DocketNumber: AC 28871
Judges: Bishop, Beach, Berdon
Filed Date: 7/29/2008
Status: Precedential
Modified Date: 11/3/2024
Opinion
The defendant, Juan V., appeals from the judgment of conviction, rendered after a jury trial, of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (2) and risk of injury to a child in violation of General Statutes § 53-21 (a) (2). On appeal, the defendant claims that the trial court made four improper evidentiary rulings and should have granted his motion for a judgment of acquittal on the ground that there was insufficient evidence to sustain the sexual assault conviction. We affirm the judgment of the trial court.
The jury reasonably could have found the following facts. Between July 5, 2003, and July 4, 2004, the victim, J, spent one to three mornings each week at the house of her grandmother and her grandfather, the defendant, while her parents worked. During this time, J was approximately four years old. Several times, while J was at the defendant’s home, the defendant and J engaged in a “game called break-it.” The game occurred both in the defendant’s bedroom and in the basement, and required that J take off her shirt, pants and underwear.
At trial, both J and the defendant testified. Additionally, a significant amount of testimony was provided through the admission of the videotaped diagnostic and forensic interview that was conducted at the children’s advocacy center at Saint Francis Hospital and Medical Center (advocacy center) after J complained about the sexual assault. At the trial’s conclusion, the jury found the defendant guilty on both charges, and the court sentenced him to the custody of the commissioner of correction for a total effective term of twenty years, suspended after ten years, with twenty years of probation. This appeal followed. Additional facts will be set forth as necessary.
I
The defendant first claims that the court abused its discretion by admitting the examining pediatrician’s report into evidence. Specifically, the defendant claims that the pediatrician’s report contained a statement that impermissibly vouched for J’s credibility. We disagree.
“The trial court’s ruling on evidentiary matters will be overturned only upon a showing of a clear abuse of the court’s discretion. . . . The trial court has wide discretion in ruling on the qualification of expert witnesses and the admissibility of their opinions. . . . The
“[A]n expert witness may not testify regarding the credibility of a particular victim.” State v. Grenier, 257 Conn. 797, 806, 778 A.2d 159 (2001). Our Supreme Court has “found expert testimony stating that a victim’s behavior was generally consistent with that of a victim of sexual or physical abuse to be admissible, and ha[s] distinguished such statements from expert testimony providing an opinion as to whether a particular victim had in fact suffered sexual abuse. . . . [E]ven indirect assertions by an expert witness regarding the ultimate issue in a case can serve inappropriately to validate the truthfulness of a victim’s testimony.” (Citation omitted.) State v. Iban C., 275 Conn. 624, 635, 881 A.2d 1005 (2005).
Here, the defendant asserts that the phrase, “as revealed in the interview,” constitutes Berrien’s opinion that J’s interview statements alleging sexual assault were true. In making his argument, the defendant asserts that the phrase at issue in Berrien’s report falls into the category of expert opinions deemed to be improper bolstering in Iban C. and Grenier. We disagree.
The statement in question here is distinctly different from the expert testimony found inadmissible in Iban C. and Grenier. In Iban C., the defendant objected to the written report and the direct testimony of the state’s expert witness, a pediatrician, who diagnosed the victim in that case as having been sexually abused despite a normal physical examination. State v. Iban C., supra, 275 Conn. 632-33. On appeal, the Supreme Court found that the testimony under scrutiny usurped the role of the
Grenier is likewise distinguishable from the case at hand. In Grenier, a counselor’s testimony that the victim’s “ ‘statements were very credible’ ”; State v. Grenier, supra, 257 Conn. 802; was inadmissible because it amounted to “a direct assertion that validated the truthfulness of [the victim’s] testimony.” (Internal quotation marks omitted.) Id., 806. Additionally, a clinical psychologist’s testimony that she treated the victim for “ ‘the trauma of the abuse that [she] experienced’ ”; id., 804; was inadmissible because it “constituted an indirect assertion that validated the truthfulness of [the victim’s] testimony.” (Internal quotation marks omitted.) Id., 806. In this case, Berrien did not directly or indirectly validate the truthfulness of J’s testimony. He simply indicated that a normal examination does not belie the occurrence of sexual abuse.
