DocketNumber: AC 32651
Citation Numbers: 129 Conn. App. 746, 23 A.3d 18, 2011 Conn. App. LEXIS 363
Judges: Bear, Robinson
Filed Date: 6/28/2011
Status: Precedential
Modified Date: 11/3/2024
The respondent mother (respondent)
The following facts and procedural history are relevant to our review. The respondent was bom in Hartford in 1989. The respondent’s mother had a history of substance abuse, and the respondent was raised by her grandmother. The department’s involvement with the respondent began when she was a teenager. At that time, the respondent had mental health and behavioral problems.
Femando and Jason were bom less than one year apart in 2006 and 2007, respectively.
Both prior to and after the removal of the children from the respondent’s custody, the department provided the respondent with services dealing with her mental health, substance abuse, parenting education and housing issues and needs. A series of department social workers worked with the respondent to reunite the family. Additionally, after the children were removed from her care and custody, the department provided visitation services to the respondent in a variety of venues with varying degrees of supervision.
In addition to direct services, the department offered the respondent support and services from other agencies. From August 12 until December 30, 2008, the
In October, 2008, the respondent participated in a court-ordered evaluation by Logan L. Green, an expert in forensic and clinical psychology. Green reported that the respondent had achieved a wide range of scores on various performance criteria. The respondent’s verbal IQ was 77, which ranked at the sixth percentile and is classified as “borderline.” The respondent’s performance IQ was 103, which ranked at the fifty-eighth percentile and is classified as “normal fimctioning.” Green concluded that “[a] verbal-performance difference of this size is suggestive of learning disabilities, poor academic achievement, poor reading ability, and at times left hemisphere or diffuse brain damage.”
Following Green’s evaluation and report, the department recommended to the respondent that she attend the intensive outpatient program at the Rushford Center, where she began receiving services in February, 2009.
The department then asked that the Rushford Center prepare another intake evaluation on May 14, 2009, because of the respondent’s acknowledged use of marijuana. The respondent was tested for marijuana on twenty occasions between October 3, 2008, and December 15, 2009. Five of those test results were positive and fifteen were negative. The respondent acknowledged that she had begun using marijuana when she was twelve years old and that she continues to use it.
The respondent also attended sessions at Family Matters, a center for child visitation and clinical parenting consultation, from April 9 to May 28, 2009. Family Matters provided supervised visitation with a parent education and feedback component. Family Matters also recommended that the department follow steps “to assure a safe and positive transition for Jason and Fernando to [the respondent’s] home” and noted the respondent’s “significant progress.”
Approximately sixteen months after the children were placed in the custody of the petitioner, on June 8, 2009, the petitioner filed petitions to terminate the parental rights of the respondent and the father as to Fernando and Jason. Pursuant to General Statutes § 17a-112 (j), the petitioner alleged that the department had made reasonable efforts to reunify each of the children with the respondent, termination was in the best interest of each of the children and, pursuant to § 17a-112 (j) (3) (B), the children previously were adjudicated neglected in a prior proceeding and that the respondent had failed to achieve a degree of personal rehabilitation as would encourage the belief that, within a reasonable time, considering the age and needs of each of the children, the respondent could assume a responsible position in their lives.
The record also reveals the following. On some occasions, the respondent chose not to participate in programs to which she was referred by the department. For individual counseling, the department referred the respondent to Community Health Center and to Path, but she did not follow up with the referrals. The respondent eventually attended Community Health Center for
The respondent’s housing situation varied throughout the progress of this case. In January, 2008, the respondent was being evicted from her apartment. The department located a shelter for the respondent and her children, but, after a couple of days, the respondent refused to stay there with the children. Following the children’s removal from her on January 28, 2008, the respondent became transient and stayed with friends. The department thereafter referred the respondent to the Supportive Housing Program. During the summer of 2008, the department paid a security deposit so the respondent could obtain an apartment. The respondent was unable to maintain this apartment and was evicted in January, 2009, for nonpayment of rent. The respondent then secured a one bedroom apartment through supportive housing.
