DocketNumber: SC 15917
Citation Numbers: 250 Conn. 188
Judges: Berdon, Katz, Palmer, Peters
Filed Date: 8/17/1999
Status: Precedential
Modified Date: 9/8/2022
Opinion
In this criminal case, the state appeals, with the permission of the trial court, from that court’s judgment dismissing the information, which followed the court’s ruling prohibiting the state from introducing, in its case-in-chief, the testimony of the defendant, Matthew Rivera, during his appearance before an investigatory grand jury. Because we conclude that the trial court improperly precluded the state from introducing the defendant’s grand jury testimony, we reverse the judgment of the trial court dismissing the information.
The following facts and procedural history are relevant to this appeal. In February, 1993, the chief state’s attorney and the state’s attorney in Hartford applied to the investigatory grand jury panel pursuant to General
“The Court: . . . [I]n a few minutes . . . [the state’s attorney] will be advising you as he does all the witnesses. I’m also required to advise you, as I do every witness that comes before us, [about] an order of secrecy that I’m going to place you under. It not only covers you, but every individual in this room. So any of the questions that are asked of you, the subject matter and any of the answers that you may give are protected by an order of confidentiality and secrecy. That is, no one in this room can reveal to anybody outside this room who was in this afternoon to talk to us, and no one can tell anybody outside this room what questions were asked of you and what answers you gave. So the answers you give will also be confidentially protected. Conversely, if you go out of this building or anywhere in this building and discuss with anyone the fact that you’re here, who was present in the room, what questions were asked of you and what answers you gave, that would violate the order of confidentiality and this order of secrecy, and would expose you to an arrest for criminal contempt. Do you understand that?
“[The Defendant]: Yes, I do Your Honor.”
After receiving an advisement of his rights from the state’s attorney,
On October 24, 1994, the defendant was charged in the present case with one count of larceny in the first degree
The trial court, Koletsky, J., filed an expensive memorandum of decision granting the defendant’s motion. After discussing the history and the law pertaining to investigatory grand juries in Connecticut, the trial court concluded: “There are, to be sure, numerous policy reasons for preserving grand jury secrecy, and while many of those reasons no longer obtain after the conclusion of the grand jury proceedings, certainly the thought that witnesses who learned that their testimony was not sacrosanct will be deterred from future uninhibited testimony, as will others not involved in that particular grand jury process. See In re Investigation of the Grand Juror into Cove Manor Convalescent Center, Inc., [4 Conn. App. 544, 495 A.2d 1098 (1985), appeal dismissed, 203 Conn. 1, 522 A.2d 1228 (1987)].
“[The Connecticut] Supreme Court has instructed that where the traditional secrecy of grand jury proceedings is well entrenched in the common law, any change in that law must be strictly construed. State v. Canady, 187 Conn. 281, 287, 445 A.2d 895 (1982). While the legislature has lessened grand jury secrecy in many ways in recent years, it notably has not done so in expressly permitting use by the state of grand jury testimony as evidence. No radical departure from the long standing
“That the prosecution has access to testimony from the grand jury proceeding is clear. From that access it is to be presumed that further investigative work should permit the development of evidence from other sources. In [this] case, no request for release of grand jury transcripts for use in the state’s case-in-chief has been made [under General Statutes § 54-47g (a)],
“What this court does decide is that in the present case, in which [the] defendant was given both a promise and a warning of confidentiality and secrecy as to his testimony, the state cannot use that testimony in its case-in-chief. Indeed, since the grand juror imposed an order of secrecy on the witness as to his testimony, it may well be that the defendant would be precluded from
“This is an issue which the legislature may wish to address, but the decision to change three centuries of this state’s common law is one that this court does not believe is its function.
“The motion in limine is granted and the state is precluded from offering any grand jury testimony as direct evidence in the state’s case-in-chief . . . .” (Emphasis in original; internal quotation marks omitted.) State v. Rivera, 45 Conn. Sup. 1, 9-11, 697 A.2d 736 (1997).
