this opinion to § 53a-46b are to that statute as revised to 1987, a technical change in the statute having been effected by the enactment of Public Acts 1985, No. 85-366, § 2, to reflect a change to § 53a-46a by § 1 of the same public act. See footnote 4 of this opinion.
The defendant sought to prove as statutory mitigating factors under § 53a-46a (g) (2) that: (1) “[a]t the time of the offenses, [the defendant’s] mental capacity was significantly impaired but not so impaired as to constitute a defense to the prosecution”; and (2) “[a]t the time of the offenses, [the defendant’s] ability to conform his conduct to the requirements of the law was significantly impaired but not so impaired as to constitute a defense to the prosecution.”
The defendant sought to prove as nonstatutory mitigating factors that:
General Statutes § 54-82g provides: “The accused may challenge peremptorily, in any criminal trial before the Superior Court for any offense punishable by death, twenty-five,jurors; for any offense punishable by imprisonment for life, fifteen jurors; for any offense the punishment for which may be imprisonment for more than one year and for less than life, six jurors; and for any other offense, three jurors. In any criminal trial in which the accused is charged with more than one count on the information or where there is more than one information, the number of challenges is determined by the count carrying the highest maximum punishment. The state, on the trial of any criminal prosecution, may challenge peremptorily the same number of jurors as the accused.”
General Statutes § 54-82h (a) provides: “In any criminal prosecution to be tried to the juiy in the Superior Com! if it appears to the court that the trial is likely to be protracted, the court may, in its discretion, direct that,
Article first, § 19, of the constitution of Connecticut, as amended by article four of the amendments, provides: “The right of trial by juiy shall remain inviolate, the number of such jurors, which shall not be less than six, to be established by law; but no person shall, for a capital offense, be tried by a jury of less than twelve jurors without his consent. In all civil and criminal actions tried by a jury, the parties shall have the right to challenge jurors peremptorily, the number of such challenges to be established by law. The right to question each juror individually by counsel shall be inviolate.”
The sixth amendment to the United States constitution, which is made applicable to the states through the fourteenth amendment, provides in relevant part: “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury . . . .”
The fourteenth amendment to the United States constitution § 1, provides in relevant part: “No State shall . . . deprive any person of life, liberty or property, without due process of law . . . .”
Article first, § 8, of the constitution of Connecticut, as amended by articles seventeen and twenty-nine of the amendments, provides: “In all criminal prosecutions, the accused shall have a right to be heard by himself and by counsel; to be informed of the nature and cause of the accusation; to be confronted by the witnesses against him; to have compulsory process to obtain witnesses in his behalf; to be released on bail upon sufficient
It is not clear from the record why four alternate jurors were empaneled during the original jury selection and six alternate jurors were selected during the second jury selection.
See also State v. Mozell, 36 Conn. App. 631, 633, 652 A.2d 1038 (1995) (trial court’s failure to excuse two venirepersons for cause did not deprive defendant of fair and impartial jury because no juror was forced on defendant who “did not request an additional peremptory challenge to exercise against any of the seated jurors nor was there any indication that the defendant would have used a peremptory challenge against any of them if one had been available”), cert. denied, 232 Conn. 917, 655 A.2d 261 (1995); Johnson v. State, 43 S.W.3d 1, 7 (Tex. Crim. App. 2001) (“harm was shown for the erroneous denial of the appellant’s challenges for cause because the record indicatefd] that the appellant (1) used a peremptory challenge to remove the venire members, (2) exhausted his peremptory challenges, (3) requested and was denied additional peremptory challenges, and (4) identified two objectionable venire members who sat on the jury and on whom the appellant would have exercised peremptory challenges had he not exhausted his peremptory challenges to correct the trial court’s erroneous denial of his challenges for cause”); State v. Percy, 156 Vt. 468, 477, 595 A.2d 248 (1990)
In Witherspoon v. Illinois, 391 U.S. 510, 521-23, 88 S. Ct. 1770, 20 L. Ed. 2d 776 (1968), the United States Supreme Court concluded that it was unconstitutional to exclude a prospective juror who expressed scruples against the death penalty but who could, nevertheless, be impartial. See Gray v. Mississippi, supra, 481 U.S. 657-58. In Wainwright v. Witt, 469 U.S. 412, 420, 105 S. Ct. 844, 83 L. Ed. 2d 841 (1985), the court clarified that the relevant inquiry in determining whether exclusion of a prospective juror was improper is whether “[the juror’s] views would prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.” (Internal quotation marks omitted.) See Gray v. Mississippi, supra, 658.
Having concluded that any potential error by the trial court in denying the defendant’s for cause challenges was necessarily harmless, we also decline the defendant’s invitation to exercise our supervisory powers to review the merits of those rulings.
In response to defense counsel’s questions, prospective juror no. 16886 indicated that she could “follow the law to evaluate the evidence”; she “probably” could put aside her personal views and decide mitigating and aggravating factors if she were sworn in as a juror; and if sworn to uphold the law, her views on capital punishment would not prevent her from adhering to her oath.
See footnote 9 of this opinion for the text of article first, § 19, of the constitution of Connecticut, as amended by article four of the amendments.
General Statutes § 54-82f provides: “In any criminal action tried before a jury, either party shall have the right to examine, personally or by his counsel, each juror outside the presence of other prospective jurors as to his qualifications to sit as a juror in the action, or as to his interest, if any, in the subject matter of the action, or as to his relations with the parties thereto. If the judge before whom the examination is held is of the opinion from the examination that any juror would be unable to render a fair and impartial verdict, the juror shall be excused by the judge from any further service upon the panel, or in the action, as the judge determines. The right of such examination shall not be abridged by requiring questions to be put to any juror in writing and submitted in advance of the commencement of said action.”
Practice Book § 42-12 provides: “Each party shall have the right to examine, personally or by counsel, each juror outside the presence of other prospective jurors as to qualifications to sit as a juror in the action, or as to interest, if any, in the subject matter of the action, or as to relations with the parties thereto. If the judicial authority before whom such examination is held is of the opinion from such examination that any juror would be unable to render a fair and impartial verdict, such juror shall be excused by the judicial authority from any further service upon the panel, or in such action, as the judicial authority determines. The right of such examination shall not be abridged by requiring questions to be put to any juror in writing and submitted in advance of the commencement of the trial.”
The venireperson’s niece was one of two victims killed by the defendant in Windham county. Those murders are not at issue in this case.
It appears from the record that these two venirepersons were not on the panel from which the jurors in this case were selected, but were in the room where the court clerk had sent the venireperson after he stated that he could not be objective.
