Citation Numbers： 78 A. 853, 84 Conn. 60
Judges： THAYER, J.
Filed Date： 1/24/1911
Status： Precedential
Modified Date： 1/12/2023
The opinion of this court holds the adjudication of contempt by the City Court of New Haven reviewable in case the City Court was without jurisdiction to adjudge the contempt; and it holds in case there were no facts before it from which a contempt such as it found could have been determined, it was without such jurisdiction. And this is true, because jurisdiction by a court of the subject-matter consists not only in having jurisdiction of the class of subjects to which the claimed contempt belongs, but in having before it facts from which the adjudication of contempt may legally be made. A court has the right to adjudge an attorney in contempt for bad faith with the court, but unless there be before the court some facts which might lead to the conclusion, supported by law, that the person charged was in fact guilty of such bad faith, the court cannot so adjudge him.
The fundamental difference between the majority and *Page 70 minority of the court is whether, upon the facts of record, the City Court had jurisdiction to adjudge Mr. Goodhart guilty of the contempt found.
The judgment is that in open court he did behave in a contemptuous and disorderly manner toward said court, "by making an untruthful statement in order to secure the admission of certain evidence."
We agree, if the attorney in fact made an untruthful statement, or if the conclusion of the trial judge was one of fact, and no rule of law or logic has been violated in its making, this judgment cannot be reviewed. It is not so many years since conclusions of fact in this jurisdiction were in no case reviewable; but this rule worked oftentimes serious injustice, and gradually there developed the general view that the rule ought to be modified, and, in response to what had come to be the usual and customary belief, our court, in the due and orderly way in which law grows, grafted upon the doctrine that conclusions of fact could not be reviewed certain exceptions representative of this customary belief which have become formulated in this rule. A judgment rendered upon facts found will not be reviewed unless some erroneous rule of law material to the case has been applied, or unless a material conclusion has been reached or a material inference drawn, legally or logically necessarily inconsistent with the facts, or so illogical and unsound, or so violative of the plain rules of reason, as to be unwarranted in law. Gray's Appeal,
The judgment of the City Court must be upheld unless its conclusion upon the facts before it violated this rule. We think its conclusion that Mr. Goodhart was untruthful is not only illogical, but entirely inconsistent with the facts before the trial court, and found without evidence, and reached by the application of an erroneous rule of law.
The majority hold that upon the record it cannot be said as matter of law the trial court reached a conclusion so illogical, or one so without the facts before it, or so applied an erroneous rule of law, as to make its conclusion unwarranted in law. We know of no fairer way to present this question of difference than to state at length the essential facts as found by the trial court and set forth in the bill of exceptions.
One Newport was charged in the City Court of New Haven with the "crime of assault with intent to commit murder." The City Court could not determine such charge; it could find probable ground and bind the accused over to the Superior Court.
Upon the hearing on said charge, the State produced evidence tending to show that the accused was guilty as charged, and rested its case, whereupon Mr. Goodhart, attorney for Newport, called as the first witness for the defense Dr. Peck, who had been regularly subpoenaed by the State, and was duly sworn, and he testified that he, at the request of the State's Attorney, saw Newport, shortly after his arrest, at the police station, in the presence of two detectives, and, for a part of the time, of an attorney for Newport. Mr. Goodhart then inquired: "And what did you call on him for?" This question, on objection by the city attorney, was excluded, as was a similar question, despite the persistent attempt to secure its admission. *Page 72
The witness then testified he asked Newport some questions, and at his request looked at his wounds, and was about to tell what he said to the detectives when Mr. Goodhart interrupted, and in the course of his remarks stated the purpose of his offer thus: "I am asking your Honor to let me have this man testify for the purpose of bringing before you — I want to know the condition he found this man in that night, his wounds, his bruises and whatever other examination he made, so that you may know what this man's condition was. You have heard the presentation of the alleged, of the assault, and I want you to know what this man's condition is for the purpose of determining the nature and character of the assault, and all the other testimony that will come in connection with it."
The question whether the doctor made an examination of the accused was renewed, and the city attorney objected because it was of no materiality, and further said: "If he is asking it for the purpose of proving insanity, he must indicate that at this time; if that is the purpose, we want to know it. If purely for the purpose of fishing around there, it is immaterial."
To this Mr. Goodhart replied in part: "I did not say that I did not know what this man was going to attempt to say: if I did not know what I understand that he would say, I would not put him on. It is very obvious what I am attempting to find out. I am attempting to find out, first, if he wishes to know, for he seems to assume that my purpose is to determine his mental condition is proper, or the attempt to: first, I want to ascertain what this man's condition was who was found down under Mr. Webb and to ascertain his physical condition, and further than that, from such observations as he made, what his mental condition was." After further discussion by counsel the court said: "Proceed with your answer." The witness then said: "I dressed Newport's *Page 73 wounds and made a physical examination, and while thus engaged a gentleman who said he was Newport's counsel came in, and said he had the right to stop me, and I left."
