DocketNumber: SC 17345
Judges: Borden, Norcott, Katz, Palmer, Vertefeuille
Filed Date: 1/9/2007
Status: Precedential
Modified Date: 11/3/2024
The dispositive issue in this certified appeal is whether the Appellate Court properly concluded that the named plaintiff was not entitled to a jury charge, pursuant to General Statutes § 52-114, that the named plaintiffs decedent was presumed to be in the exercise of reasonable care.
The named plaintiff, Richard Juchniewicz, executor of the estate of his deceased wife, Patricia Juchniewicz, brought this wrongful death action against the defendant physician, Frank Spano.
As set forth in the opinion of the Appellate Court, the jury reasonably could have found the following facts. “On Friday, December 8,1995, while employed as a nurse at Bridgeport Hospital, the plaintiffs decedent became sick with a fever and chills. Because her regular physician was unavailable, she telephoned the defendant. After learning her symptoms, the defendant instructed the plaintiffs decedent either to come to his office or to go to the emergency room at Bridgeport Hospital. The plaintiffs decedent went to the emergency room and was examined by John Woods, a physician’s assistant. During the examination, the plaintiffs decedent complained of a fever and chills, but did not mention any other specific symptoms. After the examination, Woods telephoned the defendant and informed him that the plaintiffs decedent had a 102.5 degree temperature and chills. At that time, the defendant diagnosed the plaintiffs decedent with a viral infection. The plaintiffs decedent was sent home and instructed to take Tylenol and to update the defendant during the weekend.
“Later that evening, the plaintiffs decedent began vomiting and was experiencing pain in her right shoulder. She called her work unit at Bridgeport Hospital
“The plaintiffs decedent called the defendant again on Sunday, December 10, 1995, and, in addition to reporting that she was experiencing a continuing fever, nausea and vomiting, reported that she had diarrhea. In response, the defendant prescribed another pain reliever and a suppository for nausea. The plaintiffs decedent woke up early on Monday, December 11,1995, and was rushed to the Bridgeport Hospital emergency room. Several hours later, at 5:55 a.m., she died from an untreated bacterial infection that caused her to suffer toxic shock syndrome.
“In January, 1998, the plaintiff brought a negligence action against the defendant and Bridgeport Hospital. A jury trial commenced in November, 2002. Before and during the trial, the plaintiff claimed that the defendant was inappropriately arguing that the plaintiffs decedent had been contributorily negligent, without having affirmatively pleaded contributory negligence.
In his appeal to the Appellate Court, the plaintiff claimed that the trial court improperly failed to instruct the jury that the plaintiff was entitled to a presumption, pursuant to § 52-114, that the plaintiffs decedent was acting in the exercise of reasonable care. Id., 314. The Appellate Court rejected the plaintiffs claim and affirmed the judgment of the trial court. Id., 316.
The plaintiff first claims that the Appellate Court improperly rejected his claim that he was entitled to a jury instruction, in accord with the statutory presumption embodied in § 52-114, that the plaintiffs decedent
Because the plaintiffs claim involves the inteipretation of § 52-114, our scope of review is plenary. Old Farms Associates v. Commissioner of Revenue Services, 279 Conn. 465, 480, 903 A.2d 152 (2006). “Although our legislature recently has enacted General Statutes § l-2z, precluding resort to extratextual sources when the statute is plain and unambiguous, in the present case, neither of the parties claims that [§ 52-114] yield[s] a plain and unambiguous answer,” to the question of whether the plaintiff was entitled to a jury charge that the plaintiffs decedent was presumed to be in the exercise of reasonable care. Id. “Accordingly, our analysis is not limited, and we, therefore, apply our well established process of statutory interpretation, under which we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. In seeking to determine that meaning, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Internal quotation marks omitted.) Id., 480-81.
We begin our analysis with the language of the statute. In its entirety, § 52-114 provides: “In any action to recover damages for negligently causing the death of a person, or for negligently causing personal injury or
Prior to 1931, the common law imposed upon all plaintiffs, as part of the burden of proving their case, the obligation of proving their own freedom from contributory negligence. See, e.g., Mullen v. Mohican Co., 97 Conn. 97, 100, 115 A. 685 (1921). At that time, any contributory negligence on the part of a plaintiff would serve as an absolute bar to his or her recovery. See Hatch v. Merigold, 119 Conn. 339, 341, 176 A. 266 (1935); see also footnote 4 of this opinion. The plaintiffs burden of proving the absence of negligence on his or her decedent’s part proved practically impossible to overcome in a wrongful death action, in which the defendant was free to testify on his behalf but the decedent was deceased and, therefore, unable to offer any evidence of his or her exercise of ordinaiy care. “The person who has been killed in an automobile accident cannot, of course, give testimony as to the circumstances leading up to it. But the driver who has killed him, if he survives, can. The facts of the accident, in the absence
Such facts gave rise to the case of Kotler v. Lalley, 112 Conn. 86, 88, 151 A. 433 (1930), which involved a hit and run accident that resulted in death. In an action brought by the decedent’s executor, the trial court granted the defendant’s motion for nonsuit, concluding that “giving the most favorable construction to the plaintiffs evidence, it failed to show . . . reasonable care on the part of the decedent.''’ (Emphasis added.) Id., 87. On appeal, this court agreed, concluding that, although the jury reasonably could have found the defendant negligent; id., 87-88; in the absence “of any fact rendering it probable or improbable that the decedent exercised due care . . . the plaintiffs proof was fatally defective . . . .’’Id., 90.