See also State v. Malave, 47 Conn. App. 597, 606, 707 A.2d 307 (1998), aff'd, 250 Conn. 722, 737 A.2d 442 (1999), cert. denied, 528 U.S. 1170, 120 S. Ct. 1195, 145 L. Ed. 2d 1099 (2000). In Malave, the Appellate Court stated: “[W]e are not persuaded that the supervisory mandate of Brown sweeps so broadly as to require the trial court to recall, sua sponte, selected jurors for further questioning during voir dire regarding possible taint from an improper remark by someone in the venire. [Brown] operates in the sphere of juror misconduct claims, while the voir dire process properly allows counsel to investigate fully bias, preconceived notions and the like. The voir dire process is designed to weed out those who are unfit to serve because of prejudicial notions.” Id. We agree with this analysis of Brown and, accordingly, conclude that Brown did not supersede Ziel.
See footnotes 8, 9, 19 and 20 of this opinion.
We emphasize that the defendant’s claim involves an attempt to question venirepersons on their views of a nonstatutory mitigating factor. In determining whether such a factor exists, the jury must make both a factual finding and a moral decision whether a proved fact is mitigating in light of all of the facts and circumstances of the case. If a defendant claims, for example, that the fact that he graduated from college is mitigating, the law does not require that a juror who finds that fact must also find that the fact is mitigating. Morgan does not require the trial court to allow a defendant to stack the jury with jurors who would be sympathetic to such a claim. Nor does Morgan require the trial court to permit the defendant to ascertain the specific claims to which the jury would be sympathetic.
In contrast, jurors must consider the mitigating nature of statutory mitigating factors. Although we conclude in this case that the defendant is not entitled to ask jurors about their views on specific nonstatutory mitigating factors, the defendant may ask jurors whether they would be able to follow the law requiring them to give effect to statutorily mitigating facts. This distinction may explain the “paradox” pointed to by the defendant that the trial court in the present case allowed him to ask venirepersons about psychiatric evidence supporting his claimed statutory mitigating factor but not about other mitigating claims.
The defendant concedes that the specific issue before us has not been addressed previously by this court, but states that Connecticut law malees clear that “parties must be allowed adequate exploration of subjects which could uncover bias relevant to the particular case.” That, of course, is undisputed. The cases cited by the defendant do not, however, support the proposition that parties should be able to ascertain prospective jurors’ opinions of any and all evidence in advance of the trial. For example, in State v. Barnes, 16 Conn. App. 333, 547 A.2d 584 (1988), the defendant was charged with stealing Christmas gifts from under a Christmas tree. The trial court prohibited voir dire on the venirepersons’ views of Christmas. The defendant then asked the court to bar the state from mentioning Christmas at trial. The court denied the request. Id., 337. During trial, the state repeatedly referred to Christmas. Id., 337 n.l. On appeal, the Appellate Court held that, because there was a real risk that the fact that the defendant was charged with stealing Christmas presents could impair a juror’s ability to be impartial, the trial court improperly had prohibited the line of questioning. Id., 337-38.
In Barnes, however, unlike the present case, the defendant sought to question prospective jurors on evidence that the state was certain to introduce at trial and that could have affected the jurors’ ability to be impartial. There was no concern in that case that the defendant could have used the voir dire responses to develop his trial strategy or to obtain a commitment from a venireperson to vote a certain way if the defendant presented specific evidence.
Indeed, the defendant states that “many citizens believe that taxpayers should not be burdened with the cost of supporting criminals for life, and that nothing such people can contribute from prison would justify the cost of their incarceration.” To the extent that the defendant claims that this characterization is true of Connecticut citizenry, it would appear to undermine, not support, the defendant’s position. Because the record does not support this factual allegation, however, we do not consider it.
See footnote 9 of this opinion.
The court in Comeaux stated that the defendant had raised a number of issues on appeal that involved “only settled principles of law” and that it had addressed those issues “in an unpublished appendix, which is attached
The state originally charged the defendant with having committed four counts of capital felony in connection with the murders of Leslie S. and April B. After a finding of probable cause on all counts, the trial court, Hendel, J., dismissed the count charging the defendant with capital felony in the sexual assault and murder of April B. and the count charging the defendant with capital felony based on a double homicide committed in one transaction, for lack of territorial jurisdiction. Ross II, supra, 230 Conn. 188 n.2.
We recognize that the trial court at the second penalty phase did not expressly rely on the law of the case in ruling on the defendant’s motion to sever. Instead, it considered the motion on its merits and applied the same analysis that this court applied in Ross II. Because we conclude that our determination in Ross II that the trial court did not abuse its discretion in denying the defendant’s motion to sever the cases before the guilt phase is not only the law of the case but also was correct on its merits, we also conclude that the trial court’s ruling at the second penalty phase, considered on its merits, was not an abuse of discretion.
After his arrest for the offenses at issue in this case, the defendant pleaded guilty to two additional murders in Windham county. He ultimately pleaded nolo contendere to those murders and was sentenced to two consecutive life sentences.
General Statutes § 54-56d provides in relevant part: “(a) A defendant shall not be tried, convicted or sentenced while he is not competent. For the purposes of this section, a defendant is not competent if he is unable to understand the proceedings against him or to assist in his own defense.
“(b) Presumption of competency. A defendant is presumed to be competent. The burden of proving that the defendant is not competent by a preponderance of the evidence and the burden of going forward with the evidence are on the party raising the issue. The burden of going forward with the evidence shall be on the state if the court raises the issue. The court may call its own witnesses and conduct its own inquiry.
“(c) Request for examination. If at any time during a criminal proceeding it appears that the defendant is not competent, counsel for the defendant or for the state, or the court, on iis own motion, may request an examination to determine the defendant’s competency.
“(d) Examination of defendant. Report. If the court finds that the request for an examination is justified and that, in accordance with procedures established by the judges of the Superior Court, there is probable cause to believe that the defendant has committed the crime for which he is charged, the court shall order an examination of the defendant as to his competency. . . .”
The transcript of the hearing contains the following exchanges:
“The Court: What are the issues for the jury in the upcoming hearing?
“[The Defendant]: They will be fact finders to determine whether an aggravating factor exists. And whether or not a mitigating factor exists.
“The Court: And how would you define an aggravating factor?
“[The Defendant]: The aggravating factor in my particular case is especially cruel and heinous and depraved.
“The Court: And who has to prove that?
“[The Defendant]: The state.
