DocketNumber: AC 31907
Citation Numbers: 17 A.3d 1068, 128 Conn. App. 259, 2011 Conn. App. LEXIS 217
Judges: Dipentima, Bear, Borden
Filed Date: 4/26/2011
Status: Precedential
Modified Date: 11/3/2024
Opinion
In this issue of first impression, we are called on to determine whether the involuntary conservators of a conserved person can respond to an action for legal separation filed against the conserved person by filing an answer and cross complaint seeking a dissolution of marriage on behalf of the conserved person.
On February 26, 2009, the plaintiff initiated suit against the defendant, who is described in the caption
Also on February 26, 2009, the plaintiff filed motions for alimony pendente lite, for possession of the jointly owned premises, for payment of the family bills, and for exclusive use of the couple’s motor vehicle. On March 16, 2009, the defendants filed an answer to the complaint in which they admitted paragraphs one through seven of the complaint and made the following claims for relief: “1. Alimony Pendente Lite; 2. Alimony; 3. Attorney’s Fees Pendente Lite; 4. Attorney’s Fees; 5. Transfer of [the] plaintiffs interest in real estate; 6. Equitable division of property; and 7. Anything else the court deems fair.”
On March 17, 2009, the Probate Court found that the defendant suffered from senile dementia and was incapable of caring for himself, and it made permanent its prior temporary appointments of Dearborn and Childree. On April 1, 2009, the defendants filed a cross complaint on the official divorce complaint form (dissolution of marriage) containing allegations previously set forth in the plaintiffs complaint, which allegations
On October 30, 2009, the plaintiff filed a motion to dismiss the defendants’ cross complaint “because the involuntary conservators of the [defendant’s person and estate, cannot as a matter of law, bring a divorce action on behalf of their incompetent father . . . against their mother . . . .”
On January 7, 2010, the court granted the plaintiffs motion to dismiss the defendants’ cross complaint. It concluded that “the conservators of the defendant cannot bring a cross complaint in this case . . . ,”
We note the principles that guide us in our review of this appeal. “A motion to dismiss properly attacks the jurisdiction of the court, essentially asserting that the plaintiff cannot as a matter of law and fact state a cause of action that should be heard by the court. . . . A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction.” (Emphasis in original; internal quotation marks omitted.) LaBow v. LaBow, 85 Conn. App. 746, 752, 858 A.2d 882 (2004), cert. denied, 273 Conn. 906, 868 A.2d 747 (2005). “[I]t is the burden of the party who seeks the exercise of jurisdiction in his favor . . . clearly to allege facts demonstrating that he is a proper party to invoke judicial resolution of the dispute.” (Internal quotation marks omitted.) May v. Coffey, 291 Conn. 106, 113, 967 A.2d 495 (2009). “If a party is found to lack standing, the court is without subject matter jurisdiction to determine the cause.” (Internal quotation marks omitted.) Carrubba v. Moskowitz, 274 Conn. 533, 550, 877 A.2d 773 (2005). “[A] determination regarding a trial court’s subject matter jurisdiction is a question of law, [and therefore] our review is plenary.” (Internal quotation marks omitted.) In re Matthew F., 297 Conn. 673, 688, 4 A.3d 248 (2010).
On appeal, the defendants argue that Connecticut should recognize the right of a conserved person to maintain a dissolution of marriage action through a properly appointed involuntary conservator when such dissolution is in the best interest of the conserved person. They argue that to prohibit a conserved person
The plaintiff, on the other hand, argues that we should not permit an involuntary conservator to maintain a dissolution of marriage action on behalf of a conserved person.