We agree with the court that the segment of the report at issue did not improperly bolster J’s credibility. The statement at issue in Berrien’s report was merely a caveat to his conclusion that J’s physical examination was normal. It did not validate or credit the statements J made in her interview with Agudelo. Accordingly, we conclude that the court did not abuse its discretion by admitting Berrien’s report.
Next, the defendant claims that the court improperly permitted the state to bolster J’s credibility on direct examination. Specifically, the defendant argues that the state’s question, “Did you know you were supposed to tell the truth to [Agudelo]?” and J’s affirmative response vouched for her credibility before the defendant had put her credibility at issue on cross-examination. We disagree.
The following additional facts from the trial are pertinent to this issue. At the beginning of the direct examination of J, the state asked:
“Q. Do you remember going to a hospital and talking to a lady named [Agudelo]?
“A. Yes.
“Q. And did you tell her things that happened also?
“A. Yes.
“Q. And the things that you told her, were they true?
“A. Yes.”
The defendant objected to the final question and answer on the ground that the state was improperly attempting to bolster the witness’ credibility. The court agreed to strike the question and answer from the record. Thereafter, as the direct examination of J continued, she related many of the details of the alleged assault; however, some details differed, in particular regarding the issue of penetration, from statements she had made during her videotaped interview with Agudelo at the advocacy center. The following exchange, which is the heart of this claim, ensued:
*440 “Q. And you talked to [Agudelo] about what happened. Right?
“A. Yes. . . .
“Q. And when you were—when you were telling [Agudelo] those things, did you know that you were supposed to tell the truth then?
“[Defense Counsel]: Objection, Your Honor. It improperly seeks to bolster the credibility of an unimpeached witness.
“[The Prosecutor]: No. I’m seeking to lay a foundation in the terms of a six year old.
“The Court: I’ll allow it.
“Q. Did you know that you were supposed to tell the truth to [Agudelo]?
“A. Yes.”
The court did not abuse its discretion in permitting the state to ask J whether she knew she was supposed to tell the truth during her interview with Agudelo because it is reasonable to conclude that the state was attempting to lay a proper foundation for admissibility of the videotape. Shortly after the court permitted the question at issue, the state concluded its direct examination of J and informed the court that it was going to seek to introduce portions of the videotaped interview under the Whelan
Furthermore, the state’s question about whether J knew she was supposed to tell the truth during the interview is readily distinguishable from the impermissible and previously stricken question of whether she was, in fact, telling the truth. The latter is an improper invasion of the province of the jury, as it seeks to bolster J’s credibility before it has come under attack. In contrast, the former seeks to discern the state of mind of the witness during the interview as a prelude to the admissibility of the videotaped interview.
III
The defendant next claims that the court abused its discretion by admitting portions of the videotaped interview of J pursuant to State v. Whelan, 200 Conn. 743, 753, 513 A.2d 86, cert. denied, 479 U.S. 994, 107 S. Ct. 597, 93 L. Ed. 2d 598 (1986). Specifically, the defendant claims that the state failed to prove that J had personal
The following additional facts are relevant to our disposition of the defendant’s claim. After J reported being sexually assaulted by the defendant, she provided a detailed account of the assaults in a videotaped interview with Agudelo at the advocacy center. J related many of the details of the sexual assaults in her testimony at trial; however, when asked, “[D]id his front private go inside or outside your front private?” she replied, “Outside.” Additionally, when asked, “Did his front private go in your front private?” J responded, “No.” These assertions were inconsistent with the details J provided in the videotaped interview. As a result, the state sought to admit segments of the interview that were inconsistent with her trial testimony under the Whelan exception to the rule against hearsay. The defendant objected, arguing that because J could not recall the substance of her prior videotaped statements, she had no personal knowledge of them; and her lack of memory would deny the defendant meaningful cross-examination. The court overruled the objection and permitted segments of the interview into evidence pursuant to Whelan.