Thereafter, the trial court granted the state’s motions to dismiss the information
On appeal, the state challenges the trial court’s decision to preclude it from introducing the defendant’s grand jury testimony in its case-in-chief. In support of its claim, the state maintains that the use of such testimony is authorized under § 54-47g, which governs the disclosure and use of grand jury testimony. The state also contends that, to the extent that the trial court’s decision to grant the defendant’s motion in limine is predicated upon the defendant’s detrimental reliance on the grand juror’s order of secrecy, the defendant never established such reliance and, consequently, the trial court reasonably could not have limited the state’s use of the defendant’s grand jury testimony on the basis of that order of secrecy. The defendant concedes that the state may introduce his grand jury testimony in its
I
We first consider whether our statutes governing the conduct of investigatory grand juries prohibit the state from using the defendant’s grand jury testimony against him in its case-in-chief. We conclude that they do not.
“[T]he one-man investigatory grand jury is purely a creature of statute . . . .” Connelly v. Doe, 213 Conn. 66, 70, 566 A.2d 426 (1989). Thus, our analysis of whether the defendant’s grand jury testimony may be introduced during the state’s case-in-chief is guided by well established principles of statutory interpretation. “Statutory construction is a question of law and therefore our review is plenary. . . . [O]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In seeking to discern that intent, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation
Our point of departure is the pertinent statutory language. General Statutes §§ 54-47a through 54-47h delineate the procedures governing investigatory grand juries in Connecticut. The parties agree that the relevant statutory provisions do not explicitly address the question of whether the state may use the grand jury testimony of a witness in its case-in-chief in a subsequent criminal proceeding in which that witness is the defendant. Those statutoiy provisions, however, contain no express bar to such use of grand jury testimony by the state. This revelation has special relevance in light of the fact that General Statutes § 54-45a (b),
Furthermore, § 54-47g (a) affords prosecutors “access” to the grand jury record upon request and without a hearing. A commonly used definition of the term “access” is the “freedom or ability to obtain or
Indeed, the defendant concedes, and we agree, that the state’s access to his grand jury testimony would permit the state to use that testimony to develop other incriminating evidence, and that secondary evidence could be introduced by the state in its case-in-chief. It would be a bizarre interpretation of the concept of “access to testimony” to say that it may be used to incriminate the witness secondarily but not directly. We decline to read statutes so as to reach bizarre or absurd results. Fimiani v. Star Gallo Distributors, Inc., 248 Conn. 635, 651, 729 A.2d 212 (1999). This is particularly apt in view of the purpose of the investigative grand jury: to determine whether crimes have been committed.
Section 54-47g (a) also provides in relevant part: “Except as otherwise provided in this section . . . any person may file an application with the [grand jury]
Moreover, in the absence of persuasive evidence to the contrary, we may presume that a word used in different parts of the same statutory scheme has the same meaning. See, e.g., Weinberg v. ARA Vending Co., 223 Conn. 336, 343, 612 A.2d 1203 (1992) (“where the same words are used in a statute two or more times they will ordinarily be given the same meaning in each instance” [internal quotation marks omitted]). Section 54-47g (g) provides in relevant part: “Notwithstanding the existence of an order of nondisclosure under this section, the presiding judge ... or his designee, shall grant any written request of a person accused of a crime as a result of the investigation to have access, at all reasonable times, to the record of his own testimony and to obtain a copy of such record.” (Emphasis added.) It would be strange, indeed, for the legislature to have granted a defendant an absolute right of access to his or her own grand jury testimony and then require the defendant to apply to the grand jury panel for permission, under § 54-47g (a), to publish that testimony at his or her trial. If a defendant’s right of access to his or her testimony under § 54-47g (g) includes the right to publish that testimony at trial, which seems perfectly reasonable, then we see no reason why the state’s right
The defendant nevertheless argues that, because the common law favored secrecy and confidentiality in grand jury proceedings, we necessarily must resolve any claim under our statutory scheme in favor of secrecy unless those statutory provisions explicitly have abrogated the requirement of secrecy. We disagree. Although the common law embraced a principle of secrecy in grand jury proceedings,
The secrecy of grand jury proceedings, however, never has had as a goal the protection of grand jury witnesses who, without immunity, voluntarily incriminate themselves during their sworn testimony. Rather, grand jury secrecy is intended to protect against the premature disclosure of information in advance of the completion of the investigation, and to ensure that information gathered during the investigation is not disclosed without sufficient reason. When the investigation has been completed, the persuasive force of the arguments in favor of secrecy are greatly diminished. “[0]bviously the secrecy that is guaranteed is only temporary and provisional. Permanent secrecy would be more than is necessary to render the witness willing. . . . [The need for secrecy] ceases when the grand jury has finished its duties and has either indicted or discharged the persons accused.” (Emphasis in original.) 8 J. Wigmore, supra, § 2362, p. 736. The common law, therefore, recognized that the veil of secrecy surrounding grand jury proceedings may be lifted when and if the purposes of protecting witnesses and preventing premature disclosure of information are no longer served.