We begin by looking to the statutes that define the duties and authority of those appointed as involuntary
“The statutory duties of a conservator are clearly defined in General Statutes § 45a-655,
The role of a conservator of the estate and his or her relationship to the Probate Court has been explained
“In Marcus’ Appeal from Probate, supra, 199 Conn. 528-29, we also discussed the relationship between conservators and probate courts, noting that, [i]n exercising [its statutory] powers, [a conservator] is under the supervision and control of the Probate Court. Elmendorf v. Poprocki, 155 Conn. 115, 118, 230 A.2d 1 (1967). . . . The [P]robate [C]ourt is a court of limited jurisdiction and has only such powers as are given it by statute or are reasonably to be implied in order to carry out its statutory powers. Prince v. Sheffield, 158 Conn. 286, 293-94,259 A.2d 621 (1969); Palmer v. Reeves, 120 Conn. 405, 408, 182 A. 138 (1935). . . . The Probate Court is under an affirmative duty to protect the assets of an incompetent’s estate. Marshall v. Kleinman, [supra, 186 Conn. 69]. . . . Finally, we stated that [t]he court, and not the conservator, is primarily entrusted with the care and management of the ward’s estate, and, in many respects, the conservator is but the agent of the court. . . . Marcus’ Appeal from Probate, supra, 529. [I]t is clear that the conservator acts under the supervision and control of the Probate Court in the care and management of the ward’s estate. Id. Under our law, the Probate Court . . . [is] under a duty to protect [the ward’s] assets, and . . . the conservatrix, as an arm
Our Supreme Court has also stated: “A conservator is a fiduciary . . . .” Marcus’ Appeal from Probate, supra, 199 Conn. 533. “[A] fiduciary or confidential relationship is characterized by a unique degree of trust and confidence between the parties, one of whom has superior knowledge, skill or expertise and is under a duty to represent the interests of the other.” (Internal quotation marks omitted.) Murphy v. Wakelee, 247 Conn. 396, 400, 721 A.2d 1181 (1998). “A conservator [however] has only such powers as are expressly or impliedly given to him by statute.” (Internal quotation marks omitted.) Id., 406. “The statutory duties of a conservator are clearly defined in ... § 45a-655, which delineates the duties of a conservator of the estate, and ... § 45a-656, which prescribes the duties of a conservator of the person.” Jewish Home for the Elderly of Fairfield County, Inc. v. Cantore, supra, 257 Conn. 539-40.
In determining whether the conservators in this case have the authority to maintain a dissolution action on behalf of the defendant, we are mindful of the importance of the right of access to our courts, a right shared by all people, including those declared legally incompetent. See Conn. Const., art. I, § 10.
“[0]ne whose thought processes are impaired to the extent of being insane has a legal capacity to sue or be sued, provided he has not been formally adjudicated an incompetent and placed under the guardianship of another. . . . The court may, as the circumstances warrant, appoint a guardian ad litem to ensure that the interests of the person who may be incompetent are adequately protected.” (Citations omitted.) Ridgeway v. Ridgeway, 180 Conn. 533, 539, 429 A.2d 801 (1980). If, however, an incompetent person has been adjudicated as such, he may sue only through a representative.
A conserved person, like a minor, is able to pursue civil litigation only through a properly appointed representative, i.e., a conservator. “Legal disability of an incompetent is analogous to that of a minor. See Brown v. Eggleston, 53 Conn. 110, 119, 2 A. 321 (1885).” Newman v. Newman, 35 Conn. App. 449, 451 n.2, 646 A.2d 885 (1994), rev’d on other grounds, 235 Conn. 82, 663 A.2d 980 (1995). “Limitations and restrictions often may be imposed on the activities of minor children because of their lack of mature judgment. Children, like incompetents, do not have the legal capacity to bring actions
“Furthermore, the general rule is well established that ‘a child may bring a civil action only by a guardian or next friend, whose responsibility it is to ensure that the interests of the ward are well represented. Cottrell v. Connecticut Bank & Trust Co., [supra, 175 Conn. 261]; Collins v. York, 159 Conn. 150, 153, 267 A.2d 668 (1970). When a guardian has been appointed to protect the interests of a child, the guardian is usually the proper person to bring an action on behalf of the child. Williams v. Cleaveland, 76 Conn. 426, 434, 56 A. 850 (1904).’ ” Newman v. Newman, 235 Conn. 82, 95, 663 A.2d 980 (1995); see Orsi v. Senatore, 230 Conn. 459, 466-67, 645 A.2d 986 (1994).