Counsel then inquired for the details of what was done, and upon the witness saying Newport and he saluted each other and sat down, and he began questioning Newport, counsel inquired, "What was said?" This was objected to on the ground that Newport's statements could not be offered in his own favor. Mr. Goodhart replied: "I am not making any claim with respect to his commission of any offense, but only in connection with the examination. I do not care about what declarations he made about certain things, . . . why, clearly there cannot be any question about that, about my right to ascertain the nature of the examination."
Thereupon the following occurred: "The Court. The nature of the examination is proper. Mr. Hoyt. They are simply offering declarations in another way. The Court. The conversations are excluded, the nature of the examination is admitted. Mr. Goodhart. You mean what he said in response to questions that he asked concerning his condition, that those are excluded? The Court. In connection with his condition are admissible."
Further questions were asked concerning the examination, and answers elicited of little materiality, when the following occurred: "Q. Well, was that examination for the purpose of determining his condition, Doctor?" and the witness replied: "I do not see how I can answer that question satisfactorily without telling either in a general way or in detail the method of examination, which consisted first of a conversation with the prisoner, asking questions about his conduct about himself, and about his previous history and his family history. Mr. Goodhart. I claim the entire conversation then." *Page 74
This was objected to because an offer of his own declarations, and excluded.
In response to questions the witness said he did question Newport concerning his family history, as to what had happened that day, and concerning Mr. Webb and what had happened previously. The witness then testified he dressed one wound and examined others, and examined his knee jerks and found them normal. He was then asked, "Did you examine the Achilles jerks?" and replied, "I did" and was then inquired of, "What did you find?"
This was objected to because these questions could only be asked a physician for the purpose of proving insanity. The court then said: "If you, Mr. Goodhart, will say to the court you are trying to prove insanity I shall allow you to proceed." Mr. Goodhart replied: "My purpose is to have your Honor ascertain his mental condition." Thereupon the court excluded the question. Mr. Goodhart then inquired: "Did you examine his eyes?" This was objected to and excluded. Thereupon the following occurred: "Mr. Goodhart. Do I understand your Honor to say if it was for the purpose of showing his mental condition he was examined? The Court. If you plan to prove the accused was insane at the time the doctor examined him, I will admit the question. Mr. Goodhart. Well then, for the purpose of determining this evidence upon that theory, I shall, assuming one of the defenses be that of this man's incompetency at the time of his commission of the act, if I understand I may be permitted to make the examination I supposed I was entitled to. Q. Under those conditions, you may go on and state everything you did at the time, from the time you went in, Doctor? The Court. Do I understand — Mr. Goodhart. I am putting him on the stand for the purpose of showing the man's mental condition — that he was abnormal *Page 75 and incapable of committing a crime. The Witness. Is this in reference to the examination? Q. . . . I want you to state what you did within a few hours, what you did, what you said, and what he said to you at the time: begin at the beginning? A. . . . So I asked him about the occurrence, and he said that he went to Mr. Webb's office, and that Mr. Webb attempted to assault him, and that he shot him in self-defense. He further stated that he had on previous occasions been assaulted by Mr. Webb. Mr. Webb ran into him once in front of the post-office, and again jostled into him as he was coming out of McKee's store and then turned around and laughed at him. Q. And what? A. Laughed at him. He also said that he had made remarks at the Union League Club which had been reported, came to him. Remarks that were rather against his, Newport's, character. . . . Q. State all that took place, Doctor, everything just as nearly as you can remember? A. I can't tell exactly the words of my question, but I asked him about his divorce proceedings and he told me about that. . . . Q. Tell us all that he said about divorce? A. He said, you knew about it, did you not, and I told him I did not recollect anything specific about it. I knew there was such a proceeding in court. He said that the case was decided against him, and there was three or four, I think three thousand dollars, and he had called on Judge Shumway at his home at Danielson. . . . Q. He called on Judge Shumway there? A. Yes, and the judge told him that he had given this woman a decree of divorce, because he knew if he did not that she would keep bothering him all the time and annoying him. I asked him about his previous history. I asked him when he came to New Haven. Q. Pardon me a minute, please, Doctor, have you testified all that he said about the divorce? A. I think so. Q. During that conversation did he allude to his wife? A. Well, I do not *Page 76 recall that he did. Q. During that conversation did he allude to his child? A. Yes. Q. What did he say? A. I asked him if he had any children. Q. What did he say? A. He said he had one about eight years old. Q. Anything further? A. I