Moreover, the legislative genealogy of § 54-47g reveals a distinct trend away from a policy of rigid nondisclosure in grand jury matters. The first statutory provision to include procedures for investigatory grand juries, which was enacted in 1941, allowed the proceedings, testimony and final report to be made public in
In 1988, the legislature cut back even further on the confidentiality of the grand juror’s findings and conclusions. Public Acts 1988, No. 88-345 (P.A. 88-345), provides in relevant part that “[t]he finding of the investigation shall be open to public inspection and copying . . . seven calendar days after it has been filed, unless within that period the chief state’s attorney or a state’s attorney . . . [requests] that a part or all of such finding not be so disclosed. The finding may include all or such part of the record as the investigatory grand jury may determine . . . .” P.A. 88-345, § 1, codified at General Statutes (Rev. to 1989) § 54-47g (b). This amendment, in effect, established a rebuttable presumption of disclosure: in the event that the chief state’s attorney seeks to seal the record, “the investigatory grand jury shall conduct a hearing . . . [and] shall deny any such motion unless it makes specific findings of fact on the record that there is a substantial probability
This development of § 54-47g demonstrates that, over time, the legislature has provided for increased disclosure of grand jury proceedings and testimony. Recognizing the purposes behind the common-law presumption regarding the confidentiality and secrecy of grand jury proceedings, the statute favors disclosure after the grand jury has completed its investigation. Thus, neither the reasons for common-law secrecy nor the current statutory scheme preclude the state from using the defendant’s incriminating grand jury testimony in its case-in-chief against the defendant.
Finally, the statutory interpretation urged by the state is identical to that followed by the federal courts under rule 6 (e) of the Federal Rules of Criminal Procedure. We previously have been guided by federal law in construing our own investigatory grand jury statutes. See,
We conclude, therefore, that the state’s right of access to the testimony of a grand jury witness includes the right to use that testimony in its case-in-chief in a subsequent criminal prosecution of that witness. We now turn to the question of whether the order of secrecy imposed by the grand juror in this case requires a different result.
II
The defendant claims that, even if the statutory scheme does not prohibit the state from using the defendant’s grand jury testimony against him in the state’s case-in-chief, the state nevertheless is foreclosed from doing so in this case based on the grand juror’s order of secrecy. We disagree.
At the outset, we note that the precise basis for the trial court’s ruling in this case is not clear. Although virtually all of the trial court’s memorandum of decision is devoted to a discussion of the defendant’s statutory claim; see generally State v. Rivera, supra, 45 Conn. Sup. 1; it appears that the court’s decision is based, at
To the extent that the trial court’s ruling is predicated upon the grand juror’s order of secrecy, it lacks support in the record because the defendant never established— indeed, he never claimed — that he had relied to his detriment on the grand juror’s order of secrecy. The defendant bore the burden of establishing such reliance because the grand juror’s instruction was not so clear and unambiguous as to require a finding of detrimental reliance. The fact that the instructions were given by a judge serving as a grand juror is not dispositive of what the defendant actually understood those instructions to mean. Accordingly, in the absence of proof of a nexus between the grand juror’s instructions and the defendant’s testimony — in other words, in the absence of a showing of detrimental reliance — the defendant cannot prevail. See, e.g., State v. Carter, 243 Conn. 392,398-401, 703 A.2d 763 (1997) (trial court error in plea canvass did not affect validity of defendant’s voluntary guilty plea); State v. Domian, 235 Conn. 679, 687-92, 668 A.2d 1333 (1996) (same); State v. McCarthy, 197 Conn. 247, 256-59, 496 A.2d 513 (1985) (police promises of leniency did not vitiate defendant’s voluntary confession).