The majority in Kotler considered the court bound by the common-law rule that a plaintiff bore the burden of proving that his or her decedent was not contributorily negligent. “In some [states] it is said that where there is no obtainable evidence as to due care on the part of the injured party by reason of his death, a presumption of due care is raised from the natural instinct of self-preservation, and the reason for the rule is said to lie in the injustice of the common-law rule .... [W]e have no statutory provision ... to enforce the obviously just requirement that the burden of proof in this particular class of cases, be put in effect upon the defendant.” (Citations omitted.) Id., 89-90. The dissent stated: “To permit the ‘hit and ran driver,’ under the circumstances present in this case, to escape civil liability for his wrong because the dead cannot speak is to give him the protection of a rule of law, that the plaintiff to recover must prove that the decedent’s own negligence did not materially contribute to her death, which his own conduct has made inapplicable, and a rule which
In 1931, our legislature enacted the predecessor to § 52-114, General Statutes (Cum. Sup. 1931) § 598a.
Presumptions are not fungible. To acknowledge that there is a legal presumption does not answer the question posed by the present case, namely, whether the statutory presumption at issue required a jury instruction embodying the presumption. In any case, whether such an instruction is required depends on the purpose of the presumption involved.
As our case law indicates, as to common-law presumptions, “[n]o general rule can ... be laid down as to the effect of a particular presumption in the actual trial of a case, for this depends upon the purpose it is designed to serve.” O’Dea v. Amodeo, 118 Conn. 58, 60, 170 A. 486 (1934). Thus, for example, there are presumptions, such as the presumption of innocence in a criminal case, which “merely emphasizes the burden which rests upon the [s]tate to prove the accused guilty,” that operate whether the defendant produces evidence or not; id.; presumptions, of convenience, common experience or probability, that operate only until the defendant produces substantial countervailing evidence; id., 61-63; and presumptions, arising out of a party’s peculiar knowledge, that operate to cast upon the party with that knowledge not only the burden of producing substantial countervailing evidence, but of proving the fact at issue. Id., 63. Some presumptions may require a jury instruction explaining them; others may not.
“A presumption established by statute may fall into one or the other of these categories, or the language used may clearly indicate the effect which it is intended to have.” Id., 64. Thus, General Statutes (Cum. Sup. 1933) § 1149b, the pre-1939 version of § 52-114, which applied only when the decedent had died before trial, “creates a presumption that one killed by the negligent
We have said that “[t]he provisions of [§ 52-114] are not severable, but all its terms are intended ... to place the duty of pleading and proving contributory negligence upon the defendant.” Hatch v. Merigold, supra, 119 Conn. 343; see also Baraglia v. Brilhart, 134 Conn. 690, 692-93, 60 A.2d 504 (1948). Section 52-114 “made no change in the substantive law. ... Its effect ... is to shift the burden of proving freedom from contributory negligence from the plaintiff, where it rested under the common law . . . and to place the burden of proving contributory negligence upon the defendant if the latter sees fit to claim it by pleading it." (Citations omitted; emphasis added.) LeBlanc v. Orillo, 129 Conn. 378, 385, 28 A.2d 127 (1942). It is a procedural statute. Id.; see Petrillo v. Maiuri, 138 Conn. 557, 563, 86 A.2d 869 (1952); Hatch v. Merigold, supra, 342; Toletti v. Bidizcki, 118 Conn. 531, 537, 173 A. 223 (1934).
The question of whether a plaintiff was negligent is not at issue in a case unless the defendant relies on the plaintiffs alleged negligence by pleading it as a special defense. LeBlanc v. Grillo, supra, 129 Conn. 384-85. Indeed, in LeBlanc, we held that it was inappropriate for the trial judge, in refusing to set aside the verdict in favor of the plaintiff, to rely on the statute’s stated presumption of the decedent’s reasonable care. Id., 386. We said: “The rule still obtains that a plaintiff seeking damages allegedly caused by the negligent act of another will not be permitted to recover if it appears that his own wrongful conduct was a proximate cause of the injury to his person or damage to his property of which he complains. . . . The statute applies, as its predecessor applied, only to contributory negligence,
This is not to say that the first sentence of § 52-114 is superfluous. Understood, however, as a response to the common-law rule criticized by the dissent in Kotler, its effect is, in every case, to relieve the plaintiff of the burden, as a prerequisite to recovery, of proving his or her freedom from contributory negligence. The first sentence of § 52-114 makes clear that the plaintiff “is under no obligation to offer evidence as to his decedent’s freedom from contributory negligence . . . .” Hatch v. Merigold, supra, 119 Conn. 341. The first sentence of § 52-114 does not, however, entitle the plaintiff to a jury instruction embodying the notion that the plaintiff is presumed to be in the exercise of due care.