In the dispositional finding required pursuant to § 17a-112 (k) (l),
On August 16, 2010, pursuant to Practice Book §§ lili, 34a-l (b) and 63-1, the respondent filed a motion for reconsideration, reargument and/or articulation, arguing, inter alia, that the court’s statement that “ ‘[the respondent] had not made significant progress to persuade the court by clear and convincing evidence that she had met the objectives identified by Dr. Green as important for reunification’ ” indicates that the court improperly shifted the burden of proof on the issue of personal rehabilitation to the respondent. After oral argument on September 3, 2010, the court, on September 24, 2010, issued a written decision that denied the relief sought on reargument and reconsideration. In the decision, the court agreed with the respondent that some of the language of the memorandum of decision “suggested] a shifting of the burden of proof to [the
I
The respondent claims that the trial court erred by improperly shifting the burden of proof to her on the issue of personal rehabilitation. She further argues that, in its subsequent articulations, the court improperly departed from the reasoning contained in the memorandum of decision and that the articulations and the memorandum of decision were in contradiction. We disagree.
First, we note that, even when taken in isolation from the rest of the memorandum of decision, the statement that the respondent “had not made significant progress to persuade the court by clear and convincing evidence that she had met the objectives identified by Dr. Green as important for reunification” does not imply necessarily that the court shifted the burden of proof on the issue of personal rehabilitation to the respondent, or that she had to produce evidence in addition to that already in the record. Instead, the court expressed its
Furthermore, reviewing the court’s decision in its entirety, it is evident that the court required the petitioner to prove her case by the clear and convincing evidence standard of proof. On the first page of the memorandum of decision, the court states that “[i]n order to prevail on its allegations with respect to termination of [a] parent’s rights, the attorney general must
Our conclusion is further guided by our decision in State v. Sherbacow, 21 Conn. App. 474, 480-82, 574 A.2d 817, cert. denied, 216 Conn. 808, 580 A.2d 65 (1990). In Sherbacow, the defendant on appeal claimed that the trial court had “diluted the state’s burden to prove each essential element beyond a reasonable doubt, and placed a burden on the defendant to prove some fact, hypothesis or theory consistent with innocence.” Id., 481. As in the present case, the defendant in Sherbacow relied on “two portions of the court’s decision, the first that the court was ‘unable reasonably to draw from that evidence any conclusion or hypothesis consistent with the innocence of this accused,’ and the second, the
In a similar fashion, we have analyzed the memorandum of decision at issue in the present case in its entirety and conclude that the court did not shift the burden of proof onto the respondent with respect to the adjudicatory ground of failure to rehabilitate or the dispositional ground of best interests of the children.
In response to the respondent’s request, the court, inter alia, agreed with the respondent that some of the language of the memorandum of decision “suggested] a shifting of the burden of proof to [the respondent].” The court stated, however, that its “intention was to conclude that [the respondent] had an obligation to meet the requirements of her specific steps in order to be reunited with her two sons . . . [and that] [t]he record demonstrates her repeated resistance to full cooperation with offered [department] services to a successful conclusion. The court concluded that [the department] had proved by clear and convincing evidence that, over the period of commitment, [the respondent] had not addressed successfully her mental health
After filing the present appeal, the respondent again asked the court to articulate whether it improperly had shifted the burden of proof to her. In response, the court again articulated that the language it had used “suggests] the alleged shift of burden.” It explained, however, that “the decision read in its entirety clearly articulates . . . the court’s conclusion that [the department] provided [the respondent] with the opportunity and services necessary to address the issues upon which the original commitment was based, and [that the respondent] failed to take full advantage of those services or rehabilitate to a degree that reunification was appropriate. The court’s decision, taken as a whole, finds that [the department] made reasonable efforts to reunite [the respondent] and the children and that termination of her parental rights was in [the] children’s best interest.”
Although the respondent argues that the court’s articulations were an improper revision of its memorandum of decision, we do not agree. As stated previously, read as a whole, the court’s memorandum of decision clearly sets forth that the petitioner has the burden of proof by clear and convincing evidence to prove the adjudicatory ground of the respondent’s failure to rehabilitate and the dispositional ground that termination of parental rights is in the best interest of the child, and that the petitioner met those requirements. The articulations served to further clarify that the court had employed the correct standard.
In Walshon v. Walshon, supra, 42 Conn. App. 655-56, the defendant had claimed that the trial court improperly had applied the wrong standard and that it had attempted to substitute a new decision by means of its articulation. This court disagreed. Id., 656. First, this
The respondent also argues that the court’s articulations conflict with its memorandum of decision in which it stated that the respondent “has made significant efforts to comply with her court-ordered specific steps.”