In Connecticut, there are many examples in our case law of conservators bringing suit on behalf of their wards to protect their interests. See, e.g., Murphy v. Wakelee, supra, 247 Conn. 398 (action by conservator to recover damages for former conservator’s breach of fiduciary duty); Forsyth v. Rowe, 226 Conn. 818, 820, 629 A.2d 379 (1993) (conservator sued alleging ward improperly denied Medicaid benefits); Pintavalle v. Valkanos, 216 Conn. 412, 414, 581 A.2d 1050 (1990) (conservator alleged defendant grossly negligent in serving alcohol to driver who severely injured ward); Kleinman v. Marshall, 192 Conn. 479, 480, 472 A.2d 772 (1984) (action by conservator to nullify real estate conveyance
In the present case, the plaintiff argues that there is no statute that gives the involuntary conservators the authority to pursue a dissolution of marriage action on behalf of the defendant, a conserved person, and that the defendant, as a conserved person, cannot maintain such a cause of action on his own behalf. We disagree.
General Statutes § 45a-650 (k) very clearly states: “[a] conserved person shall retain all rights and authority not expressly assigned to the conservator.” (Emphasis added.) Additionally, although a conserved person retains all of his or her unassigned rights and authority; see General Statutes § 45a-650 (k); there has been created a common-law rule that a conserved person, like a minor, does not have the legal capacity to bring a civil action in his or her own name, but must do so through a properly appointed representative, except in limited circumstances.
Although our law does not deprive a conserved person of access to the courts, it attempts to ensure that the conserved person’s interests are represented adequately and not undermined by his or her disability. See Cottrell v. Connecticut Bank & Trust Co., supra, 175 Conn. 261; Newman v. Newman, supra, 35 Conn. App. 451; see also Newman v. Newman, supra, 235 Conn. 95; Orsi v. Senatore, supra, 230 Conn. 466-67; Williams v. Cleaveland, supra, 76 Conn. 434. Furthermore, “[a]n action for a divorce or a legal separation obviously is a civil action. . . . General Statutes § 46b-45 leaves no doubt that [a] proceeding . . . for . . . dissolution of marriage . . . shall be commenced by the service and filing of a complaint as in all other civil actions in the [S]uperior [CJourt . . . .” (Citation omitted; internal quotation marks omitted.) Fernandez v. Fernandez, 208 Conn. 329, 336-37, 545 A.2d 1036 (1988), cert. denied, 493 U.S. 958, 110 S. Ct. 376, 107 L. Ed. 2d 361 (1989).
In reviewing our statutes and relevant case law, we find nothing that would prohibit the conservators in this case from maintaining an action for dissolution of marriage on behalf of the defendant, who also is a named party and who is represented by counsel. To the contrary, § 45a-650 (k) specifically grants a conserved person all rights and authority not expressly assigned, and our case law specifically provides that a conserved person, except in limited circumstances, may not bring a civil action in his or her own name but must do so only by a properly appointed representative who will protect the rights of the conserved. See Lesnewski v. Redvers, supra, 276 Conn. 536-37; Cottrell v. Connecticut Bank & Trust Co., supra, 175 Conn. 261; Newman v. Newman, supra, 35 Conn. App. 451. Given that a
If the legislature had wanted to restrict a conserved person’s ability to file an action for dissolution through his conservator, the legislature certainly could have done so. This conclusion is bolstered by the legislature’s specific restriction on a conserved person’s ability to marry. Pursuant to General Statutes § 46b-20a, a conserved person is not permitted to marry without the express written consent of the conservator, and the consent form must be signed and properly acknowledged by a person authorized to take acknowledgments. We can ascertain no legislative restrictions on the ability of a conserved person to seek a dissolution of marriage through a properly appointed representative.