We reach this conclusion for two essential reasons. First, the defendant, a trained law enforcement officer,
Second, neither the grand juror nor the state’s attorney ever expressly advised the defendant that the state could not use his testimony against him in a subsequent criminal proceeding. On the contrary, the state’s attorney informed the defendant that he was “at least a potential target of [the] investigation,” and that he was entitled to assert his fifth amendment privilege if he “[felt] that, in some way, [his testimony] might incriminate [him] in the commission of a crime.” These admonitions, together with the other relevant facts, give rise
In sum, only the defendant knows whether he testified before the grand jury because he believed, on the basis of the grand juror’s advisement, that the state’s right to use his testimony against him was limited in the manner he now claims. If, as a result of the grand juror’s instructions, the defendant did harbor such a belief, then it was his burden to establish that fact. The question, therefore, is not whether the defendant reasonably could have relied on the advisement to his detriment, but whether he did detrimentally rely on that advisement. If the defendant had, in fact, relied to his detriment on the grand juror’s order of secrecy, one would have expected him to seek to establish that fact, either in support of his motion in limine or in support of his motion to suppress his testimony. See footnote 7 of this opinion. In any event, in the absence of such proof, the trial court could not reasonably have concluded that the grand juror’s order of secrecy barred the state from using the defendant’s grand jury testimony against him in its case-in-chief.
The judgment is reversed and the case is remanded with direction to deny the defendant’s motion in hmine, and for further proceedings according to law.
In this opinion CALLAHAN, C. J., and BORDEN and MCDONALD, Js., concurred.
General Statutes (Rev. to 1993) § 54-47c provides: “Application for investigation into commission of crime, (a) Any judge of the superior court, appellate court or supreme court, the chief state’s attorney or a state’s attorney may make application to a panel of judges for an investigation into the commission of a crime or crimes whenever such applicant has reasonable belief that the administration of justice requires an investigation to determine whether or not there is probable cause to believe that a crime or crimes have been committed.
“(b) Each application for an investigation into the commission of a crime or crimes shall be made in writing upon oath or affirmation to a panel of judges. Each application shall include the following information: (1) The identity of the applicant and his authority to make such application; (2) a full and complete statement of the facts and circumstances relied upon by the applicant to justify his reasonable belief that the investigation will lead to a finding of probable cause that a crime or crimes have been committed; and (3) a full and complete statement of the facts concerning all previous applications known to the applicant, made to any panel of judges, for investigation of any one or more of the same criminal offenses involving any of the same persons specified in the application, including the action taken by the panel on each such application. The panel of judges may require such additional testimony or documentary evidence in support of facts in the application as it deems necessary. Such additional testimony shall be transcribed. If the application is made by the chief state’s attorney or a state’s attorney, it shall also include a full and complete statement of facts showing that other normal investigative procedures with respect to the alleged crime have been tried and have failed or reasonably appear to be unlikely to succeed if tried or be too dangerous to employ.”
General Statutes (Rev. to 1993) § 54-47d (a) provides: “If the panel approves the application and orders an investigation into the commission of a crime or crimes, the chief court administrator shall (1) appoint an investigatory grand jury to conduct the investigation and (2) designate the court location in the judicial district where any motions to quash and any contempt proceedings shall be heard and any findings and records of the investigation shall be filed.”
The state’s attorney advised the defendant as follows:
"[State’s Attorney]: . . . I’m going to read you some advice to witnesses I’ve directed 1o every single witness that’s been in here, so it’s not directed at you, but it’s important nonetheless. First, do you understand by the oath you’ve taken, you have sworn to answer all the questions you will be asked truthfully?
“[The Defendant]: Yes, I do.
“[State’s Attorney]: Do you understand that if you testify falsely, you are subject to arrest and prosecution for perjury, which in Connecticut is a
“[The Defendant]: Yes, I do.
“[State’s Attorney]: Do you understand under the fifth amendment to the [United States] constitution, as well as under the statute which authorizes the convening of this judicial inquiry, you have the privilege to refuse to answer any question if such answer would tend to incriminate you, that is, if such answer would implicate you in the commission of a crime? Do you understand that?
“[The Defendant]: Yes, I do.
“[State’s Attorney]: Do you understand if you claim your privilege under the fifth amendment, the state may apply to the Superior Court for an order directing you to testily? Do you understand that?