“The Court: And what’s the burden of proof on the state? What’s the standard of proof?
“[The Defendant]: Beyond a reasonable doubt.
“The Court: And what’s a mitigating factor?
“[The Defendant]: Basically, the main one claimed in my case would be a significant mental illness but a mitigating factor in general is anything that is a reason for less than death.
“The Court: And whose burden is it to demonstrate a mitigating factor?
“[The Defendant]: The defense.
“The Court: By what standard of proof?
“[The Defendant]: By the preponderance of the evidence.
“The Court: What result by the fact finder if no aggravating factors are proven and no mitigating factors are proven?
“[The Defendant]: In that event, the judge is bound by law to sentence me to life imprisonment on each count.
“The Court: What if the aggravating factors are proven and mitigating factors are proven?
“[The Defendant]: Then it is the same result.
“The Court: What if no aggravating factor is proven and a mitigating factor is proven, what result?
“[The Defendant]: I would have to be sentenced by law to life in prison. . . .”
*269 “The Court: Under what circumstances could the death penalty be imposed?
“[The Defendant]: Only if an aggravating factor is found and no mitigating factor is found.”
The defendant originally had claimed both that he was unable to assist counsel and that he was unable to understand the nature of the proceedings, but he abandoned the latter claim at the hearing.
This determination was supported by the following exchange at the November 20, 1988 hearing.
“The Court: Are you willing to cooperate with your attorneys in their efforts to get that information from you that they could perhaps use in mitigation? . . .
“[The Defendant]: Will I cooperate with them? I do what they tell me. I try to anyway as best I can.
“[The Defendant]: I talk to them. It’s just we have—they don’t understand things and see things the way that I do, I don’t think. They try to, but their job is to get me a life sentence no matter what, and I don’t feel that way. My—sometimes the cost is too high.
“The Court: Sometimes what, sir?
“[The Defendant]: Some things—the cost of what is going to happen is just too high.
“The Court: What do you mean by that?
“[The Defendant]: I spent four years trying to accept the death penalty, Your Honor, because I don’t want to hurt people any more. And it just seems like I’m in this big meat grinder and nobody gives a damn. I know they mean well, but, they just don’t understand.”
Miller’s letter, dated February 15, 1987, states in its entirety:
“Dear Bob, Because of the long lime since I have heard from you concerning one of the cases I saw for you, I have had a great deal of time to go over in my mind how feasible the stand we had anticipated I would take might be.
The result of all this rumination is this personal letter which I write without any copies. As you assume, it is a demurral and a reverse of my earlier intemperate stand, which was based more on emotion than reason.
After deliberation I [can’t] see how I could testify against psychopathology playing a sufficient role in defendant’s behavior to mitigate the type of penalty. If it had been only one or two incidents I could have held up, but the repetitive nature of the acts as well as past history of assaultive behavior make my (our) position untenable. Accordingly I must back out of the case, even if it is such a late date.
If it is of any assistance to you, I have had to see an ENT specialist several times recently, and will have to [see] him in a month again at which time I may have to enter a hospital for further tests, so you could tell the Court I have to be excused for reasons of health.
Regards to Tommy.
Bob Miller.” (Internal quotation marks omitted.) Ross II, supra, 230 Conn. 272 n.39.
The defendant claims that he also sought to prove as nonstatutory mitigating factors that his mental capacity was impaired but not so impaired as to constitute a statutory mitigating factor and that his ability to conform his conduct to the requirements of the law was impaired but not so impaired as to constitute a statutory mitigating factor. We note that these were not listed in the defendant’s list of proposed mitigating factors, and the trial court did not instruct the jury on them. Nevertheless, if the jury determined that the defendant had proved that he had a mental impairment that did not meet the requirements of § 53a-46a (g) (2), it was free to find such an impairment mitigating.
See part VIA of this opinion for a summary of the mitigating evidence presented by the defendant.
Specifically, the following exchange was read to the jury:
‘■[State’s Attorney Satti]: Do you have an opinion, Doctor, as to whether or not a sexual sadist can control his actions when he is doing something of a sexually sadistic nature at the time he’s doing it?
“[Miller]: Yes, a sexual sadist can control his behavior.”
See also Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004). In Crawford, the United States Supreme Court held that the confrontation clause requires that, for prior testimony to be admissible, the defendant must have had an opportunity to cross-examine the witness. Id., 68. Crawford overruled Ohio v. Roberts, 448 U.S. 56, 100 S. Ct. 2531, 65 L. Ed. 2d 597 (1980), to the extent that that case suggested that the prior testimony of an unavailable witness is admissible even if the party against whom it was admitted did not have an opportunity to cross-examine the witness if the statement either falls within a “firmly rooted hearsay exception” or bears “particularized guarantees of trustworthiness.” (Internal quotation marks omitted.) Crawford v. Washington, supra, 60.
Contrary to the defendant’s argument that insanity and mental impairment are “mutually exclusive,” a finding that the defendant was insane necessarily would encompass a finding that he was mentally impaired. In an apparent attempt to forestall this argument, the defendant states in his brief that “[t]o prove mental impairment, a defendant by statute concedes that he is not insane.” (Emphasis in original.) We recognize that the statutory mitigating factors claimed by the defendant specifically provide that the defendant’s mental state and ability to conform his conduct to the require-
The state argues that the defendant not only had the opportunity to cross-examine Miller at the guilt phase, but also could have called him to testify about the letter as a defense witness at the first penalty phase. It further argues that because the defendant made the tactical choice not to do so, he cannot now complain that he was prevented from confronting Miller with the letter. The defendant counters that he could not have predicted at that time that this court would order a new penalty phase or that Miller would have died before the second proceeding could be held and, therefore, that he should not be deemed to have waived forever his right to examine Miller on the letter. Because we have concluded that the issues at the guilt phase and at the second penalty phase were substantially similar and that the defendant had an opportunity to cross-examine Miller at the guilt phase so as to endow the testimony with sufficient indicia of reliability, the defendant’s decision not to call Miller as a witness at the first penalty phase has no bearing on our resolution of this issue.
The defendant also argues that Miller’s testimony was prejudicial because it was the only evidence “enabling the state to argue that the defendant’s ability to control himself was not impaired, even if he is a sexual sadist.” Specifically, he points to the state’s statement during closing arguments that “sexual sadism doesn’t prevent people from controlling their behavior.” Thus, the state did not argue that the defendant’s ability to control himself was not impaired, but that, in general, sexual sadism does not prevent people and, by implication, the defendant, from controlling their behavior. We have already concluded that Miller’s testimony was admissible for the purpose of raising this inference.