In this case, we conclude that the defendant’s conservators have the duty and responsibility to act to protect his person and his estate. See General Statutes §§ 45a-655 and 45a-656. The record contains information about the possible impact of the plaintiffs alleged financial actions on the defendant’s circumstances and on his possible access to medical care and housing, as well as the harm he may suffer if the conservators are unable to pursue a dissolution of marriage on his behalf. We thus conclude that under the circumstances present in this case the conservators have both the duty and the authority to act to protect the interests of the defendant. If those interests best can be protected through the filing of a cross complaint seeking a dissolution of marriage, the conservators have the authority to file such
The judgment is reversed and the case is remanded for further proceedings.
In this opinion the other judges concurred.
General Statutes § 45a-644 defines conserved person as “a person for whom involuntary representation is granted under sections 45a-644 to 45a-663, inclusive.”
There are three defendants in this action: Donald R. Luster, Jeannine Childree and Jennifer Dearborn. For purposes of this opinion we will refer to Luster as the defendant and to Childree and Dearborn by their individual names or as the conservators. We will refer to all three individuals collectively as the defendants where appropriate.
Pursuant to Rule 3.6 of the Connecticut Probate Practice Book: “Any person, legally authorized state official or private, non-profit corporation other than a hospital or nursing home whom the court finds to be able to act responsibly and capably in a fiduciary manner may be appointed conservator of the estate, conservator of the person, or both, except as limited by statute. . . .” Connecticut Probate Practice Book (4th Ed. 2000) Part II, Rule 3.6, p. 11-27.
See footnote 11 of this opinion.
See footnote 12 of this opinion. We note that Probate Court forms PC-363 and PC-360, which enumerate the duties and authority of a temporary conservator and conservator of the person, do not include a comma between the words “counsel” and “treatment” in the phrase “consent to medical or other professional care, counsel treatment or service . . .” unlike General Statutes § 45a-656 (a) (3).
“It is well settled that, [factual allegations contained in pleadings upon which the case is tried are considered judicial admissions and hence irrefutable as long as they remain in the case. ... An admission in pleading dispenses with proof, and is equivalent to proof.” (Internal quotation marks omitted.) Edmands v. CUNO, Inc., 277 Conn. 425, 454, 892 A.2d 938 (2006).
Practice Book § 25-9 provides in relevant part: “The defendant in a . . . legal separation . . . matter may file . . . one of the following pleadings
“(2) An answer and cross complaint may be filed which denies or admits the allegations of the complaint, or which states that the defendant has insufficient information to form a belief and leaves the pleader to his or her proof, and which alleges the grounds upon which a dissolution, legal separation or annulment is sought by the defendant and specifies therein the claims for relief.”
General Statutes § 52-80 provides in relevant part: “The plaintiff may withdraw any action so returned to and entered in the docket of any court, before the commencement of a hearing on the merits thereof. After the commencement of a hearing on an issue of fact in any such action, the plaintiff may withdraw such action, or any other party thereto may withdraw any cross complaint or counterclaim filed therein by him, only by leave of court for cause shown.”
“The right of a plaintiff to withdraw his action before a hearing on the merits, as allowed by ... § 52-80, is absolute and unconditional. Under [the] law, the effect of a withdrawal, so far as the pendency of the action is concerned, is strictly analogous to that presented after the rendition of a final judgment or the erasure of the case from the docket. . . . Daigneault v. Consolidated Controls Corp./Eaton Corp., 89 Conn. App. 712, 714, 875 A.2d 46, cert. denied, 276 Conn. 913, 888 A.2d 83 (2005), cert. denied, 546 U.S. 1217, 126 S. Ct. 1434, 164 L. Ed. 2d 137 (2006). The court unless [the action] is restored to the docket cannot proceed with it further .... Lusas v. St. Patrick’s Roman Catholic Church Corp., [123 Conn. 166, 170, 193 A. 204 (1937)].” (Internal quotation marks omitted.) Travelers Property Casualty Co. v. Twine, 120 Conn. App. 823, 826-27, 993 A.2d 470 (2010).