“The admissibility of evidence, including the admissibility of a prior inconsistent statement pursuant to Whelan, is a matter within the . . . discretion of the trial court. . . . [T]he trial court’s decision will be reversed only where abuse of discretion is manifest or where an injustice appears to have been done. . . . On review by this court, therefore, every reasonable presumption should be given in favor of the trial court’s ruling.” (Citation omitted; internal quotation marks omitted.) State v. Pierre, 277 Conn. 42, 56, 890 A.2d 474, cert. denied, 547 U.S. 1197, 126 S. Ct. 2873, 165 L. Ed. 2d 904 (2006); accord State v. Saucier, 283 Conn.
“As with any statement that is admitted into evidence under a hearsay exception, a statement that satisfies the Whelan criteria may or may not be true in fact. But, as with any other statement that qualifies under a hearsay exception, it nevertheless is admissible to establish the truth of the matter asserted because it falls within a class of hearsay evidence that has been deemed sufficiently trustworthy to merit such treatment.” (Internal quotation marks omitted.) State v. Watkins, 72 Conn. App. 804, 810, 806 A.2d 1072 (2002), cert. denied, 263 Conn. 923, 823 A.2d 1216 (2003).
The defendant does not contest that the admitted portions of the videotaped interview were inconsistent with J’s trial testimony or that the process of videotaping satisfied the writing requirement. Rather, the defendant asserts that the witness lacked personal knowledge at the time of trial of the accuracy of her videotaped statements.
“In evaluating whether a declarant has personal knowledge of the facts contained within a prior inconsistent statement, we look to the statement itself. If the statement itself indicates that the basis of the information contained in that statement is the declarant’s personal knowledge, that is sufficient to satisfy the criteria of personal knowledge established by Whelan.” Id., 812.
As to the defendant’s claim that J’s faulty memory deprived him of meaningful cross-examination, we are unpersuaded. J was in court, testified as to her ability to distinguish between the truth and a he, and was available to respond to the defendant’s questions. See United States v. Owens, 484 U.S. 554, 561, 108 S. Ct. 838, 98 L. Ed. 2d 951 (1988). The defendant was able to avail himself fully of the opportunity to cross-examine J about the inconsistencies between her testimony and the videotaped interview. Her inability at trial to remember certain details about the interview does not render her unavailable for cross-examination. “[Meaningless cross-examination] is not produced by the witness’ assertion of memory loss—which ... is often the very result sought to be produced by cross-examination, and can be effective in destroying the force of the prior statement.” Id., 562; State v. Pierre, supra, 277 Conn. 81. We conclude that the court did not abuse its discretion by admitting segments of the videotaped interview pursuant to Whelan.
The defendant also asserts that the entire videotaped interview was admitted improperly by the court under the medical treatment exception to the rule against hearsay. The defendant contends that because J was not suffering from any physical symptoms, the state failed to prove that J knew that she was providing a statement for the purpose of medical treatment. We disagree.
The following additional facts are pertinent to the defendant’s claim. After J reported the alleged sexual abuse to her parents, her father consulted with members of his church about her complaints. Thereafter, the police received a report of the sexual abuse and sent an officer and an investigator from the department of children and families to speak with J. On May 24, 2004, J was brought to the advocacy center for a diagnostic and forensic interview with the social worker, Agudelo.
After the interview, Agudelo made recommendations to J’s family concerning J’s future care and provided details of the interview for the examining pediatrician, Berrien. Berrien testified that the purpose of his examination was to determine if J needed further medical treatment. In addition, he relied on the details provided by Agudelo in order to understand J’s medical history and to inform his physical examination.
At trial, portions of the videotaped interview were admitted under the Whelan exception to the rule against hearsay, but the state sought to introduce the entire videotape pursuant to the medical treatment exception
To the extent that a court admits evidence relying on an interpretation of the Connecticut Code of Evidence, our review is plenary; but here, where the court’s decision was an application of the facts to the law, we afford the trial court’s ruling deference and will only reverse for an abuse of discretion. See State v. Saucier, supra, 283 Conn. 218-20.