The allegedly contradictory statements in the memorandum of decision were intended to credit the respondent for showing some progress with rehabilitation efforts. However, the respondent was unable “to sustain her commitment and create a welcome and secure permanent environment” for the children.
II
The respondent also claims that the court erred in concluding that the department had made reasonable efforts to reunify the respondent and her children. We disagree.
“In order to terminate parental rights under § 17a-112 (j), the department is required to prove, by clear and convincing evidence, that it has made reasonable efforts ... to reunify the child with the parent, unless the court finds . . . that the parent is unable or unwilling to benefit from reunification .... [Section 17a-112] imposes on the department the duty, inter alia, to make reasonable efforts to reunite the child or children with the parents. The word reasonable is the linchpin on which the department’s efforts in a particular set of circumstances are to be adjudged, using the clear and
In its memorandum of decision, the court found that the department had made reasonable efforts to reunite the respondent with her children. The record supports the court’s conclusion that the respondent “was offered and [the department] provided services dealing with mental health, substance abuse, parenting and housing [issues].”
The respondent argues that the department’s efforts fell short of what was reasonable because the department did not provide her with the type of parenting program recommended by Green in his October, 2008 evaluation. Green recommended that the respondent participate in a program where an observer would take notes during the visit and review the appropriateness of her conduct and provide her with suggestions for the next visit. Green recommended a parenting program from a specific provider, in which the respondent would be observed interacting with her children through a one-way mirror while being directed by the observer through the use of an earpiece, but he also suggested that any “parenting training that allows for feedback immediately after the interaction session . . . would certainly be acceptable.” Green testified at trial that
The respondent also argues that the department failed to make reasonable efforts to reunify her with her children because, in his October, 2008 report, Green recommended an evaluation of the respondent to determine if she had ADHD and the evaluation was not completed until a year later.
We are mindful that “[Reasonable efforts means doing everything reasonable, not everything possible.” (Internal quotation marks omitted.) In re Samantha C., 268 Conn. 614, 632, 847 A.2d 883 (2004). The failure of the department to provide an evaluation that may have been beneficial does not mean necessarily that a court’s finding that the department made reasonable efforts was clearly erroneous. See In re Melody L., 290 Conn. 131, 147, 962 A.2d 81 (2009) (“[e]ven if the evidence had established that additional family therapy might have been beneficial, such evidence does not render the trial court’s finding clearly erroneous”); In re Alexander T., 81 Conn. App. 668, 673, 841 A.2d 274 (“[i]n light of the entire record, the failure to provide the referral, while a lapse, does not make the overall efforts of the department fall below the level of what is reasonable”), cert. denied, 268 Conn. 924, 848 A.2d 472 (2004); In re Ebony H., 68 Conn. App. 342, 350, 789 A.2d 1158 (2002) (“[notwithstanding the court’s finding that the department’s response to the respondent’s request for assistance in obtaining housing was shameful and unacceptable, our review of the evidence admitted at the trial does not leave us with a definite and firm conviction that the court mistakenly found that the department had made reasonable efforts to reunify the respondent and the child”).
Furthermore, the record is replete with examples of what the court described as the respondent’s “clumsy” relationship with the department. The record reveals that the delay in the respondent’s ADHD evaluation was due, in part, to the respondent’s own lack of engagement in the rehabilitation process. In viewing the record in
Ill
The respondent’s final claim is that the trial court erred in finding that she failed to achieve personal rehabilitation. We disagree.
In order to terminate parental rights under the adjudicative ground set forth in § 17a-112 (j) (3) (B), the petitioner is required to prove, by clear and convincing evidence that “the child . . . has been found by the Superior Court or the Probate Court to have been neglected or uncared for in a prior proceeding . . . and the parent of such child has been provided specific steps to take to facilitate the return of the child to the parent . . . and has failed to achieve such degree of personal rehabilitation as would encourage the belief that within a reasonable time, considering the age and needs of the child, such parent could assume a responsible position in the life of the child . . . .”