The effect of the plaintiff’s actions in the trial court has been to deny the defendant equal access to the court and to a hearing on relief that he, but not the plaintiff, seeks, solely on the basis of his incompetence. Although an action for divorce in Connecticut exists under an extensive statutory framework, it is an equitable proceeding: “While an action for divorce or dissolution of marriage is a creature of statute, it is essentially equitable in its nature. Stoner v. Stoner, 163 Conn. 345, 356, 307 A.2d 146 [(1972]). As we said in German v. German, [122 Conn. 155, 160, 188 A. 429 (1936)]: In New York State as with us, divorce, with its incident of alimony, is a creature of statute. Ackerman v. Ackerman, 200 N.Y. 72, 76, 93 N.E. 192 [1910]; Cary v. Cary, [112 Conn. 256, 258, 152 A. 302 (1930)]. It does not, however, follow that an action for divorce is one at law. The [legislature can create equitable rights and provide equitable remedies as well as it can those cognizable in the law courts. Obviously the relief given in a divorce action is not such as could be granted in a common-law court but is essentially equitable in its nature. The fact that equitable and legal rights have come to be administered by a single court does not change the nature of the decree. German v. German, supra, 162.
“The power to act equitably is the keystone to the court’s ability to fashion relief in the infinite variety of circumstances which arise out of the dissolution of a marriage. Without this wide discretion and broad equitable power, the courts in some cases might be unable fairly to resolve the parties’ dispute . " (Internal quotation marks omitted.) Pasquarietto v. Pas
The plaintiff concedes that a conserved person is not capable of maintaining an action for dissolution on his or her own behalf.
The duties of the conservator of the estate are defined in General Statutes § 45a-655, which provides in relevant part: “(a) A conservator of the estate . . . shall, within two months after the date of the conservator’s appointment, make and file in the Court of Probate, an inventory, under penalty of false statement, of the estate of the conserved person, with the properties thereof appraised or caused to be appraised, by such conservator, at fair market value as of the date of the conservator’s appointment. Such inventory shall include the value of the conserved person’s interest in all property in which the conserved person has a legal or equitable present interest, including, but not limited to, the conserved person’s interest in any joint bank accounts or other jointly held property. The conservator shall manage all the estate and apply so much of the net income thereof, and, if necessary, any part of the principal of the property, which is required to support the conserved person and those members of the conserved person’s family whom the conserved person has the legal duty to support and to pay the conserved person’s debts, and may sue for and collect all debts due the conserved person. The conservator shall use the least restrictive means of intervention in the exercise of the conservator’s duties and authority. . . .”
The duties of a conservator of the person are established pursuant to General Statutes § 45a-656, which provides in relevant part: “(a) The conservator of the person shall have the duties and authority expressly assigned by the court pursuant to section 45a-650, which duties and authority may include: (1) The duty and responsibility for the general custody of the conserved person; (2) the authority to establish the conserved person’s
“(b) In carrying out the duties and authority assigned by the court, the conservator of the person shall exercise such duties and authority in a manner that is the least restrictive means of intervention and shall (1) assist the conserved person in removing obstacles to independence, (2) assist the conserved person in achieving self-reliance, (3) ascertain the conserved person’s views, (4) make decisions in conformance with the conserved person’s reasonable and informed expressed preferences, (5) make all reasonable efforts to ascertain the health care instructions and other wishes of the conserved person, and (6) make decisions in conformance with (A) the conserved person’s expressed health care preferences, including health care instructions and other wishes, if any, described in section 19a-580e, or validly executed health care instructions described in section 19a-580g, or (B) a health care decision of a health care representative described in subsection (b) of section 19a-580e, except under a circumstance set forth in subsection (b) of section 19a-580e. The conservator shall afford the conserved person the opportunity to participate meaningfully in decision-making in accordance with the conserved person’s abilities and shall delegate to the conserved person reasonable responsibility for decisions affecting such conserved person’s well-being. . . .”