“[The Defendant]: Yes.
“[State’s Attorney]: And that if such an order directing you to testify is granted, you must testify, but, in return, would receive immunity from prosecution as to all matters you testily about in response to questions which are asked, except false testimony. Do you understand that?
“[The Defendant]: Yes.
“[State’s Attorney]: Do you understand that you have the right to be represented by counsel and have counsel present with you while you are testifying?
“[The Defendant]: Yes.
“[State’s Attorney]: I would advise you — usually, at this point, I give an advice as to whether a witness is a target or just an informational witness. I have to say I would have to consider you at least a potential target of this investigation. That is to say that some information has come to our attention which gives rise to some questions directed at your conduct. I can’t tell whether you’ve done anything wrong or not at this point. You know; I don’t. So, I would ask you to search your own conscience in answering the questions. And I certainly advise you if you are answering questions, to answer each and every one of them 100 percent truthfully. If you feel that, in some way, it might incriminate you in the commission of a crime, you have the right to assert the privilege, the fifth amendment privilege or to ask for some time to get an attorney. You’re the only one that knows what you’ve done, so I don’t know whether you need to do that or not. So I ask you to think in your own mind.”
General Statutes § 54-47f provides in relevant part: “(b) The attendance of witnesses and the production of documents at such investigations may be compelled by subpoena, signed by any official authorized to issue such process.
“(c) If any witness properly summoned fails to appear or to produce any documents included in the subpoena, or if he fails to answer any proper question, the investigatory grand jury conducting the investigation may report the matter to the state’s attorney for the judicial district which has
“(d) Witnesses may be examined by the investigatory grand jury conducting the investigation or by any attorney or attorneys appointed by such investigatory grandjury for such purpose. Atthe hearing, the official conducting the investigation shall inform the witness that he has the right to have counsel present and to consult with such counsel.
“(e) The official conducting the investigation shall inform any witness who is a target of the investigation that he is a target and shall advise him that he has the right under the constitution of the United States and the constitution of Connecticut not to be compelled to be a witness, or to give evidence, against himself. . . .”
On March 6, 1997, the state filed a substitute information charging the defendant with one count each of larceny in the first degree and larceny in the third degree. The substitute information was the subject of the state’s motion to dismiss. See footnote 9 of this opinion and accompanying text.
General Statutes § 53a-122 (a) (4) provides: “A person is guilty oflarceny in the first degree when he commits larceny as defined in section 53a-119 and . . . the property is obtained by defrauding a public community, and the value of such property exceeds two thousand dollars.”
General Statutes § 53a-119, in defining larceny, provides in relevant part:
“A person commits larceny when, with intent to deprive another of property or to appropriate the same to himself or a third person, he wrongfully takes, obtains or withholds such property from an owner. . . .”
The defendant previously had moved to suppress his grand jury testimony, claiming that the state’s attorney had failed to warn him properly that he was a target of the investigation, as required by § 54-47f (e). The trial court, Miaño, J., denied the defendant’s motion. The trial court’s ruling on the defendant’s motion to suppress is not the subject of this appeal.
General Statutes § 54-47g provides in relevant pari.: “Finding and record of investigation. Disclosure. Hearing. Access to testimony, (a) Within sixty days of the conclusion of the investigation, the investigatory grand jury conducting such investigation shall file its finding with the court of the judicial district designated by the Chief Court Administrator pursuant to subsection (a) of section 54-47d, and shall file a copy of its finding with the panel and with the Chief State’s Attorney or a state’s attorney if such Chief State’s Attorney or state’s attorney made application for the investigation. The stenographer shall file any record of the investigation with the court of 1he judicial district designated by the Chief Court Administrator pursuant, to subsection (a) of section 54-47d and the panel and the Chief State’s Attorney or a state’s attorney, if such Chief State’s Attorney or state’s attorney made application for the investigation, shall have access to such record upon request made to the clerk of the court without a hearing. Such finding shall state whether or not there is probable cause to believe that a crime or crimes have been committed. Except as otherwise provided in this section, any part of the record of the investigation not disclosed with the finding pursuant to subsection (b) shall be sealed, provided any person may file an application with the panel for disclosure of any such part of the record. Upon receipt of such application, the panel shall, after notice, hold a hearing and the panel, by a majority vote, may disclose any such part of the record when such disclosure is deemed by the panel to be in the public interest, except that no part, of the record shall be disclosed which contains allegations of the commission of a crime by an individual if the investigatory grand jury failed to find probable cause that such individual committed such crime unless such individual requests the release of such part of the record. Any person aggrieved by an order of the panel shall have the right to appeal such order by filing a pet ilion for review with the Appellate Court within seventy-two hours from the issuance of such order.