Section 8-3 (5) of the Connecticut Code of Evidence (2000) contains an exception to the hearsay rule for “[a] statement made for purposes of obtaining medical treatment or advice pertaining thereto and describing medical history, or past or present symptoms, pain, or sensations, or the inception or general character of the cause or external source thereof, insofar as reasonably pertinent to the medical treatment or advice.” “Regardless of whether the statements were made to a physician, they must all have been made in furtherance of medical treatment.” (Internal quotation marks omitted.) State v. Slater, 285 Conn. 162, 186, 939 A.2d 1105, cert. denied, 553 U.S. 1085, 128 S. Ct. 2885, 171 L. Ed. 2d 822 (2008). In fact, the medical treatment exception is not limited to physicians and has been extended to include social workers, as long as the social worker is found to have been “acting within the chain of medical care . . . .” State v. Cruz, 260 Conn. 1, 10, 792 A.2d 823 (2002). “Although [t]he medical treatment exception to
The record provides ample basis that J gave the statements to obtain medical treatment. J testified that she was brought to a hospital, she believed Agudelo was a physician and the purpose of the interview was to see “if there was anything wrong.” Not only did J believe that she was interviewed for diagnostic purposes, but she did, in fact, receive medical treatment. Agudelo testified that she made recommendations to J’s parents after the interview.
V
Finally, the defendant claims that the court improperly denied his motion for a judgment of acquittal as to the count of sexual assault in the first degree because
“In reviewing the sufficiency of the evidence to support a criminal conviction we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. . . .
“We note that the jury must find every elementproven beyond a reasonable doubt in order to find the defendant guilty of the charged offense, [but] each of the basic and inferred facts underlying those conclusions need not be proved beyond a reasonable doubt. . . . If it is reasonable and logical for the jury to conclude that a basic fact or an inferred fact is true, the jury is permitted to consider the fact proven and may consider it in combination with other proven facts in determining whether the cumulative effect of all the evidence proves the defendant guilty of all the elements of the crime charged beyond a reasonable doubt. . . .
“Moreover, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct. . . . It is not one fact, but the cumulative impact of a multitude of facts which establishes guilt in a case involving substantial circumstantial evidence. ... In evaluating evidence, the [finder] of fact is not required to accept as dispositive those inferences that are consistent with the defendant’s innocence. . . . The [finder of fact] may draw whatever inferences from the evidence or
“Finally, [a]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable doubt require acceptance of every hypothesis of innocence posed by the defendant that, had it been found credible by the [finder of fact], would have resulted in an acquittal. ... On appeal, we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the [finder of fact’s] verdict of guilty.” (Internal quotation marks omitted.) State v. Davis, 283 Conn. 280, 329-30, 929 A.2d 278 (2007) (en banc).
General Statutes § 53a-70 (a) provides in relevant part: “A person is guilty of sexual assault in the first degree when such person ... (2) engages in sexual intercourse with another person and such other person is under thirteen years of age and the actor is more than two years older than such person . . . .” The defendant claims that the state failed to prove beyond a reasonable doubt that the defendant engaged in sexual intercourse with J. General Statutes § 53a-65 (2) defines “sexual intercourse,” in relevant part as, “vaginal intercourse . . . between persons regardless of sex. . . . Penetration, however slight, is sufficient to complete vaginal intercourse . . . and does not require emission of semen. Penetration may be committed by an object manipulated by the actor into the genital . . . opening of the victim’s body.” Connecticut follows the common-law least penetration doctrine in that “the phrase ‘ [p] enetration, however slight’ . . . was intended to cover penetration of the labia majora.” (Citation omitted; internal quotation marks omitted.) State v. Albert, 252 Conn. 795, 806, 750 A.2d 1037 (2000).
“Q. So, grandpa took out his peanut. And then what happened? . . .
“A. Grandpa took it out. He had it in a zipper. And he took off his shirt. He took off his pants. And then he had a little hole in his pajama pants. So, he took that out.
“Q. Uh-huh.