“Article first, § 10, of the Connecticut constitution provides: ‘All courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, and right and justice administered without sale, denial or delay.’ We have interpreted article first, § 10, as a provision protecting access to our state’s courts . . . .” Moore v. Ganim, 233 Conn. 557, 573, 660 A.2d 742 (1995).
Our Supreme Court has recognized various exceptions to the common-law rule that a conserved person cannot initiate in his or her own name a civil action or an appeal from an order of the Probate Court. See, e.g., Lesnewski v. Redvers, 276 Conn. 526, 537, 886 A.2d 1207 (2005) (appeal may be brought by attorney representing conserved person); Cottrell v. Connecticut Bank & Trust Co., supra, 175 Conn. 265 (appeal maybe brought by next friend); Newman v. Newman, supra, 235 Conn. 82 (minor represented by counsel may appeal without guardian or next friend). Such exceptions are not relevant to this case because the conservators of the defendant are parties to the case. Additionally, the defendant is a named party and he is represented by counsel.
Appellate courts of other states also have concluded that a guardian or conservator may institute and defend dissolution of marriage suits. See, e.g., Hopson v. Hopson, 257 Ala 140, 141, 57 So. 2d 505 (1952); Campbell v. Campbell, 242 Ala. 141, 142-43,5So. 2d 401(1941),rehearing denied,January 15, 1942; Ruvalcaba v. Ruvalcaba, 174 Ariz. 436, 445-46, 850 P.2d 674 (App. 1993); In re Salesky, 157 N.H. 698,704,958 A.2d 948 (2008); Nelson v. Nelson, 118 N.M. 17, 22, 878 P.2d 335 (App. 1994); In re Marriage of Gannon, 104 Wn. 2d 121, 124, 702 P.2d 465 (1985) (en banc). Other appellate courts, however, have denied permission. See, e.g., In re Marriage of Drews, 115 Dl. 2d 201, 205, 503 N.E.2d 339 (1986), cert, denied, 483 U.S. 1001, 107 S. Ct. 3222, 97 L. Ed. 2d 729 (1987); In re Marriage ofDenowh, 317 Mont. 314, 319,78 P.3d 63 (2003), rehearing denied, October 23,2003; Murray v. Murray, 310 S.C. 336, 342, 426 S.E.2d 781 (1993); Samis v. Samis, 189 Vt. 434, 22 A.3d 444 (2011).
For a general overview of this topic, see also D. Mills, “But I Love What’s-His-Name: Inherent Dangers in the Changing Role of the Guardian in Divorce Actions on Behalf of Incompetents,” 16 J. Am. Acad. Matrim. Law. 527 (2000); V. Martinez, “Family Law — New Mexico Expands the Power of a Guardian to Include the Right to Initiate and Maintain a Divorce Action on Behalf of the Guardian’s Incompetent Ward: Nelson v. Nelson, [118 N.M. 17, 878 P.2d 335 (App. 1994)],” 25 N.M. L. Rev. 295 (1995); K. Metzmeier, “The Power of an Incompetent Adult to Petition for Divorce Through a Guardian or Next Friend,” 33 U. Louisville J. Fam. L. 949 (1994^-1995); annot., “Power of Incompetent Spouse’s Guardian or Representative to Sue for Granting or Vacation of Divorce or Annulment of Marriage, or to Make Compromise or Settlement in Such Suit,” 32 A.L.R.5th 673 (1995).