The court charged the jury that “this case was a little bit unusual, because we had statements that came before you . . . [such as] the prior testimony of Dr. Miller .... And [that evidence was] introduced substantively, for substantive pulposas.”
Several of our sister states have reached the same conclusion. See State v. Rose, 120 N.J. 61, 65, 576 A.2d 235 (1990) (testimony of clergymen regarding religious propriety of death penalty was inadmissible because “[t]he morality ... of the death penalty . . . [does] not speak to the specific defendant or crime”); State v. Clark, 128 N.M. 119, 132, 990 P.2d 793 (1999) (personal beliefs and religious doctrine on morality of death penalty were “not relevant to [the defendant’s] character, record or circumstances of his offense”); Commonwealth v. Daniels, 537 Pa. 464, 480, 644 A.2d 1175 (1994) (arguments to jury that death penalty is immoral and against religious beliefs “were not relevant to [the defendant’s] background, character, orto the circumstances of the crime” and were properly restricted by trial court).
Grayson’s testimony and the inconsistencies between statements made by the defendant to Grayson and to Zonana are summarized in part VI A of this opinion.
General Statutes § 52-146e (a) provides: “All communications [between psychiatrist and patient] and records as defined in section 52-146d shall be confidential and shall be subject to the provisions of sections 52-146d to 52-146j, inclusive. Except as provided in sections 52-146Í to 52-146Í, inclusive, no person may disclose or transmit any communications and records or the substance or any part or any resume thereof which identify a patient to any person, corporation or governmental agency without the consent of the patient or his authorized representative.”
In his reply brief, the defendant argues that Steiger is distinguishable from this case because the psychiatric materials at issue in Steiger had been prepared by the state’s expert who, unlike Zonana, had not made any promise of confidentiality to the defendant. The defendant makes no claim, however, that Zonana’s promise of confidentiality was anything more than an enunciation of the statutory psychiatrist-patient privilege which, like the fifth amendment privilege at issue in Steiger, is waived when the defendant places his mental status in issue. See Ross II, supra, 230 Conn. 214.
The defendant does claim that he was never told that the videotapes could be used “against” him. The videotapes were not used “against” him, however, but were used to weaken the force of favorable psychiatric evidence presented by the defendant after he chose to place his mental status in issue. To the extent that the defendant claims that his counsel could not have known that the videotapes could be used in rebuttal until the trial court ruled that they were admissible, we conclude, on the basis of Buchanan v. Kentucky, supra, 483 U.S. 402, Ross II, supra, 230 Conn. 183, and State v. Steiger, supra, 218 Conn. 349, and in light of the court-ordered disclosure of the videotapes to the state at the first penalty phase, that defense counsel presumptively was aware that there was a substantial likelihood that the videotapes would be subject to disclosure at the second penalty phase if the defendant claimed mental impairment. See Buchanan v. Kentucky, supra, 438 U.S. 425 (counsel was on notice that, if he put on mental status defense, he would have to anticipate use of psychological evidence by prosecution in rebuttal). Indeed, the defendant indicated before the second penalty phase that he intended to call Berlin as a witness and conceded during arguments on the admissibility of the videotapes that if he called Berlin they would be admissible.
Practice Book § 40-18 provides in relevant part: “If a defendant intends to introduce expert testimony relating to the affirmative defenses of mental disease or defect ... or another condition bearing upon the issue of whether he or she had the mental state required for the offense charged, the defendant shall . . . notify the prosecuting authority in writing of such intention and file a copy of such notice with the clerk. ...”
The materials disclosed by the state referred to news reports in 1987 that Walter Borden, the defendant’s expert psychiatrist, had stated that the defendant had told him that he had raped and killed a Vietnamese woman at Cornell University and had raped two other women in the same time period.
The defendant claims that the investigative reports showed that he also had attacked a fourth unidentified victim. The only reference to this attack is an entry in the investigative notes made by Scott Hamilton of the Cornell University department of public safety after the defendant had been implicated in the attempted rape of T.T., the rape of K.G. and the rape and murder of D.N.T., indicating that, during his investigation, he had learned that a female student had been robbed by a white male in the same area and during the same time period as the other offenses. The record contains no evidence tying the defendant to that robbery.
The defendant stated on the videotape that, while he was at Cornell, he had grabbed a woman by the side of the road, dragged her into the woods and raped her; he had grabbed another woman by the side of the road and dragged her through the woods, but let her go when she screamed and someone ran to her rescue; and he had grabbed a third woman from the side of the road, dragged her into the woods, raped her, strangled her and thrown her body into a lake. Grayson also testified at the penalty phase that the defendant had told him about a rape, an attempted rape and a rape-murder that he had committed while at Cornell. With respect to the attempted rape and the rape, Grayson testified that the defendant had told him that he had grabbed a woman from behind, dragged her into the woods and let her go when he heard voices, and that he had grabbed another woman, dragged her into some bushes, forced her to perform oral sex, raped her and let her go.
There is no evidence in the record that the defendant believed at the time of his arrest in Connecticut that his chances of being put to death as
For example, the defendant stated with respect to the murder of Wendy B. that, after he had raped her, he killed her because he “was scared and . . . didn’t know what to do because . . . [he] had been in trouble before.” He also stated that he killed her because he “knew if [he] got caught, [he] would be back in jail again.” With respect to the murder of Robyn S., the defendant stated that he killed her because she told him that he was going to be caught. With respect to April B., the defendant stated that he killed her because she was very “mouthy” and had told him that she had a relative who was a policeman and, therefore, he believed that it would not be an unreported rape. The defendant also stated that he killed the victims because he “just didn’t want to go back to jail,” and “if they never [had seen him], if like if [he] had a mask on or something . . . and they couldn’t recognize [him], then [he didn’t] think [he] would have hurt them. But [he] was so afraid of getting caught.”
The jury heard evidence that the clinical definition of sexual sadism is that the sufferer experiences, for aperiod of more than six months, recurrent, intense, sexual fantasies, sexual urges or behaviors involving acts that are real, not simulated, in which the psychological or physical suffering, including humiliation of the victim, is sexually exciting. The fantasies, sexual urges or behaviors must cause clinically significant distress or impairment in social, occupational or other important areas of functioning.
Berlin’s report suggested that sexual sadism is “driven by a powerful biological appetite” that can significantly impair the capacity to control one’s actions.