“A. And then when I went on top of him, that was gooey.
“Q. It was gooey. What was gooey?
“A. This was a little hole in there that made gooey stuff on it.
“Q. Yeah. A hole in what?
“A. It had a—it had a little hole this small—
“Q. Uh-huh.
“A. —that you can’t really see. And what happened is that—oh. I went—I went on him.
“Q. Uh-huh.
“A. He started making me gooey.
“Q. He made you gooey?
“A. Uh-huh.
“Q. Where were you gooey?
*451 “A. Well, he (unintelligible) tolin, [because] I have a tolin. And he put it right in there. So, it got me gooey.
“Q. Yeah. He put what in your tolin?
“A. He put white gooey stuff.
“Q. White gooey stuff? Where did the white gooey stuff come from?
“A. From his peanut. . . .
“Q. So, he put his peanut in your tolin?
“A. Uh-huh.
“Q. What did that feel like?
“A. It feels like something was going on me. And it started sending a lot of gooey.
“Q. A lot gooey?
“A. Yes.
“Q. What was he doing with his peanut in your tolin? What was he doing?
“A. He started jumping around and doing this.”
Additionally, on recross-examination, the following exchange took place between counsel for the defense and J:
“Q. Okay. Did you hear yourself say on the tape that grandpa got gooey stuff in your tolin? Did you hear yourself—
“A. Yes.
“Q. —on tape say that?
“A. Yes.
“Q. Do you remember—now that we have seen the tape, do you remember saying that?
“A. Yes.
*452 “Q. Is that true that he got gooey stuff in your tolin?
“A. Yes.
“Q. And how do you know that it was in your tolin? Did you feel something that made you think it was in your tolin?
“A. I think so.
“Q. Okay. What did you feel?
“A. I think it—I think . . .
“Q. [J], did you feel any pain?
“A. No.
“Q. No pain at all? You sure about that?
“A. Yes.
“Q. When I say, ‘Did you feel any pain?’ I mean, specifically, in your front private part?
“A. No. There was no pain.”12
We agree with the court that J’s testimony reasonably supports the inference that the defendant penetrated J. Specifically, J stated that “he put it right in there,” and she responded affirmatively to the question, “So, he put his peanut in your tolin?” Though J testified during direct examination that the defendant did not penetrate her with his “front private,” after watching the admitted videotaped segments, she did not give any indication that her videotaped testimony was incorrect. In fact, on recross-examination she confirmed that the
The defendant also asserts that Agudelo’s question, “So, he put his peanut in your tolin?” was a leading question and, therefore, unreliable.
The judgment is affirmed.
In this opinion BEACH, J., concurred.
J testified that she played the game with the defendant at other times when she did not take her clothes off.
During a diagnostic and forensic interview at the children’s advocacy center at Saint Francis Hospital and Medical Center, J demonstrated with dolls and with her body how she and the defendant moved against each other while they were playing this game.
In the out-of-court statements that were admitted at trial, J used the word “peanut” for male genitalia and “tolin” for female genitalia. At trial, J used the phrase “front private” to describe both male and female genitalia.
A business record is admissible if the trial court finds that “it was made in the regular course of any business, and that it was the regular course of the business to make the writing or record at the time of the act, transaction, occurrence or event or within a reasonable time thereafter. ” General Statutes § 52-180; Calcano v. Calcano, 257 Conn. 230, 240, 777 A.2d 633 (2001).