“[W]e review a trial court’s finding that a parent has failed to rehabilitate herself in accordance with the rules that apply generally to a trier’s finding of fact. We will overturn such a finding of fact only if it is clearly erroneous in light of the evidence in the whole record. . . . [GJreat weight is given to the judgment of the trial court because of [the court’s] opportunity to observe the parties and the evidence. . . . We do not examine the record to determine whether the trier of fact could have reached a conclusion other than the one reached. . . . [0]n review by this court every reasonable presumption is made in favor of the trial court’s ruling.” (Internal quotation marks omitted.) In re Jordan T., 119 Conn. App. 748, 755, 990 A.2d 346, cert. denied, 296 Conn. 905, 992 A.2d 329 (2010).
Furthermore, in its memorandum of decision, the trial court put particular emphasis on the opinion of Green concerning the respondent’s issues, limitations and need for personal rehabilitation before she could provide a continuous safe, secure and stable environment for the children.
In light of the record, we conclude that the evidence supports the trial court’s finding by clear and convincing evidence that the respondent had failed to achieve a level of rehabilitation that would encourage the belief that, within a reasonable time, considering the children’s ages and needs, she could assume a responsible position in the lives of her children and, therefore, the
The judgments are affirmed.
In this opinion DUPONT, J., concurred.
The court also terminated the parental rights of the respondent father of the children at issue. The respondent father has not appealed from the judgments of the trial court with respect to his parental rights. We, therefore, refer to the respondent mother as the respondent.
The respondent has another child, J, to whom she gave birth in May, 2005. The respondent was unable to care for J, and the respondent’s grandmother became J’s legal guardian. The respondent still maintains a relationship with J, who is not a party to these proceedings.
The respondent was fifteen years old when J was bom; see footnote 2 of this opinion; sixteen years old when Fernando was bom and seventeen years old when Jason was bom.
The Rushford Center previously had provided mental health services to the respondent after a declaration that she would commit suicide if the children were taken by the department. The respondent claims that the statement was an exaggeration designed to persuade the department not to take the children.
At trial, the petitioner noted that if the respondent was found to be abusing substances and not cooperating with department services, she would be noncompliant with the requirements of supportive housing.
General Statutes § 17a-112 (k) provides in relevant part: “Except in the case where termination is based on consent, in determining whether to terminate parental rights under this section, the court shall consider and shall make written findings regarding: (1) The timeliness, nature and extent of services offered, provided and made available to the parent and the child by an agency to facilitate the reunion of the child with the parent ... (3) the terms of any applicable court order entered into and agreed upon by any individual or agency and the parent, and the extent to which all parties have fulfilled their obligations under such order . . . and (7) the extent to which a parent has been prevented from maintaining a meaningful relationship with the child by the unreasonable act or conduct of the other parent of the child, or the unreasonable act of any other person or by the economic circumstances of the parent.”
As set forth in the court’s memorandum of decision, the “permanency decisions” referred to by the court were termination of the respondent’s parental rights and adoption of the children. “Continued contact” by a biological parent after termination of parental rights is sometimes referred
The respondent filed another motion for articulation on November 10, 2010. The court then issued a further articulation dated December 28, 2010, in which it stated that the memorandum of decision “read in its entirety clearly articulates that the court’s conclusion that [the department] provided [the respondent] with the opportunity and services necessary to address
The court made this statement in connection with the findings required to be made by § 17a-112 (k) (1). See footnote 6 of this opinion. The court stated in full: “1. [The respondent] and [the children’s father] were offered services specific to their needs and deficits in a timely manner. [The children’s father] consistently refused services since the beginning of [department] involvement. [The respondent] was offered and [the department] provided services dealing with mental health, substance abuse, parenting and housing. Although [the respondent] has worked hard to take advantage of those services and has completed some of them, she has not established to the court’s satisfaction that she is prepared educationally or emotionally to assume the primary care role of caring for her children.” Although not mentioned by the respondent in her brief, these findings were made in connection with whether termination of parental rights is in the best interest of the child, e.g., in the dispositional phase of the trial. See In re Sarah O., 128 Conn. App. 323, 332-33, 16 A.3d 1250 (2011).