Grayson stated in his report that Merikangas’ report stated that the defendant “suffers from a biologically based brain disease which has been successfully treated [with medications]. These have resulted in the elimination of the overpowering and irresistible sexual urges which characterize his medical and psychiatric diagnosis of sexual sadism. The episodes which resulted in his imprisonment generally would happen in the context of depression and would consist of an irresistible impulse in the context of a dissociative state .... On one occasion, he chased a woman and was seen by at least a dozen witnesses and yet he was unable to conform his conduct to the requirements of law as a consequence of his damaged brain . . . .”
Grayson acknowledged that the defendant had not reported this form of abuse to any of his other psychiatrists. When he asked the defendant why he had not reported it, the defendant explained that he had not recalled the enemas until he was stabbed in prison in 1991 and was required to have a barium enema at the hospital.
Vivian S. ultimately was able to identify the defendant as the person who had raped her. The defendant stated to the police at the time of his arrest and confession, however, that he had not killed her because he had grabbed her from behind and he believed that she had not been able to see him.
The defendant argues that we should apply a less deferential standard of review to the fact finder’s determination that proved mitigating factors were not mitigating in nature. We recently rejected this same argument in State v. Breton, 264 Conn. 327, 369-70, 824 A.2d 778, cert. denied, 540 U.S. 1055, 124 S. Ct. 819, 157 L. Ed. 2d 708 (2003), and we decline to reconsider it here.
The defendant did submit the following request to charge on the aggravating factor: “[T]he state must affirmatively prove beyond a reasonable doubt that the additional conduct took place in the course of committing the murder during the kidnapping of [April B.] and [Leslie S.], as well as additional conduct took place in the course of the kidnapping/sexual assault murders of [Wendy B.[ and [Robyn S.]. If the additional conduct was not part of the capital felony transaction, that is the murder and the kidnapping, then this element of the aggravating factor has not been established.” We conclude that this language was not sufficient to put the trial court on notice
“Pursuant to State v. Golding, supra, 213 Conn. 233, a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt. . . . The first two questions relate to whether a defendant’s claim is reviewable, and the last two relate to the substance of the actual review.” (Citation omitted; emphasis in original; internal quotation marks omitted.) State v. Santiago, 73 Conn. App. 205, 212 n.10, 807 A.2d 1048 (2002), cert, granted on other grounds, 262 Conn. 939, 815 A.2d 673 (2003).
This court in Courchesne specifically reserved the question of whether proof of an aggravated kidnapping or sexual assault followed by an unaggravated murder would satisfy the aggravating factor. State v. Courchesne, supra, 262 Conn. 554 n.14. Nor do we need to address that question here. A reasonable jury could have understood the trial court’s instructions on the aggravating factor to mean only that it must find that each murder was cruel, heinous or depraved. For example, the trial court instructed the jury that “a murder committed in an especially heinous, cruel or depraved manner which has been proven with regard to the defendant—and this is what the state is going to have to prove—that the defendant inflicted upon each victim extreme physical or psychological pain or torture above and beyond that necessarily accompanying the death of that victim, of each victim. . . . The state must prove beyond a reasonable doubt that it was the intentional
In a videotaped interview with a journalist after the first penalty phase, which was introduced into evidence at the second penalty phase, the defendant denied having told the police that his fingers had cramped during the strangulations or that he had had to reapply his grip.
The inference that the defendant derived satisfaction from this method of killing would not be inconsistent with the jury’s determination that the defendant did not suffer from a significant mental impairment. The fact that the defendant enjoyed the suffering of his victims does not necessarily mean that his ability to refrain from inflicting that suffering was significantly impaired.
The trial court instructed the jury as follows. “1 told you earlier when we discussed aggravating factor, that you had to be unanimous. Regardless of what the verdict is, all twelve of you have to agree. Unanimity under mitigating factors is different. The rule of unanimity concerning mitigation is different. However, for each of the claimed mitigating factors, you must each individually decide whether or not the defendant has proven the mitigat
“If after concluding your deliberations about the existence of mitigating factors, you each determine that 1he defendant has proven at least one mitigating factor, then you have unanimously determined the existence of mitigation. You are not required to agree on the same mitigating factor, as long as a mitigating factor has been proven. To find that no mitigation exists in this case, you must each, individually, unanimously agree that no mitigating factor exists.”
In State v. Daniels, supra, 207 Conn. 394-97, this court concluded that § 53a-46a (e) does not require the trial court in a capital sentencing hearing to impose a life sentence if the jury is unable to agree on the existence of a mitigating factor and that the court has the discretion to declare a mistrial. The defendant urges us to overrule Daniels. Because the jury did not deadlock in the present case, we see no need to consider this issue.
Practice Book § 16-20 provides in relevant part: “An appellate court shall not be bound to consider error as to the giving of, or the failure to give, an instruction unless the matter is covered by a written request to charge or exception has been taken by the party appealing immediately after the charge is delivered. ...”
Indeed, the defendant’s request to charge included some of the challenged language.
The defendant took exception to the trial court’s instruction that the “other crimes” evidence was relevant only to the defendant’s claim that he “was suffering from a mental impairment and he could not control his behavior” on the ground that “[o]ur position was that it has to do with not control of behavior but whether he was significantly impaired.” This is not the issue that he raises on appeal, however. In any event, to the extent that the defendant claims this instruction, taken in isolation, suggested that the defendant had to prove that he could not control his behavior at all, we conclude that any such suggestion was corrected when the trial court instructed the jury that he had to prove that his “ability to control his conduct to the requirements of the law was significantly impaired, but not so impaired as to constitute a defense to the prosecution.” To the extent that the defendant claims that this instruction improperly required the jury to find a causal link between his impairment and the offenses, we address that claim in part VII P of this opinion.
The jury had received evidence that the defendant already had been sentenced to two consecutive life sentences totaling 120 years in connection with his plea of nolo contendere in the Windham murder cases.
At the time that the defendant committed the offenses, “life imprisonment” as used in § 53a-46a (f) meant “a definite sentence of sixty years.” General Statutes (Rev. to 1983) § 53a-35b.
The defendant submitted a request that the trial court instruct the jury that “[o]ur law does not require that the defendant prove that the significant mental impairment caused the defendant to commit the offense(s). Our law states only that ‘at (he time of the offense the defendant’s mental capacity was significantly impaired or his ability to conform his conduct to the requirements of the law was significantly impaired.’ [See General Statutes (Rev. to 1987) § 53a-46a (g) (2).] The law only requires that the mental impairment co-exist at the time of the offenses, not that the mental impairment caused the defendant to act as he did.”