“(c) Within fifteen calendar days of the filing of such motion, the investigatory grand jury shall conduct a hearing. The investigatory grand jury shall give written notice of such hearing to the person filing such motion and any other person the investigatory grand jury deems to be an interested party to the proceedings, which may include, but not be limited to, persons who testified or were the subject of testimony before the investigatory grand jury. Within five calendar days of the conclusion of the hearing, the investigatory grand jury shall render its decision, and shall send copies thereof to all those to whom it gave notice of the hearing. It shall deny any such motion unless it makes specific findings of fact on the record that there is a substantial probability that one of the following interests will be prejudiced by publicity that nondisclosure would prevent, and that reasonable alternatives to nondisclosure cannot adequately protect that interest: (1) The right of a person to a fair trial; (2) the prevention of potential defendants from fleeing; (3) the prevention of subornation of perjury or tampering with witnesses; or (4) the protection of the Uves and reputations of innocent persons which would be significantly damaged by the release of uncorroborated information. Any order of nondisclosure shall be drawn to protect the interest so found. . . .”
In support of its motion to dismiss the information, the state represented, inter alia, that it could not “prove the essential elements of the crime[s] charged . . . without offering [the defendant’s] Grand Jury testimony.”
General Statutes § 54-45a (b) provides: “The transcript of such proceedings may not be used as evidence in any proceeding against the accused except for the purpose of impeaching a witness, attacking the credibility of a witness or proving inconsistent statements of a witness. The transcript may also be used as evidence in a prosecution for perjury by a witness while giving such testimony.”
Although indicting grand juries were rendered obsolete by the 1982 constitutional amendment mandating probable cause hearings for cases involving crimes carrying a potential sentence oflife imprisonment or death; see Conn. Const., amend. XVII; the statutory provisions pertaining to indicting grand juries never have been repealed.
General Statutes § 1-1 (a) provides in relevant part: “In the construction of the statutes, words and phrases shall be construed according to the commonly approved usage of the language . . . .” “To ascertain the commonly approved usage of a word, it is appropriate to look to the dictionary definition of the term.” In re Darlene C., 247 Conn. 1, 11 n.29, 717 A.2d 1242 (1998).
The principle of grand jury secrecy “is well entrenched in the common law [and] older than our Nation itself . . . Pittsburgh Plate Class Co. v. United States, 360 U.S. 395, 399, 79 S. Ct. 1237, 3 L. Ed. 2d 1323 (1959) . . . .” (Internal quotation marks omitted.) State v. Canady, supra, 187 Conn. 287.
General Statutes (Cum. Sup. 1941) § 889f provided in relevant part: “At the conclusion of [an] inquiry [to determine probable cause] the judge or referee conducting the same shall file with the court a report and the court shall direct whether, and to what extent, such report shall be made available to the public or interested parties; and any transcript of testimony taken at such inquiry shall likewise be filed with the court and it shall have the same powers with reference to it as it has with reference to the report; provided that any person accused of crime as a result of such inquiry shall have access at all reasonable times to the transcript of his own testimony given by him in such inquiry.”
The legislative history of P.A. 85-611 indicates that it was a compromise between those legislators who wanted to increase the openness of grand jury proceedings and those who believed that premature public disclosure of information gleaned from the investigation would limit the capability of the grand jury to investigate crime effectively. See, e.g., 28 S. Proc., Pt. 17, 1985 Sess., p. 5714, remarks of Senator Richard B. Johnston (“[t]he agreement worked out between the Committee members was that such proceedings, or rather the investigation and the grand jury’s findings and report would be private, provided the . . . three judge panel, by majority vote, may very well decide to disclose the fact that any matter has been referred to a grand jury for investigation; or subsequently may, by majority vote . . . again, the panel of judges, decide that the finding and record of the investigation by the grand jury should be disclosed and made public, because of the investigation and/or the findings and the report to be in the public interest, and therefore, to be a public matter”).