asked him how long he had been married. I asked him when he came to New Haven. Q. No, I refer to the child now. A. That is all. Q. Was anything said during that part of the conversation or before or after with respect to Mr. Webb's relationship in any way or connection with the child? A. He said that Mr. Webb was a lawyer representing his wife in the divorce proceedings. Q. Did he say anything about Mr. Webb and the child, so far as Mr. Webb's attitude to-toward Mr. Newport, so far as it affected Mr. Newport and the child? . . . A. I think possibly he told me that he had been allowed to see, the decree had allowed him to see the child once a week provided he paid a weekly board bill or fee for the support of the child. I think he told me that. Q. Anything in connection with Mr. Webb in relation to the matter? A. No. Q. Anything said about whether Mr. Webb had either in any way affected his right to see the child? A. Not that I recollect. . . . Q. Anything said in which he used the expression that Mr. Webb was hounding him about the payment of money? A. I do not recollect it. Q. Will you say it was not? A. I do not recollect. I would not say. . . . Q. Did you examine the eye reflexes? A. I did. Q. Did you ascertain his condition with respect to coordination? A. I did. Q. What did you find with respect to the eye reflexes? A. I found they were normal. Q. And as to coordination? A. Normal. Q. Now, was there any tremor of the hands or face? A. There was a slight tremor of the eyelids. Q. Did you ask him his reasons for doing this act? A. Not that I recollect. Q. Did he offer to state to you his reasons? A. He said that Mr. Webb attempted to assault him and that he shot him in *Page 77 self-defense. Q. Did he say anything to you concerning Mr. Webb's conduct toward him other than his jostling against him and talking about him? A. He might have said he was attorney representing his wife in the divorce proceedings. . . . The Court. Repeat what he said. The Witness. He told me that on one occasion in front of the post-office, Mr. Webb had jostled against him, and on another occasion, as he was coming out of McKee's, Mr. Webb ran into him and turned around and laughed at him, and that he had heard it reported that he made remarks about him at the Union League Club. . . . Q. Did he state to you anything with respect to his claim that Mr. Webb had to do with his child's not seeing him or not seeing his child? A. I do not recollect. Q. Did you ask him? A. I do not recollect. Q. Don't you remember asking that question, do you? A. No. Q. And do not remember about his speaking of it? A. No. Q. Do you remember the subject of conversation as to Mr. Webb's being responsible for his alienation from his wife? A. I have no recollection. . . . Q. And how long did you have him under examination? A. I think about three-quarters of an hour, possibly. Q. Who was present during that time? A. Well, at first Detective Donnelly and Detective Ward, and then Mr. Donnelly went out, and after the dressings were brought to me Detective Ward went out, so while I dressed his leg there was nobody in the room. And later, during the physical examination, Mr. McKenna and Detective Ward were both present. . . . Q. Did he express any approval or disapproval of the fact of Mr. Webb's having been injured, in your presence? A. He said he shot him in self-defense. Well, further than what I said, I do not recall anything. Q. What? A. Further than what I have said I do not recall. Q. You haven't said anything? A. About his approval? Q. Did he, in fact, express approval or disapproval? A. Say he was *Page 78 glad? Q. Yes, anything of that kind? A. No, I do not remember him saying anything. Q. Doctor, at the time that you had the conversation with him, did he appear excited, agitated, or did he appear cool and submissive: describe to the court, if you can? A. He appeared to be in a very normal attitude, neither excited nor dull. He answered my questions promptly, and his memory seemed to be very good, seemed to understand the questions and answered the questions.
The Court. Now, Mr. Goodhart, do you think that your questions have followed out the line that you indicated to me when I allowed you to ask these questions?
"Mr. Goodhart. They surely do.
"The Court. I cannot see any possible connection with the questions that have been asked and the promise that you made me when I allowed you to ask these questions. I will listen to anything that you wish to say why I should not fine you for contempt.
"Mr. Goodhart. I attempted to ask this gentleman, if you mean the conclusion, I asked, if that is what your Honor refers to, from such examination as you made, Doctor, what will you say?
"The Court. I wish to ask you: you fail to answer that question.
"Mr. Goodhart. I assumed that, that that goes without saying, I assumed that from the condition, from his finding him in the condition, I assumed that would be this gentleman's, your Honor's conclusion, I will assume from his testimony he found him in a certain way.
"The Court. I allowed you to go into a certain line of evidence on your statement to me that you planned it for a certain purpose. You have not asked any question except the question of getting from this witness practically all that he knew without asking him any question that carried out your promise to me. I fine *Page 79 you twenty-five dollars and costs for contempt of court.
"Mr. Goodhart. No further examination.
"Cross-examination by Mr. Hoyt.
"Q. Have you discussed this case with Mr. Goodhart and Mr. McKenna? A. I have not. Q. When were you subpoenaed in this case? A. This morning.