We understand the defendant’s claim to be that the jury should have been instructed that, if it found that the defendant suffered from sexual sadism, then it must find that he had established the mitigating factor, even if it also determined that he was capable of refraining from committing the offenses. Under the circumstances of this case, if the jury determined that the defendant suffered from sexual sadism, it could not reasonably have found that that condition had no causal relation to the commission of the offenses. At the least, it would have had to find that the condition “caused” the offenses in the same sense that the desire for wealth “causes” theft, without thereby excusing it.
The mitigating factors enumerated in § 53a-46a (g) are by subdivision: (1) young age; (2) impaired ability to conform conduct to requirements of law; (3) unusual or substantial duress; (4) minor participation in offense; and (5) inability reasonably to foresee that conduct would result in another person’s death.
This malees sense in light of the constitutional and jurisprudential context in which § 53a-46a (g) (2) was enacted. As the legislative histoiy of § 53a-46a reflects, our death penalty statute was enacted in 1973; Public Acts 1973, No. 73-137; in response to Furman v. Georgia, supra, 408 U.S. 239-40. See, e.g., 16 H.R. Proc., Pt. 6, 1973 Sess., p. 2928, remarks of Representative James F. Bingham (“[t]his bill was drafted very carefully to comply with [Furman]”'). In Furman, the United States Supreme Court effectively invalidated death penalty statutes throughout the country, including this state’s death penalty statute, on the ground that the death penalty constitutionally “could not be imposed under sentencing procedures that created a substantial risk that it would be inflicted in an arbitrary and capricious manner.” Gregg v. Georgia, 428 U.S. 153, 188, 96 S. Ct. 2909, 49 L. Ed. 2d 859 (1976). The legislative history of § 53a-46a establishes that the legislature’s overriding concern in enacting the statute was to meet this minimum constitutional requirement, i.e., to ensure that the statute provided a “meaningful basis for distinguishing the few cases in which [the death penalty] is imposed from the many cases in which it is not.” Furman v. Georgia, supra, 313 (White, J., concurring). In this context, we find it likely that, in establishing the category of death-eligible cases in which the death penalty could not be imposed, the legislature was concerned with identifying the specific factual circumstances under which a reasonable person would find the imposition of the death penalty to be inherently unfair or disproportionate, not those that might be found to merit mercy in light of the specific circumstances of the case. It is also likely that the legislature understood, as has subsequently been recognized in the case law, that the death penalty is inherently inappropriate only in cases where the defendant’s moral culpability for the offense is reduced. Compare Atkins v. Virginia, supra, 536 U.S. 319 (identifying “diminished ability to understand and process information, to learn from experience, to engage in logical reasoning, or to control impulses” as circumstances that inherently reduce moral culpability and make imposition of death penalty constitutionally suspect) with Lockett v. Ohio, supra, 438 U.S. 604 (sentencer cannot be precluded from considering, but is not constitutionally required to give effect to, any evidence proffered by defendant as basis for sentence less than death).
General Statutes § 53a-13 (a) provides: “In any prosecution for an offense, it shall be an affirmative defense that the defendant, at the time he committed the proscribed act or acts, lacked substantial capacity, as a result of mental disease or defect, either to appreciate the -wrongfulness of his conduct or to control his conduct within the requirements of the law.”
Under current law, the defendant may, of course, present mitigating evidence that does not reduce his moral culpability for the offense, hi 1985, the legislature amended the statute to include subsection (d) of the applicable version of the statute, which provides guidance to the fact finder in its determination of whether a nonstatutory mitigating factor exists and defines mitigating factors to be “such as do not constitute a defense or excuse for the capital felony of which the defendant has been convicted, but which, in fairness and mercy, may be considered as tending either to extenuate or reduce the degree of his culpability or blame for the offense or to otherwise constitute a basis for a sentence less than death." (Emphasis added.) Public Acts 1985, No. 85-366, § 1 (d), codified at General Statutes (Rev. to 1987) § 53a-46a (d). We previously have recognized that “this statutory language codifies the defendant’s constitutional right to consideration of [those] compassionate or mitigating factors stemming from the diverse frailties of humankind. Caldwell v. Mississippi, [472 U.S. 320, 330, 105 S. Ct. 2633, 86 L. Ed. 2d 231 (1985)]; Eddings v. Oklahoma, [455 U.S. 104, 102 S. Ct. 869, 71 L. Ed. 2d 1 (1982)]; Lockett v. Ohio, supra, 438 U.S. 586.” (Internal quotation marks omitted.) Ross II, supra, 230 Conn. 284. These “frailties of humankind” are not limited to those that reduce moral culpability for committing the offense. See Lockett v. Ohio, supra, 604 (sentencer cannot be precluded from considering any evidence proffered by defendant as basis
See footnote 4 of this opinion.
The version of the death penalty statute that we considered in Rizzo was the version enacted in 1995, which provides that the sentencer must determine whether the aggravating factor outweighs the mitigating factor. See Public Acts 1995, No. 95-19, § 1, codified in part, at General Statutes § 53a-46a (g). Subsection (d) of the 1995 statute is the same as the provision that applies to the defendant in the present case, however, and, therefore, our constitutional analysis of that subsection in Rizzo is controlling here.
The defendant also relies on testimony by one of his expert witnesses, James Merikangas, a physician who is board certified in neurology and psychiatry, that the defendant had congenital developmental brain abnormalities that were a substantial contributing factor to his sexual sadism and impulse control disorders. In addition, he cites an article from a psychiatric journal in support of the general proposition that disorders such as the defendant’s are the result of genetics and physical abnormalities. Merikangas gave the testimony at a pretrial hearing, however, and it was never presented to the jury. Nor was the article referred to by the defendant ever placed into evidence. Instead, the defendant presented the jury with Grayson’s secondhand account of Merikangas’ written report and Grayson’s testimony that, although he did not have the expertise to evaluate Merikangas’ physical findings, he was bothered by his uncritical acceptance of everything that the defendant told him. Because Merikangas’ testimony and the journal article were not before the jury, we do not consider them here.
We have determined as a matter of statutory interpretation that § 53a-46a (g) (2) requires the defendant to establish that, at the time of the offense, he had a volitional or cognitive impairment that reduced his moral culpability for tire crime. See part VII F of this opinion.
The defendant does point out that our constitution prohibits discrimination against persons with mental disabilities. See Conn. Const., art. I, § 20. He provides no authority, however, for the proposition that a person with a mental disorder that amounts to a controllable desire to engage in conduct that violates established social norms falls within the protected class.