Section 5 of P.A. 87-350 provides in relevant part: “[T]he chief state’s attorney or a state’s attorney, if such chief state’s attorney or state’s attorney made application for the investigation shall have access to such record upon request made to the clerk of the court without a hearing. . .
Under rule 6 (e) (3) of the Federal Rules of Criminal Procedure, a government attorney is entitled to access to grand jury proceedings “for use in the performance of such attorney’s duty”; Fed. R. Crim. P. 6 (e) (3) (A) (i); whereas any other disclosure requires an order of the court.
The defendant also claims that, even if the state’s use of his grand jury testimony in its case-in-chief is not barred by statute or the common law, the state may not use that testimony against him because to do so would violate his right to a fair trial. In support of his claim, the defendant asserts that, because the state could not subpoena him to testify at his own trial, it should not be able to obtain his testimony pursuant to a grand jury subpoena and then use his testimony against him to prove his guilt in a subsequent criminal trial. In essence, the defendant claims that the state’s use of his grand jury testimony at his criminal trial violates his fifth amendment right not to be a witness against himself. We reject this claim. The defendant was advised of his rights immediately prior to testifying before the grand jury, including his fifth amendment privilege to refuse to answer any question if doing so would have tended to incriminate him. The record reflects, therefore, that the defendant knowingly and freelywaived his constitutional privilege against self-incrimination. In such circumstances, it cannot be said that the use of his testimony against him implicates his right to refrain from incriminating himself.
As we have indicated, § 54-47g (a) grants the state access to the record of the entire grand jury investigation merely upon request made to the clerk of the court and without a hearing.
For example, in conducting its investigation, the grand jury may request assistance from the chief state’s attorney or a state’s attorney. General Statutes § 54-47f (a) (1). If a witness fails to appear before the grand jury, it may report the matter to the chief state’s attorney or a state’s attorney. General Statutes § 54-47f (c). When the grand jury completes its investigation, it must file its finding with the chief state’s attorney or a state’s attorney. General Statutes § 54-47g (a). In addition, the record of the proceedings must be filed with the court and the grand jury panel, and the chief state’s attorney or a state’s attorney has access to that record upon request. General Statutes § 54-47g (a). Finally, the grand jury’s finding is open to the public unless the chief state’s attorney or a state’s attorney files a motion with the grand jury requesting that all or part of the grand jury’s finding not be disclosed. General Statutes § 54-47g (b).
Of course, if a defendant believes that his or her grand jury testimony is the product of some impropriety, such as fraud, coercion or the like, the defendant can move to suppress that testimony in the trial court, as the defendant did in this case. See footnote 7 of this opinion.
The trial court’s memorandum of decision contains the following statement: “What this court does decide is that in the present case, in which this defendant was given both a promise and a warning of confidentiality and secrecy as to his testimony, the state cannot use that testimony in its case-in-chief.” State v. Rivera, supra, 45 Conn. Sup. 10; see part I of this opinion.
Following the logic of these cases, in which the defendants claimed that they had confessed or accepted a plea bargain based upon inaccurate information regarding the consequences of their confession or plea, we conclude that the grand juror’s order of secrecy is not dispositive of the defendant’s appeal unless the defendant can prove that he testified as he did because of, and in reliance on, the order of secrecy.
The grand juror told the defendant that “in a few minutes . . . [the state’s attorney] will be advising you as he does all the witnesses.”
Moreover, as the state points out, the grand juror’s admonition to the defendant that he, like other witnesses, was not to discuss the proceedings “outside this room,” and that he was not to “go out of this building or anywhere in this building” and discuss the matter, implied that the order of secrecy was directed at preventing the immediate or premature disclosure of the proceedings.
Indeed, the fact that a representative of the state’s attorney’s office was present and taking an active role in the grand jury proceedings makes it less likely that the defendant, a trained law enforcement officer himself, would have believed, absent a clear and unambiguous advisement to the contrary, that the state’s attorney could not use the defendant’s own testimony in a criminal case against him.
To the extent that the trial court’s ruling is predicated upon the grand juror’s order of secrecy, that ruling, in effect, creates an irrebuttable pre