"The Court. Mr. Officer, take the attorney into custody until the fine is paid."
The trial court finds: "The foregoing are the facts on which the judgment for contempt against said Goodhart was rendered, a copy of which judgment is hereto annexed, marked Exhibit A." Parts of the testimony which were of little materiality or repetitions have been omitted. "The said Jacob P. Goodhart upon being taken into custody by said officer, paid said sum of twenty-five dollars, and said trial proceeded."
The bill of exceptions contains all of the facts upon which the judgment was rendered. The facts detailed are not to be interpreted by the demeanor of the attorney, the inflection of his voice, or any other circumstance, not found in the record. This court will declare the law upon the facts found: it will not find the facts.
The several offers of evidence made by Mr. Goodhart were admissible for the purposes claimed by him. What was said and done at the interview between Dr. Peck and Newport was admissible to prove the mental condition of the accused, and Newport's insanity at the time of the commission of the alleged offense was made an issue in the case.
After Mr. Goodhart had made this claim the court said: "If you, Mr. Goodhart, will say to the court you are trying to prove insanity, I shall allow you to proceed." Twice again Mr. Goodhart was required to state his claim, and from the time of his final statement down to the point when the court inquired, "Now, Mr. Goodhart, do you think that your questions have followed out *Page 80 the line that you indicated when I allowed you to ask these questions?" not an objection had been taken, nor a ruling made by the court. And the State and the court agreed that this evidence was admissible for the purpose claimed.
The act of contempt is found in holding Mr. Goodhart's statement, in response to the question of the court, that he offered the evidence to prove insanity, to be untruthful, and that he thereby secured the admission of this interview. "But," says the opinion, "the question is not as to the admissibility of the testimony to prove insanity, but whether it was offered by the plaintiff as he stated for the purpose of proving it. Admissible evidence may be offered for an improper and unworthy purpose with no intent to prove the fact for which the evidence is admissible." The opinion refers to three considerations on which the trial court might have relied in its conclusion: (1) That the motive of the offer was bad. (2) That the claims of counsel in order to secure the admission of this evidence were shifty. (3) That the question involved is one of intent, and "subtle and impalpable considerations" may have controlled this conclusion.
The court argues that this was a preliminary hearing, and the trial court could not find the accused guilty or not guilty, nor discharge or confine him upon the ground that he was insane. "The plaintiff would therefore have no motive for proving Newport's insanity in the City Court." Because insanity was not an issue in the case before that court Mr. Goodhart had no motive in pressing it, and from his bad motive the court might have found him untruthful in making the claim.
We are of the opinion this position is unsound. The duty of the City Court on this hearing was to inquire into the facts, and, if it found probable ground to exist, bind the accused over to the Superior Court for trial, or, *Page 81
if it did not find such probable ground, to discharge him. Public Acts of 1905, p. 411, Chap. 215; State v. Fox,
A vital element in the charge, "assault with intent to murder," is the specific intent; without proof of that, there is no crime. If Newport could show that he was insane at the time of the assault charged, he could not have had this specific intent, and did not commit the crime charged, and the court could not find probable ground against him. "Probable ground" and "probable cause" are synonymous terms, and Chief Justice Marshall defines probable cause in United States v. Burr, Fed. Cas. No. 14, 692a (p. 12) thus: "I understand probable cause to be a case made out by proof furnishing good reason to believe that the crime alleged has been committed by the person charged with having committed it." Our practice is in harmony with this statement of the law.
Further, it is the duty of an attorney to bring to the attention of the court an accused's insanity, and the court may then appoint a guardian ad litem and cause steps to be taken to secure an examination of the accused. The law does not compel an insane accused to wait until he reaches the Superior Court before it ministers to his unhappy state.
If the City Court based its judgment upon the ground that Mr. Goodhart secured the admission of evidence *Page 82 which the court could not consider, it was clearly in error.
The court says, if the defense before the jury was to be insanity, his counsel would have a motive to learn what the accused had said to Dr. Peck. That might be true, yet, in the absence of any finding that this was the motive of the attorney, we should be reluctant to suggest this as the motive of an officer of this court, an attorney in good standing and active practice. The trial court had before it no fact which indicated the purpose of the attorney was an untruthful one. Its ruling admitting the evidence for the purpose claimed, and the city attorney's concession that it was admissible for this purpose, ought to protect this attorney against a charge of untruthfulness in claiming the evidence to prove insanity. Moreover, the evidence offered may have tended to prove insanity, and the City Court did not have, nor has this court, the right to find the evidence was without probative force to prove insanity.
We may take judicial notice that Newport was subsequently acquitted in the Superior Court of New Haven County, on the ground of insanity, of this very charge.Hartford v. New York N.E. R. Co.,
From this record we may gather on what in part this defense probably rested.