The defendant, also urges this court to overrule our interpretation of the statute in Ross II, supra, 230 Conn. 262, that it does not require the state to prove that the defendant intentionally inflicted extreme physical or psychological pain, but evidence of the defendant’s callousness or indifference to his victim’s suffering would suffice. We declined in Cobb II, supra, 251 Conn. 445, to reconsider this holding, and we see no reason to do so here.
“In [State v. Webb], supra, 238 Conn. 389, we explained that comparative proportionality review can be performed in one of two ways: the frequency method, pursuant to which a reviewing court uses a complicated method of statistical analysis that purports to quantify, with something like mathematical precision, the various factors leading to the imposition, or nonimposition, of the death penalty, and the frequency with which the death penalty is imposed in certain circumstances; id., 511; and the precedent seeking approach, pursuant to which a reviewing court compares the case before it to other cases in which defendants were convicted of the same or similar crimes, by examining the facts of the crimes, the defendants, and the aggravating and mitigating factors involved. Id., 511-12. We concluded in Webb . . . that our statute contemplates the precedent seeking method of comparative proportionality review. Id., 513; see also [State v. Cobb, 234 Conn. 735, 741, 663 A.2d 948 (1995)] (proportionality review does not contemplate detailed statistical analysis of pool of comparable cases). Thereafter, in Cobb II, supra, 251 Conn. 506, we reaffirmed our adherence to the precedent seeking approach to comparative proportionality review.” (Internal quotation marks omitted.) State v. Reynolds, supra, 264 Conn. 238 n.213. The defendant in the present case, like the defendant in Reynolds, urges us to reconsider, once again, our use of the precedent seeking mode of analysis. “We decline to do so because we are satisfied that that method is the correct one.” Id.
The defendant also argues that this court should not merely consider the sufficiency of the evidence supporting the mitigating and aggravating factors
“We note that neither the state nor the defendant has the burden of persuasion on the ultimate issue of disproportionaJity under § 53a-46b (b)
Practice Book § 67-6 provides: “(a) When a sentence of death has been imposed upon a defendant, following a conviction of a capital felony in violation of General Statutes § 53a-54b and the hearing upon imposition of the death penalty pursuant to General Statutes § 53a-46a, the briefs of the parties shall include a discussion of the issues set forth in General Statutes § 53a-46b (b), to wit, whether (1) the sentence was the product of passion, prejudice or any other arbitrary factor; (2) the evidence fails to support the finding of an aggravating circumstance specified in subsection (h) of § 53a-46a; and (3) the sentence is excessive or disproportionate to the penalty imposed in similar cases, considering both the circumstances of the crime and the character and record of the defendant.
“(b) For the purpose of reviewing the issue of disproportionality pursuant to General Statutes § 53a-46b (b), the briefs of the parties shall contain appendices setting forth the circumstances of the crimes that are claimed to be similar to that of which the defendant has been convicted and the characters and records of the defendants involved therein so far as these are ascertainable from the transcripts of those trials and hearings on the imposition of the death penalty or may be judicially noticed. Only those capital felony cases that have been prosecuted in this state after October 1, 1973, and in which hearings on the imposition of the death penalty have taken place, whether or not the death penalty has been imposed, shall be deemed eligible for consideration as ‘similar cases,’ unless the court, on application of a party claiming that the resulting pool of eligible cases is inadequate for disproportionality review, shall modify this limitation in a particular case. Any such application shall identify the additional case or cases claimed to be similar and set forth, in addition to the circumstances of the crime and the character and record of the defendant involved, the provisions of the applicable statutes pertaining to the imposition of the death penalty with citations of pertinent decisions interpreting such provisions.
“Any such application shall be filed within thirty days after the delivery date of the transcript ordered by the appellant, or, if no transcript is required or the transcript has been received by the appellant prior to the filing of the appeal, such application shall be filed within thirty days after filing the appeal.”
“The text of Practice Book § 67-6, with the exception of some technical alterations, was adopted in 1990, and appeared in Practice Book, 1978-97, § 4066A. Section 4066A effectively was transferred to Practice Book, 1978-
We decline the state’s invitation to reconsider our holding in Breton III here. Although we recognize the tension between that holding and our holding in Webb that reversed sentences may “provide valuable insight to this court in aid of our task of determining whether a particular death sentence is aberrational”; State v. Webb, supra, 238 Conn. 521; we continue to believe that, in providing for proportionality review, the legislature did not envision that a defendant’s death sentence would be compared to his own previously reversed death sentence in order to determine whether the second sentence was an outlier. The fact that the reversed sentence is sufficiently reliable to be used for comparison purposes in other cases does not establish that it meaningfully can be used for comparison in the same case. Similar things can be meaningfully compared; identical things cannot.
Moreover, we are not persuaded by the state’s argument that the second penalty phase was not “the same” as the first penalty phase because different evidence was presented to a different jury. The question is not whether the evidence or the identities of the sentencers were identical, but whether the basic underlying facts are identical. If ten separate juries impose the death sentence on the basis of ten slightly different presentations of evidence pertaining to the same facts, that might suggest that the sentence “ 'reflect[s] the conscience of the community’ ”; id.; but it does not mean that there are ten “similar cases.” Finally, we note that the logical extension of the state’s argument is that prior reversed death sentences in other cases should also be used for comparison purposes. In other words, because two different sentencers imposed the death penalty on the defendant in Breton III, supra, 264 Conn. 425, we should consider that case twice for proportionality purposes. Although the state includes Breton II in its list of “similar cases,” it does not suggest that we should consider the sentence imposed on the defendant in that case twice, and we do not believe that the legislature had any such intention.
We also take this opportunity to point out that, in this case, the defendant was sentenced at the second penalty phase to six separate death sentences on six capital felony counts and that it would be theoretically possible to compare the conduct underlying each of those sentences to the conduct underlying the others. In light of the identical aggravating factor and mitigating factors claimed in connection with each offense, the extreme similarity of the conduct underlying each offense, and the relatively large pool of other similar cases that we cull from the universe of similar cases, we conclude that such a procedure would provide extremely little, if any, additional insight into the ultimate question before us. That question is whether imposing the death penalty on this defendant, in light of all of the facts and
In Ross I, supra, 225 Conn. 563, we denied the defendant’s request to expand the universe of similar cases to include those cases prosecuted in Connecticut after October 1, 1973, in which the state clearly could have, but did not, charge the accused with a capital felony and which resulted in a conviction of not less than manslaughter in the first degree following a plea or trial. The defendant now urges us to reconsider that, ruling. For the reasons set forth in our decision in Ross I, we decline to do so. See also State v. Reynolds, supra, 264 Conn. 241-42 n.216 (rejecting defendant’s request to reconsider denial of similar request to expand universe of similar cases); State v. Webb, supra, 238 Conn. 514-18.