The cases in which we have considered the propriety of a jury charge under § 52-114 support this conclusion. In LeCount v. Farrand, 118 Conn. 210, 212, 171 A. 623 (1934), the plaintiff claimed “that the charge of the court did not give him the full benefit of the presumption that the decedent was in the exercise of due care . . . .”
Ten years later, we again faced the issue of whether it is appropriate to instruct the jury specifically, with the language of the first sentence of § 52-114, that a plaintiff is presumed to be in the exercise of due care. Marley v. New England Transportation Co., 133 Conn. 586, 589-90, 53 A.2d 296 (1947). The defendant in Marley had pleaded contributory negligence, and the trial court included in its charge the language of the first sentence of § 52-114. Id., 589. On appeal, the defendant argued that by reading the statute, the court gave probative effect to the presumption, “that the jury could only get the idea that there is something in addition to the evidence from which they should decide the question of contributory negligence.” Id. Although persuaded that the charge, in its entirety, sufficiently explained the meaning of § 52-114, we reiterated that “every purpose of the statute is served if . . . the court does not read it to the jury but merely charges them that the burden of proving contributory negligence is upon the defendant. . . .” (Emphasis added.) Id., 590. Moreover, “ [i]t would make for simplicity in the charge and remove any possibility of confusing the jury if this practice were followed.” Id.; see Grebloski v. Faux, 151 Conn. 712, 713, 200 A.2d 486 (1964).
These cases stand for the proposition that the appropriate method for conveying the effect of § 52-114 to a
We are not persuaded by the plaintiffs argument that these cases are inapposite because in each case the defendant had pleaded contributory negligence. Because the jury charges in these cases included instructions on the elements of contributory negligence as well as the defendant’s burden of proof, the plaintiff contends, there was no need, as there is in the present case, to “[level] the playing field” by charging on the specific language of the first sentence of § 52-114. By use of the phrase “[level] the playing field,” the plaintiff refers to the original purpose of the predecessor to § 52-114, which we discussed previously in this opinion, namely, to relieve plaintiffs in wrongful death actions of the almost insurmountable obligation of proving their decedent’s exercise of ordinary care. As previously discussed, however, § 52-114 already served to level the playing field in the present case, because the plaintiff did not bear the burden of proving his decedent’s freedom from contributory negligence. Prior to 1931, it would have been appropriate for the trial court to instruct the jury that to win his case the plaintiff must prove both that the defendant was negligent and that the decedent was not negligent. The trial court gave no such instruction, and that fact alone gives sufficient effect to the first sentence of § 52-114.
We are also unpersuaded by the plaintiffs argument that our reading of § 52-114 “gives the litigant-defendant control over the issue of contributory negligence and who has the burden of proving it,” because “evidence of [the plaintiffs] decedent’s conduct may be used against him at trial, without explanation or instruction, even though contributory negligence has not been pleaded.”
The plaintiff also claims that, even if, in general, the statutory presumption applies only to cases in which the defendant has pleaded contributory negligence, in the present case the defendant in effect used the defense of contributory negligence without pleading it because, through his evidence and arguments, he placed the blame for the decedent’s death on her and her conduct. In support, the plaintiff points to the following evidence and arguments of the defendant. In his opening statement, counsel for the defendant told the jury that the decedent improperly obtained prescription pain medication and that she misrepresented to the defendant the source of that medication. During the presentation of evidence, the defendant stated that the decedent initially failed to tell him about her shoulder pain and that she later misled him to believe that she was being treated by an orthopedist. Through his expert witness, the defendant also presented evidence on the decedent’s failure accurately to describe her symptoms. The expert testified that the decedent mistakenly assumed that exercise had caused her shoulder pain. In his closing argument, the defendant’s attorney said the decedent “made the mistake of misinterpreting or misunderstanding what was going on with her shoul
The plaintiff had the burden of proving the defendant’s negligence. By the same token, the defendant had the right to deny that his conduct was negligent. In the present case, the evidence of the various telephone conversations between the decedent and the defendant legitimately served as the basis for the defendant’s claim that the defendant was not negligent because the decedent gave him inaccurate or incomplete information. The fact that the defendant’s claim that he was not negligent was based on the decedent’s conduct in relating her symptoms to him is simply insufficient to give rise to a requirement that the court give a juiy instruction embodying the language of the first sentence of § 52-114.