The accused was a business man of New Haven. He told Dr. Peck his wife was divorced from him, and the custody of their only child awarded the wife, and he allowed to see his child once a week, provided he pay the weekly board. Mr. Webb had represented his wife in the divorce case and secured for her large alimony. He believed Webb had twice purposely run into him or jostled against him in the public street, at other times *Page 83 laughed at him, and sneered at him, and made remarks damaging to his character in the club. He told Dr. Peck that he shot Webb in his office in self-defense.
We can understand from what appears in this interview with Dr. Peck what in all probability the ultimate claims upon insanity in the trial to the jury were to be: That the accused had the delusion that Mr. Webb's course in the case had taken wife and child from him, and his feeling against Webb was so intense he became possessed with the delusion that he had treated him with indignity, and was slandering him. This inference is aided by our knowledge that Mr. Webb is a lawyer of good standing. That when the accused said he went to see the judge who tried the divorce case, and the judge said he had granted the decree because he knew if he did not the wife would keep bothering him all the time and annoying him, the claim of counsel was that the accused was laboring under a delusion as to what the judge told him was the ground of his decision. This inference is aided by our knowledge of courts and of this judge.
In the light of Newport's acquittal, it must be held highly important if counsel could establish through the State's expert that Newport entertained delusions such as these just succeeding his assault upon Mr. Webb in his office; to support such a defense, it must be found that the accused held such delusions, that they or either of them were responsible for his act, and that they were insane delusions, springing from a disease of the mind. Delusions of this class are placed under the head of persecutory delusions. Andersen v. State,
Again, this evidence suggests that a claim might be made in behalf of this accused, that even though he was found to have had mind enough to comprehend the character and consequences of his act, if his mind was *Page 84 so diseased that his will was overpowered, and he was forced or driven to shoot Webb by an uncontrollable or irresistible impulse springing from such disease of mind, he could not be convicted or bound over.
Whether the City Court would be satisfied that the defense was well taken is beside the point; it was the right of the accused to make it, and to have it fairly considered. This evidence was not claimed to be all of the evidence to prove insanity: the defense had just begun.
The court suggests as a further argument to justify its conclusion that the City Court might have found the attorney offered this evidence in bad faith, his shifty conduct in first claiming the evidence on one ground and then on another. The record discloses the City Court did not so find, nor place its decision on this ground. If it had, and our duty was to read the record to see if that supported such a conclusion, we should have to conclude it did not.
Mr. Goodhart first claimed the evidence to prove the physical condition of the accused to determine the nature and character of the assault. Then the city attorney objects, that if it's a mere fishing expedition it is immaterial; if to prove insanity, counsel should indicate that purpose. To this Mr. Goodhart replies: "If I did not know what I understand that he would say, I would not put him on . . . I am attempting to find out, first, . . . his physical condition," second, his mental condition.
The witness testifies at some length to the occurrences of the interview, when the city attorney again objected that the questions could only be asked a physician for the purpose of proving insanity, and the court said: "If you, Mr. Goodhart, will say to the court you are trying to prove insanity, I shall allow you to proceed." Mr. Goodhart again states his purpose to be to ascertain the mental condition of the accused. Upon the court's excluding *Page 85 a clearly admissible question, Mr. Goodhart inquired if the question was admissible to show mental condition, and the court said: "If you plan to prove the accused was insane at the time the doctor examined him, I will admit the question."
Mr. Goodhart restated his claim, and, as the court started to make the same inquiry as before, Mr. Goodhart restated his claim that he put Dr. Peck on the stand to show the accused's "mental condition — that he was abnormal and incapable of committing a crime."
To us this does not show shifty conduct on the part of the attorney, but a persistent claim of a definite purpose in the face of rather unusual obstacles.
The State admitted the admissibility of evidence of insanity, and the trial court allowed the evidence for that purpose, and, after considerable evidence had been put in in compliance with its ruling and without objection, it found the attorney untruthful in securing the admission of such evidence, and this court holds it might have so found because the evidence put in had no probative force.
We think this suggestion does the trial court a serious injustice; such a course would have impeached its fairness.
So far our research has failed to discover a recorded instance where an attorney has been found guilty of making an untruthful statement in claiming to prove evidence of the insanity of an accused when the evidence claimed was competent, relevant, and material. Nor do we find a recorded instance of a finding by a court of deceit by an attorney who sought to introduce evidence first on one ground and immediately after on an additional ground which was esteemed by the trial court to be sound.
In our opinion there was no evidence before the trial court from which it could hold this attorney's motive *Page 86 bad or his conduct shifty, and the record shows indubitably that it did not determine the contempt upon such ground.
The finding of the trial court answers the suggestion that the intent may have been found from "subtle and impalpable considerations." The record says it states the facts on which the judgment was rendered, and the judgment of this court cannot go beyond that record.