The defendant in Daniels was convicted of multiple murder capital felony, not sexual assault-murder. See State v. Daniels, supra, 207 Conn. 377. Because he sexually assaulted one of the victims, however, Daniels is similar to three of the convictions under review in the present case.
The defendant argues that Ortiz and Diaz-Marrero should be treated as two cases because there were two victims. See State v. Webb, supra, 238 Conn. 539 n.93 (treating Ross cases as four cases for purposes of proportionality review because there were four victims). We agree. Because the defendants in Ortiz and Diaz-Marrero each were convicted of two counts of kidnap-murder, each case should be treated as two separate cases.
The defendant argues that Steiger and Wood are similar cases because the defendants in each case presented evidence of the statutory mitigating factor that he suffered from a significant mental impairment. As we discuss later in this opinion, that is not a valid basis for finding a case to be similar. We conclude, however, that the cases are similar in that they involve multiple murders.
We note that the defendant appears to assume that other cases are similar to this case only to the extent that those cases involve conduct for which the defendant was charged in this case. In other words, he believes, for example, that other cases involving sexual assault-murders are similar only to his convictions for the sexual assault-murders of Wendy B. and Robyn S., not to his convictions for the kidnap-murder of April B., even though he sexually assaulted her. Similarly, he appears to believe that cases involving multiple murders are not similar to the double murder of Leslie S. and April B. We disagree. Although the charges against the defendant for the sexual assault-murder of April B. and the double murder of Leslie S. and April B. were dismissed for lack of territorial jurisdiction, evidence of the conduct underlying those charges was before the jury and could have been considered as part of the “facts and circumstances of the case” in determining whether there was a mitigating factor. We conclude that the effect of similar conduct on the determination of sentencers in other cases is relevant to our review.
The state concedes that Usry and Daniels are in the universe of similar cases, but suggests that this court should be reluctant to include them in the ultimate pool because life sentences were imposed in those cases only because the sentencer in each case was deadlocked on the mitigating factor. Whether a life sentence may be imposed when the sentencer is deadlocked or, instead, a mistrial must be declared is one of the issues in the state’s appeal in Peeler that is currently pending before this court. The fact that the jury was deadlocked on the mitigating factor in those cases provides some insight into the conscience of the community, however, regardless of whether a life sentence should be imposed or a mistrial declared. Accordingly, we decline to exclude them from the pool of similar cases.
The rule states that “a naked extrajudicial confession of guilt by one accused of crime is not sufficient to sustain a conviction when unsupported by any corroborative evidence. . . . The confession cannot stand alone but must be accompanied by sufficient evidence of the corpus delicti.” (Citation omitted; emphasis in original; internal quotation marks omitted.) State v. Arnold, 201 Conn. 276, 286, 514 A.2d 330 (1986).
This court concluded that the trial court improperly had instructed the jury on the heinous, cruel or depraved mitigating factor in State v. Webb, supra, 238 Conn. 478. We also concluded, however, that the evidence in that case was sufficient to support that factor for purposes of proportionality review.
We note that the defendant took a steak knife from Leslie S. and used it in the course of his sexual assault and murder of her and April B. We also note that the facts and circumstances of each of the offenses in this case do not rule out premeditation.
“These were: (1) the role and actions of Fruean remain uncertain; (2) the defendant had no record of criminal activity other than a juvenile matter; (3) there was no evidence that the defendant had a violent nature other than the crime for which she was convicted; (4) the defendant had been a productive member of society for thirty years; (5) the defendant was an active and involved mother; (6) the defendant was a loving and devoted grandmother; (7) the defendant took handicapped children into her home for visits; (8) the defendant took care of a profoundly retarded child, making the child part of the defendant’s family; (9) the defendant welcomed her
«Thg defendant claimed as nonstatutory mitigating factors that: (1) at the time of the offense, his mental capacity was impaired, but not so impaired as to constitute a statutory mitigating factor; (2) at the time of the offense, his ability to conform his conduct to the requirements of the law was impaired, but not so impaired as to constitute a statutory mitigating factor; (3) at the time of the offense, he was suffering from an extreme emotional disturbance; (4) at the time of the offense, his mental capacity was significantly impaired, and he suffered from an extreme emotional disturbance that constituted a defense to the prosecution, which, although not presented in the guilt phase, the court could consider as a nonstatutory mitigating factor; (5) he was under the influence of alcohol and prescription medication at the time of the offense; (6) his mother gave him up to live at an orphanage as well as other homes because he was in the way and she could not or would not properly care for him; (7) his mother herself was the product of a broken home, was abandoned by her own parents, lived in an orphanage and was ill-prepared to raise him properly; (8) upon his return from the orphanage it was readily apparent that the defendant had suffered severe and traumatic abuse at the orphanage; (9) he was significantly and traumatically affected by his abandonment by his parents; (10) he was raised in a pathological, alcoholic and abusive family unit; (11) his mother was an alcoholic and she lacked the necessary mothering skills to raise her son properly; (12) his father almost never worked or supported his family and drank excessively on a daily basis; (13) the defendant was subjected to verbal, physical and emotional abuse at the hands of both of his parents; (14) he was the product of a broken home that lacked the necessary love, affection, support and nurturing that is critical to proper social and childhood development; (15) his formal education ended before completion of the eighth grade; (16) despite his low level of education, he has a long history of steady employment and has led a productive life; (17) as a teenager, he worked and contributed to the household; (18) he worked hard to support his family for nineteen years; (19) he has been a model prisoner; (20) mercy; (21) considerations of fairness and mercy constitute a basis for a sentence of life without the possibility of release; (22) there exists a factor concerning the facts and circumstances of the case that has not been specifically mentioned in this list that the court can consider in fairness and mercy as constituting a basis for imposing on him a sentence of life imprisonment with no possibility of release rather than sentencing him to death; (23) there exists a factor in
We noted in Breton III, supra, 264 Conn. 443, that the panel’s determination that this circumstance was mitigating may have been based on a misunderstanding of the governing law and did not require this court to conclude that a finding that a defendant behaved well in prison is always mitigating.
The pool of similar cases is comprised of twenty-one docketed cases. As we have noted, however, Diaz-Marrero and Ortiz each count as two cases for purposes of proportionality review.