While we respect the right of our colleague, Judge Berdon, to voice his opposition, we are concerned that the dissent contains a significant misstatement of a core evidentiary issue and that it contains a conclusion about an individual that finds no support in the record. As to the former, the dissent asserts that the written report by Berrien states: “A normal exam can be found with sexual contact as revealed in the interview [with Agudelo],” followed by the notation, “(Emphasis added.).” The dissent fails to acknowledge that the bracketed phrase, “[with Agudelo],” is a creation solely of the dissent and can be found nowhere in the record. This point is
A variation of this problem arises in footnote three of the dissent in which Judge Berdon comments: “It is obvious that because the state relied on this interview to prosecute the defendant, and Agudelo’s employer, the advocacy center, was financed in part by the office of the chief state’s attorney, Agudelo acted, at least in part, in the role of a prosecutor in the interview.” Aside from the obvious impediment that we ought not to be engaging in fact-finding on review, the record is devoid of any support for this factual leap. To the contrary, the record reveals that Agudelo, as a clinical child interview specialist, acted as part of an interdisciplinary team to interview the victim and that her purpose in doing so was to “gather as much accurate information as possible to make decisions for medical and other mental health services.” Additionally, the record is clear that the victim, who was aware that she was in the hospital when the interview took place, thought Agudelo was a physician and was there to help her. Although our colleague may be troubled by the notion of a multidisciplinary team approach to the interviewing of a child, one that may have both criminal investigative as well as medical care purposes, the record in this case lends no support to the notion that everyone who participates in such an interview must be an agent of the prosecution simply because this team approach is financially supported, in part, by the prosecutorial arm of the state.
The state argues that this claim was inadequately briefed and that we should decline to afford it review. See Connecticut Coalition Against Mill
State v. Whelan, 200 Conn. 743, 513 A.2d 86, cert. denied, 479 U.S. 994, 107 S. Ct. 597, 93 L. Ed. 2d 598 (1986).
Under the Whelan exception, “the linchpin of admissibility is reliability: the [Whelan] statement may be excluded as substantive evidence only if the trial court is persuaded, in light of the circumstances under which the statement was made, that the statement is so untrustworthy that its admission into evidence would subvert the fairness of the fact-finding process.” State v. Muhktaar, 253 Conn. 280, 306-307, 750 A.2d 1059 (2000).
Connecticut Code of Evidence § 8-3 (6) defines the past recollection recorded exception as “an event about which a witness once had knowledge but now has insufficient recollection to enable the witness to testify fully and accurately, shown to have been made or adopted by the witness at or about the time of the event recorded and to reflect that knowledge correctly.” Proving that the record was accurate at the time it was made is an essential element of this exception. See State v. Whelan, supra, 200 Conn. 746 n.3 (“[b]ecause the [declarant] was unable to vouch for the accuracy of the statement, it could not be admitted under the past recollection recorded exception to the hearsay rule”).
Agudelo testified that at the time of the witness’ interview, she was employed as a “clinical child interview specialist,” and she also testified that her educational background includes a master’s degree in social work.
The defendant argues that because some of the funding for the advocacy center came from the office of the chief state’s attorney, the mission of the advocacy center is more closely aligned with the goals of law enforcement than with the goals of medical treatment. Although the medical treatment exception explicitly requires that the interviewee have the puipose of obtaining medical treatment, we also believe it is implicit in this rule that the interviewer must also have the purpose of providing medical treatment. In this instance, regardless of whatever other purposes this interview protocol may have served, it met the parameters of the exception; J went to the advocacy center for medical treatment, and Agudelo interviewed her to assess her health care needs.
We note that Bemen, the examining physician, testified that J’s normal physical examination and intact hymen did not disprove the possibility of sexual abuse. He explained that a normal examination does not address the fact that “penetration does not always penetrate as far as the hymen . . . and therefore, there is no damage to the hymen itself, although there can be penetration of the labia, that is, those folds that surround the opening to the genitalia as well as ... to as the external vagina or vestibule, which is external to the hymen itself.”
As part of his claim, the defendant also asserts that J’s reliability was tainted because Agudelo gave her a teddy bear just before the videotaped interview began. The defendant cites State v. Aponte, 249 Conn. 735, 738 A.2d 117 (1999), in support of this argument. We disagree. In Aponte, the court concluded that the defendant was deprived of due process because the prosecutor gave the complaining witness a doll prior to testifying and because the court limited the defendant’s ability to cross-examine the witness about this impropriety. Id., 737. This case is markedly different from Aponte because in this case, the teddy bear was given to J by a social worker before the social worker conducted a diagnostic and forensic interview, and the defendant was permitted to fully cross-examine J about the teddy bear.