Further, the question of intent is one of law if the court, in reaching that conclusion, erred either in law or in logic. Brosty v. Thompson,
The judgment of the trial court was not based upon any of the suggested considerations, but upon a mistaken opinion upon the law; that is an experience of all judges and readily excusable. The finding of a bad motive or shifty conduct by an attorney in his relation with the court, without the suggestion of legitimate evidence to support either, is something for which excuse could not so readily be found.
The City Court might by a line have said its conclusion was affected by the demeanor of counsel, and so saved its judgment from successful attack; instead it told the exact truth and no more. And thereby it established its sense of fairness, which is the first requisite of the just judge.
When the direct examination of Dr. Peck was practically completed, the court said: "Now, Mr. Goodhart, do you think your questions have followed out the line that you indicated to me when I allowed you to ask these questions?" This indicates the court was of opinion the questions asked had not tended to support the claim of the attorney that he offered the evidence to prove insanity.
In this the court had a wrong conception of the law; all that was said and done by the accused at the interview *Page 87 with Dr. Peck was evidence tending to show his condition of mind at the time of the assault, and we have endeavored to show this evidence may have tended to prove that the assault arose through such insane delusions or through an irresistible impulse springing from disease.
Mr. Goodhart then inquires of the court if his failure to ask the opinion of Dr. Peck was what the court had in mind, and the court replies: "You have not asked any question except the question of getting from this witness practically all that he knew without asking him any question that carried out your promise to me."
What the court terms Mr. Goodhart's promise was his claim to introduce the evidence of the interview to prove the insanity of the accused. The court could not have meant that Mr. Goodhart had promised to prove the insanity in fact from this evidence; an attorney's claim to prove a fact does not mean an absolute promise to do it. The court had in mind that ordinarily, in proving mental condition, the facts within the knowledge of the witness are presented and his opinion in the light of his knowledge asked. There is no legal obligation to take this course. The facts may be presented to be weighed by the court without the opinion, or one witness may give the facts and another, if competent, his opinion upon these facts.
The City Court was in error in ruling that the facts of the interview and examination did not tend to prove insanity, unless connected with an expression of opinion from the one testifying to the facts.
The finding of untruthfulness is not one of fact, but of law, because there are no facts found which in law can justify it, and it was found by the application of an erroneous rule of law.
When we modified our rule of law and permitted conclusions of fact to be reviewed in certain cases, we did *Page 88 it to further just decisions, we adopted it for every class of actions, made it as applicable to contempt as to negligence cases.
The importance of this decision to Mr. Goodhart is great; its importance to the practicing attorney is great; and its importance to the administration of justice is greatest of all.
The attorney who defends an accused is "bound by all fair and honorable means, to present every defense that the law of the land permits, to the end that no person may be deprived of life or liberty, but by due process of law." Code of Ethics, Fifth Canon, Amer. Bar Ass'n Reports (1909), p. 1161. His oath of office compels this, as it does that in the exercise of his highest fidelity and skill for his client he shall do no act in violation of his professional integrity. An attorney who presses a legitimate defense for an accused by legitimate methods must not be in danger, while doing his duty to his client, of being found guilty of deceiving the court, else his independence will vanish, and no longer can it be said: "It is the glory of our profession that its fidelity to its client can be depended on." The independence of the lawyer is as necessary to justice as is the independence of the judge.
Maintaining its right to review a judgment of criminal contempt when the act adjudged contempt is no contempt, the court holds that it cannot examine the transcript of what occurred in the court-room as set out in the bill of exceptions in order to ascertain if there were ground of contempt, because that would be finding a fact from the evidence. "But," says the court, "we cannot, upon this bill of exceptions, inquire whether the evidence warranted the court's finding that the plaintiff's statement was untruthful. We cannot, in any case, upon a bill of exceptions, review the whole evidence for the purpose of determining whether the trial *Page 89 court was right in its determination of a question of fact."
We think such a technical disposition of this case is unwarranted under our law. Writ of error is a proper method of reviewing a judgment of criminal contempt.Tyler v. Hamersley,
The bill of exceptions lays before the appellate court all facts, rulings, claims, and statements relevant to whether or not the judgment from which the writ is taken is erroneous. We do not understand the court intends to hold that when a bill of exceptions shows that the court reached its conclusion without evidence, or in violation of the rules of logic or reason, or of a rule of law, that this would not present a reviewable error of law. We think the court intends to hold that it cannot on a bill of exceptions review a conclusion of fact, or the evidence which may be detailed in the bill for the purpose of reviewing a conclusion of fact. This is true generally, and no less so, and no more so, where a record embodying a bill of exceptions is brought up on a writ of error. The bill of exceptions cannot be used to review a conclusion of fact, any more than the finding on appeal can be so used, unless some rule of law or logic has been violated in reaching it.