We note that Green’s recommendations generally focused on how to achieve the respondent’s parenting and individual therapy goals. However, in the respondent’s specific steps that were ordered by the court for the goal of reunification; see, e.g., General Statutes § 46b-129 (c) and (j); the court instructed the respondent to meet additional goals including, inter alia, “[k]eep all appointments set by or with [the department],” “participate in counseling and make progress toward” parenting and individual treatment goals, “[s]ubmit to substance abuse assessment and follow recommendations regarding treatment, including in-patient treatment if necessary, aftercare and relapse prevention,” “secure and/or maintain adequate housing and legal income,” and “[n]ot engage in substance abuse.” The petitioner introduced evidence that the respondent was regularly self-medicating with marijuana, that the respondent believed that she did not need to take the medication that had been prescribed to her, was having difficulty maintaining housing consistently and failed to keep appointments set by the department. Even if we assume that the court improperly placed the burden of proof on the respondent with respect to Green’s recommendations, the petitioner introduced ample evidence both to demonstrate to the court and to allow
The context of the § 17a-112 (k) (1) required finding in which the challenged language appears in relevant part is as follows: “[The respondent was] offered services specific to [her] needs and deficits in a timely manner. . . . [The respondent] was offered and [the department] provided services dealing with mental health, substance abuse, parenting and housing. Although [the respondent] has worked hard to take advantage of those services and has completed some of them, she has not established to the court’s satisfaction that she is prepared educationally or emotionally to assume the primary care role of caring for her children.” As with the first challenged statement of the court, although the court’s language is not as clear as it could be, the context of the second challenged statement is
General Statutes § 17a-112 Q) provides in relevant part: “The Superior Court, upon notice and hearing as provided in sections 45a-716 and 45a-717, may grant a petition filed pursuant to this section if it finds by clear and convincing evidence that (1) the Department of Children and Families has made reasonable efforts to locate the parent and to reunify the child with the parent in accordance with subsection (a) of section 17a-l 1 lb, unless the court finds in this proceeding that the parent is unable or unwilling to benefit from reunification efforts, except that such finding is not required if the court has determined at a hearing pursuant to section 17a-lllb, or determines at trial on the petition, that such efforts are not required, (2) termination is in the best interest of the child, and (3) . . . (B) the child (i) has been found by the Superior Court or the Probate Court to have been neglected or uncared for in a prior proceeding, or (ii) is found to be neglected or uncared for and has been in the custody of the commissioner for at least fifteen months and the parent of such child has been provided specific steps to take to facilitate the return of the child to the parent pursuant to section 46b-129 and has failed to achieve such degree of personal rehabilitation as would encourage the belief that within a reasonable time, considering the age and needs of the child, such parent could assume a responsible position in the life of the child . . . .”
The respondent further argues that these statements indicate that the court improperly drew an adverse inference against her at trial because of her failure to testify without properly notifying her that such an inference could be drawn. The respondent claims that this is a violation of Practice
Unfortunately, also, not every effort to comply results in meaningful substantive compliance.
A “secure permanent environment” and other aspects of a child’s best interests have been repeatedly described in our opinions as follows: “In the dispositional phase of a termination of parental rights hearing, the emphasis appropriately shifts from the conduct of the parent to the best interest of the child. ... It is well settled that we will overturn the trial court’s decision that the termination of parental rights is in the best interest of the children only if the court’s findings are clearly erroneous. . . . The best interests of the child include the child’s interests in sustained growth, development, well-being, and continuity and stability of [his or her] environment. . . . In the dispositional phase of a termination of parental rights hearing, the trial court must determine whether it is established by clear and convincing evidence that the continuation of the respondent’s parental rights is not in the best interest of the child.” (Emphasis added; internal quotation marks omitted.) In re Sarah O., 128 Conn. App. 323, 340, 16 A.3d 1250 (2011).
These statements are in sharp contrast with the court’s statements regarding the children’s father, who “has not been a meaningful part of [the] children’s lives. Any attempt to develop a relationship between [the] [f]ather and [the] children would be contrary to [the] children’s best interest.”
To support her argument that the court improperly shifted the burden of proof on the issue of personal rehabilitation, the respondent relies on In re Zamora S., 123 Conn. App. 103, 998 A.2d 1279 (2010). In In re Zamora S., the petitioner appealed to this court from the judgments of the trial court denying termination of the respondent’s parental rights. Id., 105. This court
At Family Matters, the respondent visited with the children while a therapist observed them through a one-way mirror. Following the visit, the therapist would meet with the respondent and review the interactions between the respondent and the children.
Following the evaluation, Green was able to rule out ADHD.
In its memorandum of decision, the court noted that Green’s psychological evaluation report was a “compelling document.”