The defendant was entitled, in his denial of negligence, to rely on that evidence as establishing his freedom from negligence, and the trial court was correct in declining to charge the jury as requested by the plaintiff. Indeed, to conclude otherwise in accordance with the plaintiffs claim would be to afford the entire statute an effect that it was not intended to have, namely, a probative force rather than merely to place the burden of proof of the plaintiffs contributory negligence upon a defendant who has pleaded it.
We disagree with the plaintiff that, in a case such as this one, evidence of the plaintiffs conduct may be used against him “without explanation or instruction . . . .” Because the plaintiffs contributory negligence is not at issue unless and until the defendant pleads contributory negligence; see, e.g., Telesco v. Telesco, 187 Conn. 715,
The judgment of the Appellate Court is affirmed.
In this opinion PALMER and VERTEFEUILLE, Js., concurred.
General Statutes § 52-114 provides: “In any action to recover damages for negiigentiy causing the death of a person, or for negligently causing personal injury or property damage, it shall be presumed that such person whose death was caused or who was injured or who suffered property damage was, at the time of the commission of the alleged negligent act or acts, in the exercise of reasonable care. If contributory negligence is relied upon as a defense, it shall be affirmatively pleaded by the defendant or defendants, and the burden of proving such contributory negligence shall rest upon the defendant or defendants.”
The initial complaint also included claims by both the named plaintiff and William Juchniewicz, the son of the decedent, individually, against the . . . defendant, Bridgeport Hospital. Those claims were later withdrawn. Therefore, Spano is the sole defendant on appeal. Hereafter, references in this opinion to the plaintiff are to Richard Juchniewicz, and references to the defendant are to Spano.
We granted the plaintiffs petition for certification to appeal limited to the following issues: “1. Did the Appellate Court properly conclude that the . . . plaintiff was not entitled to a jury charge that the plaintiffs decedent was presumed to be in the exercise of reasonable care, pursuant to General Statutes § 52-114?
“2. If the answer to the first question is ‘no,’ was the error harmful?” Juchniewicz v. Bridgeport Hospital, 272 Conn. 917, 866 A.2d 1287 (2005).
Although Connecticut has adopted the doctrine of comparative negligence; see General Statutes § 52-572h (b); our statutes retain the term “contributory negligence.” See, e.g., General Statutes §§ 52-114 and 52-572h (b).
“The defendant did not plead any special defenses in his answer.” Juchniewicz v. Bridgeport Hospital, supra, 86 Conn. App. 313 n.2.
“The plaintiff submitted the following request to charge: T instruct you that there has been no claim made by the [defendant in this case that [the decedent] was herself negligent. Therefore, I instruct you as a matter of law that that she was not negligent and you are not to consider whether or not she was personally responsible for what occurred. [General Statutes] § 52-114.’ ” Juchniewicz v. Bridgeport Hospital, supra, 86 Conn. App. 313 n.3.
The dissent also rejected the notion that the common law prevented the court from overturning what even the majority agreed was an unjust rule: “I cannot agree that this court cannot change the rule of procedure it has itself adopted . . . because of its adherence to the precedent of its admittedly bad rule. . . . The law of torts is in the main judge-made law. . . . The common law, which is the governing force of our life, is the product of slow and measured growth.” (Citation omitted.) Kotler v. Lalley, supra, 112 Conn. 102-103 (Wheeler, C. J., dissenting).
General Statutes (Cum. Sup. 1931) § 598a provided: “In any action to recover damages for negligently causing the death of a person, or for negligently causing injury to a person, if the person who sustained the injury shall die prior to the trial of such action, it shall be presumed that such person was, at the time of the commission of the alleged negligent act or acts, in the exercise of reasonable care. If contributory negligence be relied upon as a defense, it shall be affirmatively pleaded by the defendant, and the burden of proving such contributory negligence shall rest upon the defendant. The provisions of this section shall not apply when the person or persons charged with the negligence shall die as a result of said act or acts.”
We are mindful that the plaintiff made other arguments in the Appellate Court. See Juchniewicz v. Bridgeport Hospital, supra, 86 Conn. App. 316-23. Specifically, the plaintiff argued that the trial court: (1) “improperly failed to require the defendant to amend his answer to plead contributory negligence and that the court improperly failed to charge the jury on contributory negligence”; id., 316; and (2) “improperly denied [the plaintiffs] motion in limine to preclude . . . any evidence of the contributory negligence of the plaintiffs decedent.” Id., 321. In his petition for certification to appeal to this court, the plaintiff requested that we entertain these issues as well. Because we limited our grant of certification to the propriety of a charge on the language of § 52-114; see footnote 3 of this opinion; these issues are not before us and we do not consider them.