It is well to remember that the decisions upon bills of exception which the opinion cites were rendered at a time when all conclusions of fact were final. Since then our law has been changed, as we have before shown, and necessarily that change affected every known remedy or process of procedure. It is axiomatic. A general rule of law once declared by this court becomes of universal applicability in this jurisdiction for every occasion and for every class of cases. "It is not the object or purpose of a bill of exceptions to bring up the whole case for revision, but only some particular ruling or decision of the *Page 90
court that is at the time specially excepted to." Hale v.Wiggins,
It seems self-evident, if we would know whether the attorney made an untruthful statement "in order to secure the admission of certain evidence," we must have the evidence before us, and all that led up to and formed a part of the adjudication. A finding of what the judge thought the evidence proved will not satisfy; nothing short of the evidence to secure the admission of which the attorney is found to have made an untruthful statement will satisfy.
In such a case as this, the evidence upon this point is a fact, and the fact, upon which the court based its conclusion. This is not a case where a conclusion is drawn from subordinate facts which the evidence supports; but a conclusion drawn from the conduct of the attorney in presenting this particular evidence. We cannot understand his conduct, nor tell whether the trial court reached its conclusion contrary to law, unless we see the evidence, and see it in its setting, as it appeared *Page 91 at the time, with the questions and answers, the objections and the claims of counsel, and the rulings and observations of the trial court.
We are in accord with the opinion of this court that questions of intent, good faith, and motive such as this, "rest largely upon the impressions which the trier obtains from all the circumstances and indications presented in the case." And only the record of what occurred at the hearing will present this, and, when the judge finds that this record is all upon which his judgment was based, it follows that this method of procedure is the only way to certainly determine the existence or nonexistence of the act adjudged a contempt.
The only acts or facts on which it has been suggested the trial court might have founded its conclusion of the untruthfulness of this attorney are these: 1. That the evidence offered was inadmissible to prove insanity, and the attorney in stating to the court he claimed the evidence on this ground might have been found untruthful. 2. That the evidence offered, though admissible, had no probative weight to prove insanity, and therefore the attorney in stating to the court he claimed the evidence on the ground of insanity might have been found untruthful. 3. That the attorney in making his various claims to secure the admission of the evidence shifted his ground, and from such conduct he might have been found untruthful. 4. That such a conclusion is a finding of intent, which rests largely upon the impressions which the trier obtains from all the circumstances and indications presented in the case.
We cannot tell whether evidence is admissible or not until we know what it is. We cannot determine the probative force of evidence unless we have it before us. We cannot say whether an attorney's conduct was shifty in making his claims of evidence unless we have the record open before us. We cannot know the circumstances *Page 92 and indications of the hearing in their relation to a question of contempt such as this unless the record gives us the story of the court-room from the transcript.
In behalf of the plaintiff the claims are: 1. That all the evidence offered was admissible, and might have tended to prove physical condition or insanity as he claimed. 2. That there was no evidence or fact before the court from which it could adjudicate him in contempt. 3. That the record of the trial, in the statements of counsel and the rulings and observations of the court, shows that the ground of the judgment was the misconception of the law that the evidence offered was not admissible unless followed by the opinion of the witness.
All but the last of these considerations required a statement of the evidence, and even the last required a part of the record, and the rest is so closely explanatory it cannot be said to be improper to give it all.
The opinion holds that in presenting evidence of no probative force, the motive of the attorney is a vital consideration; but how can the probative force of the evidence, or its lack, be known, unless it be set out?
Finding a material fact without evidence — that is, a fact unsupported either by some direct testimony or by some inference which a court may properly draw from the testimony given, conduct of parties or witnesses, or other circumstances appearing in the trial — is an error of law. Morris v. Winchester Repeating Arms Co.,
The method of presenting to this court such an error of law on appeal has under the direction of this court become settled. Standard Cement Co. v. Windham Nat.Bank, supra. The evidence bearing upon the point at issue is certified by the trial court, and from its examination we ascertain if an error of law has been made in the finding or conclusion of the trial court. *Page 93
The practice on the presentation to this court of an error of law on writ of error should harmonize with the practice on appeal.
In this case the trial court made up the bill of exceptions which corresponds to the finding of facts on appeal, it stated its conclusion, and it incorporated the evidence bearing thereon, and it certified that its judgment was rendered upon these facts. No better or simpler method could have been adopted. Would it have improved the opportunity of this court to make its review had the evidence been separated from the bill of exceptions and certified independently? In reality the method pursued was an adaptation of the practice on appeals, supported by a finding of facts, to the practice on writs of error, supported by a bill of exceptions. It made for simplicity of practice, and the great present need of the profession is to spend less time on adjective and more on substantive law.
We have preferred to treat this case as if the judgment had been properly framed, and hence the conclusion of the judgment properly in issue.
Lest out failure to refer to it may be taken as an acquiescence by us in the form of this judgment, we will briefly refer to its insufficiency as a legal judgment.
Proceedings in contempt are of a criminal nature;Church v. Pearne,
In criminal judgments no intendments or presumptions can be indulged in to sustain the judgment of the trial court. Crites v. State,
In a judgment for constructive criminal contempt, the judgment may set out the facts, or, by reference to the pleadings, make them a part of it; in any event, it is essential that the jurisdiction of the court appear on the face of the judgment, by making the facts, directly or by reference, a part thereof.
If the contempt be direct, for an act done in the presence of the court, since there is no written charge or complaint, there is no opportunity for one found guilty to properly protect his rights, unless the facts found are spread upon the judgment-file.
The statement of the ultimate conclusion will not enable the reviewing court to determine whether the court had jurisdiction to adjudge the contempt. In this case the general conclusion only is stated in the judgment, and without the bill of exceptions it would be impossible to know whether the judgment were good or bad. Our practice has been to state in the judgment the facts upon which its conclusion was based. This we believe to be not only the best practice, but the only practice to properly guard the rights of one found guilty of a contempt.
In Crites v. State,
Heretofore we have required actions of criminal contempt to conform as nearly as possible to proceedings in criminal cases. Church v. Pearne,
We have referred to the record of contempt in this case as a judgment, as we believe it to be under the law, and thus followed the title given it by the City Court as well as in our practice generally. We have not deemed it of importance to attempt to controvert the court's conclusion that the record of the contempt is not a judgment. Whether it be called an adjudication, a judgment, an award in the nature of a judgment, or an order, does not in the least change its character, or deny to this court the right of review when the court had no jurisdiction to find the contempt.
The nature of this case makes permissible in conclusion a general observation. A court created by the legislature, whether a higher or lower court, may be controlled by the Act of its origin, and by that Act, or subsequent legislative Acts, its power to punish for contempt may be limited. The denial of the right of review of a judgment for criminal contempt by a court of competent jurisdiction has not seemed to some of our State courts vitally necessary to the preservation of the just dignity and authority of the court, and they have departed from the common-law rule. It may be conceded that perhaps too great weight has been given to the necessity for holding such judgments for contempt conclusive, but this doctrine is of immemorial antiquity, and cannot be reversed by judicial decision. A reversal of this rule would mean more than a change in procedure or an addition to existing remedies: it would mean the uprooting of the long-settled principle of the law that *Page 96 the power of a court of competent jurisdiction over its own judgments for criminal contempt is final and conclusive.
In many of our States legislation has provided for a review of judgments of criminal contempt. There are, however, certain limitations upon the authority of the legislature over such a matter.
A remedy by legislation for a review of judgments of courts created by the Constitution must of necessity be confined to errors of law; conclusions of fact as found by the trial court, unless some error of law has been made in their finding, are final and cannot be reviewed; and it must recognize the limitations upon its authority over courts created by the Constitution; and, whether the court be created by Constitution or legislature it ought to recognize that the court's right to summarily punish, upon its own knowledge, for contempts committed in its presence, is essential to its usefulness and vital to its existence in the administration of justice.
There is manifest error, and the judgment of contempt should be reversed.
In this opinion RORABACK, J., concurred.
Otis v. Superior Court , 148 Cal. 129 ( 1905 )
McCarthy v. Hugo , 82 Conn. 262 ( 1909 )
Spencer v. Merwin , 80 Conn. 330 ( 1907 )
Morris v. Winchester Repeating Arms Co. , 73 Conn. 680 ( 1901 )
General Hospital Society v. New Haven Rendering Co. , 79 Conn. 581 ( 1907 )
Hyde, Admr. v. Mendel , 75 Conn. 140 ( 1902 )
State v. Fox , 83 Conn. 286 ( 1910 )
Church v. Pearne , 75 Conn. 350 ( 1903 )
Lawler, Admr. v. Hartford Street Ry. Co. , 72 Conn. 74 ( 1899 )
Brown v. Clark , 80 Conn. 419 ( 1908 )
Metcalf v. Central Vermont Ry. Co. , 78 Conn. 614 ( 1906 )
Arthur v. Norfield Congregational Church , 73 Conn. 718 ( 1901 )
Brosty v. Thompson , 79 Conn. 133 ( 1906 )
Broughel v. So. New Eng. Tel. Co. , 72 Conn. 617 ( 1900 )
Bessette v. W. B. Conkey Co. , 24 S. Ct. 665 ( 1904 )
Knight v. United States Land Assn. , 12 S. Ct. 258 ( 1891 )